The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Adelphia Recovery Trust | COM | 00685R102 | 30 | 1,478,658 | SH | DFND | 1 | 0 | 1,478,658 | 0 | |
| Advanced Emissions Solutions Inc. | COM | 00770C101 | 5,320 | 800,000 | SH | DFND | 1 | 0 | 800,000 | 0 | |
| Aerojet Rocketdyne Holdings Inc | COM | 007800105 | 4,095 | 250,000 | SH | DFND | 1 | 0 | 250,000 | 0 | |
| Aerojet Rocketdyne Holdings Inc. | COM | 007800105 | 406 | 24,794 | SH | SOLE | 0 | 24,794 | 0 | 0 | |
| Allison Transmission Holdings, Inc. | COM | 01973R101 | 8,094 | 300,000 | SH | DFND | 1 | 0 | 300,000 | 0 | |
| Allscripts Healtcare Solutions, Inc. | COM | 01988PAD0 | 6,308 | 477,500 | SH | DFND | 1 | 0 | 477,500 | 0 | |
| Ally Financial Inc. | COM | 02005N100 | 4,680 | 250,000 | SH | DFND | 1 | 0 | 250,000 | 0 | |
| Ally Financial Inc. | COM | 02005N100 | 412 | 22,000 | SH | SOLE | 0 | 22,000 | 0 | 0 | |
| American Midstream Partners LP | COM UNITS | 02752P100 | 3,547 | 512,500 | SH | DFND | 1 | 0 | 512,500 | 0 | |
| American Midstream Partners LP | COM UNITS | 02752P100 | 69 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
| American River Bankshares | COM | 029326105 | 1,849 | 182,000 | SH | DFND | 1 | 0 | 182,000 | 0 | |
| Anadarko Petroleum Corp. | COM | 032511107 | 2,887 | 62,000 | SH | DFND | 1 | 0 | 62,000 | 0 | |
| Ariad Pharmaceuticals, Inc. | COM | 04033A100 | 6,869 | 1,075,000 | SH | DFND | 1 | 0 | 1,075,000 | 0 | |
| Atlantic Capital Bancshares | COM | 048269203 | 13,269 | 951,893 | SH | DFND | 1 | 0 | 951,893 | 0 | |
| Axiall Corp | COM | 05463D100 | 2,512 | 115,000 | SH | DFND | 1 | 0 | 115,000 | 0 | |
| Baker Hughes Inc. | COM | 057224107 | 877 | 20,000 | SH | SOLE | 0 | 20,000 | 0 | 0 | |
| Bank of America Corporation | COM | 060505104 | 1,352 | 100,000 | SH | SOLE | 0 | 100,000 | 0 | 0 | |
| Barnes & Noble Edu. Inc. | COM | 06777U101 | 54 | 5,554 | SH | SOLE | 0 | 5,554 | 0 | 0 | |
| Belmond Ltd. Class A | CL A | G1154H107 | 2,183 | 230,000 | SH | DFND | 1 | 0 | 230,000 | 0 | |
| BKF Capital Group, Inc. | COM | 05548G102 | 209 | 293,800 | SH | DFND | 1 | 0 | 293,800 | 0 | |
| Blount International, Inc. | COM | 095180105 | 10,138 | 1,015,800 | SH | DFND | 1 | 0 | 1,015,800 | 0 | |
| BMC Stock Holdings Inc. | COM | 05591B109 | 59,475 | 3,578,527 | SH | DFND | 1 | 0 | 3,578,527 | 0 | |
| Boardwalk Pipeline Partners, LP | UT LTD PARTNER | 096627104 | 2,011 | 136,417 | SH | DFND | 1 | 0 | 136,417 | 0 | |
| Boeing Co. | COM | 097023105 | 2,539 | 20,000 | SH | SOLE | 0 | 20,000 | 0 | 0 | |
| Boston Scientific Corp. | COM | 101137107 | 32,729 | 1,740,000 | SH | DFND | 1 | 0 | 1,740,000 | 0 | |
| BRT Realty Trust | COM | 055645303 | 1,170 | 168,369 | SH | DFND | 1 | 0 | 168,369 | 0 | |
| Capital Properties, Inc. | COM | 140430109 | 235 | 23,149 | SH | DFND | 1 | 0 | 23,149 | 0 | |
| Carbon Natural Gas Co. | COM | 14115T109 | 844 | 4,222,222 | SH | DFND | 1 | 0 | 4,222,222 | 0 | |
| Carrizo Oil & Gas, Inc. | COM | 144577103 | 3,278 | 106,000 | SH | DFND | 1 | 0 | 106,000 | 0 | |
| Central Steel & Wire Company | COM | 155411101 | 44 | 108 | SH | DFND | 1 | 0 | 108 | 0 | |
| Chubb Limited | COM | B3BQMF6 | 4,016 | 33,706 | SH | DFND | 1 | 0 | 33,706 | 0 | |
| CIBL, Inc. | COM | 12543Y104 | 279 | 215 | SH | DFND | 1 | 0 | 215 | 0 | |
| CIT Group Inc. | COM NEW | 125581801 | 15,515 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
| CIT Group Inc. | COM NEW | 125581801 | 621 | 20,000 | SH | SOLE | 0 | 20,000 | 0 | 0 | |
| Citizens Financial Group | COM | 174610105 | 2,514 | 120,000 | SH | DFND | 1 | 0 | 120,000 | 0 | |
| Clifton Bancorp, Inc. | COM | 186873105 | 4,439 | 293,568 | SH | DFND | 1 | 0 | 293,568 | 0 | |
| Columbus McKinnon Corp. | COM | 199333105 | 2,443 | 155,000 | SH | DFND | 1 | 0 | 155,000 | 0 | |
| Continental Resources Inc. | COM | 212015101 | 3,461 | 114,000 | SH | DFND | 1 | 0 | 114,000 | 0 | |
| Continental Resources Inc. | COM | 212015101 | 6,072 | 200,000 | SH | SOLE | 0 | 200,000 | 0 | 0 | |
| Crimson Wine Group Ltd. | COM | 22662X100 | 6,911 | 824,678 | SH | DFND | 1 | 0 | 824,678 | 0 | |
| Devon Energy Corp. New | COM | 25179M103 | 1,921 | 70,000 | SH | SOLE | 0 | 70,000 | 0 | 0 | |
| Dolby Laboratories Inc. | COM | 25659T107 | 44,521 | 1,024,420 | SH | DFND | 1 | 0 | 1,024,420 | 0 | |
| Dolby Laboratories Inc. | COM | 25659T107 | 359 | 8,255 | SH | SOLE | 0 | 8,255 | 0 | 0 | |
| Du Pont E I De Nemours & Co | COM | 263534109 | 7,282 | 115,000 | SH | DFND | 1 | 0 | 115,000 | 0 | |
| Du Pont E I De Nemours & Co | COM | 263534109 | 1,900 | 30,000 | SH | SOLE | 0 | 30,000 | 0 | 0 | |
| EMC Corporation | COM | 268648102 | 11,460 | 430,000 | SH | DFND | 1 | 0 | 430,000 | 0 | |
| EMC Corporation | COM | 268648102 | 5,597 | 210,000 | SH | SOLE | 0 | 210,000 | 0 | 0 | |
| Enable Midstream Partners, LP | COM UNIT RP IN | 292480100 | 856 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| Enable Midstream Partners, LP | COM UNIT RP IN | 292480100 | 86 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
| Exxon Mobil Corp. | COM | 30231G102 | 1,672 | 20,000 | SH | SOLE | 0 | 20,000 | 0 | 0 | |
| Farmer Brothers Co. | COM | 307675108 | 5,750 | 206,300 | SH | DFND | 1 | 0 | 206,300 | 0 | |
| Farmer Brothers Co. | COM | 307675108 | 78 | 2,800 | SH | SOLE | 0 | 2,800 | 0 | 0 | |
| First Guaranty Bancshares, Inc. | COM | 32043P106 | 922 | 59,459 | SH | DFND | 1 | 0 | 59,459 | 0 | |
| First Northwest Bancorp | COM | 335834107 | 3,218 | 250,000 | SH | DFND | 1 | 0 | 250,000 | 0 | |
| FMC Corp. | COM NEW | 30249U101 | 10,093 | 250,000 | SH | DFND | 1 | 0 | 250,000 | 0 | |
| FMC Corp. | COM NEW | 30249U101 | 2,019 | 50,000 | SH | SOLE | 0 | 50,000 | 0 | 0 | |
| FMC Technologies, Inc. | COM | 30249U101 | 10,055 | 367,500 | SH | DFND | 1 | 0 | 367,500 | 0 | |
| Forest City Enterprises, Inc. | COM | 345550107 | 5,852 | 277,500 | SH | DFND | 1 | 0 | 277,500 | 0 | |
| Fossil Group, Inc. | COM | 34988V106 | 10,212 | 229,900 | SH | DFND | 1 | 0 | 229,900 | 0 | |
| Franklin Resources Inc. | COM | 354613101 | 2,343 | 60,000 | SH | DFND | 1 | 0 | 60,000 | 0 | |
| GAMCO Investors, Inc. | COM | 361438104 | 611 | 16,500 | SH | DFND | 1 | 0 | 16,500 | 0 | |
| General Electric Co. | COM | 369604103 | 318 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
| General Motors Corp. | COM | 37045V100 | 5,867 | 186,657 | SH | DFND | 1 | 0 | 186,657 | 0 | |
| Getty Realty Corp. | COM | 374297109 | 6,375 | 321,477 | SH | DFND | 1 | 0 | 321,477 | 0 | |
| Getty Realty Corp. | COM | 374297109 | 722 | 36,427 | SH | SOLE | 0 | 36,427 | 0 | 0 | |
| GM '16 WRNT | *W EXP 07/10/201 | 37045V118 | 230 | 10,597 | SH | DFND | 1 | 0 | 10,597 | 0 | |
| GM '19 WRNT | *W EXP 07/10/201 | 37045V126 | 145 | 10,597 | SH | DFND | 1 | 0 | 10,597 | 0 | |
| Gulf Coast Ultra Deep Rty Trust Unit | COM | 40222T104 | 55 | 611,942 | SH | SOLE | 0 | 611,942 | 0 | 0 | |
| Gyrodyne, LLC | COM | 403829104 | 1,230 | 45,642 | SH | DFND | 1 | 0 | 45,642 | 0 | |
| Gyrodyne, LLC | COM | 403829104 | 126 | 4,658 | SH | SOLE | 0 | 4,658 | 0 | 0 | |
| Halliburton Co. | COM | 406216101 | 714 | 20,000 | SH | SOLE | 0 | 20,000 | 0 | 0 | |
| Hardinge, Inc. | COM | 412324303 | 3,129 | 250,900 | SH | DFND | 1 | 0 | 250,900 | 0 | |
| Heartware International | COM | 422368100 | 943 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
| Helmerich & Payne Inc. | COM | 423452101 | 4,844 | 82,500 | SH | DFND | 1 | 0 | 82,500 | 0 | |
| Heritage Oaks Bancorp | COM | 42724R107 | 6,244 | 801,486 | SH | DFND | 1 | 0 | 801,486 | 0 | |
| Hess Corporation | COM | 42809H107 | 20,534 | 390,000 | SH | DFND | 1 | 0 | 390,000 | 0 | |
| Hess Corporation | COM | 42809H107 | 9,477 | 180,000 | SH | SOLE | 0 | 180,000 | 0 | 0 | |
| Highland Bankshares Inc. | COM | 430893107 | 2,181 | 396,458 | SH | DFND | 1 | 0 | 396,458 | 0 | |
| HomeTrust Bancshares, Inc. | COM | 437872104 | 2,264 | 123,500 | SH | DFND | 1 | 0 | 123,500 | 0 | |
| Hugoton Realty Trust TEX Unit Ben Int | UNIT BEN INT | 444717102 | 227 | 165,940 | SH | SOLE | 0 | 165,940 | 0 | 0 | |
| ICTC Group | COM | 44931F108 | 79 | 3,575 | SH | DFND | 1 | 0 | 3,575 | 0 | |
| Intel Corp. | COM | 458140100 | 16,175 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
| Intel Corp. | COM | 458140100 | 43,673 | 1,350,000 | SH | SOLE | 0 | 1,350,000 | 0 | 0 | |
| Investar Holding Corporation | COM | 46134L105 | 2,567 | 175,000 | SH | DFND | 1 | 0 | 175,000 | 0 | |
| Investors Bancorp, Inc. | COM | 46146L101 | 5,820 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
| Johnson & Johnson | COM | 478160104 | 2,705 | 25,000 | SH | SOLE | 0 | 25,000 | 0 | 0 | |
| JP Energy Partners, LP | UNT REPST LTD | 46643C109 | 1,262 | 235,000 | SH | DFND | 1 | 0 | 235,000 | 0 | |
| JP Energy Partners, LP | UNT REPST LTD | 46643C109 | 54 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
| Kaiser Aluminum Corp. | COM PAR $0.01 | 483007704 | 19,444 | 230,000 | SH | DFND | 1 | 0 | 230,000 | 0 | |
| Kearny Financial Corp. | COM | 48716P108 | 17,599 | 1,425,000 | SH | DFND | 1 | 0 | 1,425,000 | 0 | |
| Kemper Corp. | COM | 488401100 | 296 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
| Keysight Technologies, Inc. | COM | 49338L103 | 4,161 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
| LICT Corp. | COM | 50187G104 | 1,451 | 275 | SH | DFND | 1 | 0 | 275 | 0 | |
| MB Bancorp Inc. | COM | 55280E104 | 1,154 | 91,559 | SH | DFND | 1 | 0 | 91,559 | 0 | |
| Meridian Bancorp, Inc. | COM | 58958U103 | 1,392 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| MSB Financial | COM | 55352L101 | 2,248 | 174,897 | SH | DFND | 1 | 0 | 174,897 | 0 | |
| National Presto Industries, Inc. | COM | 637215104 | 6,790 | 81,082 | SH | DFND | 1 | 0 | 81,082 | 0 | |
| News Corp | COM | 65249B109 | 5,619 | 440,000 | SH | DFND | 1 | 0 | 440,000 | 0 | |
| Northeast Bancorp | COM NEW | 663904209 | 3,839 | 361,800 | SH | DFND | 1 | 0 | 361,800 | 0 | |
| Oasis Petroleum Inc | COM | 674215108 | 728 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| Old Republic Interrnational Corp. | COM | 680223104 | 386 | 21,093 | SH | SOLE | 0 | 21,093 | 0 | 0 | |
| Peapack-Gladstone Financial Corp. | COM | 704699107 | 1,690 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| Permian Basin Rlty Trust | UNIT BEN INT | 714236106 | 147 | 23,841 | SH | SOLE | 0 | 23,841 | 0 | 0 | |
| Plains All American Pipeline | UNIT LTD PARTN | 726503105 | 8,545 | 407,500 | SH | DFND | 1 | 0 | 407,500 | 0 | |
| Plains All American Pipeline | UNIT LTD PARTN | 726503105 | 232 | 11,081 | SH | SOLE | 0 | 11,081 | 0 | 0 | |
| Plains GP Holdings LP | SHS A REP LTPN | 72651A108 | 3,844 | 442,400 | SH | DFND | 1 | 0 | 442,400 | 0 | |
| Plains GP Holdings LP | SHS A REP LTPN | 72651A108 | 217 | 25,000 | SH | SOLE | 0 | 25,000 | 0 | 0 | |
| Popular, Inc. | COM NEW | 733174700 | 8,583 | 300,000 | SH | DFND | 1 | 0 | 300,000 | 0 | |
| Popular, Inc. | COM NEW | 733174700 | 286 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
| Prudential Bancorp Inc. | COM | 74431A101 | 1,737 | 121,287 | SH | DFND | 1 | 0 | 121,287 | 0 | |
| Realogy Holdings Corp. | COM | 75605Y106 | 3,611 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| Resolute Forest Products | COM | 76117w109 | 3,546 | 643,500 | SH | DFND | 1 | 0 | 643,500 | 0 | |
| Ruth's Hospitality Group, Inc. | COM | 783332109 | 4,292 | 233,136 | SH | DFND | 1 | 0 | 233,136 | 0 | |
| S&W Seed Company | COM | 785135104 | 13,014 | 3,113,423 | SH | DFND | 1 | 0 | 3,113,423 | 0 | |
| San Juan Basin Realty Trust Unit | UNIT BEN INT | 798241105 | 266 | 51,639 | SH | SOLE | 0 | 51,639 | 0 | 0 | |
| Sanofi-Aventis SA, CVR | SPONSORED ADR | 80105N113 | 369 | 3,235,625 | SH | DFND | 1 | 0 | 3,235,625 | 0 | |
| Sanofi-Aventis SA, CVR | SPONSORED ADR | 80105N113 | 40 | 348,043 | SH | SOLE | 0 | 348,043 | 0 | 0 | |
| Seaboard Corp. | COM | 811543107 | 150 | 50 | SH | DFND | 1 | 0 | 50 | 0 | |
| SI Financial Group | COM | 78425V104 | 1,672 | 120,000 | SH | DFND | 1 | 0 | 120,000 | 0 | |
| Steel Holdings LP Ltd Prshp Unit | LTD PRTRSHIP U | 85814R107 | 88 | 5,773 | SH | SOLE | 0 | 5,773 | 0 | 0 | |
| Tejon Ranch Co. | COM | 879080109 | 10,696 | 520,000 | SH | DFND | 1 | 0 | 520,000 | 0 | |
| Tejon Ranch Warrant | *W EXP 08/31/201 | 879080133 | 0 | 76,809 | SH | DFND | 1 | 0 | 76,809 | 0 | |
| Teva Pharmaceutical Industries Ltd. | COM | 881624209 | 23,560 | 440,300 | SH | DFND | 1 | 0 | 440,300 | 0 | |
| The Bancorp Bank | COM | 05969A105 | 2,331 | 407,500 | SH | DFND | 1 | 0 | 407,500 | 0 | |
| The Macerich Company | COM | 554382101 | 3,019 | 38,100 | SH | DFND | 1 | 0 | 38,100 | 0 | |
| TowneBank Portsmouth VA | COM | 89214P109 | 9,595 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
| Trinity Place Holdings Inc. | COM | 89656D101 | 20,152 | 2,920,577 | SH | DFND | 1 | 0 | 2,920,577 | 0 | |
| Universal Stainless & Alloy Products, Inc. | COM | 913837100 | 3,032 | 297,500 | SH | DFND | 1 | 0 | 297,500 | 0 | |
| Vereit Inc. | COM | 92339V100 | 6,209 | 700,000 | SH | DFND | 1 | 0 | 700,000 | 0 | |
| Vmware, Inc. | CL A COM | 928563402 | 262 | 5,000 | SH | SOLE | 0 | 5,000 | 0 | 0 | |
| Vornado Realty Trust | SH BEN INT | 929042109 | 246 | 2,600 | SH | DFND | 1 | 0 | 2,600 | 0 | |
| Waterstone Financial Inc. | COM | 94188P101 | 16,274 | 1,189,617 | SH | DFND | 1 | 0 | 1,189,617 | 0 | |
| Westlake Chemical Corp. | COM | 960413102 | 4,630 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| Wheeler Real Estate Investment Trust | COM | 963025101 | 3,359 | 2,687,500 | SH | DFND | 1 | 0 | 2,687,500 | 0 | |
| Whiting Petroleum | COM | 966387102 | 319 | 40,000 | SH | DFND | 1 | 0 | 40,000 | 0 | |
| William H. Sadlier, Inc. | COM | 786327106 | 1,209 | 21,217 | SH | DFND | 1 | 0 | 21,217 | 0 | |
| Wright Investors Service Holdings | COM | 982345100 | 1,106 | 825,691 | SH | DFND | 1 | 0 | 825,691 | 0 | |