The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADAPTIMMUNE THERAPEUTICS PLC | ADR | 00653A107 | 80,333 | 9,880,999 | SH | DFND | 0 | 9,880,999 | 0 | 0 | |
AEROHIVE NETWORKS INC | COM | 007786106 | 23,360 | 4,681,455 | SH | DFND | 0 | 4,681,455 | 0 | 0 | |
AGILE THERAPEUTICS INC | COM | 00847L100 | 829 | 133,488 | SH | DFND | 0 | 133,488 | 0 | 0 | |
AKARI THERAPEUTICS PLC | ADR | 009726108 | 6,143 | 438,780 | SH | DFND | 0 | 438,780 | 0 | 0 | |
ARCA BIOPHARMA INC | COM PAR $.001 | 00211Y407 | 5,067 | 1,460,209 | SH | DFND | 0 | 1,460,209 | 0 | 0 | |
ARDELYX INC | COM | 039697107 | 91,629 | 11,792,631 | SH | DFND | 0 | 11,792,631 | 0 | 0 | |
ARQULE INC | COM | 04269E107 | 4,033 | 2,520,316 | SH | DFND | 0 | 2,520,316 | 0 | 0 | |
AURINA PHARMACEUTICALS INC | COM | 05156V102 | 7,411 | 2,546,843 | SH | DFND | 0 | 2,546,843 | 0 | 0 | |
CARE COM INC | COM | 141633107 | 20,055 | 3,260,989 | SH | DFND | 0 | 3,260,989 | 0 | 0 | |
CATALYST BIOSCIENCES INC | COM | 14888D109 | 1,096 | 652,380 | SH | DFND | 0 | 652,380 | 0 | 0 | |
CERECOR INC | COM | 15671L109 | 2,221 | 595,435 | SH | DFND | 0 | 595,435 | 0 | 0 | |
CHAMPIONS ONCOLOGY INC | COM | 15870P307 | 5,688 | 1,562,500 | SH | DFND | 0 | 1,562,500 | 0 | 0 | |
CLOVIS ONCOLOGY INC | COM | 189464100 | 21,886 | 1,139,890 | SH | DFND | 0 | 1,139,890 | 0 | 0 | |
DERMIRA INC | COM | 24983L104 | 72,518 | 3,506,649 | SH | DFND | 0 | 3,506,649 | 0 | 0 | |
ENDOLOGIX INC | COM | 29266S106 | 20,818 | 2,490,204 | SH | DFND | 0 | 2,490,204 | 0 | 0 | |
EPIZYME INC | COM | 29428V104 | 75,882 | 6,260,851 | SH | DFND | 0 | 6,260,851 | 0 | 0 | |
EXELIXIS INC | COM | 30161Q104 | 8,828 | 2,207,000 | SH | DFND | 0 | 2,207,000 | 0 | 0 | |
GLYCOMIMETICS INC | COM | 38000Q102 | 51,161 | 8,584,128 | SH | DFND | 0 | 8,584,128 | 0 | 0 | |
GROUPON INC | COM CL A | 399473107 | 176,250 | 44,172,953 | SH | DFND | 0 | 44,172,953 | 0 | 0 | |
LEXICON PHARMACEUTICALS INC | COM | 528872302 | 28,468 | 2,382,286 | SH | DFND | 0 | 2,382,286 | 0 | 0 | |
LOXO ONCOLOGY INC | COM | 548862101 | 48,999 | 1,792,207 | SH | DFND | 0 | 1,792,207 | 0 | 0 | |
MIRNA THERAPEUTICS INC | COM | 60470J103 | 13,000 | 2,974,811 | SH | DFND | 0 | 2,974,811 | 0 | 0 | |
NEVRO CORP | COM | 64157F103 | 37,156 | 660,428 | SH | DFND | 0 | 660,428 | 0 | 0 | |
OPOWER INC | COM | 68375Y109 | 61,272 | 8,997,290 | SH | DFND | 0 | 8,997,290 | 0 | 0 | |
OREXIGEN THERAPEUTICS INC | COM | 686164104 | 2,077 | 3,709,000 | SH | DFND | 0 | 3,709,000 | 0 | 0 | |
PARATEK PHARMACEUTICALS INC | COM | 699374302 | 1,896 | 125,004 | SH | DFND | 0 | 125,004 | 0 | 0 | |
RIGEL PHARMACEUTICALS INC | COM | 766559603 | 6,746 | 3,243,150 | SH | DFND | 0 | 3,243,150 | 0 | 0 | |
PROTEOSTASIS THERAPEUTICS INC | COM | 74373B109 | 29,838 | 3,095,240 | SH | DFND | 0 | 3,095,240 | 0 | 0 | |
ROKA BIOSCIENCE INC | COM | 775431109 | 2,222 | 3,220,433 | SH | DFND | 0 | 3,220,433 | 0 | 0 | |
SENSEONICS HOLDINGS INC | COM | 81727U105 | 75,227 | 26,303,189 | SH | DFND | 0 | 26,303,189 | 0 | 0 | |
STRONGBRIDGE BIOPHARMA PLC | SHS USD | G85347105 | 9,764 | 2,141,308 | SH | DFND | 0 | 2,141,308 | 0 | 0 | |
SUNESIS PHARMACEUTICALS INC | COM | 867328601 | 4,206 | 7,789,644 | SH | DFND | 0 | 7,789,644 | 0 | 0 | |
TESARO INC | COM | 881569107 | 452,413 | 10,275,113 | SH | DFND | 0 | 10,275,113 | 0 | 0 | |
TRACON PHARMACEUTICALS INC | COM | 89237H100 | 13,209 | 1,889,652 | SH | DFND | 0 | 1,889,652 | 0 | 0 | |
TREVENA INC | COM | 89532E109 | 31,523 | 3,811,691 | SH | DFND | 0 | 3,811,691 | 0 | 0 | |
ZHONE TECHNOLOGIES INC | COM | 98950P884 | 7,650 | 4,781,290 | SH | DFND | 0 | 4,781,290 | 0 | 0 | |
ZOSANO PHARMA CORP | COM | 98979H103 | 4,965 | 2,158,543 | SH | DFND | 0 | 2,158,543 | 0 | 0 |