The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACORDA THERAPEUTICS INC | COM | 00484M106 | 9,412 | 220,000 | SH | DFND | 1 | 220,000 | 0 | 0 | |
| AEGERION PHARMACEUTICALS INC | COM | 00767E102 | 12,140 | 1,202,000 | SH | DFND | 1 | 1,202,000 | 0 | 0 | |
| ANTARES PHARMA INC | COM | 036642106 | 16,020 | 13,240,000 | SH | DFND | 1 | 13,240,000 | 0 | 0 | |
| ARCOS DORADOS HOLDINGS INC | SHS CLASS A | G0457F107 | 3,670 | 1,180,000 | SH | DFND | 1 | 1,180,000 | 0 | 0 | |
| BARNES & NOBLE INC | COM | 067774109 | 1,742 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
| BIODELIVERY SCIENCES | COM | 09060J106 | 12,550 | 2,620,000 | SH | DFND | 1 | 2,620,000 | 0 | 0 | |
| BLUCORA INC | COM | 095229100 | 8,173 | 834,000 | SH | DFND | 1 | 834,000 | 0 | 0 | |
| DECKERS OUTDOOR CORP | COM | 243537107 | 7,741 | 164,000 | SH | DFND | 1 | 164,000 | 0 | 0 | |
| DEMAND MEDIA INC | COM NEW | 24802N208 | 6,358 | 1,156,000 | SH | DFND | 1 | 1,156,000 | 0 | 0 | |
| ENERGIZER HLDGS INC NEW | COM | 29272W109 | 10,218 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
| EXELIXIS INC | COM | 30161Q104 | 7,163 | 1,270,000 | SH | DFND | 1 | 1,270,000 | 0 | 0 | |
| FOOT LOCKER INC | COM | 344849104 | 8,071 | 124,000 | SH | DFND | 1 | 124,000 | 0 | 0 | |
| FRESHPET INC | COM | 358039105 | 14,382 | 1,694,000 | SH | DFND | 1 | 1,694,000 | 0 | 0 | |
| GNC HLDGS INC | COM CL A | 36191G107 | 3,784 | 122,000 | SH | DFND | 1 | 122,000 | 0 | 0 | |
| HAIN CELESTIAL GROUP INC | COM | 405217100 | 9,047 | 224,000 | SH | DFND | 1 | 224,000 | 0 | 0 | |
| HEALTHWAYS INC | COM | 422245100 | 9,266 | 720,000 | SH | DFND | 1 | 720,000 | 0 | 0 | |
| IGNYTA INC | COM | 451731103 | 12,757 | 952,000 | SH | DFND | 1 | 952,000 | 0 | 0 | |
| INTERVAL LEISURE GROUP INC | COM | 46113M108 | 2,654 | 170,000 | SH | DFND | 1 | 170,000 | 0 | 0 | |
| J.C. PENNEY CO INC | COM | 708160106 | 9,058 | 1,360,000 | SH | DFND | 1 | 1,360,000 | 0 | 0 | |
| KATE SPADE & CO | COM | 485865109 | 6,042 | 340,000 | SH | DFND | 1 | 340,000 | 0 | 0 | |
| MEDIGUS LTD | SPONSORED ADR | 58471G102 | 1,635 | 609,900 | SH | DFND | 1 | 609,900 | 0 | 0 | |
| PERNIX THERAPEUTICS HLDGS IN | DEBT 4.250% 4/0 | 71426VAJ7 | 514 | 2,000,000 | PRN | DFND | 1 | 2,000,000 | 0 | 0 | |
| REACHLOCAL INC | COM | 75525F104 | 1,515 | 918,000 | SH | DFND | 1 | 918,000 | 0 | 0 | |
| SEAWORLD ENTMT INC | COM | 8128V100 | 4,608 | 234,000 | SH | DFND | 1 | 234,000 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F953 | 40,774 | 200,000 | SH | Put | DFND | 1 | 200,000 | 0 | 0 |
| SPECTRANETICS CORP | COM | 84760C107 | 8,825 | 586,000 | SH | DFND | 1 | 586,000 | 0 | 0 | |
| TENAX THERAPEUTICS INC | COM | 88032L100 | 3,247 | 990,000 | SH | DFND | 1 | 990,000 | 0 | 0 | |
| TENET HEALTHCARE CORP | COM | 88033G407 | 7,636 | 252,000 | SH | DFND | 1 | 252,000 | 0 | 0 | |
| THERAVANCE BIOPHARMA INC | COM | 88338T104 | 12,293 | 750,000 | SH | DFND | 1 | 750,000 | 0 | 0 | |
| TUMI HLDGS INC | COM | 89969Q104 | 3,126 | 188,000 | SH | DFND | 1 | 188,000 | 0 | 0 | |
| VANDA PHARMACEUTICALS INC | COM | 921659108 | 15,175 | 1,630,000 | SH | DFND | 1 | 1,630,000 | 0 | 0 | |
| VISTA OUTDOOR INC | COM | 928377100 | 4,718 | 106,000 | SH | DFND | 1 | 106,000 | 0 | 0 | |
| XENOPORT INC | COM | 98411C100 | 5,929 | 1,080,000 | SH | DFND | 1 | 1,080,000 | 0 | 0 | |