The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AMBAC FINL GROUP INC | COM NEW | 023139884 | 4,724 | 335,305 | SH | SOLE | 229,749 | 0 | 105,556 | ||
| AMERIPRISE FINL INC | COM | 03076C106 | 692 | 6,500 | SH | SOLE | 4,100 | 0 | 2,400 | ||
| ARES MGMT L P | COM UNIT RP IN | 04014Y101 | 558 | 43,167 | SH | SOLE | 43,167 | 0 | 0 | ||
| ARRIS GROUP INC NEW | COM | 04270V106 | 418 | 13,685 | SH | SOLE | 9,255 | 0 | 4,430 | ||
| BBX CAP CORP | CL A PAR $0.01 | 05540P100 | 1,774 | 113,375 | SH | SOLE | 90,317 | 0 | 23,058 | ||
| BRIDGE BANCORP INC | COM | 108035106 | 919 | 30,214 | SH | SOLE | 25,309 | 0 | 4,905 | ||
| BOB EVANS FARMS INC | COM | 096761101 | 293 | 7,538 | SH | SOLE | 5,915 | 0 | 1,623 | ||
| POPULAR INC | COM NEW | 733174700 | 769 | 27,145 | SH | SOLE | 21,508 | 0 | 5,637 | ||
| BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 1,135 | 38,800 | SH | SOLE | 38,800 | 0 | 0 | ||
| CITIGROUP INC | COM NEW | 172967424 | 2,569 | 49,649 | SH | SOLE | 41,128 | 0 | 8,521 | ||
| CALATLANTIC GROUP INC | COM | 128195104 | 378 | 9,967 | SH | SOLE | 7,099 | 0 | 2,868 | ||
| CARLYLE GROUP L P | COM UTS LTD PTN | 14309L102 | 950 | 60,796 | SH | SOLE | 46,690 | 0 | 14,106 | ||
| CIFC CORP | COM | 12547R105 | 706 | 126,586 | SH | SOLE | 126,586 | 0 | 0 | ||
| COLONY CAP INC | CL A | 19624R106 | 1,216 | 62,409 | SH | SOLE | 48,800 | 0 | 13,609 | ||
| CAPITAL ONE FINL CORP | *W EXP 11/14/201 | 14040H139 | 1,761 | 56,160 | SH | SOLE | 47,240 | 0 | 8,920 | ||
| CORENERGY INFRASTRUCTURE TR | COM NEW | 21870U502 | 1,358 | 91,540 | SH | SOLE | 67,718 | 0 | 23,822 | ||
| DINEEQUITY INC | COM | 254423106 | 428 | 5,057 | SH | SOLE | 3,580 | 0 | 1,477 | ||
| ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336T100 | 298 | 19,775 | SH | SOLE | 15,060 | 0 | 4,715 | ||
| COMMUNITY BANKERS TR CORP | COM | 203612106 | 1,473 | 274,390 | SH | SOLE | 222,608 | 0 | 51,782 | ||
| DIREXION SHS ETF TR | DLY FIN BULL NEW | 25459Y694 | 509 | 881 | SH | Put | SOLE | 554 | 0 | 327 | |
| DIREXION SHS ETF TR | DLY FIN BULL NEW | 25459Y694 | 1,014 | 1,589 | SH | Put | SOLE | 1,411 | 0 | 178 | |
| FEDERATED INVS INC PA | CL B | 314211103 | 1,045 | 36,465 | SH | SOLE | 29,810 | 0 | 6,655 | ||
| FIDELITY NATIONAL FINANCIAL | FNFV GROUP COM | 31620R402 | 255 | 22,734 | SH | SOLE | 16,200 | 0 | 6,534 | ||
| FTD COS INC | COM | 30281V108 | 263 | 10,035 | SH | SOLE | 7,400 | 0 | 2,635 | ||
| INVESCO LTD | SHS | G491BT108 | 1,138 | 33,980 | SH | SOLE | 28,555 | 0 | 5,425 | ||
| JANUS CAP GROUP INC | COM | 47102X105 | 332 | 23,559 | SH | SOLE | 17,450 | 0 | 6,109 | ||
| JPMORGAN CHASE & CO | *W EXP 10/28/201 | 46634E114 | 1,364 | 57,573 | SH | SOLE | 48,184 | 0 | 9,389 | ||
| KINGSTONE COS INC | COM | 496719105 | 2,201 | 244,586 | SH | SOLE | 191,656 | 0 | 52,930 | ||
| KKR & CO L P DEL | COM UNITS | 48248M102 | 1,514 | 97,135 | SH | SOLE | 70,635 | 0 | 26,500 | ||
| LIBERTY GLOBAL PLC | LILAC SHS CL C | G5480U153 | 336 | 7,823 | SH | SOLE | 5,600 | 0 | 2,223 | ||
| MORGAN STANLEY | COM NEW | 617446448 | 1,616 | 50,786 | SH | SOLE | 41,953 | 0 | 8,833 | ||
| NMI HLDGS INC | CL A | 629209305 | 1,142 | 168,653 | SH | SOLE | 141,841 | 0 | 26,812 | ||
| OM ASSET MGMT PLC | SHS | G67506108 | 1,600 | 104,350 | SH | SOLE | 85,226 | 0 | 19,124 | ||
| OPPENHEIMER HLDGS INC | CL A NON VTG | 683797104 | 1,610 | 92,612 | SH | SOLE | 77,763 | 0 | 14,849 | ||
| PRESTIGE BRANDS HLDGS INC | COM | 74112D101 | 346 | 6,730 | SH | SOLE | 4,685 | 0 | 2,045 | ||
| PENN NATL GAMING INC | COM | 707569109 | 408 | 25,464 | SH | SOLE | 17,860 | 0 | 7,604 | ||
| PEAPACK-GLADSTONE FINL CORP | COM | 704699107 | 1,268 | 61,474 | SH | SOLE | 51,622 | 0 | 9,852 | ||
| PIPER JAFFRAY COS | COM | 724078100 | 670 | 16,579 | SH | SOLE | 14,421 | 0 | 2,158 | ||
| PJT PARTNERS INC | COM CL A | 69343T107 | 703 | 24,859 | SH | SOLE | 20,882 | 0 | 3,977 | ||
| PHOENIX COS INC NEW | COM NEW | 71902E604 | 1,840 | 49,675 | SH | SOLE | 47,836 | 0 | 1,839 | ||
| PRIMERICA INC | COM | 74164M108 | 357 | 7,557 | SH | SOLE | 5,530 | 0 | 2,027 | ||
| PRUDENTIAL FINL INC | COM | 744320102 | 482 | 5,920 | SH | SOLE | 2,500 | 0 | 3,420 | ||
| REAL IND INC | COM | 75601W104 | 404 | 50,250 | SH | SOLE | 35,000 | 0 | 15,250 | ||
| RAYMOND JAMES FINANCIAL INC | COM | 754730109 | 440 | 7,592 | SH | SOLE | 6,365 | 0 | 1,227 | ||
| RE MAX HLDGS INC | CL A | 75524W108 | 420 | 11,264 | SH | SOLE | 8,150 | 0 | 3,114 | ||
| RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 279 | 3,644 | SH | SOLE | 0 | 0 | 3,644 | ||
| SUNTRUST BKS INC | *W EXP 12/31/201 | 867914129 | 581 | 52,747 | SH | SOLE | 52,319 | 0 | 428 | ||
| SUNTRUST BKS INC | *W EXP 11/14/201 | 867914111 | 2,888 | 502,635 | SH | SOLE | 407,094 | 0 | 95,541 | ||
| REAVES UTIL INCOME FD | COM SH BEN INT | 756158101 | 1,548 | 59,616 | SH | SOLE | 50,124 | 0 | 9,492 | ||
| VOYA FINL INC | COM | 929089100 | 2,464 | 66,758 | SH | SOLE | 55,783 | 0 | 10,975 | ||
| VIRTUS INVT PARTNERS INC | COM | 92828Q109 | 1,611 | 13,716 | SH | SOLE | 11,224 | 0 | 2,492 | ||
| WELLCARE HEALTH PLANS INC | COM | 94946T106 | 258 | 3,303 | SH | SOLE | 2,295 | 0 | 1,008 | ||
| ZIONS BANCORPORATION | *W EXP 05/22/202 | 989701115 | 1,632 | 481,479 | SH | SOLE | 349,781 | 0 | 131,698 | ||
| ZIONS BANCORPORATION | *W EXP 11/14/201 | 989701131 | 850 | 411,506 | SH | SOLE | 385,649 | 0 | 25,857 | ||