-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P4XplxJyTezzgST1JIdkU4nxrOGbWJK2p9Cp+Rl1lZntE6zUEPrV2CmgnljngwHA 1k8NlHl2A5aUexrT6trxrA== 0000728672-04-000234.txt : 20040820 0000728672-04-000234.hdr.sgml : 20040820 20040820102356 ACCESSION NUMBER: 0000728672-04-000234 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040820 FILED AS OF DATE: 20040820 EFFECTIVENESS DATE: 20040820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: P SCHOENFELD ASSET MANAGEMENT LLC/NY CENTRAL INDEX KEY: 0001040198 IRS NUMBER: 133891126 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06394 FILM NUMBER: 04987766 BUSINESS ADDRESS: STREET 1: 1330 AVE OF THE AMERICAS STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2126499511 MAIL ADDRESS: STREET 1: 1330 AVENUE OF THE AMERICAS STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR/A 1 pschoenfeld.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2004 Check here if Amendment [x]; Amendment Number: This amendment (Check only one.): [x] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: P. SCHOENFELD ASSET MANAGEMENT Address: 1330 Avenue of the Americas, 34th Floor New York, NY 10019 13 File Number: 28-6394 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Frank Argenziano Title: CFO Phone: Signature, Place and Date of Signing: Frank Argenziano July 23, 2004 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 93 Form 13F Information Table Value Total: 337970 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D ADVANCED FIBRE COMMUNICATIONS COMMON STOCK 00754A105 1955 96790 SH SOLE 96790 0 0 D ALTRIA GROUP INC OPTIONS - CALLS 02209S0GK 991 19800 SH CALL SOLE 19800 0 0 D ALTRIA GROUP INC OPTIONS - CALLS 02209S0GW 996 19900 SH CALL SOLE 19900 0 0 D ASTORIA FINL CORP COM OPTIONS - PUTS 0462651SG 1302 35600 SH PUT SOLE 35600 0 0 D AT&T CORP OPTIONS - PUTS 0019571TC 1780 121700 SH PUT SOLE 121700 0 0 D AT&T WIRELESS SERVICES INC COMMON STOCK 00209A106 48302 3373077 SH SOLE 3373077 0 0 D AT&T WIRELESS SERVICES INC OPTIONS - PUTS 001957QSA 895 62500 SH PUT SOLE 62500 0 0 D AT&T WIRELESS SERVICES INC OPTIONS - CALLS 00209A0JO 1130 78900 SH CALL SOLE 78900 0 0 D AT&T WIRELESS SERVICES INC OPTIONS - CALLS 00209A1AV 2265 158200 SH CALL SOLE 158200 0 0 D AT&T WIRELESS SERVICES INC OPTIONS - PUTS 00209A1SB 3294 230000 SH PUT SOLE 230000 0 0 D AT&T WIRELESS SERVICES INC OPTIONS - PUTS 00209A2MB 5507 384600 SH PUT SOLE 384600 0 0 D ATRIX LABS INC COM COMMON STOCK 04962L101 2716 79217 SH SOLE 79217 0 0 D AVENTIS SPONS ADR ADRS STOCKS 053561106 5717 75160 SH SOLE 75160 0 0 D BANK ONE CORP COM COMMON STOCK 06423A103 21814 427726 SH SOLE 427726 0 0 D BARRICK GOLD CORP COM OPTIONS - PUTS 0679010SD 863 43700 SH PUT SOLE 43700 0 0 D BRITISH AMERICAN TOBACCO SP AD ADRS STOCKS 110448107 445 14261 SH SOLE 14261 0 0 D CALPINE CORP COM OPTIONS - PUTS 1313470VH 1562 361600 SH PUT SOLE 361600 0 0 D CARNIVAL CORP COMMON STOCK 143658300 2492 53014 SH SOLE 53014 0 0 D CB BANCSHARES INC COM COMMON STOCK 124785106 6692 72331 SH SOLE 72331 0 0 D CHARTER ONE FINL INC COM COMMON STOCK 160903100 17555 397264 SH SOLE 397264 0 0 D CHELSEA PROPRTY REITS REITS/RICS 163421100 2583 39609 SH SOLE 39609 0 0 D CITIGROUP INC LITIGATION TRACK WARRANTS 172967127 42 48700 SH SOLE 48700 0 0 D CITIZENS COMM CO COM STK COMMON STOCK 17453B101 27548 2276674 SH SOLE 2276674 0 0 D COMCAST CORP CL A OPTIONS - PUTS 20030N0SE 683 24300 SH PUT SOLE 24300 0 0 D COMCAST CORP CL A OPTIONS - PUTS 20030N0SY 2939 104600 SH PUT SOLE 104600 0 0 D COMCAST CORP CL A OPTIONS - PUTS 20030N0TF 2268 80700 SH PUT SOLE 80700 0 0 D CONSECO INC COMMON STOCK 208464883 2691 135205 SH SOLE 135205 0 0 D COOPER IND INC CL A COMMON STOCK G24182100 2397 40353 SH SOLE 40353 0 0 D COX COMMUNICATIONS INC OPTIONS - PUTS 2240440SY 5041 181400 SH PUT SOLE 181400 0 0 D COX COMMUNICATIONS INC OPTIONS - PUTS 2240440UF 2298 82700 SH PUT SOLE 82700 0 0 D COX COMMUNICATIONS INC OPTIONS - PUTS 2240440UY 2243 80700 SH PUT SOLE 80700 0 0 D DANAHER CORP COM OPTIONS - PUTS 2358510SJ 1887 36400 SH PUT SOLE 36400 0 0 D DEL MONTE FOODS CO COMMON STOCK 24522P103 1179 116025 SH SOLE 116025 0 0 D DIRECTV GROUP INC COMMON STOCK 25459L106 810 47374 SH SOLE 47374 0 0 D DIRECTV GROUP INC OPTIONS - CALLS 25459L0GW 710 41500 SH CALL SOLE 41500 0 0 D DUANE READE INC COM OPTIONS - PUTS 2635780VC 516 31600 SH PUT SOLE 31600 0 0 D ELECTRONIC DATA SYS CORP COM OPTIONS - CALLS 2856610IE 301 15700 SH CALL SOLE 15700 0 0 D FIRST YEARS INC COM COMMON STOCK 337610109 685 37160 SH SOLE 37160 0 0 D GOLD BANC CORP INC COM COMMON STOCK 379907108 1761 113597 SH SOLE 113597 0 0 D GOLDEN STAR RES LTD CAD NPV CO COMMON STOCK 38119T104 737 158777 SH SOLE 158777 0 0 D GOLDEN WEST FINL CORP DEL COM OPTIONS - PUTS 3813170TA 1691 15900 SH PUT SOLE 15900 0 0 D IAMGOLD INTL AFRICAN MINING G COMMON STOCK 450913108 978 175314 SH SOLE 175314 0 0 D INET TECHNOLOGIES INC USD COM COMMON STOCK 45662V105 250 20063 SH SOLE 20063 0 0 D INTERCEPT INC COM STK COMMON STOCK 45845L107 427 26063 SH SOLE 26063 0 0 D INVISION TECHNOLOGIES INC COMMON STOCK 461851107 4720 94598 SH SOLE 94598 0 0 D JACUZZI BRANDS INC COM COMMON STOCK 469865109 639 79336 SH SOLE 79336 0 0 D JEFFERSON PILOT CORP COM OPTIONS - PUTS 4750700SJ 2047 40300 SH PUT SOLE 40300 0 0 D KERR MCGEE CORP COM COMMON STOCK 492386107 1919 35698 SH SOLE 35698 0 0 D KEYSTONE PPTY COMMON STOCK 493596100 1025 42653 SH SOLE 42653 0 0 D LIN TV CORP Cl A COMMON STOCK 532774106 1429 67400 SH SOLE 67400 0 0 D MANDALAY RESORT CONV BD CONVRT BONDS 562567AK3 8534 6065000 SH SOLE 6065000 0 0 D MANDALAY RESORT GROU P COM COMMON STOCK 562567107 13050 190121 SH SOLE 190121 0 0 D MANDALAY RESORT GROU P COM OPTIONS - CALLS 5625671AM 515 7500 SH CALL SOLE 7500 0 0 D METRO-GOLDWYN-MAYER INC COMMON STOCK 591610100 1371 113280 SH SOLE 113280 0 0 D MILLENIUM CHEMICALS INC COM COMMON STOCK 599903101 6052 349424 SH SOLE 349424 0 0 D NASDAQ-100 SHARES COM US ETFS US ETF'S - US TR 631100104 1796 47602 SH SOLE 47602 0 0 D NASDAQ-100 SHARES COM US ETFS OPTIONS - PUTS 6311001UI 1796 47600 SH PUT SOLE 47600 0 0 D NATIONAL COMMERCE FI NANCIAL C COMMON STOCK 63545P104 1802 55437 SH SOLE 55437 0 0 D NEW YORK COMM BANCORP DUE 11/1 PRFD STK (CONVRT 64944P307 1299 23648 SH SOLE 23648 0 0 D NEW YORK COMMUNITY BANCORP OPTIONS - CALLS 6494450HD 779 39700 SH CALL SOLE 39700 0 0 D NEW YORK COMMUNITY BANCORP OPTIONS - PUTS 6494450TD 1945 99100 SH PUT SOLE 99100 0 0 D NEW YORK COMMUNITY BANCORP OPTIONS - CALLS 6494451GE 852 43400 SH CALL SOLE 43400 0 0 D NEW YORK COMMUNITY BANCORP OPTIONS - CALLS 6494451HX 779 39700 SH CALL SOLE 39700 0 0 D NEWS CORP LTD SPONS ADR REPSTG ADRS STOCKS 652487802 2605 79217 SH SOLE 79217 0 0 D NORANDA INC CAD NPV COM (USD) COMMON STOCK 655422103 199 11589 SH SOLE 11589 0 0 D NTL INC COM OPTIONS - PUTS 62940M0SJ 2322 40300 SH PUT SOLE 40300 0 0 D NTL INC COM OPTIONS - PUTS 62940M0SK 1792 31100 SH PUT SOLE 31100 0 0 D NTL INC COM OPTIONS - PUTS 62940M0UK 703 12200 SH PUT SOLE 12200 0 0 D NUI CORP COMMON STOCK 629431107 2220 152079 SH SOLE 152079 0 0 D OXFORD HEALTH PLANS INC COMMON STOCK 691471106 4148 75369 SH SOLE 75369 0 0 D PEOPLESOFT INC COM COMMON STOCK 712713106 1151 62192 SH SOLE 62192 0 0 D PLACER DOME INC CAD COM NPV OPTIONS - PUTS 7259060SC 1325 79600 SH PUT SOLE 79600 0 0 D PLAINS RES INC COM COMMON STOCK 726540503 4741 279713 SH SOLE 279713 0 0 D PLAYTEX PRODS INC COM COMMON STOCK 72813P100 869 111065 SH SOLE 111065 0 0 D QLT INC OPTIONS - PUTS 7469270UC 240 12000 SH PUT SOLE 12000 0 0 D REYNOLDS R J TOB HLDGS INC COM OPTIONS - CALLS 76182K0GM 9659 142900 SH CALL SOLE 142900 0 0 D REYNOLDS R J TOB HLDGS INC COM OPTIONS - CALLS 76182K0GN 7110 105200 SH CALL SOLE 105200 0 0 D REYNOLDS R J TOB HLDGS INC COM OPTIONS - PUTS 76182K0SJ 5346 79100 SH PUT SOLE 79100 0 0 D REYNOLDS R J TOB HLDGS INC COM OPTIONS - PUTS 76182K0SK 7239 107100 SH PUT SOLE 107100 0 0 D SEACOAST FINL SERVICES CORP COMMON STOCK 81170Q106 2310 66758 SH SOLE 66758 0 0 D SOUTHTRUST CORP COM COMMON STOCK 844730101 2367 60998 SH SOLE 60998 0 0 D SOVEREIGN BANCORP INC OPTIONS - CALLS 8459050GE 1697 76800 SH CALL SOLE 76800 0 0 D SOVEREIGN BANCORP INC OPTIONS - PUTS 8459050SD 2100 95000 SH PUT SOLE 95000 0 0 D TULARIK INC COM STK COMMON STOCK 899165104 537 21638 SH SOLE 21638 0 0 D US ONCOLOGY INC COMMON STOCK 90338W103 1524 103560 SH SOLE 103560 0 0 D USG CORP COM NEW COMMON STOCK 903293405 1417 80631 SH SOLE 80631 0 0 D WACHOVIA CORP COM OPTIONS - PUTS 9299030TV 1575 35400 SH PUT SOLE 35400 0 0 D WALT DISNEY COMPANY (HOLDING C COMMON STOCK 254687106 4256 166986 SH SOLE 166986 0 0 D WALT DISNEY COMPANY (HOLDING C OPTIONS - PUTS 2546870SX 3635 142600 SH PUT SOLE 142600 0 0 D WASHINGTON MUT INC COM OPTIONS - CALLS 9393224GI 3369 87200 SH CALL SOLE 87200 0 0 D WASHINGTON MUT INC COM OPTIONS - PUTS 9393224SH 923 23900 SH PUT SOLE 23900 0 0 D WELLPOINT HEALTH NETWORKS INC COMMON STOCK 94973H108 16970 151506 SH SOLE 151506 0 0 D WHEATON RIVER MINERA LS LTD CA COMMON STOCK 962902102 334 118826 SH SOLE 118826 0 0 S REPORT SUMMARY 93 DATA RECORDS 337970 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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