0000846797-13-000002.txt : 20130510
0000846797-13-000002.hdr.sgml : 20130510
20130510170731
ACCESSION NUMBER: 0000846797-13-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130510
DATE AS OF CHANGE: 20130510
EFFECTIVENESS DATE: 20130510
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEAN INVESTMENT ASSOCIATES, LLC
CENTRAL INDEX KEY: 0000846797
IRS NUMBER: 310861689
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02462
FILM NUMBER: 13834440
BUSINESS ADDRESS:
STREET 1: 3500 PENTAGON BLVD, SUITE 200
CITY: BEAVERCREEK
STATE: OH
ZIP: 45431
BUSINESS PHONE: 8003273656
MAIL ADDRESS:
STREET 1: 3500 PENTAGON BLVD, SUITE 200
CITY: BEAVERCREEK
STATE: OH
ZIP: 45431
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN C H & ASSOCIATES INC
DATE OF NAME CHANGE: 19990319
13F-HR
1
frm13f033113.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Dean Investment Associates, LLC
Address: 3500 Pentagon Tower, Suite 200
Beavercreek, OH 45431
13F File Number: 028-02462
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Debra E. Rindler
Title: Chief Compliance Officer
Phone: (800) 327-3656
Signature, Place, and Date of Signing: May 10, 2013
Debra E. Rindler Beavercreek, OH May 10, 2013
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: N/A
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number Other Included Manager: 1
Form 13F Information Table Entry Total: 214
Form 13F Information Table Value Total: 323099
List of Other Included Manager:
No.
Form 13F File Number
Name
02
028-13367
Dean Capital Management, LLC
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
Vanguard Funds Short Term Bond 921937850 2556 240935.1900 SH Defined 02 240935.1900
3M Co CS 88579Y101 1092 10267.261 SH Defined 02 6857.261 3410.000
Aflac Inc CS 001055102 4942 95000.859 SH Defined 02 78895.859 16105.000
AGL Resources Inc CS 001204106 335 7996.000 SH Defined 02 7582.000 414.000
Air Prods & Chems Inc Com CS 009158106 292 3355.863 SH Defined 02 2880.863 475.000
Allegheny Technologies Inc Com CS 01741R102 273 8623.000 SH Defined 02 8177.000 446.000
Alliant Energy Corp CS 018802108 310 6172.891 SH Defined 02 5297.891 875.000
Altria Group Inc CS 02209S103 284 8255.595 SH Defined 02 7025.595 1230.000
American Equity Investment Lif CS 025676206 1764 118463.000 SH Defined 02 118463.000
Ameriprise Finl Inc CS 03076C106 332 4505.000 SH Defined 02 4274.000 231.000
Amtrust Financial Services CS 032359309 1035 29856.000 SH Defined 02 29856.000
Andersons Inc CS 034164103 1176 21975.000 SH Defined 02 21975.000
Anixter Intl Inc CS 035290105 1236 17675.000 SH Defined 02 17675.000
Apache Corp CS 037411105 3194 41400.085 SH Defined 02 34859.085 6541.000
Arrow Electrs Inc CS 042735100 337 8293.000 SH Defined 02 7869.000 424.000
Ascena Retail Group Inc CS 04351G101 288 15525.000 SH Defined 02 14703.000 822.000
Atwood Oceanics Inc CS 050095108 1182 22505.000 SH Defined 02 22505.000
Autoliv Inc CS 052800109 2425 35072.401 SH Defined 02 31427.401 3645.000
Avista Corp CS 05379B107 277 10091.983 SH Defined 02 8666.983 1425.000
Baker Hughes Inc CS 057224107 3627 78144.000 SH Defined 02 70972.000 7172.000
Bank of NY Mellon CS 064058100 4300 153639.766 SH Defined 02 127299.766 26340.000
Barnes Group Inc CS 067806109 937 32405.000 SH Defined 02 32405.000
Barry (R.G.) CS 068798107 872 65105.000 SH Defined 02 65105.000
Baxter Intl Inc Com CS 071813109 395 5434.000 SH Defined 02 4661.000 773.000
BBCN Bancorp Inc CS 073295107 736 56358.000 SH Defined 02 56358.000
BCE Inc CS 05534B760 289 6187.358 SH Defined 02 5312.358 875.000
Berkshire Hathaway Inc Cl B CS 084670702 1220 11707.000 SH Defined 02 7842.000 3865.000
Blackrock Inc CS 09247X101 5202 20252.114 SH Defined 02 16987.114 3265.000
Bok Finl Corp CS 05561Q201 325 5223.000 SH Defined 02 4947.000 276.000
Bryn Mawr Bank Corp CS 117665109 1248 53601.000 SH Defined 02 53601.000
C&F Financial Corp CS 12466Q104 1061 25920.000 SH Defined 02 25920.000
C&J Energy Services Inc CS 12467B304 778 33955.000 SH Defined 02 33955.000
CACI Intl Inc CS 127190304 2988 51641.000 SH Defined 02 46586.000 5055.000
Cal Maine Foods Inc CS 128030202 1050 24660.000 SH Defined 02 24660.000
Cameron International Corp Com CS 13342B105 324 4971.000 SH Defined 02 4715.000 256.000
Caseys Gen Stores Inc CS 147528103 1048 17970.000 SH Defined 02 17970.000
Cash Amer Intl Inc Com CS 14754D100 981 18695.000 SH Defined 02 18695.000
CBIZ Inc CS 124805102 1173 183855.000 SH Defined 02 183855.000
Chatham Lodging Trust CS 16208T102 842 47840.000 SH Defined 02 47840.000
Chemed Corp CS 16359R103 332 4146.000 SH Defined 02 3926.000 220.000
Chevron Corp CS 166764100 4971 41832.690 SH Defined 02 35676.690 6156.000
Cisco Sys Inc CS 17275R102 4413 211206.950 SH Defined 02 176988.950 34218.000
Commercial Metals Co CS 201723103 2143 135211.000 SH Defined 02 121966.000 13245.000
ConocoPhillips CS 20825C104 1591 26471.539 SH Defined 02 19231.539 7240.000
CR Bard CS 067383109 469 4651.000 SH Defined 02 4410.000 241.000
Crane Co CS 224399105 5196 93013.000 SH Defined 02 86818.000 6195.000
CSX Corp CS 126408103 404 16407.000 SH Defined 02 15557.000 850.000
CVS Caremark Corp CS 126650100 4867 88502.302 SH Defined 02 74112.302 14390.000
Darden Restaurants Inc CS 237194105 3580 69266.239 SH Defined 02 62577.239 6689.000
Devon Energy Corp CS 25179M103 3425 60697.293 SH Defined 02 50516.197 10181.096
Digital Rlty Trust Inc CS 253868103 3347 50028.668 SH Defined 02 45309.668 4719.000
Dime Community Bancshares CS 253922108 828 57670.000 SH Defined 02 57670.000
Discover Finl Svcs CS 254709108 375 8365.000 SH Defined 02 7809.000 556.000
Dover Corp CS 260003108 1436 19704.217 SH Defined 02 13153.243 6550.974
Dow Chem Co CS 260543103 301 9446.037 SH Defined 02 8116.037 1330.000
Dr Pepper Snapple Group Inc CS 26138E109 353 7522.000 SH Defined 02 7132.000 390.000
Duke Energy Corp CS 26441c204 293 4042.420 SH Defined 02 3472.420 570.000
Eaton Corp PLC CS g29183103 770 12569.549 SH Defined 02 11333.549 1236.000
El Paso Electric Co CS 283677854 1467 43595.000 SH Defined 02 43595.000
EMCOR Group Inc CS 29084Q100 955 22528.000 SH Defined 02 22528.000
Emerson Elec Co CS 291011104 1364 24407.866 SH Defined 02 17581.866 6826.000
Energizer Hldgs Inc Com CS 29266R108 393 3945.000 SH Defined 02 3741.000 204.000
Enstar Group Ltd CS G3075P101 887 7135.000 SH Defined 02 7135.000
Exxon Mobil Corp CS 30231G102 4812 53400.338 SH Defined 02 44397.338 9003.000
Fedex Corp Com CS 31428X106 3947 40196.063 SH Defined 02 33811.016 6385.047
Fifth Street Finance Corp CS 31678A103 297 26910.856 SH Defined 02 23105.856 3805.000
Finish Line Inc Cl A CS 317923100 793 40505.000 SH Defined 02 40505.000
First Finl Bancorp CS 320209109 262 16305.137 SH Defined 02 14005.137 2300.000
Firstmerit Corp CS 337915102 848 51240.000 SH Defined 02 51240.000
Flowserve Corp CS 34354P105 429 2559.000 SH Defined 02 2427.000 132.000
Fluor Corp New Com CS 343412102 342 5150.000 SH Defined 02 4883.000 267.000
FMC Corp CS 302491303 322 5654.000 SH Defined 02 5364.000 290.000
Freeport-McMoRan Copper & Gold CS 35671D857 1926 58197.000 SH Defined 02 52512.000 5685.000
General Cable Corp CS 369300108 2783 75973.000 SH Defined 02 68433.000 7540.000
General Electric Co CS 369604103 5225 225990.730 SH Defined 02 189236.730 36754.000
General Mills Inc CS 370334104 1388 28141.551 SH Defined 02 20068.039 8073.512
Genesco Inc CS 371532102 1654 27530.000 SH Defined 02 27530.000
Genuine Parts Co CS 372460105 347 4447.589 SH Defined 02 3820.589 627.000
Greif Inc-Cl B CS 397624206 284 5062.330 SH Defined 02 4347.330 715.000
Greif Inc Cl A CS 397624107 3172 59161.000 SH Defined 02 53661.000 5500.000
Halliburton Co CS 406216101 4819 119259.296 SH Defined 02 98934.296 20325.000
Hancock Holding Co CS 410120109 1256 40605.000 SH Defined 02 40605.000
Health Net Inc Com CS 42222G108 811 28320.000 SH Defined 02 28320.000
Healthsouth Corp CS 421924309 3255 123434.000 SH Defined 02 111489.000 11945.000
Helen Of Troy Ltd CS G4388N106 1737 45288.000 SH Defined 02 45288.000
Hillenbrand Inc CS 431571108 1062 42015.000 SH Defined 02 42015.000
Hologic Inc CS 436440101 324 14351.000 SH Defined 02 13610.000 741.000
Horizon Bancorp Indiana CS 440407104 1622 80261.000 SH Defined 02 80261.000
Hospitality Properties Trust CS 44106M102 1325 48288.000 SH Defined 02 48288.000
Illinois Tool Wks Inc CS 452308109 1001 16430.259 SH Defined 02 11010.259 5420.000
Ingersoll-Rand CS G47791101 356 6475.000 SH Defined 02 6140.000 335.000
Ingredion Inc CS 457187102 443 6126.000 SH Defined 02 5809.000 317.000
Intel Corp CS 458140100 3607 165175.617 SH Defined 02 136776.617 28399.000
Interpublic Group Cos CS 460690100 338 25978.000 SH Defined 02 24642.000 1336.000
Invesco Ltd CS G491BT108 470 16241.000 SH Defined 02 15396.000 845.000
Investors Bancorp Inc Com CS 46146P102 1233 65640.000 SH Defined 02 65640.000
Investors Title Co CS 461804106 838 12130.000 SH Defined 02 12130.000
JM Smucker Co CS 832696405 350 3534.000 SH Defined 02 3354.000 180.000
John Bean Technologies CS 477839104 944 45490.000 SH Defined 02 45490.000
Johnson & Johnson CS 478160104 5213 63943.478 SH Defined 02 53904.478 10039.000
Johnson Ctls Inc Com CS 478366107 951 27106.064 SH Defined 02 18319.387 8786.677
JPMorgan Chase & Co CS 46625H100 6002 126456.851 SH Defined 02 105636.257 20820.594
Kennametal Inc Com CS 489170100 2562 65624.000 SH Defined 02 59089.000 6535.000
Keycorp CS 493267108 385 38629.000 SH Defined 02 36634.000 1995.000
Kimberly Clark Corp CS 494368103 361 3681.225 SH Defined 02 3161.225 520.000
KMG Chemicals Inc CS 482564101 953 49010.000 SH Defined 02 49010.000
Kohls Corp Com CS 500255104 390 8446.000 SH Defined 02 8008.000 438.000
Koppers Holdings Inc CS 50060P106 1710 38870.000 SH Defined 02 38870.000
Kulicke & Soffa Industries Inc CS 501242101 804 69510.000 SH Defined 02 69510.000
Laclede Group Inc CS 505597104 1279 29960.000 SH Defined 02 29960.000
Leggett & Platt Inc CS 524660107 381 11270.800 SH Defined 02 9565.800 1705.000
Linear Technology Corp CS 535678106 392 10206.000 SH Defined 02 9676.000 530.000
LMI Aerospace Inc CS 502079106 1036 49820.000 SH Defined 02 49820.000
Lockheed Martin Corp CS 539830109 368 3809.836 SH Defined 02 3269.836 540.000
Lorillard Inc CS 544147101 248 6141.513 SH Defined 02 5266.513 875.000
M&T Bank Corp CS 55261F104 329 3186.000 SH Defined 02 2970.000 216.000
Macys Inc CS 55616P104 440 10514.000 SH Defined 02 9783.000 731.000
Magellan Health Svcs Inc CS 559079207 1693 35587.000 SH Defined 02 35587.000
Maidenform Brands Inc CS 560305104 828 47230.000 SH Defined 02 47230.000
Manpowergroup CS 56418H100 3648 64311.000 SH Defined 02 58011.000 6300.000
McDonalds Corp CS 580135101 1462 14668.323 SH Defined 02 10403.323 4265.000
Meadwestvaco Corp CS 583334107 345 9515.000 SH Defined 02 9022.000 493.000
Medical Properties Trust Inc CS 58463J304 406 25316.000 SH Defined 02 24003.000 1313.000
Mednax Inc CS 58502B106 374 4169.000 SH Defined 02 3954.000 215.000
Medtronic Inc CS 585055106 4559 97077.524 SH Defined 02 82633.524 14444.000
Mens Wearhouse Inc CS 587118100 1086 32490.000 SH Defined 02 32490.000
Merck & Co Inc CS 58933Y105 310 7012.472 SH Defined 02 5937.472 1075.000
Mercury Genl Corp CS 589400100 208 5492.952 SH Defined 02 4712.952 780.000
Methode Electronics Inc CS 591520200 410 31855.000 SH Defined 02 31855.000
Metlife Inc CS 59156R108 4396 115622.484 SH Defined 02 98690.409 16932.075
Microchip Technology Inc CS 595017104 263 7142.219 SH Defined 02 6137.219 1005.000
Microsoft Corp CS 594918104 3656 127797.285 SH Defined 02 107993.610 19803.675
Molex Inc CS 608554101 397 13573.000 SH Defined 02 12873.000 700.000
Monarch Casino & Resort Inc CS 609027107 1092 112210.000 SH Defined 02 112210.000
Montpelier Re Holdings Ltd. CS g62185106 1046 40138.000 SH Defined 02 40138.000
Mosaic Co CS 61945c103 913 15317.878 SH Defined 02 10352.160 4965.718
MTS Systems Corp CS 553777103 1729 29730.000 SH Defined 02 29730.000
Murphy Oil Corp CS 626717102 4342 68133.685 SH Defined 02 57810.672 10323.013
National Beverage Corp CS 635017106 1280 91085.000 SH Defined 02 91085.000
National Fuel Gas Co CS 636180101 411 6696.000 SH Defined 02 6351.000 345.000
New York Community Bancorp CS 649445103 328 22843.701 SH Defined 02 19623.701 3220.000
Nicholas Financial Inc CS 65373J209 1184 80535.000 SH Defined 02 80535.000
Noble Energy Inc CS 655044105 450 3887.000 SH Defined 02 3687.000 200.000
Nucor Corp CS 670346105 910 19709.539 SH Defined 02 13154.539 6555.000
Nv Energy Inc Com CS 67073Y106 322 16066.000 SH Defined 02 15216.000 850.000
Olin Corp CS 680665205 884 35035.000 SH Defined 02 35035.000
Parker Hannifin Corp CS 701094104 4114 44921.000 SH Defined 02 40678.000 4243.000
Paychex Inc CS 704326107 305 8696.626 SH Defined 02 7466.626 1230.000
PepsiCo Inc CS 713448108 4328 54713.305 SH Defined 02 46288.305 8425.000
Pfizer Inc CS 717081103 394 13641.830 SH Defined 02 11466.830 2175.000
Philip Morris Intl Inc CS 718172109 332 3582.201 SH Defined 02 2977.201 605.000
PNC Finl Svcs Group Inc CS 693475105 3378 50803.264 SH Defined 02 42708.264 8095.000
Praxair Inc Com CS 74005P104 916 8210.000 SH Defined 02 5465.000 2745.000
Primerica Inc CS 74164M108 1460 44542.000 SH Defined 02 44542.000
Procter & Gamble Co CS 742718109 299 3884.002 SH Defined 02 3159.002 725.000
Protective Life Corp Com CS 743674103 1809 50530.000 SH Defined 02 50530.000
QEP Res Inc Com CS 74733V100 318 10000.000 SH Defined 02 9480.000 520.000
Realty Income Corp CS 756109104 302 6664.519 SH Defined 02 5724.519 940.000
Reinsurance Group Of America CS 759351604 386 6463.000 SH Defined 02 6128.000 335.000
Reynolds American Inc CS 761713106 295 6635.154 SH Defined 02 5695.154 940.000
Rockwood Holdings Inc CS 774415103 364 5557.000 SH Defined 02 5264.000 293.000
Ryder Sys Inc Com CS 783549108 835 13970.000 SH Defined 02 13970.000
Schweitzer-Mauduit Intl Inc CS 808541106 1681 43395.000 SH Defined 02 43395.000
Sealed Air Corp New Com CS 81211K100 411 17044.000 SH Defined 02 16141.000 903.000
Sensient Technologies Corp CS 81725T100 1390 35552.000 SH Defined 02 35103.000 449.000
Sigma Aldrich Corp Com CS 826552101 947 12190.246 SH Defined 02 8120.055 4070.191
Silgan Holdings Inc CS 827048109 324 6846.000 SH Defined 02 6484.000 362.000
Skyworks Solutions Inc CS 83088M102 283 12839.000 SH Defined 02 12160.000 679.000
Snap On Inc CS 833034101 327 3958.000 SH Defined 02 3753.000 205.000
Southern Co CS 842587107 270 5763.223 SH Defined 02 4953.223 810.000
Sparton Corp CS 847235108 1275 95155.000 SH Defined 02 95155.000
Spectrum Brands Holdings Inc CS 84763R101 1560 27575.000 SH Defined 02 27575.000
State Street CS 857477103 5421 91744.435 SH Defined 02 76864.435 14880.000
Stepan Co CS 858586100 1288 20405.000 SH Defined 02 20405.000
Stryker Corp CS 863667101 3601 55193.070 SH Defined 02 46227.164 8965.906
Summit Hotel Properties Inc CS 866082100 1300 124190.000 SH Defined 02 124190.000
Synopsys Inc CS 871607107 464 12933.000 SH Defined 02 12263.000 670.000
Sysco Corp CS 871829107 2793 79425.642 SH Defined 02 70636.642 8789.000
TAL International Group Inc CS 874083108 1250 27584.601 SH Defined 02 26454.601 1130.000
Target Corp Com CS 87612E106 3567 52109.271 SH Defined 02 43729.054 8380.217
TE Connectivity Ltd CS H84989104 414 9871.000 SH Defined 02 9361.000 510.000
Tech Data Corp CS 878237106 1674 36728.000 SH Defined 02 36728.000
Tenneco Inc CS 880349105 3420 86992.000 SH Defined 02 78457.000 8535.000
The Ensign Group Inc CS 29358P101 1700 50910.000 SH Defined 02 50910.000
The Walt Disney Co CS 254687106 3809 67057.975 SH Defined 02 56076.225 10981.750
Torchmark Corp CS 891027104 3661 61222.000 SH Defined 02 55460.000 5762.000
Towers Watson & Co CS 891894107 393 5671.000 SH Defined 02 5378.000 293.000
Triumph Group Inc CS 896818101 830 10578.000 SH Defined 02 10578.000
Tronox Ltd-Cl A CS Q9235V101 1220 61579.000 SH Defined 02 61579.000
United Stationers Inc Com CS 913004107 1536 39740.000 SH Defined 02 39740.000
UnitedHealth Group Inc CS 91324P102 999 17467.689 SH Defined 02 11568.227 5899.462
Unum Group CS 91529Y106 474 16766.000 SH Defined 02 15900.000 866.000
URS Corp New Com CS 903236107 1768 37295.000 SH Defined 02 37295.000
US Bancorp CS 902973304 3897 114868.629 SH Defined 02 98269.361 16599.268
Us Ecology Inc CS 91732J102 1090 41050.000 SH Defined 02 41050.000
Valley National Bancorp CS 919794107 285 27848.928 SH Defined 02 23928.928 3920.000
Verizon CS 92343V104 304 6191.808 SH Defined 02 5316.808 875.000
Wal Mart Stores Inc CS 931142103 3882 51871.175 SH Defined 02 43516.175 8355.000
WellPoint Inc CS 94973V107 882 13312.196 SH Defined 02 8937.196 4375.000
Wells Fargo & Co CS 949746101 3681 99516.551 SH Defined 02 83920.551 15596.000
Westar Energy Inc CS 95709T100 289 8695.721 SH Defined 02 7465.721 1230.000
Whirlpool Corp CS 963320106 354 2987.000 SH Defined 02 2832.000 155.000
Wiley John & Sons Inc Cl A CS 968223206 1054 27065.000 SH Defined 02 27065.000
WR Berkley Corp CS 084423102 353 7965.000 SH Defined 02 7553.000 412.000
Zimmer Hldgs Inc CS 98956P102 330 4386.000 SH Defined 02 4161.000 225.000
Zions Bancorporation CS 989701107 332 13275.000 SH Defined 02 12594.000 681.000
KKR Financial Holdings Llc 48248A306 1630 147240 SH Defined 02 147240
Sunoco Logistics Partners Lp 86764L108 363 5551 SH Defined 02 4766 785
Calamos Conv & High Income Fd EF 12811P108 993 77490.0000 SH Defined 02 77490.0000
Cohen & Steers Reit & Pfd Incm EF 19247X100 1350 71510.0000 SH Defined 02 71510.0000
iShares S&P Natl AMT-Free Muni EF 464288414 1747 15856.0000 SH Defined 02 12351.0000 3505.0000
LMP Corp Loan Fund Inc EF 50208B100 8433 604920.0620 SH Defined 02 520367.0620 84553.0000
SPDR S&P 500 ETF Tr Tr Unit EF 78462F103 364 2321.9373 SH Sole 2321.9373
Tortoise Energy Capital Corp EF 89147U100 7364 225759.1551 SH Defined 02 188392.3807 37366.7744