0000846797-13-000002.txt : 20130510 0000846797-13-000002.hdr.sgml : 20130510 20130510170731 ACCESSION NUMBER: 0000846797-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130510 DATE AS OF CHANGE: 20130510 EFFECTIVENESS DATE: 20130510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN INVESTMENT ASSOCIATES, LLC CENTRAL INDEX KEY: 0000846797 IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 13834440 BUSINESS ADDRESS: STREET 1: 3500 PENTAGON BLVD, SUITE 200 CITY: BEAVERCREEK STATE: OH ZIP: 45431 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 3500 PENTAGON BLVD, SUITE 200 CITY: BEAVERCREEK STATE: OH ZIP: 45431 FORMER COMPANY: FORMER CONFORMED NAME: DEAN C H & ASSOCIATES INC DATE OF NAME CHANGE: 19990319 13F-HR 1 frm13f033113.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dean Investment Associates, LLC Address: 3500 Pentagon Tower, Suite 200 Beavercreek, OH 45431 13F File Number: 028-02462 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Debra E. Rindler Title: Chief Compliance Officer Phone: (800) 327-3656 Signature, Place, and Date of Signing: May 10, 2013 Debra E. Rindler Beavercreek, OH May 10, 2013 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number Other Included Manager: 1 Form 13F Information Table Entry Total: 214 Form 13F Information Table Value Total: 323099 List of Other Included Manager: No. Form 13F File Number Name 02 028-13367 Dean Capital Management, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Vanguard Funds Short Term Bond 921937850 2556 240935.1900 SH Defined 02 240935.1900 3M Co CS 88579Y101 1092 10267.261 SH Defined 02 6857.261 3410.000 Aflac Inc CS 001055102 4942 95000.859 SH Defined 02 78895.859 16105.000 AGL Resources Inc CS 001204106 335 7996.000 SH Defined 02 7582.000 414.000 Air Prods & Chems Inc Com CS 009158106 292 3355.863 SH Defined 02 2880.863 475.000 Allegheny Technologies Inc Com CS 01741R102 273 8623.000 SH Defined 02 8177.000 446.000 Alliant Energy Corp CS 018802108 310 6172.891 SH Defined 02 5297.891 875.000 Altria Group Inc CS 02209S103 284 8255.595 SH Defined 02 7025.595 1230.000 American Equity Investment Lif CS 025676206 1764 118463.000 SH Defined 02 118463.000 Ameriprise Finl Inc CS 03076C106 332 4505.000 SH Defined 02 4274.000 231.000 Amtrust Financial Services CS 032359309 1035 29856.000 SH Defined 02 29856.000 Andersons Inc CS 034164103 1176 21975.000 SH Defined 02 21975.000 Anixter Intl Inc CS 035290105 1236 17675.000 SH Defined 02 17675.000 Apache Corp CS 037411105 3194 41400.085 SH Defined 02 34859.085 6541.000 Arrow Electrs Inc CS 042735100 337 8293.000 SH Defined 02 7869.000 424.000 Ascena Retail Group Inc CS 04351G101 288 15525.000 SH Defined 02 14703.000 822.000 Atwood Oceanics Inc CS 050095108 1182 22505.000 SH Defined 02 22505.000 Autoliv Inc CS 052800109 2425 35072.401 SH Defined 02 31427.401 3645.000 Avista Corp CS 05379B107 277 10091.983 SH Defined 02 8666.983 1425.000 Baker Hughes Inc CS 057224107 3627 78144.000 SH Defined 02 70972.000 7172.000 Bank of NY Mellon CS 064058100 4300 153639.766 SH Defined 02 127299.766 26340.000 Barnes Group Inc CS 067806109 937 32405.000 SH Defined 02 32405.000 Barry (R.G.) 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Kennametal Inc Com CS 489170100 2562 65624.000 SH Defined 02 59089.000 6535.000 Keycorp CS 493267108 385 38629.000 SH Defined 02 36634.000 1995.000 Kimberly Clark Corp CS 494368103 361 3681.225 SH Defined 02 3161.225 520.000 KMG Chemicals Inc CS 482564101 953 49010.000 SH Defined 02 49010.000 Kohls Corp Com CS 500255104 390 8446.000 SH Defined 02 8008.000 438.000 Koppers Holdings Inc CS 50060P106 1710 38870.000 SH Defined 02 38870.000 Kulicke & Soffa Industries Inc CS 501242101 804 69510.000 SH Defined 02 69510.000 Laclede Group Inc CS 505597104 1279 29960.000 SH Defined 02 29960.000 Leggett & Platt Inc CS 524660107 381 11270.800 SH Defined 02 9565.800 1705.000 Linear Technology Corp CS 535678106 392 10206.000 SH Defined 02 9676.000 530.000 LMI Aerospace Inc CS 502079106 1036 49820.000 SH Defined 02 49820.000 Lockheed Martin Corp CS 539830109 368 3809.836 SH Defined 02 3269.836 540.000 Lorillard Inc CS 544147101 248 6141.513 SH Defined 02 5266.513 875.000 M&T Bank Corp CS 55261F104 329 3186.000 SH Defined 02 2970.000 216.000 Macys Inc CS 55616P104 440 10514.000 SH Defined 02 9783.000 731.000 Magellan Health Svcs Inc CS 559079207 1693 35587.000 SH Defined 02 35587.000 Maidenform Brands Inc CS 560305104 828 47230.000 SH Defined 02 47230.000 Manpowergroup CS 56418H100 3648 64311.000 SH Defined 02 58011.000 6300.000 McDonalds Corp CS 580135101 1462 14668.323 SH Defined 02 10403.323 4265.000 Meadwestvaco Corp CS 583334107 345 9515.000 SH Defined 02 9022.000 493.000 Medical Properties Trust Inc CS 58463J304 406 25316.000 SH Defined 02 24003.000 1313.000 Mednax Inc CS 58502B106 374 4169.000 SH Defined 02 3954.000 215.000 Medtronic Inc CS 585055106 4559 97077.524 SH Defined 02 82633.524 14444.000 Mens Wearhouse Inc CS 587118100 1086 32490.000 SH Defined 02 32490.000 Merck & Co Inc CS 58933Y105 310 7012.472 SH Defined 02 5937.472 1075.000 Mercury Genl Corp CS 589400100 208 5492.952 SH Defined 02 4712.952 780.000 Methode Electronics Inc CS 591520200 410 31855.000 SH Defined 02 31855.000 Metlife Inc CS 59156R108 4396 115622.484 SH Defined 02 98690.409 16932.075 Microchip Technology Inc CS 595017104 263 7142.219 SH Defined 02 6137.219 1005.000 Microsoft Corp CS 594918104 3656 127797.285 SH Defined 02 107993.610 19803.675 Molex Inc CS 608554101 397 13573.000 SH Defined 02 12873.000 700.000 Monarch Casino & Resort Inc CS 609027107 1092 112210.000 SH Defined 02 112210.000 Montpelier Re Holdings Ltd. CS g62185106 1046 40138.000 SH Defined 02 40138.000 Mosaic Co CS 61945c103 913 15317.878 SH Defined 02 10352.160 4965.718 MTS Systems Corp CS 553777103 1729 29730.000 SH Defined 02 29730.000 Murphy Oil Corp CS 626717102 4342 68133.685 SH Defined 02 57810.672 10323.013 National Beverage Corp CS 635017106 1280 91085.000 SH Defined 02 91085.000 National Fuel Gas Co CS 636180101 411 6696.000 SH Defined 02 6351.000 345.000 New York Community Bancorp CS 649445103 328 22843.701 SH Defined 02 19623.701 3220.000 Nicholas Financial Inc CS 65373J209 1184 80535.000 SH Defined 02 80535.000 Noble Energy Inc CS 655044105 450 3887.000 SH Defined 02 3687.000 200.000 Nucor Corp CS 670346105 910 19709.539 SH Defined 02 13154.539 6555.000 Nv Energy Inc Com CS 67073Y106 322 16066.000 SH Defined 02 15216.000 850.000 Olin Corp CS 680665205 884 35035.000 SH Defined 02 35035.000 Parker Hannifin Corp CS 701094104 4114 44921.000 SH Defined 02 40678.000 4243.000 Paychex Inc CS 704326107 305 8696.626 SH Defined 02 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