0001325091-13-000002.txt : 20130508 0001325091-13-000002.hdr.sgml : 20130508 20130508152832 ACCESSION NUMBER: 0001325091-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130508 DATE AS OF CHANGE: 20130508 EFFECTIVENESS DATE: 20130508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marshall Wace North America, L.P. CENTRAL INDEX KEY: 0001325091 IRS NUMBER: 470943020 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11377 FILM NUMBER: 13824277 BUSINESS ADDRESS: STREET 1: C/O MARSHALL WACE NORTH AMERICA, L.P. STREET 2: 3 RIVER RD. CITY: COS COB STATE: CT ZIP: 06807 BUSINESS PHONE: 203-625-3200 MAIL ADDRESS: STREET 1: C/O MARSHALL WACE NORTH AMERICA, L.P. STREET 2: 3 RIVER RD. CITY: COS COB STATE: CT ZIP: 06807 FORMER COMPANY: FORMER CONFORMED NAME: Marshall Wace North America L.P. DATE OF NAME CHANGE: 20050426 13F-HR 1 mwna1q13.txt MWNA 1Q13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Mar 31, 2013 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Marshall Wace North America, L.P. Address: 3 River Rd., Cos Cob, CT 06807 13 File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Messiana Title: Head of Operations - Americas Phone: 203.625.3200 Signature, Place and Date of Signing: May 8, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 446 Form 13F Information Table Value Total: 1543886(*1000) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- -------- --------- ------ -------- - D ABM INDUSTRIES COMMON STOCK 000957100 1838 82660 SH SOLE 0 82660 0 0 D ACACIA RESEARCH COMMON STOCK 003881307 633 20992 SH SOLE 0 20992 0 0 D ACADIA PHARMACEU COMMON STOCK 004225108 91 11465 SH SOLE 0 11465 0 0 D ACCO BRANDS CORP COMMON STOCK 00081T108 184 27498 SH SOLE 0 27498 0 0 D ACTAVIS INC COMMON STOCK 00507K103 13044 141611 SH SOLE 0 141611 0 0 D ACUITY BRANDS COMMON STOCK 00508Y102 482 6953 SH SOLE 0 6953 0 0 D ADVANTAGE OIL & COMMON 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NABORS INDS LTD COMMON STOCK G6359F103 521 32099 SH SOLE 0 32099 0 0 D NATIONSTAR MORTG COMMON STOCK 63861C109 3672 99510 SH SOLE 0 99510 0 0 D NAVISTAR INTL COMMON STOCK 63934E108 2922 84526 SH SOLE 0 84526 0 0 D NCR CORP COMMON STOCK 62886E108 2068 75043 SH SOLE 0 75043 0 0 D NETAPP INC COMMON STOCK 64110D104 6783 198580 SH SOLE 0 198580 0 0 D NETSCOUT SYSTEMS COMMON STOCK 64115T104 373 15176 SH SOLE 0 15176 0 0 D NEWCASTLE INVT C REIT 65105M108 605 54185 SH SOLE 0 54185 0 0 D NEWFIELD EXPLORA COMMON STOCK 651290108 1842 82163 SH SOLE 0 82163 0 0 D NIKE INC -CL B COMMON STOCK 654106103 15628 264838 SH SOLE 0 264838 0 0 D NOKIA CORP-ADR ADR 654902204 2310 704122 SH SOLE 0 704122 0 0 D NORDSON CORP COMMON STOCK 655663102 8795 133352 SH SOLE 0 133352 0 0 D NORTHERN TRUST COMMON STOCK 665859104 2377 43559 SH SOLE 0 43559 0 0 D NORTHROP GRUMMAN COMMON STOCK 666807102 1665 23733 SH SOLE 0 23733 0 0 D NORTHSTAR REALTY REIT 66704R100 3943 415908 SH SOLE 0 415908 0 0 D NPS PHARM INC COMMON STOCK 62936P103 1237 121233 SH SOLE 0 121233 0 0 D NRG ENERGY COMMON STOCK 629377508 847 31990 SH SOLE 0 31990 0 0 D NVIDIA CORP COMMON STOCK 67066G104 13429 1046682 SH SOLE 0 1046682 0 0 D NXP SEMICONDUCTO COMMON STOCK N6596X109 1371 45261 SH SOLE 0 45261 0 0 D OCWEN FINL CORP COMMON STOCK 675746309 1493 39383 SH SOLE 0 39383 0 0 D OFFICE DEPOT INC COMMON STOCK 676220106 2454 624424 SH SOLE 0 624424 0 0 D OGE ENERGY CORP COMMON STOCK 670837103 10745 153547 SH SOLE 0 153547 0 0 D OMNICOM GROUP COMMON STOCK 681919106 213 3610 SH SOLE 0 3610 0 0 D ON SEMICONDUCTOR COMMON STOCK 682189105 670 81026 SH SOLE 0 81026 0 0 D ORACLE CORP COMMON STOCK 68389X105 535 16543 SH SOLE 0 16543 0 0 D OSHKOSH CORP COMMON STOCK 688239201 2997 70524 SH SOLE 0 70524 0 0 D OWENS CORNING COMMON STOCK 690742101 5011 127093 SH SOLE 0 127093 0 0 D OWENS-ILLINOIS COMMON STOCK 690768403 225 8444 SH SOLE 0 8444 0 0 D PACKAGING CORP COMMON STOCK 695156109 3407 75934 SH SOLE 0 75934 0 0 D PALO ALTO NETWOR COMMON STOCK 697435105 4245 75000 SH SOLE 0 75000 0 0 D PAO ACUCAR-ADR ADR 20440T201 326 6116 SH SOLE 0 6116 0 0 D PARKER HANNIFIN COMMON STOCK 701094104 894 9760 SH SOLE 0 9760 0 0 D PARTNERRE LTD COMMON STOCK G6852T105 13384 143740 SH SOLE 0 143740 0 0 D PATTERSON COS COMMON STOCK 703395103 10898 286498 SH SOLE 0 286498 0 0 D PEABODY ENERGY COMMON STOCK 704549104 2577 121834 SH SOLE 0 121834 0 0 D PEMBINA PIPELINE COMMON STOCK 706327103 325 10286 SH SOLE 0 10286 0 0 D PENNYMAC MORTGAG REIT 70931T103 422 16302 SH SOLE 0 16302 0 0 D PERKINELMER INC COMMON STOCK 714046109 1395 41468 SH SOLE 0 41468 0 0 D PLATINUM UNDERWR COMMON STOCK G7127P100 9478 169835 SH SOLE 0 169835 0 0 D PLUM CREEK TIMBR REIT 729251108 741 14189 SH SOLE 0 14189 0 0 D PLX TECHNOLOGY COMMON STOCK 693417107 135 29587 SH SOLE 0 29587 0 0 D POOL CORP COMMON STOCK 73278L105 2416 50329 SH SOLE 0 50329 0 0 D POTLATCH CORP REIT 737630103 2059 44905 SH SOLE 0 44905 0 0 D PRICELINE.COM COMMON STOCK 741503403 15565 22618 SH SOLE 0 22618 0 0 D PRUDENTL FINL COMMON STOCK 744320102 842 14279 SH SOLE 0 14279 0 0 D QIAGEN NV COMMON STOCK N72482107 380 18008 SH SOLE 0 18008 0 0 D QLIK TECHNOLOGIE COMMON STOCK 74733T105 4578 177238 SH SOLE 0 177238 0 0 D QUALCOMM INC COMMON STOCK 747525103 7100 106062 SH SOLE 0 106062 0 0 D QUESTCOR PHARM COMMON STOCK 74835Y101 11309 347551 SH SOLE 0 347551 0 0 D RACKSPACE HOSTIN COMMON STOCK 750086100 4389 86946 SH SOLE 0 86946 0 0 D RADIAN GROUP INC COMMON STOCK 750236101 430 40137 SH SOLE 0 40137 0 0 D RAIT FINANCIAL T REIT 749227609 1617 202947 SH SOLE 0 202947 0 0 D RAYTHEON CO COMMON STOCK 755111507 256 4357 SH SOLE 0 4357 0 0 D RDA MICROELE-ADR ADR 749394102 1445 156200 SH SOLE 0 156200 0 0 D REALD INC COMMON STOCK 75604L105 225 17333 SH SOLE 0 17333 0 0 D REALOGY HOLDINGS COMMON STOCK 75605Y106 5332 109167 SH SOLE 0 109167 0 0 D REALTY INCOME REIT 756109104 100 2198 SH SOLE 0 2198 0 0 D RED HAT INC COMMON STOCK 756577102 11027 218102 SH SOLE 0 218102 0 0 D REDWOOD TRUST REIT 758075402 4286 184885 SH SOLE 0 184885 0 0 D REGIONS FINANCIA COMMON STOCK 7591EP100 1235 150752 SH SOLE 0 150752 0 0 D RENAISSANCERE COMMON STOCK G7496G103 13074 142128 SH SOLE 0 142128 0 0 D RENTECH INC COMMON STOCK 760112102 4525 1925626 SH SOLE 0 1925626 0 0 D REX ENERGY CORP COMMON STOCK 761565100 409 24804 SH SOLE 0 24804 0 0 D RIGEL PHARMACEUT COMMON STOCK 766559603 141 20715 SH SOLE 0 20715 0 0 D RITE AID CORP COMMON STOCK 767754104 51 27000 SH SOLE 0 27000 0 0 D RIVERBED TECHNOL COMMON STOCK 768573107 6252 419039 SH SOLE 0 419039 0 0 D ROBERT HALF INTL COMMON STOCK 770323103 2487 66258 SH SOLE 0 66258 0 0 D ROWAN COMPANIE-A COMMON STOCK 779382100 1155 32674 SH SOLE 0 32674 0 0 D ROYAL CARIBBEAN COMMON STOCK V7780T103 2376 71519 SH SOLE 0 71519 0 0 D RPC INC COMMON STOCK 749660106 898 59213 SH SOLE 0 59213 0 0 D RR DONNELLEY & S COMMON STOCK 257867101 279 23147 SH SOLE 0 23147 0 0 D SAIC INC COMMON STOCK 78390X101 4255 314042 SH SOLE 0 314042 0 0 D SANCHEZ ENERGY C COMMON STOCK 79970Y105 984 49421 SH SOLE 0 49421 0 0 D SANDISK CORP COMMON STOCK 80004C101 13713 249509 SH SOLE 0 249509 0 0 D SANTARUS INC COMMON STOCK 802817304 4106 236911 SH SOLE 0 236911 0 0 D SAREPTA THERAPEU COMMON STOCK 803607100 331 8959 SH SOLE 0 8959 0 0 D SCHLUMBERGER LTD COMMON STOCK 806857108 18222 243320 SH SOLE 0 243320 0 0 D SCIQUEST INC COMMON STOCK 80908T101 263 10931 SH SOLE 0 10931 0 0 D SELECT COMFORT C COMMON STOCK 81616X103 999 50529 SH SOLE 0 50529 0 0 D SEMPRA ENERGY COMMON STOCK 816851109 256 3204 SH SOLE 0 3204 0 0 D SEQUENOM INC COMMON STOCK 817337405 77 18659 SH SOLE 0 18659 0 0 D SERVICE CORP INT COMMON STOCK 817565104 5559 332265 SH SOLE 0 332265 0 0 D SHERWIN-WILLIAMS COMMON STOCK 824348106 818 4843 SH SOLE 0 4843 0 0 D SHIRE PLC-ADR ADR 82481R106 16170 176996 SH SOLE 0 176996 0 0 D SIGMA-ALDRICH COMMON STOCK 826552101 2710 34902 SH SOLE 0 34902 0 0 D SILGAN HOLDINGS COMMON STOCK 827048109 220 4646 SH SOLE 0 4646 0 0 D SINA CORP COMMON STOCK KYG814771 2430 50000 SH SOLE 0 50000 0 0 D SIRIUS XM RADIO COMMON STOCK G81477104 475 154328 SH SOLE 0 154328 0 0 D SIRONA DENTAL SY COMMON STOCK 82966C103 11122 150847 SH SOLE 0 150847 0 0 D SKYWEST INC COMMON STOCK 830879102 562 35001 SH SOLE 0 35001 0 0 D SKYWORKS SOLUTIO COMMON STOCK 83088M102 3847 174660 SH SOLE 0 174660 0 0 D SM ENERGY CO COMMON STOCK 78454L100 10121 170901 SH SOLE 0 170901 0 0 D SMITHFIELD FOODS COMMON STOCK 832248108 8338 314891 SH SOLE 0 314891 0 0 D SONUS NETWORKS COMMON STOCK 835916107 6505 2511727 SH SOLE 0 2511727 0 0 D SOTHEBYS COMMON STOCK 835898107 6545 174964 SH SOLE 0 174964 0 0 D SPIRIT REALTY REIT 84860F109 3650 192082 SH SOLE 0 192082 0 0 D SPLUNK INC COMMON STOCK 848637104 283 7073 SH SOLE 0 7073 0 0 D SPRINT NEXTEL CO COMMON STOCK 852061100 1531 246580 SH SOLE 0 246580 0 0 D STANDARD PACIFIC COMMON STOCK 85375C101 5265 609430 SH SOLE 0 609430 0 0 D STARZ - LIBERTY COMMON STOCK 85571Q102 284 12840 SH SOLE 0 12840 0 0 D STERICYCLE INC COMMON STOCK 858912108 677 6378 SH SOLE 0 6378 0 0 D STEVEN MADDEN COMMON STOCK 556269108 3786 87592 SH SOLE 0 87592 0 0 D STRATEGIC HOTELS REIT 86272T106 750 89841 SH SOLE 0 89841 0 0 D STRYKER CORP COMMON STOCK 863667101 9862 151161 SH SOLE 0 151161 0 0 D SUNCOR ENERGY COMMON STOCK 867224107 1729 57788 SH SOLE 0 57788 0 0 D SUNCOR ENERGY COMMON STOCK 867224107 3209 106919 SH SOLE 0 106919 0 0 D SUNOPTA INC COMMON STOCK 8676EP108 79 10910 SH SOLE 0 10910 0 0 D SUNTRUST BANKS COMMON STOCK 867914103 5751 199612 SH SOLE 0 199612 0 0 D SUPERIOR ENERGY COMMON STOCK 868157108 5817 223974 SH SOLE 0 223974 0 0 D SUSSER HOLDINGS COMMON STOCK 869233106 548 10722 SH SOLE 0 10722 0 0 D SYMANTEC CORP COMMON STOCK 871503108 858 34775 SH SOLE 0 34775 0 0 D SYNAPTICS INC COMMON STOCK 87157D109 378 9292 SH SOLE 0 9292 0 0 D SYNERGY PHARMACE COMMON STOCK 871639308 248 40839 SH SOLE 0 40839 0 0 D SYNTEL INC COMMON STOCK 87162H103 685 10144 SH SOLE 0 10144 0 0 D T ROWE PRICE GRP COMMON STOCK 74144T108 290 3874 SH SOLE 0 3874 0 0 D TAKE-TWO INTERAC COMMON STOCK 874054109 141 8709 SH SOLE 0 8709 0 0 D TANGOE INC/CT COMMON STOCK 87582Y108 277 22353 SH SOLE 0 22353 0 0 D TASER INTL COMMON STOCK 87651B104 637 80161 SH SOLE 0 80161 0 0 D TE CONNECTIVITY COMMON STOCK H84989104 8592 204920 SH SOLE 0 204920 0 0 D TECK RESOURCES-B COMMON STOCK 878742204 796 28327 SH SOLE 0 28327 0 0 D TEMPUR-PEDIC INT COMMON STOCK 88023U101 252 5074 SH SOLE 0 5074 0 0 D TEREX CORP COMMON STOCK 880779103 5416 157360 SH SOLE 0 157360 0 0 D THOR INDUSTRIES COMMON STOCK 885160101 4167 113265 SH SOLE 0 113265 0 0 D THORATEC CORP COMMON STOCK 885175307 4266 113770 SH SOLE 0 113770 0 0 D TICC CAPITAL COR COMMON STOCK 87244T109 601 60384 SH SOLE 0 60384 0 0 D TJX COS INC COMMON STOCK 872540109 5677 121425 SH SOLE 0 121425 0 0 D TOLL BROTHERS COMMON STOCK 889478103 460 13435 SH SOLE 0 13435 0 0 D TOTAL SYS SERVS COMMON STOCK 891906109 9741 393101 SH SOLE 0 393101 0 0 D TRANSOCEAN LTD COMMON STOCK H8817H100 9637 185468 SH SOLE 0 185468 0 0 D TRAVELERS COS IN COMMON STOCK 89417E109 1740 20665 SH SOLE 0 20665 0 0 D TRONOX LTD-CL A COMMON STOCK 897051306 1666 84108 SH SOLE 0 84108 0 0 D TRW AUTOMOTIVE COMMON STOCK 87264S106 7233 131515 SH SOLE 0 131515 0 0 D TUMI HOLDINGS IN COMMON STOCK 89969Q104 1497 71467 SH SOLE 0 71467 0 0 D TW TELECOM INC COMMON STOCK 87311L104 1776 70496 SH SOLE 0 70496 0 0 D TWO HARBORS INVE REIT 90187B101 253 20055 SH SOLE 0 20055 0 0 D ULTA SALON COSME COMMON STOCK 90384S303 1031 12680 SH SOLE 0 12680 0 0 D UMB FINANCIAL COMMON STOCK 902788108 252 5145 SH SOLE 0 5145 0 0 D UNITED NATURAL COMMON STOCK 911163103 5066 102966 SH SOLE 0 102966 0 0 D UNITED RENTALS COMMON STOCK 911363109 730 13272 SH SOLE 0 13272 0 0 D UNITED THERAPEUT COMMON STOCK 91307C102 1064 17475 SH SOLE 0 17475 0 0 D UNIVERSAL CORP COMMON STOCK 913456109 1531 27326 SH SOLE 0 27326 0 0 D UNIVERSAL DISPLA COMMON STOCK 91347P105 2943 100000 SH SOLE 0 100000 0 0 D UNIVERSAL HLTH-B COMMON STOCK 913903100 919 14383 SH SOLE 0 14383 0 0 D URBAN OUTFITTER COMMON STOCK 917047102 432 11156 SH SOLE 0 11156 0 0 D US AIRWAYS GROUP COMMON STOCK 90341W108 692 40805 SH SOLE 0 40805 0 0 D USG CORP COMMON STOCK 903293405 1783 67441 SH SOLE 0 67441 0 0 D VALMONT INDS COMMON STOCK 920253101 12433 79054 SH SOLE 0 79054 0 0 D VALSPAR CORP COMMON STOCK 920355104 734 11788 SH SOLE 0 11788 0 0 D VANTIV INC -CL A COMMON STOCK 92210H105 3589 151161 SH SOLE 0 151161 0 0 D VERTEX PHARM COMMON STOCK 92532F100 3704 67379 SH SOLE 0 67379 0 0 D VMWARE INC-CL A COMMON STOCK 928563402 13637 172886 SH SOLE 0 172886 0 0 D WALGREEN CO COMMON STOCK 931422109 305 6400 SH SOLE 0 6400 0 0 D WALT DISNEY CO COMMON STOCK 254687106 17793 313249 SH SOLE 0 313249 0 0 D WALTER INVESTMEN COMMON STOCK 93317W102 469 12591 SH SOLE 0 12591 0 0 D WEATHERFORD INTL COMMON STOCK H27013103 4964 408868 SH SOLE 0 408868 0 0 D WEBSENSE INC COMMON STOCK 947684106 285 18998 SH SOLE 0 18998 0 0 D WEYERHAEUSER CO REIT 962166104 10466 333539 SH SOLE 0 333539 0 0 D WHITING PETROLEU COMMON STOCK 966387102 251 4939 SH SOLE 0 4939 0 0 D WILLIAMS-SONOMA COMMON STOCK 969904101 1216 23603 SH SOLE 0 23603 0 0 D WINDSTREAM CORP COMMON STOCK 97381W104 386 48649 SH SOLE 0 48649 0 0 D WOODWARD INC COMMON STOCK 980745103 2862 71971 SH SOLE 0 71971 0 0 D WR GRACE & CO COMMON STOCK 38388F108 1562 20157 SH SOLE 0 20157 0 0 D XENOPORT INC COMMON STOCK 98411C100 145 20287 SH SOLE 0 20287 0 0 D XEROX CORP COMMON STOCK 984121103 140 16262 SH SOLE 0 16262 0 0 D XYLEM INC COMMON STOCK 98419M100 2949 107006 SH SOLE 0 107006 0 0 D YAHOO! INC COMMON STOCK 984332106 212 9000 SH SOLE 0 9000 0 0 D YAMANA GOLD INC COMMON STOCK 98462Y100 170 11095 SH SOLE 0 11095 0 0 D YANDEX NV-A COMMON STOCK N97284108 12149 525027 SH SOLE 0 525027 0 0 D ZAGG INC COMMON STOCK 98884U108 1338 183780 SH SOLE 0 183780 0 0 D ZIMMER HLDGS COMMON STOCK 98956P102 4087 54334 SH SOLE 0 54334 0 0 S REPORT SUMMARY 446 DATA RECORDS 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED