0001172661-13-000756.txt : 20130426 0001172661-13-000756.hdr.sgml : 20130426 20130426094757 ACCESSION NUMBER: 0001172661-13-000756 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130426 DATE AS OF CHANGE: 20130426 EFFECTIVENESS DATE: 20130426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO LLC CENTRAL INDEX KEY: 0000201772 IRS NUMBER: 004260191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00878 FILM NUMBER: 13785102 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET STREET 2: 29TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174824870 MAIL ADDRESS: STREET 1: 125 HIGH STREET STREET 2: 29TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO INC DATE OF NAME CHANGE: 19920929 13F-HR 1 essexinvestment1q13.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Essex Investment Management Co., LLC Address: 125 High Street, 29th Floor Boston, MA 02110 13F File Number: 028-00878 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael McCarthy Title: Chief Compliance Officer and Director of Operations Phone: 617-342-3245 Signature, Place, and Date of Signing: /s/ Michael McCarthy Boston, MA April 26, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 330 Form 13F Information Table Value Total: $583,342 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3-D SYS CORP DEL COM NEW 88554D205 5646 175139 SH SOLE 150272 0 24867 ABAXIS INC COM 002567105 1070 22622 SH SOLE 22622 0 0 ACACIA RESH CORP ACACIA TCH COM 003881307 1899 62958 SH SOLE 61929 0 1029 ACETO CORP COM 004446100 936 84570 SH SOLE 84570 0 0 ACQUITY GROUP LTD SPONSORED ADR 00489C103 375 59010 SH SOLE 59010 0 0 ACUITY BRANDS INC COM 00508Y102 682 9836 SH SOLE 9836 0 0 ADA ES INC COM 005208103 221 8313 SH SOLE 8313 0 0 ADOBE SYS INC COM 00724F101 9166 210646 SH SOLE 181741 0 28905 ADVISORY BRD CO COM 00762W107 2735 52069 SH SOLE 50765 0 1304 AEGON N V NY REGISTRY SH 007924103 82 13566 SH SOLE 13566 0 0 AEROPOSTALE COM 007865108 410 30179 SH SOLE 30179 0 0 AFFYMETRIX INC 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VERIZON COMMUNICATIONS INC COM 92343V104 2074 42199 SH SOLE 42199 0 0 VIACOM INC NEW CL B 92553P201 2619 42601 SH SOLE 38106 0 4495 VISA INC COM CL A 92826C839 265 1563 SH SOLE 1563 0 0 VISTEON CORP COM NEW 92839U206 425 7366 SH SOLE 7366 0 0 VMWARE INC CL A COM 928563402 4553 57725 SH SOLE 54921 0 2804 WABASH NATL CORP COM 929566107 1069 105246 SH SOLE 105246 0 0 WABTEC CORP COM 929740108 822 8050 SH SOLE 8050 0 0 WADDELL & REED FINL INC CL A 930059100 260 5932 SH SOLE 5932 0 0 WAGEWORKS INC COM 930427109 5130 204952 SH SOLE 183615 0 21337 WAL-MART STORES INC COM 931142103 683 9133 SH SOLE 9133 0 0 WEB COM GROUP INC COM 94733A104 3318 194258 SH SOLE 192961 0 1297 WELLS FARGO & CO NEW COM 949746101 2879 77843 SH SOLE 75959 0 1884 WESTPORT INNOVATIONS INC COM NEW 960908309 7898 267537 SH SOLE 239932 0 27605 WHIRLPOOL CORP COM 963320106 1317 11120 SH SOLE 10843 0 277 WILLIAMS COS INC DEL COM 969457100 238 6349 SH SOLE 6349 0 0 XOOM CORP COM 98419Q101 1444 63209 SH SOLE 58008 0 5201 YAMANA GOLD INC COM 98462Y100 1865 121509 SH SOLE 111389 0 10120 YANDEX N V SHS CLASS A N97284108 2799 120967 SH SOLE 98516 0 22451 YELP INC CL A 985817105 1052 44383 SH SOLE 44383 0 0 ZOETIS INC CL A 98978V103 330 9885 SH SOLE 9412 0 473