0000915325-13-000008.txt : 20130425 0000915325-13-000008.hdr.sgml : 20130425 20130425102244 ACCESSION NUMBER: 0000915325-13-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130425 DATE AS OF CHANGE: 20130425 EFFECTIVENESS DATE: 20130425 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BADGLEY PHELPS & BELL INC CENTRAL INDEX KEY: 0000915325 IRS NUMBER: 910789795 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04032 FILM NUMBER: 13781339 BUSINESS ADDRESS: STREET 1: 1420 FIFTH AVE STREET 2: SUITE 3200 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 2066236172 MAIL ADDRESS: STREET 1: 1420 FIFTH AVENUE STREET 2: STE 3200 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 bpb13f-1q13.txt BADGLEY 1ST QUARTER 2013 13F FILING FORM 13F FROM 13F COVER PAGE Report for the calendar year or Quarter Ended: 03/31/2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Badgley Phelps Investment Managers Address: 1420 5th Avenue Suite 3200 Seattle, WA 98101 13F File Number: 28-99999 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of the Reporting Manager: Name: Lisa Guzman Title: Chief Compliance Officer Phone: 206-623-6172 Signature, Place, and Date of Signing: Lisa Guzman Seattle, WA April 25, 2013 Report Type (Check only one.): [X] 13F HOLDINGS. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: 0 I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 150 Form 13F Information Table Value Total: 851748 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- iShares Barclays U.S. TIPS Fun 464287176 1187 9792 SH Sole 5373 4419 iShares Barclays Interm Govt/C 464288612 2429 21622 SH Sole 12551 9071 iShares Core Total US Bond Mar 464287226 1441 13016 SH Sole 2534 10482 PIMCO Enhanced Short Maturity 72201r833 208 2050 SH Sole 2050 Abbott Labs 002824100 226 6411 SH Sole 5075 1336 Accenture Ltd. Cl A g1151c101 8216 108145 SH Sole 78907 29238 Allergan 018490102 7291 65318 SH Sole 47870 17448 Amazon.com 023135106 4808 18042 SH Sole 13136 4906 American Tower 03027x100 8513 110674 SH Sole 80680 29994 Apple 037833100 13834 31252 SH Sole 22452 8800 BlackRock 09247x101 9682 37691 SH Sole 27884 9807 Boeing 097023105 7211 83994 SH Sole 60806 23188 Caterpillar 149123101 1110 12762 SH Sole 11690 1072 Celgene 151020104 5067 43719 SH Sole 31722 11997 Cerner 156782104 7716 81445 SH Sole 59324 22121 Cognizant Tech Solutions 192446102 8938 116655 SH Sole 85624 31031 Colgate-Palmolive 194162103 361 3061 SH Sole 1561 1500 Costco Wholesale 22160k105 12105 114083 SH Sole 80758 33325 Ecolab 278865100 9497 118440 SH Sole 84120 34320 EMC 268648102 6424 268906 SH Sole 196237 72669 EOG Resources 26875p101 5832 45535 SH Sole 33689 11846 FedEx 31428x106 6132 62442 SH Sole 45638 16804 Fresenius Medical Care 358029106 5637 166469 SH Sole 120126 46343 Google 38259p508 10562 13299 SH Sole 9744 3555 Home Depot 437076102 7380 105767 SH Sole 76970 28797 Honeywell 438516106 7535 100004 SH Sole 71016 28988 IBM 459200101 201 943 SH Sole 387 556 iShares Russell 1000 Growth In 464287614 1253 17555 SH Sole 13425 4130 iShares Russell 1000 Index ETF 464287622 326 3743 SH Sole 1678 2065 LinkedIn 53578a108 9645 54782 SH Sole 40240 14542 Lululemon Athletica 550021109 3447 55295 SH Sole 40559 14736 Marriott International Cl A 571903202 5570 131891 SH Sole 95871 36020 Microsoft 594918104 9731 340181 SH Sole 239583 100598 Oracle 68389x105 5526 170931 SH Sole 125806 45125 PACCAR 693718108 5355 105914 SH Sole 76999 28915 PepsiCo 713448108 9261 117059 SH Sole 82681 34378 Potash Corporation of Saskatch 73755l107 611 15560 SH Sole 14635 925 Praxair 74005p104 7948 71259 SH Sole 51652 19607 Priceline.com 741503403 6424 9335 SH Sole 6885 2450 Qualcomm 747525103 11474 171402 SH Sole 126220 45182 Roper Industries Inc 776696106 9808 77041 SH Sole 55913 21128 Schlumberger 806857108 7046 94085 SH Sole 68918 25167 Starbucks 855244109 7667 134620 SH Sole 97216 37404 Stericycle 858912108 6527 61469 SH Sole 45299 16170 United Technologies 913017109 9672 103518 SH Sole 75615 27903 V.F. Corporation 918204108 5836 34792 SH Sole 25656 9136 VISA Class A 92826c839 9283 54657 SH Sole 40125 14532 YUM! Brands 988498101 7689 106883 SH Sole 77817 29066 Actavis 00507k103 7766 84316 SH Sole 59997 24319 Anheuser-Busch Inbev ADR 03524a108 3604 36204 SH Sole 25647 10557 AT&T 00206r102 5167 140836 SH Sole 103075 37761 Baker Hughes 057224107 3166 68211 SH Sole 49410 18801 Berkshire Hathaway B 084670702 9787 93922 SH Sole 68530 25392 CenturyLink 156700106 3740 106464 SH Sole 79050 27414 Chevron 166764100 9294 78219 SH Sole 53826 24393 Cisco Systems 17275r102 6773 324165 SH Sole 228478 95687 Covidien PLC g2554f113 4969 73250 SH Sole 52998 20252 Discover Financial Services 254709108 10290 229484 SH Sole 165960 63524 eBay 278642103 6717 123887 SH Sole 89863 34024 Exxon Mobil 30231g102 8595 95386 SH Sole 69138 26248 Fidelity National Info Service 31620m106 7238 182696 SH Sole 132438 50258 FirstEnergy 337932107 3925 93021 SH Sole 69040 23981 Ford Motor 345370860 4940 375639 SH Sole 275220 100419 General Electric 369604103 10920 472330 SH Sole 342535 129795 General Mills 370334104 8821 178880 SH Sole 128756 50124 Hess 42809h107 3781 52796 SH Sole 38941 13855 Intel 458140100 4032 184671 SH Sole 138723 45948 iShares Russell 1000 Value Ind 464287598 1244 15326 SH Sole 11536 3790 John Deere 244199105 4894 56917 SH Sole 39857 17060 Johnson & Johnson 478160104 11102 136165 SH Sole 96777 39388 JPMorgan Chase 46625h100 7133 150296 SH Sole 108853 41443 Kraft Foods Group 50076q106 5420 105175 SH Sole 76573 28602 Marathon Oil 565849106 4589 136092 SH Sole 98270 37822 Marsh & McLennan 571748102 5629 148260 SH Sole 107039 41221 MetLife 59156r108 7428 195369 SH Sole 142759 52610 Mondelez International 609207105 5472 178748 SH Sole 130477 48271 National Oilwell Varco 637071101 5014 70863 SH Sole 51436 19427 NextEra Energy 65339f101 6505 83738 SH Sole 60490 23248 Occidental Petroleum 674599105 3724 47515 SH Sole 34024 13491 Pfizer 717081103 9556 331102 SH Sole 237802 93300 Procter & Gamble 742718109 338 4392 SH Sole 2929 1463 Rio Tinto PLC 767204100 4544 96524 SH Sole 70622 25902 Thermo Fisher Scientific 883556102 7704 100722 SH Sole 73083 27639 Time Warner 887317303 8075 140143 SH Sole 101579 38564 U.S. Bancorp 902973304 6740 198648 SH Sole 141317 57331 Union Pacific 907818108 7716 54179 SH Sole 38932 15247 Verizon Communications 92343v104 5866 119347 SH Sole 86795 32552 Wells Fargo 949746101 7903 213658 SH Sole 153906 59752 Wisconsin Energy 976657106 5272 122929 SH Sole 89290 33639 iShares Core S&P Mid-Cap ETF 464287507 30798 267649 SH Sole 169201 98448 iShares Russell 2000 Fund ETF 464287655 3069 32499 SH Sole 32499 iShares Russell Midcap Growth 464287481 713 10205 SH Sole 10205 iShares Russell Midcap Index 464287499 3534 27760 SH Sole 26850 910 iShares Russell Midcap Value 464287473 760 13325 SH Sole 13245 80 iShares S&P SmlCap 600 Growth 464287887 8969 95525 SH Sole 61460 34065 PowerShares FTSE RAFI US 1500 73935x567 16206 208167 SH Sole 131819 76348 iShares MSCI EAFE Index ETF 464287465 54880 930478 SH Sole 636647 293831 iShares MSCI Pacific Ex Japan 464286665 26515 533495 SH Sole 360741 172754 SPDR S&P Emerging Asia Pacific 78463x301 8664 113562 SH Sole 76606 36956 SPDR S&P Emerging Latin Americ 78463x707 5303 71447 SH Sole 48618 22829 Vanguard FTSE All-World Ex-US 922042775 1072 23131 SH Sole 9606 13525 Vanguard FTSE All World ex-US 922042718 12363 130896 SH Sole 89245 41651 Vanguard FTSE Emerging Markets 922042858 14870 346672 SH Sole 234146 112526 3M 88579y101 395 3712 SH Sole 787 2925 Apple 037833100 319 720 SH Sole 430 290 Berkshire Hathaway A 084670108 989 6 SH Sole 4 2 Berkshire Hathaway B 084670702 235 2260 SH Sole 810 1450 Gilead Sciences 375558103 6269 128093 SH Sole 128093 iShares Russell 1000 Index ETF 464287622 452 5180 SH Sole 4680 500 S&P 500 Depository Receipt (SP 78462f103 202 1290 SH Sole 1240 50 U.S. Bancorp 902973304 243 7151 SH Sole 7151 United Parcel Service 911312106 2847 33140 SH Sole 32790 350 Vanguard Total Mkt Viper 922908769 1287 15893 SH Sole 8170 7723 Aurcana Corporation 051918209 19 28000 SH Sole 28000 Bayfield Ventures 072777105 3 10000 SH Sole 10000 Castillian Resources 148404304 1 10000 SH Sole 10000 Columbus Gold 199171109 3 10000 SH Sole 10000 Corvus Gold 221013105 10 12000 SH Sole 12000 Eastmain Resources 27743m106 6 10000 SH Sole 10000 Elements Rogers Total Return C 870297801 25949 3013864 SH Sole 1912959 1100905 Entourage Metals 29384b100 2 10000 SH Sole 10000 Gold Canyon Resources 38055d105 9 20000 SH Sole 20000 Golden Queen Mining 38115j100 19 10000 SH Sole 10000 Goldquest Mining 38144c100 4 10000 SH Sole 10000 Great Basin Gold 390124105 0 50000 SH Sole 50000 iPath DJ-UBS Commodity ETN 06738c778 15816 389355 SH Sole 243864 145491 iPath DJ-UBS Prec Metals TR Su 06739h248 11890 141343 SH Sole 94117 47226 Meadow Bay Gold 583081104 5 20000 SH Sole 20000 Minco Gold Corp 60254d108 7 20000 SH Sole 20000 North American Palladium 656912102 14 10000 SH Sole 10000 PARAMOUNT GOLD & SILVER CORP C 69924P102 33 15000 SH Sole 15000 Pinetree Capital 723330106 6 10000 SH Sole 10000 Revolution Resources 76155f109 1 15000 SH Sole 15000 Romarco Minerals 775903206 16 20000 SH Sole 20000 Rye Patch Gold 783727100 8 20000 SH Sole 20000 San Gold 79780p104 7 25000 SH Sole 25000 Seafield Resources 81173r101 1 20000 SH Sole 20000 SPDR Gold Trust 78463v107 872 5647 SH Sole 4482 1165 Tinka Res Ltd Com F 887522100 11 10000 SH Sole 10000 True Gold Mining 89783t102 9 25000 SH Sole 25000 ALPS Alerian MLP ETF 00162q866 2056 116055 SH Sole 82636 33419 iPath S&P 500 Dynamic VIX ETN 06741l609 2814 68547 SH Sole 48267 20280 iShares Barclays 3-7 Year Trea 464288661 8262 66902 SH Sole 47434 19468 iShares High Dividend Equity F 46429b663 4274 65386 SH Sole 46254 19132 PowerShares S&P 500 Low Volati 73937b779 3841 123582 SH Sole 87528 36054 SPDR Barclays Capital High Yie 78464a417 2094 50938 SH Sole 36031 14907 Vanguard Dividend Appreciation 921908844 3756 57169 SH Sole 40043 17126 Vanguard Large Cap ETF 922908637 4323 60261 SH Sole 42996 17265 Vanguard Short-Term Corporate 92206c409 6995 87079 SH Sole 61744 25335 WisdomTree Managed Futures Str 97717w125 2619 63414 SH Sole 44751 18663