0001316367-13-000003.txt : 20130419 0001316367-13-000003.hdr.sgml : 20130419 20130419113428 ACCESSION NUMBER: 0001316367-13-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130419 DATE AS OF CHANGE: 20130419 EFFECTIVENESS DATE: 20130419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARTIO GLOBAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001316367 IRS NUMBER: 432047412 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11384 FILM NUMBER: 13770798 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-297-3923 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: JULIUS BAER INVESTMENT MANAGEMENT LLC DATE OF NAME CHANGE: 20050202 13F-HR 1 jb13f-20130331.txt 13F-HR - 20130331 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130415 DATE AS OF CHANGE: 20130415 EFFECTIVENESS DATE: 20130415 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARTIO GLOBAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001316367 IRS NUMBER: 432047412 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11384 FILM NUMBER: 05828503 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-297-3923 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: 03/31/2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ARTIO GLOBAL Management LLC Address: 330 Madison Avenue New York, New York 10017 Form 13F File Number: 28-11384 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Donald Delano Title: Chief Compliance Officer Phone: (212) 297-3628 Signature, Place, and Date of Signing: /s/ Donald Delano New York, New York Apr 19 ,2013 ---------------- ---------------- ------------ Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 136 Form 13F Information Table Value Total: 136,875.53 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 028-1666 Eagle Asset Management, Inc. INFORMATION TABLE

VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- ----- 3M CO COM 88579Y101 945 8825 SH SOLE 8825 0 0 ACCENTURE PLC IRELAND COM G1151C101 301 3903 SH SOLE 3903 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 123 1468 SH SOLE 1468 0 0 AETNA INC NEW COM 00817Y108 132 2547 SH SOLE 2547 0 0 AFLAC INC COM 001055102 219 4135 SH SOLE 4135 0 0 AMERISOURCEBERGEN CORP COM 03073E105 123 2344 SH SOLE 2344 0 0 APPLE INC COM 037833100 840 1878 SH SOLE 1878 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 138 4023 SH SOLE 4023 0 0 AT&T INC COM 00206R102 212 5676 SH SOLE 5676 0 0 BALL CORP COM 058498106 455 9521 SH SOLE 9521 0 0 BANCO BRADESCO S A COM 059460303 5824 341772 SH SOLE 03 341772 0 0 BANCO SANTANDER BRASIL S COM 05967A107 9063 1246920 SH SOLE 03 1246920 0 0 BANK OF AMERICA CORPORATI COM 060505104 176 14218 SH SOLE 14218 0 0 BARD C R INC COM 067383109 121 1178 SH SOLE 1178 0 0 BARRICK GOLD CORP COM 067901108 512 17285 SH SOLE 17285 0 0 BAXTER INTL INC COM 071813109 121 1635 SH SOLE 1635 0 0 BB&T CORP COM 054937107 359 11255 SH SOLE 11255 0 0 BCE INC COM 05534B760 2562 54785 SH SOLE 03 54785 0 0 BECTON DICKINSON & CO COM 075887109 124 1276 SH SOLE 1276 0 0 BED BATH & BEYOND INC COM 075896100 881 13556 SH SOLE 13556 0 0 BLACK DIAMOND INC COM 09202G101 205 22106 SH SOLE 22106 0 0 BOEING CO COM 097023105 137 1576 SH SOLE 1576 0 0 BRIGHT HORIZONS FAM SOL I COM 109194100 73 2131 SH SOLE 2131 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 228 5458 SH SOLE 5458 0 0 CAMPBELL SOUP CO COM 134429109 229 4975 SH SOLE 4975 0 0 CANADIAN NATL RY CO COM 136375102 193 1888 SH SOLE 1888 0 0 CANADIAN PAC RY LTD COM 13645T100 115 865 SH SOLE 865 0 0 CELGENE CORP COM 151020104 315 2679 SH SOLE 2679 0 0 CEMEX SAB DE CV COM 151290889 6129 501815 SH SOLE 03 501815 0 0 CENOVUS ENERGY INC COM 15135U109 93 2954 SH SOLE 2954 0 0 CF INDS HLDGS INC COM 125269100 103 530 SH SOLE 530 0 0 CHESAPEAKE ENERGY CORP COM 165167BZ9 1854 1925000PRN SOLE 1925000 0 0 CHEVRON CORP NEW COM 166764100 391 3242 SH SOLE 3242 0 0 CHIPOTLE MEXICAN GRILL IN COM 169656105 146 442 SH SOLE 442 0 0 CISCO SYS INC COM 17275R102 130 6131 SH SOLE 6131 0 0 CITIGROUP INC COM 172967424 326 7298 SH SOLE 7298 0 0 COACH INC COM 189754104 617 12251 SH SOLE 12251 0 0 COBALT INTL ENERGY INC COM 19075F106 77 2705 SH SOLE 2705 0 0 COLGATE PALMOLIVE CO COM 194162103 554 4667 SH SOLE 4667 0 0 CONOCOPHILLIPS COM 20825C104 107 1758 SH SOLE 1758 0 0 CONTINENTAL RESOURCES INC COM 212015101 205 2324 SH SOLE 2324 0 0 COVIDIEN PLC COM G2554F113 403 5890 SH SOLE 5890 0 0 CUMMINS INC COM 231021106 302 2595 SH SOLE 2595 0 0 DAVITA HEALTHCARE PARTNER COM 23918K108 504 4212 SH SOLE 4212 0 0 DECKERS OUTDOOR CORP COM 243537107 513 9167 SH SOLE 9167 0 0 DEERE & CO COM 244199105 444 5141 SH SOLE 5141 0 0 DOLLAR TREE INC COM 256746108 120 2433 SH SOLE 2433 0 0 DU PONT E I DE NEMOURS & COM 263534109 198 3963 SH SOLE 3963 0 0 E M C CORP MASS COM 268648102 118 4869 SH SOLE 4869 0 0 EQUINIX INC COM 29444U502 117 531 SH SOLE 531 0 0 EXELON CORP COM 30161N101 395 11271 SH SOLE 11271 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 114 1945 SH SOLE 1945 0 0 EXXON MOBIL CORP COM 30231G102 387 4225 SH SOLE 4225 0 0 F5 NETWORKS INC COM 315616102 166 1831 SH SOLE 1831 0 0 FRANKLIN RES INC COM 354613101 135 882 SH SOLE 882 0 0 FREEPORT-MCMORAN COPPER & COM 35671D857 348 10432 SH SOLE 10432 0 0 GENERAC HLDGS INC COM 368736104 96 2668 SH SOLE 2668 0 0 GENERAL ELECTRIC CO COM 369604103 324 13797 SH SOLE 13797 0 0 GENERAL MLS INC COM 370334104 506 10203 SH SOLE 10203 0 0 GENERAL MTRS CO COM 37045V100 11247 404294 SH SOLE 404294 0 0 GENERAL MTRS CO COM 37045V118 6547 353712 SH SOLE 353712 0 0 GENERAL MTRS CO COM 37045V126 4170 353712 SH SOLE 353712 0 0 GENERAL MTRS CO COM 37045V209 20697 482000 SH SOLE 482000 0 0 GILEAD SCIENCES INC COM 375558103 620 12555 SH SOLE 12555 0 0 GLOBAL PMTS INC COM 37940X102 189 3752 SH SOLE 3752 0 0 GOOGLE INC COM 38259P508 436 545 SH SOLE 545 0 0 GUESS INC COM 401617105 222 8805 SH SOLE 8805 0 0 HALLIBURTON CO COM 406216101 138 3353 SH SOLE 3353 0 0 HDFC BANK LTD COM 40415F101 1061 28235 SH SOLE 03 28235 0 0 HEALTHSOUTH CORP COM 421924309 85 3178 SH SOLE 3178 0 0 HESS CORP COM 42809H107 278 3856 SH SOLE 3856 0 0 HILLSHIRE BRANDS CO COM 432589109 123 3454 SH SOLE 3454 0 0 HORMEL FOODS CORP COM 440452100 125 2978 SH SOLE 2978 0 0 ICICI BK LTD COM 45104G104 2574 59774 SH SOLE 59774 0 0 IMPERIAL OIL LTD COM 453038408 412 10015 SH SOLE 10015 0 0 INTEL CORP COM 458140100 445 20247 SH SOLE 20247 0 0 INTERNATIONAL BUSINESS MA COM 459200101 278 1283 SH SOLE 1283 0 0 ITAU UNIBANCO HLDG SA COM 465562106 8971 503291 SH SOLE 03 503291 0 0 JOHNSON & JOHNSON COM 478160104 635 7671 SH SOLE 7671 0 0 JPMORGAN CHASE & CO COM 46625H100 983 20548 SH SOLE 20548 0 0 KANSAS CITY SOUTHERN COM 485170302 123 1089 SH SOLE 1089 0 0 KB HOME COM 48666KAS8 276 250000PRN SOLE 250000 0 0 KELLOGG CO COM 487836108 593 9143 SH SOLE 9143 0 0 LIPOSCIENCE INC COM 53630M108 114 10684 SH SOLE 10684 0 0 LULULEMON ATHLETICA INC COM 550021109 104 1649 SH SOLE 1649 0 0 LYONDELLBASELL INDUSTRIES COM N53745100 120 1871 SH SOLE 1871 0 0 MASTERCARD INC COM 57636Q104 532 977 SH SOLE 977 0 0 MCDONALDS CORP COM 580135101 130 1285 SH SOLE 1285 0 0 MCKESSON CORP COM 58155Q103 214 1952 SH SOLE 1952 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 185 2356 SH SOLE 2356 0 0 MICROSOFT CORP COM 594918104 120 4117 SH SOLE 4117 0 0 MONSANTO CO NEW COM 61166W101 144 1342 SH SOLE 1342 0 0 MOSAIC CO NEW COM 61945C103 153 2530 SH SOLE 2530 0 0 MOTOROLA SOLUTIONS INC COM 620076307 118 1810 SH SOLE 1810 0 0 NATIONAL FINL PARTNERS CO COM 63607P208 451 19936 SH SOLE 19936 0 0 NATIONAL OILWELL VARCO IN COM 637071101 116 1614 SH SOLE 1614 0 0 NETAPP INC COM 64110D104 115 3305 SH SOLE 3305 0 0 NORFOLK SOUTHERN CORP COM 655844108 139 1775 SH SOLE 1775 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 130 1631 SH SOLE 1631 0 0 OIL STS INTL INC COM 678026105 163 1971 SH SOLE 1971 0 0 ORACLE CORP COM 68389X105 606 18584 SH SOLE 18584 0 0 PETSMART INC COM 716768106 135 2136 SH SOLE 2136 0 0 PFIZER INC COM 717081103 212 7238 SH SOLE 7238 0 0 POTASH CORP SASK INC COM 73755L107 117 2920 SH SOLE 2920 0 0 PROCTER & GAMBLE CO COM 742718109 199 2545 SH SOLE 2545 0 0 QUALCOMM INC COM 747525103 708 10484 SH SOLE 10484 0 0 RENT A CTR INC NEW COM 76009N100 127 3379 SH SOLE 3379 0 0 ROGERS COMMUNICATIONS INC COM 775109200 3625 70877 SH SOLE 03 70877 0 0 ROSS STORES INC COM 778296103 123 1996 SH SOLE 1996 0 0 SANDISK CORP COM 80004C101 464 8379 SH SOLE 8379 0 0 STARBUCKS CORP COM 855244109 124 2147 SH SOLE 2147 0 0 STATE STR CORP COM 857477103 151 2509 SH SOLE 2509 0 0 STERICYCLE INC COM 858912108 194 1795 SH SOLE 1795 0 0 SUNCOR ENERGY INC NEW COM 867224107 12114 403833 SH SOLE 03 403833 0 0 TAIWAN SEMICONDUCTOR MFG COM 874039100 5870 339382 SH SOLE 339382 0 0 TARGET CORP COM 87612E106 140 2018 SH SOLE 2018 0 0 TATA MTRS LTD COM 876568502 105 4250 SH SOLE 4250 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 141 6724 SH SOLE 6724 0 0 TELEFONICA S A COM 879382208 21 1539 SH SOLE 1539 0 0 TIFFANY & CO NEW COM 886547108 125 1767 SH SOLE 1767 0 0 TJX COS INC NEW COM 872540109 202 4245 SH SOLE 4245 0 0 TRONOX LTD COM Q9235V101 392 19800 SH SOLE 19800 0 0 TURQUOISE HILL RES LTD COM 900435108 83 12893 SH SOLE 12893 0 0 ULTRA PETROLEUM CORP COM 903914109 139 6791 SH SOLE 6791 0 0 UNION PAC CORP COM 907818108 780 5429 SH SOLE 5429 0 0 UNITED TECHNOLOGIES CORP COM 913017109 195 2053 SH SOLE 2053 0 0 UNITEDHEALTH GROUP INC COM 91324P102 703 12192 SH SOLE 12192 0 0 VALE S A COM 91912E105 105 5952 SH SOLE 5952 0 0 VISTEON CORP COM 92839U206 692 12000 SH SOLE 12000 0 0 WAL-MART STORES INC COM 931142103 227 2991 SH SOLE 2991 0 0 WELLS FARGO & CO NEW COM 949746101 831 22302 SH SOLE 22302 0 0 WESTERN ALLIANCE BANCORP COM 957638109 105 7451 SH SOLE 7451 0 0 WESTERN UN CO COM 959802109 130 8529 SH SOLE 8529 0 0 WHITING PETE CORP NEW COM 966387102 137 2651 SH SOLE 2651 0 0 YRC WORLDWIDE INC COM 984249607 178 23588 SH SOLE 23588 0 0 YRC WORLDWIDE INC COM 984249AB8 1749 3498629PRN SOLE 3498629 0 0