0001047142-13-000002.txt : 20130417 0001047142-13-000002.hdr.sgml : 20130417 20130417151418 ACCESSION NUMBER: 0001047142-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130417 DATE AS OF CHANGE: 20130417 EFFECTIVENESS DATE: 20130417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNITY TRUST & INVESTMENT CO CENTRAL INDEX KEY: 0001047142 IRS NUMBER: 611251178 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06540 FILM NUMBER: 13766776 BUSINESS ADDRESS: STREET 1: 1544 WINCHESTER AVE CITY: ASHLAND STATE: KY ZIP: 40507 BUSINESS PHONE: 6063895308 MAIL ADDRESS: STREET 1: 100 EAST VINE CITY: LEXINGTON STATE: KY ZIP: 40507 FORMER COMPANY: FORMER CONFORMED NAME: TRUST CO OF KENTUCKY N A DATE OF NAME CHANGE: 19990326 13F-HR 1 ctic13f-0313.txt 13F-HR 3/29/13 0001047142 @dyqkc9q NONE SANDRA PAYNE (859)879-5435 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: 3/29/13 CHECK HERE IF AMENDMENT ( ); AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE.): ( ) IS A RESTATEMENT. ( ) ADDS NEW HOLDINGS ENTRIES INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: NAME: CHRIS MENG */INVESTMENT MANAGER NAM ADDRESS: COMMUNITY TRUST & INVESTMENT CO */IN 100 E VINE ST SUITE 501 */IN LEXINGTON */IN, KY 40507 13F FILE NUMBER: 28-06540 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: SANDRA K PAYNE TITLE: VICE PRESIDENT PHONE: (859)389-5308 SIGNATURE,PLACE,AND DATE OF SIGNING: SANDRA K PAYNE LEXINGTON, KY 4/6/13 REPORT TYPE (CHECK ONLY ONE.): ( X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 118 FORM 13F INFORMATION TABLE VALUE TOTAL: $428,679 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ALPHA NATURAL RESOURCES, INC. COMMON STOCK 02076X102 4620 562762 SH SOLE 501779 0 60983 ALPHA NATURAL RESOURCES, INC. COMMON STOCK 02076X102 143 17450 SH OTHER 6550 10900 0 ANNALY CAPITAL MANAGEMENT REIT COMMON STOCK 035710409 5841 367590 SH SOLE 365990 0 1600 ANNALY CAPITAL MANAGEMENT REIT COMMON STOCK 035710409 138 8667 SH OTHER 1150 7517 0 APPLE INC COMMON STOCK 037833100 1146 2588 SH SOLE 2588 0 0 ARCHER DANIELS MIDLAND CO COMMON STOCK 039483102 6386 189320 SH SOLE 189320 0 0 ARCHER DANIELS MIDLAND CO COMMON STOCK 039483102 102 3025 SH OTHER 2725 300 0 AT & T INC COMMON STOCK 00206R102 2151 58620 SH SOLE 57720 0 900 AT & T INC COMMON STOCK 00206R102 66 1800 SH OTHER 1800 0 0 BB & T CORP COMMON STOCK 054937107 445 14175 SH SOLE 0 0 14175 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 615 14925 SH SOLE 14925 0 0 BROWN FORMAN CORP CL A COMMON STOCK 115637100 63 850 SH SOLE 850 0 0 BROWN FORMAN CORP CL A COMMON STOCK 115637100 331 4500 SH OTHER 0 4500 0 CHEVRON CORPORATION COMMON STOCK 166764100 2192 18445 SH SOLE 18445 0 0 CHEVRON CORPORATION COMMON STOCK 166764100 9 75 SH OTHER 75 0 0 CISCO SYSTEMS INC COMMON STOCK 17275R102 6241 298662 SH SOLE 297062 0 1600 CISCO SYSTEMS INC COMMON STOCK 17275R102 115 5525 SH OTHER 5025 500 0 CITIGROUP INC COMMON STOCK 172967424 5313 120085 SH SOLE 119460 0 625 CITIGROUP INC COMMON STOCK 172967424 219 4954 SH OTHER 1950 3004 0 COACH INC COMMON STOCK 189754104 4608 92175 SH SOLE 91800 0 375 COACH INC COMMON STOCK 189754104 125 2500 SH OTHER 675 1825 0 COCA COLA CO COMMON STOCK 191216100 1349 33362 SH SOLE 31962 0 1400 COCA COLA CO COMMON STOCK 191216100 105 2600 SH OTHER 2600 0 0 COMMUNITY TRUST BANCORP INC COMMON STOCK 204149108 52485 1542306 SH SOLE 1191923 0 350383 COMMUNITY TRUST BANCORP INC COMMON STOCK 204149108 2875 84478 SH OTHER 0 0 84478 CONOCOPHILLIPS COMMON STOCK 20825C104 7839 130427 SH SOLE 130327 0 100 CONOCOPHILLIPS COMMON STOCK 20825C104 298 4956 SH OTHER 2055 2901 0 DUKE ENERGY CORP COMMON STOCK 26441C204 282 3879 SH SOLE 3879 0 0 DUKE ENERGY CORP COMMON STOCK 26441C204 9 130 SH OTHER 130 0 0 EMERSON ELECTRIC COMMON STOCK 291011104 226 4050 SH SOLE 4050 0 0 ENTERPRISE PRODS PARTNERS LP COMMON STOCK 293792107 392 6500 SH SOLE 6500 0 0 EXXON MOBIL CORP COMMON STOCK 30231G102 11600 128735 SH SOLE 128135 0 600 EXXON MOBIL CORP COMMON STOCK 30231G102 510 5663 SH OTHER 3313 2350 0 FEDEX CORPORATION COMMON STOCK 31428X106 1469 14955 SH SOLE 14955 0 0 FEDEX CORPORATION COMMON STOCK 31428X106 74 750 SH OTHER 550 200 0 FIRST CTZNS BANCSHARES INC CL COMMON STOCK 31946M103 1736 9500 SH SOLE 9500 0 0 FIRST CTZNS BANCSHARES INC CL COMMON STOCK 31946M103 91 500 SH OTHER 0 500 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 12946 559950 SH SOLE 557350 0 2600 GENERAL ELECTRIC CORP COMMON STOCK 369604103 425 18380 SH OTHER 9475 8905 0 GENERAL MOTORS CO COMMON STOCK 37045V100 13676 491575 SH SOLE 489075 0 2500 GENERAL MOTORS CO COMMON STOCK 37045V100 480 17250 SH OTHER 6250 11000 0 GOOGLE INC CL A COMMON STOCK 38259P508 4648 5853 SH SOLE 5813 0 40 GOOGLE INC CL A COMMON STOCK 38259P508 131 165 SH OTHER 165 0 0 HARTFORD FINL SVCS GROUP INC COMMON STOCK 416515104 9764 378450 SH SOLE 376800 0 1650 HARTFORD FINL SVCS GROUP INC COMMON STOCK 416515104 405 15715 SH OTHER 6765 8950 0 HOME DEPOT INC COMMON STOCK 437076102 194 2775 SH SOLE 2775 0 0 HOME DEPOT INC COMMON STOCK 437076102 136 1950 SH OTHER 1950 0 0 INTEL CORP COMMON STOCK 458140100 10254 469625 SH SOLE 467900 0 1725 INTEL CORP COMMON STOCK 458140100 343 15720 SH OTHER 5150 10570 0 INTERNATIONAL BUSINESS MACHINE COMMON STOCK 459200101 158 740 SH SOLE 740 0 0 INTERNATIONAL BUSINESS MACHINE COMMON STOCK 459200101 58 272 SH OTHER 200 0 72 JOHNSON & JOHNSON COMMON STOCK 478160104 13344 163670 SH SOLE 162670 0 1000 JOHNSON & JOHNSON COMMON STOCK 478160104 434 5328 SH OTHER 2425 2903 0 JP MORGAN CHASE & CO COMMON STOCK 46625H100 15903 335077 SH SOLE 254777 0 80300 JP MORGAN CHASE & CO COMMON STOCK 46625H100 455 9595 SH OTHER 3895 5700 0 KINDER MORGAN ENERGY PARTNERS COMMON STOCK 494550106 359 4000 SH SOLE 4000 0 0 KOHLS CORP COMMON STOCK 500255104 4245 92015 SH SOLE 91615 0 400 KOHLS CORP COMMON STOCK 500255104 116 2510 SH OTHER 660 1850 0 LEAR CORP COMMON STOCK 521865204 9336 170140 SH SOLE 169540 0 600 LEAR CORP COMMON STOCK 521865204 348 6350 SH OTHER 2700 3650 0 MARKEL CORPORATION COMMON STOCK 570535104 4505 8947 SH SOLE 8912 0 35 MARKEL CORPORATION COMMON STOCK 570535104 128 254 SH OTHER 144 110 0 MEDTRONIC INC COMMON STOCK 585055106 6164 131260 SH SOLE 130860 0 400 MEDTRONIC INC COMMON STOCK 585055106 257 5478 SH OTHER 1175 4303 0 MICROSOFT CORP COMMON STOCK 594918104 11324 395869 SH SOLE 394169 0 1700 MICROSOFT CORP COMMON STOCK 594918104 385 13475 SH OTHER 4825 8650 0 NATURAL RESOURCE PARTNERS LP COMMON STOCK 63900P103 720 30779 SH SOLE 5600 0 25179 OAKTREE CAPITAL GROUP LLC COMMON STOCK 674001201 3207 62862 SH SOLE 62462 0 400 OAKTREE CAPITAL GROUP LLC COMMON STOCK 674001201 142 2776 SH OTHER 600 2176 0 OCCIDENTAL PETE CORP COMMON STOCK 674599105 4884 62319 SH SOLE 62319 0 0 OCCIDENTAL PETE CORP COMMON STOCK 674599105 188 2400 SH OTHER 200 2200 0 ORION ENERGY SYSTEMS INC COMMON STOCK 686275108 31 12500 SH SOLE 12500 0 0 PEPSICO INC COMMON STOCK 713448108 9959 125891 SH SOLE 125441 0 450 PEPSICO INC COMMON STOCK 713448108 258 3266 SH OTHER 790 2476 0 PFIZER INC COMMON STOCK 717081103 634 21957 SH SOLE 21957 0 0 PLUM CREEK TIMBER CO INC COM COMMON STOCK 729251108 377 7222 SH SOLE 1200 0 6022 PNC FINANCIAL SERVICES GROUP COMMON STOCK 693475105 301 4520 SH SOLE 520 0 4000 PROCTER & GAMBLE COMPANY COMMON STOCK 742718109 13261 172082 SH SOLE 171332 0 750 PROCTER & GAMBLE COMPANY COMMON STOCK 742718109 466 6044 SH OTHER 3065 2979 0 STATE STREET CORP COMMON STOCK 857477103 301 5090 SH SOLE 5090 0 0 STATE STREET CORP COMMON STOCK 857477103 30 500 SH OTHER 500 0 0 STRYKER CORP COMMON STOCK 863667101 7324 112260 SH SOLE 111760 0 500 STRYKER CORP COMMON STOCK 863667101 310 4750 SH OTHER 2225 2525 0 SUNTRUST BANKS INC COMMON STOCK 867914103 4047 140485 SH SOLE 139860 0 625 SUNTRUST BANKS INC COMMON STOCK 867914103 161 5590 SH OTHER 2390 3200 0 TARGET CORP COMMON STOCK 87612E106 7402 108135 SH SOLE 107635 0 500 TARGET CORP COMMON STOCK 87612E106 277 4050 SH OTHER 1600 2450 0 UNITED PARCEL SVC INC CL B COMMON STOCK 911312106 9558 111272 SH SOLE 110622 0 650 UNITED PARCEL SVC INC CL B COMMON STOCK 911312106 327 3807 SH OTHER 1385 2422 0 US BANCORP NEW COMMON STOCK 902973304 791 23325 SH SOLE 17825 0 5500 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 1559 31725 SH SOLE 31725 0 0 VISA INC COMMON STOCK 92826C839 6572 38697 SH SOLE 38297 0 400 VISA INC COMMON STOCK 92826C839 274 1615 SH OTHER 565 1050 0 WALMART STORES INC COMMON STOCK 931142103 5924 79165 SH SOLE 78565 0 600 WALMART STORES INC COMMON STOCK 931142103 280 3745 SH OTHER 1600 2145 0 WELLS FARGO & CO COMMON STOCK 949746101 9765 263999 SH SOLE 258480 0 5519 WELLS FARGO & CO COMMON STOCK 949746101 370 9999 SH OTHER 4785 5214 0 3M CO COMMON STOCK 88579Y101 10614 99837 SH SOLE 99412 0 425 3M CO COMMON STOCK 88579Y101 369 3475 SH OTHER 1375 2100 0 COVIDIEN PLC COMMON STOCK G2554F113 10973 161753 SH SOLE 161003 0 750 COVIDIEN PLC COMMON STOCK G2554F113 414 6104 SH OTHER 2700 3404 0 KONINKLIJKE PHILIPS ELECTRS NV COMMON STOCK 500472303 11383 385216 SH SOLE 382520 0 2696 KONINKLIJKE PHILIPS ELECTRS NV COMMON STOCK 500472303 364 12303 SH OTHER 3900 8403 0 LLOYDS BANKING GROUP PLC-SPONS COMMON STOCK 539439109 74 24521 SH SOLE 0 0 24521 NOVARTIS AG SPONSORED ADR COMMON STOCK 66987V109 11692 164115 SH SOLE 162795 0 1320 NOVARTIS AG SPONSORED ADR COMMON STOCK 66987V109 420 5893 SH OTHER 2450 3443 0 SANOFI SPONS ADR COMMON STOCK 80105N105 11770 230426 SH SOLE 227740 0 2686 SANOFI SPONS ADR COMMON STOCK 80105N105 332 6500 SH OTHER 1700 4800 0 TOTAL S.A. SPONS ADR COMMON STOCK 89151E109 8493 177004 SH SOLE 175145 0 1859 TOTAL S.A. SPONS ADR COMMON STOCK 89151E109 232 4825 SH OTHER 1325 3500 0 TRONOX LTD COMMON STOCK Q9235V101 5263 265690 SH SOLE 264365 0 1325 TRONOX LTD COMMON STOCK Q9235V101 195 9850 SH OTHER 3950 5900 0 UNILEVER N V -NY SHARES COMMON STOCK 904784709 10171 248062 SH SOLE 246240 0 1822 UNILEVER N V -NY SHARES COMMON STOCK 904784709 338 8240 SH OTHER 3350 4890 0 VODAFONE GROUP ADR COMMON STOCK 92857W209 6462 227547 SH SOLE 225435 0 2112 VODAFONE GROUP ADR COMMON STOCK 92857W209 218 7675 SH OTHER 1575 6100 0 WISDOMTREE EMERGING MKTS S/C D OTHER 97717W281 5902 114403 SH SOLE N.A. N.A. N.A. WISDOMTREE EMERGING MKTS S/C D OTHER 97717W281 172 3336 SH OTHER N.A. N.A. N.A.