0001208646-13-000116.txt : 20130415 0001208646-13-000116.hdr.sgml : 20130415 20130415060433 ACCESSION NUMBER: 0001208646-13-000116 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130415 DATE AS OF CHANGE: 20130415 EFFECTIVENESS DATE: 20130415 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alliance Trust PLC CENTRAL INDEX KEY: 0001424606 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13036 FILM NUMBER: 13759835 BUSINESS ADDRESS: STREET 1: 8 WEST MARKETGAIT CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1QN BUSINESS PHONE: 44 1382 306062 MAIL ADDRESS: STREET 1: 8 WEST MARKETGAIT CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1QN 13F-HR 1 c108235.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 ----------------- Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Alliance Trust PLC Address: 8 West Marketgait Dundee, Scotland DD1 1QN United Kingdom Form 13F File Number: 28-13036 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ian Anderson Title: Assistant Secretary Phone: +44 1382 321238 Signature, Place, and Date of Signing: /s/ Ian Anderson Dundee, Scotland, United Kingdom April 12, 2013 ------------------------- -------------------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 38 Form 13F Information Table Value Total: $1,534,850 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. FORM 13F INFORMATION TABLE Alliance Trust Holdings as at 31/3/13

----------------------------------------------------------------------------------------------------------------------------------- INVEST- TITLE MENT OF VALUE VALUE SHRS OR SH / PUT / DISCRE- OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$) (X$1000) PRN AMT PRN CALL TION MANAGERS SOLE SHARED NONE ----------------------------------------------------------------------------------------------------------------------------------- ACCENTURE PLC CLS'A'USD0 .0000225 EQUITY B4BNMY3 19,179,900 19,180 252,500 SH SOLE NONE 252,500 AMER TOWER CORP COM NEW USD0.01 EQUITY B7FBFL2 32,671,368 32,671 424,800 SH SOLE NONE 424,800 AMERISOURCEBERGEN COM STK USD0.01 EQUITY 2795393 32,213,386 32,213 626,354 SH SOLE NONE 626,354 AMGEN INC COM USD0.0001 EQUITY 2023607 41,922,500 41,923 409,000 SH SOLE NONE 409,000 APPLE INC COM NPV EQUITY 2046251 43,530,687 43,531 98,390 SH SOLE NONE 98,390 BAIDU INC ADS EACH REP 0.10 ORD CLS'A EQUITY B0FXT17 13,672,430 13,672 155,900 SH SOLE NONE 155,900 BORG WARNER INC COM USD0.01 EQUITY 2111955 35,938,336 35,938 464,800 SH SOLE NONE 464,800 BPZ RESOURCES INC 6.5% NTS CONVERTIBLE 01/03/15 USD BOND 2BTBMK3 10,788,266 10,788 12,448,000 SH SOLE NONE 12,448,000 CADENCE DESIGN SYS COM USD0.01 EQUITY 2302232 33,467,856 33,468 2,404,300 SH SOLE NONE 2,404,300 CERNER CORP COM USD0.01 EQUITY 2185284 23,390,900 23,391 247,000 SH SOLE NONE 247,000 CITIGROUP INC COM USD0.01 EQUITY 2297907 27,933,136 27,933 631,400 SH SOLE NONE 631,400 COACH INC COM USD0.01 EQUITY 2646015 41,648,310 41,648 833,800 SH SOLE NONE 833,800 CUMMINS INC COM USD2.50 EQUITY 2240202 29,983,209 29,983 258,900 SH SOLE NONE 258,900 CVS CAREMARK CORP COM STK USD0.01 EQUITY 2577609 61,181,610 61,182 1,113,000 SH SOLE NONE 1,113,000 DANAHER CORP COM USD0.01 EQUITY 2250870 49,632,990 49,633 798,600 SH SOLE NONE 798,600 DAVITA HEALTHCARE COM USD0.001 EQUITY 2898087 23,214,150 23,214 195,900 SH SOLE NONE 195,900 ENTERPRISE PRODS P COM UNITS REP LIM PART INT EQUITY 2285388 75,312,500 75,313 1,250,000 SH SOLE NONE 1,250,000 EXPRESS SCRIPTS HO COM USD0.01 EQUITY B7QQYV9 58,122,325 58,122 1,008,893 SH SOLE NONE 1,008,893 GOOGLE INC COM USD0.001 CL'A' EQUITY B020QX2 29,590,090 29,590 37,300 SH SOLE NONE 37,300 HUMANA INC COM USD0.166 EQUITY 2445063 17,102,250 17,102 247,500 SH SOLE NONE 247,500 INTEROIL CORP COM NPV EQUITY B02SJF9 17,336,012 17,336 227,686 SH SOLE NONE 227,686 MARSH & MCLENNAN COM USD1 EQUITY 2567741 22,263,540 22,264 586,500 SH SOLE NONE 586,500 MATTEL INC COM USD1 EQUITY 2572303 37,957,344 37,957 867,200 SH SOLE NONE 867,200 MICROSOFT CORP COM USD0.00000625 EQUITY 2588173 39,119,652 39,120 1,367,820 SH SOLE NONE 1,367,820 MONSANTO COM STK USD0.01 EQUITY 2654320 35,428,800 35,429 335,500 SH SOLE NONE 335,500 MOSAIC CO COM USD0.01 EQUITY B3NPHP6 35,624,093 35,624 597,820 SH SOLE NONE 597,820 OCEANEERING INTL COM USD0.25 EQUITY 2655583 45,513,761 45,514 685,345 SH SOLE NONE 685,345 PFIZER INC COM USD0.05 EQUITY 2684703 108,305,736 108,306 3,755,400 SH SOLE NONE 3,755,400 PHILIP MORRIS INTL COM STK NPV EQUITY B2PKRQ3 42,845,912 42,846 462,100 SH SOLE NONE 462,100 PLUM CREEK TMBR CO COM USD0.01 EQUITY 2692397 27,109,103 27,109 519,431 SH SOLE NONE 519,431 PRAXAIR INC COM USD0.01 EQUITY 2699291 29,917,710 29,918 268,200 SH SOLE NONE 268,200 QUALCOMM INC COM USD0.0001 EQUITY 2714923 93,019,314 93,019 1,389,800 SH SOLE NONE 1,389,800 UNION PACIFIC CORP COM USD2.50 EQUITY 2914734 30,977,210 30,977 217,613 SH SOLE NONE 217,613 UTD TECHNOLOGIES COM USD1 EQUITY 2915500 86,292,054 86,292 923,700 SH SOLE NONE 923,700 VERIZON COMMUN COM USD0.10 EQUITY 2090571 17,702,223 17,702 360,681 SH SOLE NONE 360,681 VISA INC COM STK USD0.0001 EQUITY B2PZN04 41,494,199 41,494 244,443 SH SOLE NONE 244,443 WALT DISNEY CO. COM DISNEY USD0.01 EQUITY 2270726 78,995,730 78,996 1,391,750 SH SOLE NONE 1,391,750 WELLS FARGO & CO COM USD1 2/3 EQUITY 2649100 44,451,792 44,452 1,202,700 SH SOLE NONE 1,202,700 ------------ 1,534,850.39 ============