0001533964-13-000002.txt : 20130214 0001533964-13-000002.hdr.sgml : 20130214 20130214131214 ACCESSION NUMBER: 0001533964-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial LLC CENTRAL INDEX KEY: 0001533964 IRS NUMBER: 452298174 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14585 FILM NUMBER: 13610061 BUSINESS ADDRESS: STREET 1: 645 MADISON AVE. STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: 645 MADISON AVE. STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 SEC-Form-13F.20121231_HR.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Period Ended: December 31, 2012 Check here if Amendment [ ];Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this report: Name: Virtu Financial LLC Address: 645 Madison Ave. New York, NY 10022 13F File Number: 28-14585 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this submission. Person signing this Report on Behalf of Reporting Manager: Name: Virtu Financial LLC By: Brett Fairclough Title: Compliance Phone: (310) 595-2360 Signature, Place, and Date of Signing: /s/ Brett Fairclough Santa Monica, CA February 14, 2013 ------------------- --------------------------- -------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 303 Form 13F Information Table Value Total: $1,103,313 (Thousands) List of Other Included Managers: Form 13F File Number Name 01 28-12744 Virtu Financial Capital Markets LLC 02 28-13648 Virtu Financial BD LLC 03 028-15317 Virtu Financial Ireland Ltd FORM 13F INFORMATION TABLE

VALUE SHARES SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARES NONE ------------------------------------------------------------------------------------------------------------------------------ ALPS ETF TR ALERIAN MLP 00162Q866 645 40430 SH DEFINED 02 40430 ABBOTT LABS COM 002824100 86882 1326439 SH DEFINED 02 1326439 ADVISORSHARES TR RANGER EQUITY B 00768Y883 689 37678 SH DEFINED 02 37678 AMAZON COM INC CALL 023135106 251 1000 SH CALL DEFINED 02 1000 ANWORTH MORTGAGE ASSET CP COM 037347101 100 17294 SH DEFINED 02 17294 APOLLO INVT CORP COM 03761U106 93 11180 SH DEFINED 02 11180 APPLE INC COM 037833100 19609 36788 SH DEFINED 02 36788 APPLE INC PUT 037833100 19882 37300 SH PUT DEFINED 02 37300 BGC PARTNERS INC CL A 05541T101 137 39500 SH DEFINED 02 39500 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 2595 119085 SH DEFINED 02 119085 BARCLAYS BK PLC ETN DJUBS COPR3 06739F101 878 19092 SH DEFINED 02 19092 BARCLAYS BANK PLC ETN DJUBS AGRI3 06739H206 4643 84210 SH DEFINED 02 84210 BARCLAYS BANK PLC ETN DJUBS SGAR3 06739H214 207 2940 SH DEFINED 02 2940 BARCLAYS BANK PLC ETN DJUBSSOFT 3 06739H230 3204 60461 SH DEFINED 02 60461 BARCLAYS BANK PLC ETN DJUBSCOTTN3 06739H271 2799 56957 SH DEFINED 02 56957 BARCLAYS BANK PLC ETN DJUBS GRNS3 06739H305 840 15863 SH DEFINED 02 15863 BARCLAYS BANK PLC ETN DJUBSCOCO 3 06739H313 907 29945 SH DEFINED 02 29945 BARCLAYS BK PLC S&P 500 VEQTOR 06740C337 4830 37364 SH DEFINED 02 37364 BARCLAYS BK PLC IPATH S&P MT ET 06740C519 5766 206285 SH DEFINED 02 206285 BARCLAYS BK PLC IPTH NAT GAS 06740P239 859 29593 SH DEFINED 02 29593 BARCLAYS BK PLC IPATH DYNM VIX 06741L609 853 18537 SH DEFINED 02 18537 BARCLAYS BK PLC BARC ETN+SHILL 06742A669 360 7122 SH DEFINED 02 7122 BERKSHIRE HATHAWAY INC DEL CL A 084670108 67968 507 SH DEFINED 02 507 CHEVRON CORP NEW COM 166764100 776 7176 SH DEFINED 02 7176 CHIMERA INVT CORP COM 16934Q109 103 39507 SH DEFINED 02 39507 CREDIT SUISSE NASSAU BRH VS 3XLNGNATGAS 22542D530 432 20986 SH DEFINED 02 20986 CREDIT SUISSE NASSAU BRH 2X INVER PLATI 22542D639 2231 50793 SH DEFINED 02 50793 CREDIT SUISSE NASSAU BRH 2X LONG PLATIN 22542D647 1345 30282 SH DEFINED 02 30282 CREDIT SUISSE NASSAU BRH 3X INVERS SILV 22542D654 750 27872 SH DEFINED 02 27872 CREDIT SUISSE NASSAU BRH 3X LONG SILVER 22542D662 1173 44943 SH DEFINED 02 44943 CREDIT SUISSE NASSAU BRH 3X LONG GOLD 22542D688 1056 25234 SH DEFINED 02 25234 CREDIT SUISSE NASSAU BRH VIX MD TRM FUT 22542D779 425 37045 SH DEFINED 02 37045 CREDIT SUISSE NASSAU BRH INVRS VIX STERM 22542D795 25767 1555015 SH DEFINED 02 1555015 CREDIT SUISSE NASSAU BRH VIX SHORT TERM 22542D811 1770 102940 SH DEFINED 02 102940 CURRENCYSHS BRIT POUND STER BRIT POUND STE 23129S106 4455 27718 SH DEFINED 02 27718 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 10864 104309 SH DEFINED 02 104309 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 6787 63162 SH DEFINED 02 63162 CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 3888 38799 SH DEFINED 02 38799 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 14122 124937 SH DEFINED 02 124937 CURRENCYSHARES EURO TR CALL 23130C108 2488 19000 SH CALL DEFINED 02 19000 CURRENCYSHARES EURO TR PUT 23130C108 2488 19000 SH PUT DEFINED 02 19000 DENDREON CORP COM 24823Q107 68 12845 SH DEFINED 02 12845 DEUTSCHE BK AG LDN BRH PS GOLD SH ETN 25154H731 1129 95580 SH DEFINED 02 95580 DEUTSCHE BK AG LDN BRH PS GOLD DL ETN 25154H749 567 10899 SH DEFINED 02 10899 DEUTSCHE BK AG LDN BRH PS GOLD DS ETN 25154H756 1961 438692 SH DEFINED 02 438692 DIREXION SHS ETF TR DLY SMCAP BEAR3 25459W110 1689 124637 SH DEFINED 02 124637 DIREXION SHS ETF TR DLY SCOND 3XBR 25459W128 1811 55141 SH DEFINED 02 55141 DIREXION SHS ETF TR DLY MC3X SHS NE 25459W136 1141 69561 SH DEFINED 02 69561 DIREXION SHS ETF TR DLY FIN BEAR NE 25459W144 6399 424079 SH DEFINED 02 424079 DIREXION SHS ETF TR DRX S&P500BEAR 25459W151 1445 85713 SH DEFINED 02 85713 DIREXION SHS ETF TR GLD MNRS BEAR 3 25459W235 1577 50050 SH DEFINED 02 50050 DIREXION SHS ETF TR GLD MNRS BULL 3 25459W250 915 83153 SH DEFINED 02 83153 DIREXION SHS ETF TR DL RUSSIA BEAR 25459W284 263 17727 SH DEFINED 02 17727 DIREXION SHS ETF TR DLY TECH BEAR 3 25459W318 270 28841 SH DEFINED 02 28841 DIREXION SHS ETF TR DLY ENRGY BEAR3 25459W342 1737 222149 SH DEFINED 02 222149 DIREXION SHS ETF TR DLY SCOND 3XBU 25459W458 1118 41582 SH DEFINED 02 41582 DIREXION SHS ETF TR DLY EM BR3X NEW 25459W482 1103 122261 SH DEFINED 02 122261 DIREXION SHS ETF TR DLY MIDCAP ETF3 25459W730 1536 40778 SH DEFINED 02 40778 DIREXION SHS ETF TR DLY R/E BULL3X 25459W755 2256 29116 SH DEFINED 02 29116 DIREXION SHS ETF TR DLY SMCAP BULL3 25459W847 6819 106925 SH DEFINED 02 106925 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 1616 18481 SH DEFINED 02 18481 DIREXION SHS ETF TR DLY RUSSIA BUL 25459Y645 800 21745 SH DEFINED 02 21745 DIREXION SHS ETF TR DLY R/E BEAR3X 25459Y660 1776 85750 SH DEFINED 02 85750 DIREXION SHS ETF TR 20YR TRES BEAR 25459Y678 328 6041 SH DEFINED 02 6041 DIREXION SHS ETF TR DLY FIN BULL NE 25459Y694 8161 68011 SH DEFINED 02 68011 DYNAVAX TECHNOLOGIES CORP COM 268158102 63 22000 SH DEFINED 02 22000 ETFS PLATINUM TR SH BEN INT 26922V101 2340 15457 SH DEFINED 02 15457 ETFS PRECIOUS METALS BASKET PHYS PM BSKT 26922W109 489 5271 SH DEFINED 02 5271 ETFS SILVER TR SILVER SHS 26922X107 948 31551 SH DEFINED 02 31551 ETFS GOLD TR SHS 26922Y105 6612 40034 SH DEFINED 02 40034 ETFS PALLADIUM TR SH BEN INT 26923A106 3729 53873 SH DEFINED 02 53873 EXELIXIS INC COM 30161Q104 65 14213 SH DEFINED 02 14213 EXXON MOBIL CORP COM 30231G102 951 10985 SH DEFINED 02 10985 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 2718 147174 SH DEFINED 02 147174 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 936 24026 SH DEFINED 02 24026 FIRST TR NASDAQ100 TECH INDE SHS 337345102 589 22772 SH DEFINED 02 22772 FIRST TR ISE REVERE NAT GAS COM 33734J102 955 60878 SH DEFINED 02 60878 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 4676 206902 SH DEFINED 02 206902 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 904 45549 SH DEFINED 02 45549 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 1405 72334 SH DEFINED 02 72334 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 1258 58099 SH DEFINED 02 58099 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 1711 95193 SH DEFINED 02 95193 GFI GROUP INC COM 361652209 77 23680 SH DEFINED 02 23680 GILEAD SCIENCES INC COM 375558103 229 3112 SH DEFINED 02 3112 GOOGLE INC CL A 38259P508 5532 7799 SH DEFINED 02 7799 GOOGLE INC PUT 38259P508 5817 8200 SH PUT DEFINED 02 8200 HALLIBURTON CO COM 406216101 362 10428 SH DEFINED 02 10428 HOME DEPOT INC COM 437076102 214 3465 SH DEFINED 02 3465 INTEL CORP COM 458140100 313 15184 SH DEFINED 02 15184 INTERNATIONAL BUSINESS MACHS COM 459200101 264 1378 SH DEFINED 02 1378 ISHARES INC MSCI AUSTRALIA 464286103 265 10546 SH DEFINED 02 10546 ISHARES INC MSCI BRAZIL 464286400 903 16109 SH DEFINED 02 16109 ISHARES INC MSCI CDA INDEX 464286509 4277 150604 SH DEFINED 02 150604 ISHARES INC MSCI JAPAN 464286848 4449 456279 SH DEFINED 02 456279 ISHARES TR DJ SEL DIV INX 464287168 261 4559 SH DEFINED 02 4559 ISHARES TR FTSE CHINA25 ID 464287184 597 14744 SH DEFINED 02 14744 ISHARES TR TRANSP AVE IDX 464287192 1298 13761 SH DEFINED 02 13761 ISHARES TR CORE S&P500 ETF 464287200 39239 274242 SH DEFINED 02 274242 ISHARES TR MSCI EMERG MKT 464287234 8619 194347 SH DEFINED 02 194347 ISHARES TR S&P NA NAT RES 464287374 209 5482 SH DEFINED 02 5482 ISHARES TR BARCLYS 20+ YR 464287432 16486 135784 SH DEFINED 02 135784 ISHARES TR BARCLYS 7-10 YR 464287440 3555 33030 SH DEFINED 02 33030 ISHARES TR MSCI EAFE INDEX 464287465 11195 197024 SH DEFINED 02 197024 ISHARES TR RUSSELL MCP GR 464287481 395 6297 SH DEFINED 02 6297 ISHARES TR PHLX SOX SEMICN 464287523 2185 41981 SH DEFINED 02 41981 ISHARES TR COHEN&ST RLTY 464287564 1620 20625 SH DEFINED 02 20625 ISHARES TR RUSL 2000 VALU 464287630 10669 141293 SH DEFINED 02 141293 ISHARES TR RUSL 2000 GROW 464287648 9925 104131 SH DEFINED 02 104131 ISHARES TR DJ US UTILS 464287697 2260 26168 SH DEFINED 02 26168 ISHARES TR DJ US TELECOMM 464287713 923 38041 SH DEFINED 02 38041 ISHARES TR DJ US REAL EST 464287739 4659 71993 SH DEFINED 02 71993 ISHARES TR DJ US INDUSTRL 464287754 1954 26645 SH DEFINED 02 26645 ISHARES TR DJ US ENERGY 464287796 568 13912 SH DEFINED 02 13912 ISHARES TR S&P EURO PLUS 464287861 350 8905 SH DEFINED 02 8905 ISHARES TR MID VAL INDEX 464288406 325 3944 SH DEFINED 02 3944 ISHARES TR DJ OIL EQUIP 464288844 1399 27432 SH DEFINED 02 27432 ISHARES TR DJ OIL&GAS EXP 464288851 2267 35682 SH DEFINED 02 35682 ISHARES SILVER TRUST ISHARES 46428Q109 231 7857 SH DEFINED 02 7857 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 3294 85658 SH DEFINED 02 85658 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 2461 53040 SH DEFINED 02 53040 MARKET VECTORS ETF TR JR GOLD MINERS 57060U589 279 14112 SH DEFINED 02 14112 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 67 12320 SH DEFINED 02 12320 MORGAN STANLEY S&P500 CRD OIL 61760E390 1321 48835 SH DEFINED 02 48835 NATIONAL OILWELL VARCO INC COM 637071101 334 4885 SH DEFINED 02 4885 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 3441 52855 SH DEFINED 02 52855 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 743 182017 SH DEFINED 02 182017 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 2614 125986 SH DEFINED 02 125986 POWERSHARES ETF TRUST DYN OIL SVCS 73935X625 839 41249 SH DEFINED 02 41249 POWERSHARES ETF TRUST DYN MEDIA PORT 73935X823 914 54756 SH DEFINED 02 54756 POWERSHARES ETF TRUST DYN FD & BEV 73935X849 888 44586 SH DEFINED 02 44586 POWERSHARES DB G10 CURCY HAR COM UT BEN INT 73935Y102 4166 159320 SH DEFINED 02 159320 POWERSHS DB MULTI SECT COMM DB ENERGY FUND 73936B101 2899 103883 SH DEFINED 02 103883 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 6393 111973 SH DEFINED 02 111973 POWERSHS DB MULTI SECT COMM DB SILVER FUND 73936B309 4977 95080 SH DEFINED 02 95080 POWERSHS DB MULTI SECT COMM PS DB AGRICUL F 73936B408 2034 72760 SH DEFINED 02 72760 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 7717 297506 SH DEFINED 02 297506 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 918 47611 SH DEFINED 02 47611 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 250 9209 SH DEFINED 02 9209 PRICELINE COM INC PUT 741503403 248 400 SH PUT DEFINED 02 400 PROSHARES TR PSHS ULTSH 20YR 74347B201 8492 133830 SH DEFINED 02 133830 PROSHARES TR PSHS ULSHT SP50 74347B300 15807 292177 SH DEFINED 02 292177 PROSHARES TR PSHS ULT S&P 50 74347R107 17249 285952 SH DEFINED 02 285952 PROSHARES TR PSHS ULTRA QQQ 74347R206 18519 337879 SH DEFINED 02 337879 PROSHARES TR PSHS SHTFINL ET 74347R230 532 18746 SH DEFINED 02 18746 PROSHARES TR PSHS ULTRA DOW3 74347R305 3262 46448 SH DEFINED 02 46448 PROSHARES TR PSHS ULSHT 7-10 74347R313 1809 65544 SH DEFINED 02 65544 PROSHARES TR PSHS ULT SH MSC 74347R339 904 54910 SH DEFINED 02 54910 PROSHARES TR PSHS ULTSHRT JA 74347R347 2219 76505 SH DEFINED 02 76505 PROSHARES TR PSHS SH MSCI EA 74347R370 5059 121868 SH DEFINED 02 121868 PROSHARES TR PSHS ULT MCAP40 74347R404 691 9329 SH DEFINED 02 9329 PROSHARES TR PSHS SHRT S&P50 74347R503 12800 376262 SH DEFINED 02 376262 PROSHARES TR PSHS SHORT QQQ 74347R602 2866 112088 SH DEFINED 02 112088 PROSHARES TR PSHS SHORT DOW3 74347R701 2722 79138 SH DEFINED 02 79138 PROSHARES TR PSHS ULTRA O&G 74347R719 335 7324 SH DEFINED 02 7324 PROSHARES TR PSHS ULT BASMAT 74347R776 1167 31824 SH DEFINED 02 31824 PROSHARES TR PSHS SHTRUSS200 74347R826 2310 94999 SH DEFINED 02 94999 PROSHARES TR PSHS ULTRUSS200 74347R842 8827 193920 SH DEFINED 02 193920 PROSHARES TR II PSHS ULSSLVR NE 74347W114 1401 27985 SH DEFINED 02 27985 PROSHARES TR II ULTRASHRT NEW 74347W395 3669 58611 SH DEFINED 02 58611 PROSHARES TR II ULTRA GOLD 74347W601 583 6842 SH DEFINED 02 6842 PROSHARES TR II SHT VIX ST TRM 74347W627 1278 19526 SH DEFINED 02 19526 PROSHARES TR II ULT DJ UBS CRUD 74347W650 3183 108482 SH DEFINED 02 108482 PROSHARES TR II VIX SHTTRM FUT 74347W692 3992 234692 SH DEFINED 02 234692 PROSHARES TR II ULTRASHRT EURO 74347W882 266 13979 SH DEFINED 02 13979 PROSHARES TR ULTRA SH DOW30 74347X112 5635 82300 SH DEFINED 02 82300 PROSHARES TR PSHS ULTSHT FIN 74347X146 266 7941 SH DEFINED 02 7941 PROSHARES TR PSHS ULTSHRT QQ 74347X237 4301 145074 SH DEFINED 02 145074 PROSHARES TR ULTSHT CHINA 25 74347X567 336 19094 SH DEFINED 02 19094 PROSHARES TR SHT MSCI NEW 74347X575 802 37843 SH DEFINED 02 37843 PROSHARES TR ULTSHT OIL NEW 74347X591 844 40186 SH DEFINED 02 40186 PROSHARES TR ULT R/EST NEW 74347X625 370 5359 SH DEFINED 02 5359 PROSHARES TR ULTPRO SH 20YR 74347X740 222 12773 SH DEFINED 02 12773 PROSHARES TR ULTRAPRO QQQ 74347X831 973 18791 SH DEFINED 02 18791 PROSHARES TR ULTRPRO S&P500 74347X864 2677 30468 SH DEFINED 02 30468 PROSHARES TR ULSH MSCI EURP 74348A301 917 35120 SH DEFINED 02 35120 PROSHARES TR ULTRAPRO FINLS 74348A582 925 16766 SH DEFINED 02 16766 PROSHARES TR PSHS ULDOW30 NE 74348A590 4249 88806 SH DEFINED 02 88806 PROSHARES TR PSHS ULPROSH NE 74348A657 763 20698 SH DEFINED 02 20698 PROSHARES TR ULTRAPRO SH NEW 74348A665 10121 249599 SH DEFINED 02 249599 PROSHARES TR PSHS ULMSCI NEW 74348A673 451 7111 SH DEFINED 02 7111 PROSHARES TR REAL EST NEW 11 74348A871 904 37262 SH DEFINED 02 37262 REGENERON PHARMACEUTICALS COM 75886F107 246 1439 SH DEFINED 02 1439 RYDEX ETF TRUST GUG S&P500 EQ W 78355W106 2603 48826 SH DEFINED 02 48826 SPDR S&P 500 ETF TR CALL 78462F103 713 5000 SH CALL DEFINED 02 5000 SPDR S&P 500 ETF TR PUT 78462F103 698 4900 SH PUT DEFINED 02 4900 SPDR GOLD TRUST GOLD SHS 78463V107 41895 258594 SH DEFINED 02 258594 SPDR SERIES TRUST S&P REGL BKG 78464A698 1627 58163 SH DEFINED 02 58163 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 443 7097 SH DEFINED 02 7097 SPDR SERIES TRUST S&P PHARMAC 78464A722 1518 27147 SH DEFINED 02 27147 SPDR SERIES TRUST OILGAS EQUIP 78464A748 890 25700 SH DEFINED 02 25700 SPDR SERIES TRUST S&P INS ETF 78464A789 819 18623 SH DEFINED 02 18623 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 16647 127173 SH DEFINED 02 127173 SCHLUMBERGER LTD COM 806857108 806 11638 SH DEFINED 02 11638 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 787 20962 SH DEFINED 02 20962 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 806 20181 SH DEFINED 02 20181 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1485 42628 SH DEFINED 02 42628 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2016 28225 SH DEFINED 02 28225 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1464 89265 SH DEFINED 02 89265 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3854 133128 SH DEFINED 02 133128 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 178 12524 SH DEFINED 02 12524 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 306 17855 SH DEFINED 02 17855 TEUCRIUM COMMODITY TR SOYBEAN FD 88166A607 328 13639 SH DEFINED 02 13639 UNITED STS BRENT OIL FD LP UNIT 91167Q100 5342 65085 SH DEFINED 02 65085 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 964 16449 SH DEFINED 02 16449 UNITED STS COMMODITY IDX FDT CM REP COPP FD 911718104 1529 60203 SH DEFINED 02 60203 UNITED STS COMMODITY IDX FDT COM UTS US AGR 911718203 1092 42673 SH DEFINED 02 42673 UNITED STS COMMODITY IDX FDT COM UNIT US ML 911718302 1170 37666 SH DEFINED 02 37666 UNITED STS DIESEL HEATING OI UNIT 911783108 1171 34729 SH DEFINED 02 34729 UNITED STS GASOLINE FD LP UNITS 91201T102 2568 43938 SH DEFINED 02 43938 UNITED STATES OIL FUND LP UNITS 91232N108 11711 351061 SH DEFINED 02 351061 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 1355 34166 SH DEFINED 02 34166 UNITED STS 12 MONTH NAT GAS UNIT BEN INT 91288X109 175 10177 SH DEFINED 02 10177 VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 921932869 365 5217 SH DEFINED 02 5217 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 1515 31023 SH DEFINED 02 31023 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 294 3872 SH DEFINED 02 3872 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 664 19415 SH DEFINED 02 19415 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 397 6083 SH DEFINED 02 6083 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 264 3850 SH DEFINED 02 3850 VANGUARD INDEX FDS REIT ETF 922908553 1665 25311 SH DEFINED 02 25311 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 244 4035 SH DEFINED 02 4035 VANGUARD INDEX FDS VALUE ETF 922908744 2010 34189 SH DEFINED 02 34189 WAL-MART STORES INC COM 931142103 202 2967 SH DEFINED 02 2967 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 2362 102071 SH DEFINED 01 102071 CEMEX SAB DE CV SPON ADR NEW 151290889 4305 436202 SH DEFINED 01 436202 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 1946 13054 SH DEFINED 01 13054 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 5824 57833 SH DEFINED 01 57833 GRUMA SAB DE CV SPON ADR CL B 400131306 397 32627 SH DEFINED 01 32627 GRUPO AEROPORTUARIO CTR NORT SPON ADR 400501102 751 34542 SH DEFINED 01 34542 GPO AEROPORTUARIO DEL PAC SA SPON ADR B 400506101 543 9491 SH DEFINED 01 9491 GRUPO AEROPORTUARIO DEL SURE SPON ADR SER B 40051E202 2906 25489 SH DEFINED 01 25489 GRUPO FINANCIERO SANTANDER M SPON ADR SHS B 40053C105 212 13111 SH DEFINED 01 13111 INDUSTRIAS BACHOCO S A B DE SPON ADR B 456463108 562 20121 SH DEFINED 01 20121 ABB LTD SPONSORED ADR 000375204 11134 535527 SH DEFINED 03 535527 AEGON N V NY REGISTRY SH 007924103 864 134225 SH DEFINED 03 134225 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 5496 62879 SH DEFINED 03 62879 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 2817 161241 SH DEFINED 03 161241 ARM HLDGS PLC SPONSORED ADR 042068106 3941 104184 SH DEFINED 03 104184 ASTRAZENECA PLC SPONSORED ADR 046353108 9584 202746 SH DEFINED 03 202746 AVIVA PLC ADR 05382A104 127 10247 SH DEFINED 03 10247 BHP BILLITON PLC SPONSORED ADR 05545E209 9728 138236 SH DEFINED 03 138236 BT GROUP PLC ADR 05577E101 273 7172 SH DEFINED 03 7172 BARCLAYS PLC ADR 06738E204 31209 1801879 SH DEFINED 03 1801879 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 8519 84139 SH DEFINED 03 84139 CRH PLC ADR 12626K203 3099 152360 SH DEFINED 03 152360 CARNIVAL PLC ADR 14365C103 8168 210798 SH DEFINED 03 210798 CELL THERAPEUTICS INC COM NPV NEW 201 150934883 440 338700 SH DEFINED 03 338700 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 33 10500 SH DEFINED 03 10500 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 322 3850 SH DEFINED 03 3850 CREDIT SUISSE GROUP SPONSORED ADR 225401108 3237 131787 SH DEFINED 03 131787 DIAGEO P L C SPON ADR NEW 25243Q205 5925 50826 SH DEFINED 03 50826 ENI S P A SPONSORED ADR 26874R108 656 13350 SH DEFINED 03 13350 ERICSSON ADR B SEK 10 294821608 579 57336 SH DEFINED 03 57336 ETABLISSEMENTS DELHAIZE FRER SPONSORED ADR 29759W101 1964 48443 SH DEFINED 03 48443 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 364 32000 SH DEFINED 03 32000 FRANCE TELECOM SPONSORED ADR 35177Q105 495 44828 SH DEFINED 03 44828 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 2471 72036 SH DEFINED 03 72036 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 7894 181603 SH DEFINED 03 181603 ING GROEP N V SPONSORED ADR 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