0001518195-13-000001.txt : 20130219
0001518195-13-000001.hdr.sgml : 20130219
20130215093930
ACCESSION NUMBER: 0001518195-13-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130215
DATE AS OF CHANGE: 20130215
EFFECTIVENESS DATE: 20130215
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: American National Registered Investment Advisor, Inc.
CENTRAL INDEX KEY: 0001518195
IRS NUMBER: 273841963
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1211
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14457
FILM NUMBER: 13617683
BUSINESS ADDRESS:
STREET 1: ONE MOODY PLAZA
CITY: GALVESTON
STATE: TX
ZIP: 77550
BUSINESS PHONE: 281-521-3472
MAIL ADDRESS:
STREET 1: ONE MOODY PLAZA
CITY: GALVESTON
STATE: TX
ZIP: 77550
13F-HR
1
a13f1212anria.txt
13F
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [ ]; Amendment Number: ________
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: American National Registered Investment Advisor, Inc.
Address: One Moody Plaza Galveston, TX 77550
Form 13F File Number: 28-14457
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts
of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gordon D. Dixon
Title: President/ Chief Executive Officer
Phone: (281) 521-3482
Signature, Place, and Date of Signing:
_____________________________ League City, TX __February 13, 2013
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: ______________1__________
Form 13F Information Table Entry Total: ___________193_________
Form 13F Information Table Value Total: ________ 155_________
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of
all institutional investment managers with respect to which this report
is filed, other than the manager filing this report.
Form 13F File Number Name
28- 04382 American National Insurance Company
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL
DISCRETION MANAGERS SOLE SHARED NONE
[Repeat as necessary]
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
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Abbott Labs. COM 002824100 1045 15960.00000 SH Defined 1 15960.00000
Adobe Systems COM 00724f101 773 20505.00000 SH Defined 1 20505.00000
Aecom Technology Corp COM 00766T100 245 10290.00000 SH Defined 1 10290.00000
AGL Resources Inc. COM 001204106 524 13100.00000 SH Defined 1 13100.00000
Akamai Technologies Inc. COM 00971t101 400 9785.00000 SH Defined 1 9785.00000
Alcoa Inc. COM 013817101 285 32780.00000 SH Defined 1 32780.00000
Allegheny Technologies Inc. COM 01741r102 301 9900.00000 SH Defined 1 9900.00000
Altria Group, Inc. COM 02209s103 1641 52210.00000 SH Defined 1 52210.00000
Amdocs Ltd COM G02602103 229 6740.00000 SH Defined 1 6740.00000
American Express COM 025816109 865 15055.00000 SH Defined 1 15055.00000
Anadarko Petroleum Corp. COM 032511107 876 11795.00000 SH Defined 1 11795.00000
Anheuser-Busch COM 03524a108 1151 13165.00000 SH Defined 1 13165.00000
Apple Inc COM 037833100 4593 8630.00000 SH Defined 1 8630.00000
Arthur J. Gallagher & Co. COM 363576109 670 19350.00000 SH Defined 1 19350.00000
AT&T Inc. COM 00206R102 2834 84080.00000 SH Defined 1 84080.00000
Atmos Energy Corp. COM 049560105 486 13825.00000 SH Defined 1 13825.00000
Avalonbay Communities, Inc. COM 053484101 622 4587.00002 SH Defined 1 4587.00002
Baker Hughes COM 057224107 435 10655.00000 SH Defined 1 10655.00000
Bank of New York Mellon Corp. COM 064058100 638 24815.00000 SH Defined 1 24815.00000
Baxter International, Inc. COM 071813109 651 9765.00000 SH Defined 1 9765.00000
Bed Bath & Beyond Inc. COM 075896100 595 10650.00000 SH Defined 1 10650.00000
Blackstone Group LP COM 09253u108 267 17100.00000 SH Defined 1 17100.00000
Block H&R COM 093671105 604 32525.00000 SH Defined 1 32525.00000
Boardwalk Pipeline Partners L. COM 096627104 301 12100.00000 SH Defined 1 12100.00000
Boeing Company COM 097023105 1469 19495.00000 SH Defined 1 19495.00000
Boston Properties Inc COM 101121101 590 5575.00000 SH Defined 1 5575.00000
BP plc ADR COM 055622104 561 13464.00000 SH Defined 1 13464.00000
BRE Properties COM 05564E106 396 7800.00000 SH Defined 1 7800.00000
Broadcom Corp COM 111320107 470 14165.00000 SH Defined 1 14165.00000
Cameron International Corp COM 13342B105 475 8410.00000 SH Defined 1 8410.00000
Capital One Financial COM 14040H105 581 10025.00000 SH Defined 1 10025.00000
Carefusion Corp. COM 14170T101 303 10605.00000 SH Defined 1 10605.00000
Caterpillar Inc. COM 149123101 549 6125.00000 SH Defined 1 6125.00000
CBS Corp. COM 124857202 743 19532.00000 SH Defined 1 19532.00000
Celgene Corp. COM 151020104 970 12365.00000 SH Defined 1 12365.00000
Charles Schwab Corp. COM 808513105 601 41845.00000 SH Defined 1 41845.00000
Chesapeake Energy Corp COM 165167107 231 13875.00000 SH Defined 1 13875.00000
Chevron Corp. COM 166764100 2561 23682.00000 SH Defined 1 23682.00000
Church & Dwight Co. COM 171340102 789 14735.00000 SH Defined 1 14735.00000
Cinemark Holdings Inc. COM 17243v102 507 19500.00000 SH Defined 1 19500.00000
Cisco Systems COM 17275R102 1148 58445.00000 SH Defined 1 58445.00000
Cliffs Natural Resources Inc COM 18683k101 446 11575.00000 SH Defined 1 11575.00000
CMS Energy Corp. COM 125896100 641 26275.00000 SH Defined 1 26275.00000
Coca-Cola COM 191216100 1610 44426.00000 SH Defined 1 44426.00000
ConAgra Foods, Inc. COM 205887102 485 16425.00000 SH Defined 1 16425.00000
Consolidated Edison COM 209115104 829 14935.00000 SH Defined 1 14935.00000
Corning Inc. COM 219350105 246 19470.00000 SH Defined 1 19470.00000
Covidien PLC COM G2554f113 413 7152.00000 SH Defined 1 7152.00000
Cummins Inc COM 231021106 558 5150.00000 SH Defined 1 5150.00000
CVS Caremark Corp. COM 126650100 971 20075.00000 SH Defined 1 20075.00000
Danaher Corp. COM 235851102 822 14705.00000 SH Defined 1 14705.00000
Darden Restaurants Inc. COM 237194105 731 16225.00000 SH Defined 1 16225.00000
Davita Healthcare Partners Inc COM 23918K108 480 4345.00000 SH Defined 1 4345.00000
Diamond Offshore Drilling COM 25271c102 933 13725.00000 SH Defined 1 13725.00000
Diebold Inc COM 253651103 324 10600.00000 SH Defined 1 10600.00000
DirectTV COM 25490a309 544 10850.00000 SH Defined 1 10850.00000
Dollar General COM 256677105 347 7875.00000 SH Defined 1 7875.00000
Du Pont (E.I.) De Nemours & Co COM 263534109 630 14005.00000 SH Defined 1 14005.00000
Duke Energy Corp. COM 26441C204 1014 15899.00001 SH Defined 1 15899.00001
Duke Realty Corp. COM 264411505 184 13300.00000 SH Defined 1 13300.00000
Eaton Corp PLC COM g29183103 463 8550.00000 SH Defined 1 8550.00000
EMC Corp. COM 268648102 888 35115.00000 SH Defined 1 35115.00000
Enbridge Energy Partners LP COM 29250r106 442 15825.00000 SH Defined 1 15825.00000
Energizer Holdings Inc COM 29266R108 531 6635.00000 SH Defined 1 6635.00000
Enterprise Products Partners L COM 293792107 720 14375.00000 SH Defined 1 14375.00000
EOG Resources COM 26875p101 665 5505.00000 SH Defined 1 5505.00000
Equity Residential Properties COM 29476l107 646 11400.00000 SH Defined 1 11400.00000
Express COM 30219e103 229 15150.00000 SH Defined 1 15150.00000
Express Scripts Holding Compan COM 30219g108 562 10400.00000 SH Defined 1 10400.00000
Exxon Mobil Corp. COM 30231g102 3629 41935.00000 SH Defined 1 41935.00000
F5 Networks Inc. COM 315616102 386 3975.00000 SH Defined 1 3975.00000
Fedex Corp. COM 31428x106 517 5640.00000 SH Defined 1 5640.00000
Finisar Corp COM 31787a507 307 18850.00000 SH Defined 1 18850.00000
FirstEnergy Corp. COM 337932107 486 11637.00000 SH Defined 1 11637.00000
Flowserve Corp. COM 34354P105 565 3850.00000 SH Defined 1 3850.00000
FMC Technologies Inc COM 30249U101 450 10500.00000 SH Defined 1 10500.00000
Freeport-McMoRan Copper & Gold COM 35671d857 865 25295.00000 SH Defined 1 25295.00000
Frontier Communications Corp COM 35906a108 201 46944.00000 SH Defined 1 46944.00000
General Electric Co. COM 369604103 2852 135870.00000 SH Defined 1 135870.00000
Genuine Parts Co. COM 372460105 423 6650.00000 SH Defined 1 6650.00000
Gilead Science Inc COM 375558103 634 8630.00000 SH Defined 1 8630.00000
Goldman Sachs Group COM 38141g104 1000 7840.00000 SH Defined 1 7840.00000
Goodyear Tire & Rubber Company COM 382550101 344 24915.00000 SH Defined 1 24915.00000
Google Inc. Cl A COM 38259P508 1846 2610.00000 SH Defined 1 2610.00000
Halliburton Co. COM 406216101 556 16040.00000 SH Defined 1 16040.00000
HCP Inc COM 40414L109 542 12000.00000 SH Defined 1 12000.00000
Health Care REIT, Inc. COM 42217k106 403 6575.00000 SH Defined 1 6575.00000
Heinz (H.J.) COM 423074103 1011 17520.00000 SH Defined 1 17520.00000
Hologic Inc COM 436440101 225 11240.00000 SH Defined 1 11240.00000
Home Depot, Inc. COM 437076102 1982 32050.00000 SH Defined 1 32050.00000
Honeywell International, Inc. COM 438516106 1297 20440.00000 SH Defined 1 20440.00000
Intel Corp. COM 458140100 1667 80850.00000 SH Defined 1 80850.00000
International Business Machine COM 459200101 2889 15080.00000 SH Defined 1 15080.00000
Invesco Ltd COM g491bt108 648 24825.00000 SH Defined 1 24825.00000
Itron, Inc. COM 465741106 235 5285.00000 SH Defined 1 5285.00000
Johnson & Johnson COM 478160104 2406 34320.00000 SH Defined 1 34320.00000
Johnson Controls, Inc. COM 478366107 518 16875.00000 SH Defined 1 16875.00000
Joy Global Inc. COM 481165108 327 5125.00000 SH Defined 1 5125.00000
JPMorgan Chase & Co. COM 46625h100 2273 51696.26295 SH Defined 1 51696.26295
Kimco Realty Corp. COM 49446r109 367 19000.00000 SH Defined 1 19000.00000
Kinder Morgan Inc. COM 49456b101 612 17328.00000 SH Defined 1 17328.00000
Kohl's Corp. COM 500255104 463 10775.00000 SH Defined 1 10775.00000
Kraft Foods Group Inc. COM 50076q106 374 8226.00001 SH Defined 1 8226.00001
Liberty Property Trust COM 531172104 343 9575.00000 SH Defined 1 9575.00000
Lilly (Eli) & Co. COM 532457108 1282 25995.00000 SH Defined 1 25995.00000
Limited Brands Inc. COM 532716107 575 12225.00000 SH Defined 1 12225.00000
Linear Technology Corp. COM 535678106 666 19405.00000 SH Defined 1 19405.00000
Lowe's Co. COM 548661107 1162 32710.00000 SH Defined 1 32710.00000
Macerich Co. COM 554382101 440 7543.00000 SH Defined 1 7543.00000
Mack-Cali Realty Corp. COM 554489104 243 9300.00000 SH Defined 1 9300.00000
Marsh & McLennan Companies, In COM 571748102 888 25750.00000 SH Defined 1 25750.00000
Mattel Inc. COM 577081102 879 23990.00000 SH Defined 1 23990.00000
Maxim Integrated Products, Inc COM 57772k101 754 25645.00000 SH Defined 1 25645.00000
McCormick & Co. COM 579780206 546 8600.00000 SH Defined 1 8600.00000
McDonald's Corp. COM 580135101 1440 16330.00000 SH Defined 1 16330.00000
Merck & Co., Inc. COM 58933y105 1549 37835.00000 SH Defined 1 37835.00000
Metlife Inc COM 59156R108 586 17775.00000 SH Defined 1 17775.00000
Microsoft Corp COM 594918104 2445 91550.00000 SH Defined 1 91550.00000
Mitsubishi UFJ Financial Group COM 606822104 118 21800.00000 SH Defined 1 21800.00000
Molson Coors Brewing Company COM 60871r209 600 14030.00000 SH Defined 1 14030.00000
Mondelez International Inc COM 609207105 629 24710.00000 SH Defined 1 24710.00000
Monsanto Co. COM 61166w101 491 5190.00000 SH Defined 1 5190.00000
Morgan Stanley, Dean Witter, D COM 617446448 891 46590.00000 SH Defined 1 46590.00000
Mylan Inc. COM 628530107 473 17225.00000 SH Defined 1 17225.00000
National Fuel Gas Co. COM 636180101 705 13900.00000 SH Defined 1 13900.00000
National Oilwell Varco Inc COM 637071101 533 7795.00000 SH Defined 1 7795.00000
New York Community Bancorp COM 649445103 185 14100.00000 SH Defined 1 14100.00000
NextEra Energy Inc COM 65339f101 644 9310.00000 SH Defined 1 9310.00000
Nisource Inc. COM 65473P105 715 28725.00000 SH Defined 1 28725.00000
Northrop Grumman Corp. COM 666807102 742 10980.00000 SH Defined 1 10980.00000
Nuance Communications Inc COM 67020y100 391 17500.00000 SH Defined 1 17500.00000
Occidental Petroleum COM 674599105 684 8930.00000 SH Defined 1 8930.00000
Oracle Corp. COM 68389x105 1143 34315.00000 SH Defined 1 34315.00000
PepsiCo, Inc. COM 713448108 1448 21155.00000 SH Defined 1 21155.00000
Pfizer, Inc. COM 717081103 2492 99384.00000 SH Defined 1 99384.00000
Philip Morris International In COM 718172109 531 6350.00000 SH Defined 1 6350.00000
Pinnacle West Capital COM 723484101 268 5250.00000 SH Defined 1 5250.00000
Plains All American Pipeline L COM 726503105 428 9450.00000 SH Defined 1 9450.00000
Plum Creek Timber Co., Inc. COM 729251108 515 11600.00000 SH Defined 1 11600.00000
PNC Financial Services Group COM 693475105 1171 20081.00000 SH Defined 1 20081.00000
PPG Industries, Inc. COM 693506107 1473 10885.00000 SH Defined 1 10885.00000
PPL Corp. COM 69351t106 442 15445.00000 SH Defined 1 15445.00000
Praxair, Inc. COM 74005P104 555 5070.00000 SH Defined 1 5070.00000
Principal Financial Group COM 74251V102 891 31235.00000 SH Defined 1 31235.00000
Procter & Gamble, Inc. COM 742718109 2215 32625.00000 SH Defined 1 32625.00000
Prologis Trust COM 74340w103 292 7990.00000 SH Defined 1 7990.00000
Prudential Financial, Inc. COM 744320102 1416 26560.00000 SH Defined 1 26560.00000
Public Service Enterprise Grou COM 744573106 327 10700.00000 SH Defined 1 10700.00000
Public Storage COM 74460d109 1152 7950.00000 SH Defined 1 7950.00000
Qualcomm Inc. COM 747525103 1259 20350.00000 SH Defined 1 20350.00000
Quest Diagnostics Inc COM 74834L100 294 5050.00000 SH Defined 1 5050.00000
Regal Entertainment Group - A COM 758766109 343 24600.00000 SH Defined 1 24600.00000
Regions Financial Corp. COM 7591EP100 101 14137.00000 SH Defined 1 14137.00000
Rockwell Collins Inc. COM 774341101 486 8355.00000 SH Defined 1 8355.00000
Royal Dutch Shell PLC COM 780259206 577 8375.00000 SH Defined 1 8375.00000
Sauer Danfoss Inc COM 804137107 366 6865.00000 SH Defined 1 6865.00000
Schlumberger Ltd. COM 806857108 1106 15965.00000 SH Defined 1 15965.00000
Seaspan Corp COM Y75638109 338 21100.00000 SH Defined 1 21100.00000
Simon Property Group, Inc. COM 828806109 982 6212.00000 SH Defined 1 6212.00000
Southern Co. COM 842587107 1522 35545.00000 SH Defined 1 35545.00000
Spectra Energy Corp COM 847560109 815 29762.00000 SH Defined 1 29762.00000
Staples Inc. COM 855030102 264 23190.00000 SH Defined 1 23190.00000
Starwood Hotels & Resorts Inc. COM 85590A401 606 10570.00000 SH Defined 1 10570.00000
State Street Corp. COM 857477103 689 14650.00000 SH Defined 1 14650.00000
Symantec Corp. COM 871503108 307 16295.00000 SH Defined 1 16295.00000
Taiwan Semiconductor Manufactu COM 874039100 516 30064.00000 SH Defined 1 30064.00000
Target Corp. COM 87612e106 1431 24190.00000 SH Defined 1 24190.00000
Tessera Technologies Inc. COM 88164L100 274 16675.00000 SH Defined 1 16675.00000
Texas Instruments COM 882508104 1176 38055.00000 SH Defined 1 38055.00000
The Travelers Companies, Inc. COM 89417E109 1247 17368.00000 SH Defined 1 17368.00000
Thermo Fisher Scientific Inc COM 883556102 639 10015.00000 SH Defined 1 10015.00000
Toyota Motor Corp. ADR COM 892331307 256 2750.00000 SH Defined 1 2750.00000
Transcanada Pipelines Ltd COM 89353d107 797 16850.00000 SH Defined 1 16850.00000
Transocean Ltd COM H8817H100 279 6249.00000 SH Defined 1 6249.00000
Tupperware Brands Corp COM 899896104 596 9300.00000 SH Defined 1 9300.00000
U.S. Bancorp COM 902973304 1226 38380.00000 SH Defined 1 38380.00000
UDR Inc COM 902653104 424 17831.00000 SH Defined 1 17831.00000
Union Pacific COM 907818108 838 6665.00000 SH Defined 1 6665.00000
United Health Group Inc. COM 91324P102 536 9880.00000 SH Defined 1 9880.00000
United Parcel Services Cl B COM 911312106 1039 14095.00000 SH Defined 1 14095.00000
United Technologies COM 913017109 923 11255.00000 SH Defined 1 11255.00000
Varian Medical Systems Inc COM 92220P105 532 7580.00000 SH Defined 1 7580.00000
Verifone Holdings Inc COM 92342Y109 344 11575.00000 SH Defined 1 11575.00000
Verizon Communications Inc. COM 92343v104 1874 43305.00000 SH Defined 1 43305.00000
Wal-Mart COM 931142103 1760 25790.00000 SH Defined 1 25790.00000
Walgreen Co. COM 931422109 494 13360.00000 SH Defined 1 13360.00000
Walt Disney Co. COM 254687106 1532 30770.00000 SH Defined 1 30770.00000
Weingarten Realty Investors COM 948741103 266 9950.00000 SH Defined 1 9950.00000
WellPoint, Inc. COM 94973V107 427 7005.00000 SH Defined 1 7005.00000
Wells Fargo Co. COM 949746101 1758 51430.00000 SH Defined 1 51430.00000
Westpac Banking Corp. Ltd ADR COM 961214301 331 2400.00000 SH Defined 1 2400.00000
Windstream Corporation COM 97381W104 422 51002.00000 SH Defined 1 51002.00000
Kinder Morgan Inc Del Warrant 49456b119 52 13887.09 SH Defined 1 13887.09