0001169743-13-000005.txt : 20130214
0001169743-13-000005.hdr.sgml : 20130214
20130213175029
ACCESSION NUMBER: 0001169743-13-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130214
DATE AS OF CHANGE: 20130213
EFFECTIVENESS DATE: 20130214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: M3F, Inc.
CENTRAL INDEX KEY: 0001511291
IRS NUMBER: 000000000
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14066
FILM NUMBER: 13604875
BUSINESS ADDRESS:
STREET 1: 10 EXCHANGE PLACE
STREET 2: SUITE 510
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84111
BUSINESS PHONE: 202-246-9200
MAIL ADDRESS:
STREET 1: 10 EXCHANGE PLACE
STREET 2: SUITE 510
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84111
13F-HR
1
M3P_12Q4.txt
1
M313FQ4.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: M3F, Inc.
Address: 10 Exchange Place, Suite 510
Salt Lake City, UT 84111
Form 13F File Number: 028-14066
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jason A. Stock
Title: Managing Director
Phone: 202-246-9200
Signature, Place, and Date of Signing:
/s/ Jason A. Stock Salt Lake City, UT 02/12/13
------------------ ------------------ ----------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------
Form 13F Information Table Entry Total: 48
-----------
Form 13F Information Table Value Total: $ 157,546
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the names(s) and Form 13F file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------------- -------- ---------- -------- ------------ ------------ --------- ------------------
VOTING
TITLE OF VALUE SHS OR SH/ INVESTMENT OTHER AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN DISCRETION MANAGERS SOLE SHARED NONE
ACNB CORP COMMON 000868109 228 14,107 SH SOLE 14,107
BANK MUTUAL CORP COMMON 063750103 7,269 1,690,580 SH SOLE 1,690,580
BANKFINANCIAL CORP COMMON 06643P104 9,411 1,268,282 SH SOLE 1,268,282
BCSB BANCORP INC COMMON 055367106 1,184 83,358 SH SOLE 83,358
BENEFICIAL MUTUAL BANCORP INC COMMON 08173R104 11,501 1,210,628 SH SOLE 1,210,628
BERKSHIRE BANCORP INC DEL COM NEW COMMON 084597202 368 44,932 SH SOLE 44,932
CALIFORNIA FIRST NATIONAL BANCORP COMMON 130222102 3,440 230,129 SH SOLE 230,129
CENTRAL VALLEY CMNTY BANCORP COM COMMON 155685100 289 37,274 SH SOLE 37,274
CFS BANCORP INC COM COMMON 12525D102 196 31,184 SH SOLE 31,184
CMS BANCORP INC COM COMMON 12600U102 546 69,779 SH SOLE 69,779
COMERICA INC COMMON 200340107 6,359 209,600 SH SOLE 209,600
COMMUNITY PARTNERS BANCORP COMMON 204018105 3,261 583,385 SH SOLE 583,385
CU BANCORP CALIF COM COMMON 126534106 1,833 156,555 SH SOLE 156,555
EPLUS INC COMMON 294268107 9,997 241,832 SH SOLE 241,832
FARMERS NATIONAL BANC CORP COMMON 309627107 4,304 694,197 SH SOLE 694,197
FIRST ADVANTAGE BANCORP COMMON 31848L104 4,556 354,578 SH SOLE 354,578
FIRST BUS FINL SVCS INC WIS COM COMMON 319390100 6,457 281,352 SH SOLE 281,352
FIRST CAPITAL BANCORP VA COM COMMON 319438107 1,481 521,547 SH SOLE 521,547
FIRST OF LONG ISLAND CORP/THE COMMON 320734106 550 19,423 SH SOLE 19,423
HF FINANCIAL CORP COMMON 404172108 5,362 409,316 SH SOLE 409,316
HOPFED BANCORP INC COMMON 439734104 5,893 683,596 SH SOLE 683,596
KEARNY FINANCIAL CORP COMMON 487169104 2,944 301,965 SH SOLE 301,965
MAINSOURCE FINANCIAL GROUP INC COMMON 56062Y102 943 74,458 SH SOLE 74,458
MALVERN FEDERAL BANCORP INC COMMON 561409103 2,871 257,511 SH SOLE 257,511
MERIDIAN INTERSTATE BANCORP INC COMMON 58964Q104 7,684 457,932 SH SOLE 457,932
METRO BANCORP INC COMMON 59161R101 2,311 174,792 SH SOLE 174,792
NEWPORT BANCORP INC COMMON 651754103 3,511 213,020 SH SOLE 213,020
NORTHRIM BANCORP INC COMMON 666762109 6,141 271,121 SH SOLE 271,121
NORWOOD FINANCIAL CORP COM COMMON 669549107 713 23,973 SH SOLE 23,973
OBA FINANCIAL SERVICES INC COMMON 67424G101 6,508 369,984 SH SOLE 369,984
OCEAN SHORE HLDG CO NEW COM COMMON 67501R103 9,665 653,036 SH SOLE 653,036
OCEANFIRST FINL CORP COM COMMON 675234108 1,628 118,425 SH SOLE 118,425
OCONEE FED FINL CORP COM COMMON 675607105 297 20,444 SH SOLE 20,444
OLD POINT FINANCIAL CORP COMMON 680194107 2,664 241,077 SH SOLE 241,077
PACIFIC PREMIER BANCORP INC COMMON 69478X105 2,190 213,898 SH SOLE 213,898
PEAPACK GLADSTONE FINANCIAL CORP COMMON 704699107 1,341 95,211 SH SOLE 95,211
PRUDENTIAL BANCORP INC OF PENNS COMMON 744319104 314 44,400 SH SOLE 44,400
PULASKI FINANCIAL CORP COMMON 745548107 359 40,113 SH SOLE 40,113
REPUBLIC FIRST BANCORP INC COM COMMON 760416107 1,567 756,890 SH SOLE 756,890
ROMA FINANCIAL CORP COMMON 77581P109 6,745 446,073 SH SOLE 446,073
SOMERSET HILLS BANCORP COMMON 834728107 1,488 165,517 SH SOLE 165,517
SOUTHERN CONNECTICUT BANCORP INC COMMON 84264A102 513 258,888 SH SOLE 258,888
SOUTHWEST BANCORP INC/STILLWATER OK COMMON 844767103 2,159 192,739 SH SOLE 192,739
STANDARD FINL CORP MD COM COMMON 853393106 1,951 111,976 SH SOLE 111,976
TERRITORIAL BANCORP INC COMMON 88145X108 3,094 135,387 SH SOLE 135,387
VIRGINIA COMMERCE BANCORP INC COMMON 92778Q109 494 55,141 SH SOLE 55,141
WILLIS LEASE FINANCE CORP COMMON 970646105 2,192 153,152 SH SOLE 153,152
WSB HOLDINGS INC COM COMMON 92934C101 774 132,004 SH SOLE 132,004