0001167487-13-000001.txt : 20130213 0001167487-13-000001.hdr.sgml : 20130213 20130213121512 ACCESSION NUMBER: 0001167487-13-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 EFFECTIVENESS DATE: 20130213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LONGFELLOW INVESTMENT MANAGEMENT CO LLC CENTRAL INDEX KEY: 0001167487 IRS NUMBER: 042933956 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10136 FILM NUMBER: 13601189 BUSINESS ADDRESS: STREET 1: 20 WINTHROP SQUARE, 3RD FL CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6176953504 MAIL ADDRESS: STREET 1: 20 WINTHROP SQUARE, 3RD FL CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: LONGFELLOW INVESTMENT MANAGEMENT CO LTD PARTNERSHIP DATE OF NAME CHANGE: 20020214 13F-HR 1 dec12.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment []; Amendment Number: This Amendment (Check one): [] is a restatement [] adds new holdings entries Institutional Investment Manager Filing this Report: Longfellow Investment Management Co. LLC 20 Winthrop Square Boston, MA 02110 13F File Number: 028-10136 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person signing this Report on Behalf of Reporting Manager: Name: David W. Seeley Title: Chairman Longfellow Investment Management Co. LLC Phone: 617-695-3504 Signature, Place, and date of signing: David W. Seeley, Boston, MA, February 13, 2013 Report Type: [x]13F HOLDINGS REPORT [ ]13F NOTICE [ ]13F COMBINATION REPORT List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary Number of Other Included Managers: NONE Form 13F Information Table Entry Total: 70 Form 13F information Table Value Total: $311448 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Alterra Capital Holdings Limit COM g0229r108 9866 350000 SH SOLE 350000 American Realty Capital Trust, COM 02917l101 9024 782000 SH SOLE 782000 Arbitron Inc. COM 03875q108 7235 155000 SH SOLE 155000 BCD Semiconductor Manufacturin SPON ADR 055347207 5405 715000 SH SOLE 715000 Blackrock Credit Allocation IV COM 092508100 3882 282769 SH SOLE 282769 CH Energy Group, Inc. COM 12541m102 4340 66545 SH SOLE 66545 Cascade Corporation COM 147195101 8547 132927 SH SOLE 132927 Citizens Republic Bancorp, Inc COM NEW 174420307 7607 401000 SH SOLE 401000 Clearwire Corporation-Class A CL A 18538q105 7716 2670000 SH SOLE 2670000 Complete Genomics, Inc. COM 20454k104 4638 1472365 SH SOLE 1472365 Coventry Health Care, Inc. COM 222862104 13476 300600 SH SOLE 300600 Cymer, Inc. COM 232572107 10219 113000 SH SOLE 113000 Eaton Vance Senior Income Trus SH BEN INT 27826s103 536 71107 SH SOLE 71107 Epoch Holding Corporation COM 29428r103 11316 405600 SH SOLE 405600 First California Financial Gro COM 319395109 4474 579541 SH SOLE 579541 Firstcity Financial Corporatio COM 33761x107 4032 414000 SH SOLE 414000 Hudson City Bancorp, Inc. COM 443683107 8032 988000 SH SOLE 988000 Jefferies Group, Inc. COM 472319102 5946 320200 SH SOLE 320200 Knight Capital Group, Inc.-A CL A COM 499005106 5834 1662200 SH SOLE 1662200 LML Payment Systems Inc. COM 50208p109 4459 1300000 SH SOLE 1300000 MIPS Technologies, Inc. COM 604567107 3900 500000 SH SOLE 500000 Mission West Properties Inc. COM 605203108 4172 458000 SH SOLE 458000 NYSE Euronext COM 629491101 8598 272600 SH SOLE 272600 Nexen Inc. COM 65334H102 8351 310000 SH SOLE 310000 PLX Technology, Inc. COM 693417107 4443 1224095 SH SOLE 1224095 PSS World Medical, Inc. COM 69366A100 8317 288000 SH SOLE 288000 Plains Exploration & Productio COM 726505100 11735 250000 SH SOLE 250000 Ralcorp Holdings, Inc. COM 751028101 13223 147500 SH SOLE 147500 Robbins & Myers, Inc. COM 770196103 12294 206800 SH SOLE 206800 Roma Financial Corporation COM 77581p109 3071 203100 SH SOLE 203100 Sauer-Danfoss Inc. COM 804137107 4334 81200 SH SOLE 81200 Seabright Holdings, Inc. COM 811656107 8902 804169 SH SOLE 804169 Sealy Corporation COM 812139301 7945 3678300 SH SOLE 3678300 Spartech Corporation COM NEW 847220209 8907 981000 SH SOLE 981000 Sprint Nextel Corporation COM SER 1 852061100 5165 911000 SH SOLE 911000 Sunrise Senior Living, Inc. COM 86768k106 8832 614200 SH SOLE 614200 TNS, Inc. COM 872960109 4198 202500 SH SOLE 202500 Teavana Holdings, Inc. COM 87819p102 8657 558500 SH SOLE 558500 The Shaw Group Inc. COM 820280105 9355 200700 SH SOLE 200700 The Warnaco Group, Inc. COM NEW 934390402 9734 136000 SH SOLE 136000 Westway Group, Inc. COM 96169b100 3682 552095 SH SOLE 552095 YM BioSciences Inc. COM 984238105 7405 2580000 SH SOLE 2580000 ALERIAN MLP ETF ALERIAN MLP 00162Q866 1235 71160 SH SOLE 71160 AGRIUM INC COM 008916108 360 3600 SH SOLE 3600 ALTRIA GROUP INC COM 02209S103 1377 43812 SH SOLE 43812 CIT GROUP INC EQUITY COM 125581801 101 2604 SH SOLE 2604 CHEVRON CORP COM 166764100 357 3300 SH SOLE 3300 CONOCOPHILLIPS COM 20825C104 534 9200 SH SOLE 9200 ETFS SILVER TRUST SILVER SHS 26922X107 963 32060 SH SOLE 32060 ETFS PALLADIUM TRUST SH BEN INT 26923A106 637 9189 SH SOLE 9189 HALLIBURTON CO COM 406216101 145 4175 SH SOLE 4175 ISHARES S&P S/T NATL AMT S&P SH NTL AMTFR 464288158 505 4750 SH SOLE 4750 JPMORGAN CHASE & CO COM 46625H100 42 1000 SH SOLE 1000 MARKET VECTORS GOLD MINERS GOLD MINER ETF 57060U100 1031 22215 SH SOLE 22215 MARKET VECTORS JR GOLD MINER JR GOLD MINERS E 57060U589 254 12840 SH SOLE 12840 MERCK & CO INC COM 58933Y105 37 905 SH SOLE 905 MOSAIC CO COM 61945C103 238 4200 SH SOLE 4200 PFIZER INC COM 717081103 395 15760 SH SOLE 15760 PHILIP MORRIS INTERNATIONAL COM 718172109 60 725 SH SOLE 725 PHILLIPS 66 COM 718546104 244 4600 SH SOLE 4600 POTASH CORP OF SASKATCHEWAN COM 73755L107 87 2150 SH SOLE 2150 PROSPECT CAPITAL CORPORATION COM 74348T102 77 7040 SH SOLE 7040 ROYAL DUTCH SHELL ADR SPON ADR B 780259107 641 9045 SH SOLE 9045 ROYAL DUTCH SHELL PLC-ADR A SPONS ADR A 780259206 35 546 SH SOLE 546 SILVER WHEATON CORP COM 828336107 65 1800 SH SOLE 1800 WELLS FARGO & CO COM 949746101 51 1500 SH SOLE 1500 WILLIAMS COS INC COM 969457100 72 2250 SH SOLE 2250 WPX ENERGY INC COM 98212B103 9 749 SH SOLE 749 XCEL ENERGY INC COM 98389B100 70 2625 SH SOLE 2625 TRANSOCEAN LTD REG SHS H8817H100 22 500 SH SOLE 500