0001167487-13-000001.txt : 20130213
0001167487-13-000001.hdr.sgml : 20130213
20130213121512
ACCESSION NUMBER: 0001167487-13-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130213
DATE AS OF CHANGE: 20130213
EFFECTIVENESS DATE: 20130213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LONGFELLOW INVESTMENT MANAGEMENT CO LLC
CENTRAL INDEX KEY: 0001167487
IRS NUMBER: 042933956
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10136
FILM NUMBER: 13601189
BUSINESS ADDRESS:
STREET 1: 20 WINTHROP SQUARE, 3RD FL
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6176953504
MAIL ADDRESS:
STREET 1: 20 WINTHROP SQUARE, 3RD FL
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: LONGFELLOW INVESTMENT MANAGEMENT CO LTD PARTNERSHIP
DATE OF NAME CHANGE: 20020214
13F-HR
1
dec12.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON DC 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment []; Amendment Number:
This Amendment (Check one): [] is a restatement
[] adds new holdings entries
Institutional Investment Manager Filing this Report:
Longfellow Investment Management Co. LLC
20 Winthrop Square
Boston, MA 02110
13F File Number: 028-10136
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete,
and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this submission.
Person signing this Report on Behalf of Reporting Manager:
Name: David W. Seeley
Title: Chairman
Longfellow Investment Management Co. LLC
Phone: 617-695-3504
Signature, Place, and date of signing:
David W. Seeley, Boston, MA, February 13, 2013
Report Type: [x]13F HOLDINGS REPORT
[ ]13F NOTICE
[ ]13F COMBINATION REPORT
List of Other Managers Reporting for this Manager: NONE
FORM 13F SUMMARY PAGE
Report Summary
Number of Other Included Managers: NONE
Form 13F Information Table Entry Total: 70
Form 13F information Table Value Total: $311448
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
Alterra Capital Holdings Limit COM g0229r108 9866 350000 SH SOLE 350000
American Realty Capital Trust, COM 02917l101 9024 782000 SH SOLE 782000
Arbitron Inc. COM 03875q108 7235 155000 SH SOLE 155000
BCD Semiconductor Manufacturin SPON ADR 055347207 5405 715000 SH SOLE 715000
Blackrock Credit Allocation IV COM 092508100 3882 282769 SH SOLE 282769
CH Energy Group, Inc. COM 12541m102 4340 66545 SH SOLE 66545
Cascade Corporation COM 147195101 8547 132927 SH SOLE 132927
Citizens Republic Bancorp, Inc COM NEW 174420307 7607 401000 SH SOLE 401000
Clearwire Corporation-Class A CL A 18538q105 7716 2670000 SH SOLE 2670000
Complete Genomics, Inc. COM 20454k104 4638 1472365 SH SOLE 1472365
Coventry Health Care, Inc. COM 222862104 13476 300600 SH SOLE 300600
Cymer, Inc. COM 232572107 10219 113000 SH SOLE 113000
Eaton Vance Senior Income Trus SH BEN INT 27826s103 536 71107 SH SOLE 71107
Epoch Holding Corporation COM 29428r103 11316 405600 SH SOLE 405600
First California Financial Gro COM 319395109 4474 579541 SH SOLE 579541
Firstcity Financial Corporatio COM 33761x107 4032 414000 SH SOLE 414000
Hudson City Bancorp, Inc. COM 443683107 8032 988000 SH SOLE 988000
Jefferies Group, Inc. COM 472319102 5946 320200 SH SOLE 320200
Knight Capital Group, Inc.-A CL A COM 499005106 5834 1662200 SH SOLE 1662200
LML Payment Systems Inc. COM 50208p109 4459 1300000 SH SOLE 1300000
MIPS Technologies, Inc. COM 604567107 3900 500000 SH SOLE 500000
Mission West Properties Inc. COM 605203108 4172 458000 SH SOLE 458000
NYSE Euronext COM 629491101 8598 272600 SH SOLE 272600
Nexen Inc. COM 65334H102 8351 310000 SH SOLE 310000
PLX Technology, Inc. COM 693417107 4443 1224095 SH SOLE 1224095
PSS World Medical, Inc. COM 69366A100 8317 288000 SH SOLE 288000
Plains Exploration & Productio COM 726505100 11735 250000 SH SOLE 250000
Ralcorp Holdings, Inc. COM 751028101 13223 147500 SH SOLE 147500
Robbins & Myers, Inc. COM 770196103 12294 206800 SH SOLE 206800
Roma Financial Corporation COM 77581p109 3071 203100 SH SOLE 203100
Sauer-Danfoss Inc. COM 804137107 4334 81200 SH SOLE 81200
Seabright Holdings, Inc. COM 811656107 8902 804169 SH SOLE 804169
Sealy Corporation COM 812139301 7945 3678300 SH SOLE 3678300
Spartech Corporation COM NEW 847220209 8907 981000 SH SOLE 981000
Sprint Nextel Corporation COM SER 1 852061100 5165 911000 SH SOLE 911000
Sunrise Senior Living, Inc. COM 86768k106 8832 614200 SH SOLE 614200
TNS, Inc. COM 872960109 4198 202500 SH SOLE 202500
Teavana Holdings, Inc. COM 87819p102 8657 558500 SH SOLE 558500
The Shaw Group Inc. COM 820280105 9355 200700 SH SOLE 200700
The Warnaco Group, Inc. COM NEW 934390402 9734 136000 SH SOLE 136000
Westway Group, Inc. COM 96169b100 3682 552095 SH SOLE 552095
YM BioSciences Inc. COM 984238105 7405 2580000 SH SOLE 2580000
ALERIAN MLP ETF ALERIAN MLP 00162Q866 1235 71160 SH SOLE 71160
AGRIUM INC COM 008916108 360 3600 SH SOLE 3600
ALTRIA GROUP INC COM 02209S103 1377 43812 SH SOLE 43812
CIT GROUP INC EQUITY COM 125581801 101 2604 SH SOLE 2604
CHEVRON CORP COM 166764100 357 3300 SH SOLE 3300
CONOCOPHILLIPS COM 20825C104 534 9200 SH SOLE 9200
ETFS SILVER TRUST SILVER SHS 26922X107 963 32060 SH SOLE 32060
ETFS PALLADIUM TRUST SH BEN INT 26923A106 637 9189 SH SOLE 9189
HALLIBURTON CO COM 406216101 145 4175 SH SOLE 4175
ISHARES S&P S/T NATL AMT S&P SH NTL AMTFR 464288158 505 4750 SH SOLE 4750
JPMORGAN CHASE & CO COM 46625H100 42 1000 SH SOLE 1000
MARKET VECTORS GOLD MINERS GOLD MINER ETF 57060U100 1031 22215 SH SOLE 22215
MARKET VECTORS JR GOLD MINER JR GOLD MINERS E 57060U589 254 12840 SH SOLE 12840
MERCK & CO INC COM 58933Y105 37 905 SH SOLE 905
MOSAIC CO COM 61945C103 238 4200 SH SOLE 4200
PFIZER INC COM 717081103 395 15760 SH SOLE 15760
PHILIP MORRIS INTERNATIONAL COM 718172109 60 725 SH SOLE 725
PHILLIPS 66 COM 718546104 244 4600 SH SOLE 4600
POTASH CORP OF SASKATCHEWAN COM 73755L107 87 2150 SH SOLE 2150
PROSPECT CAPITAL CORPORATION COM 74348T102 77 7040 SH SOLE 7040
ROYAL DUTCH SHELL ADR SPON ADR B 780259107 641 9045 SH SOLE 9045
ROYAL DUTCH SHELL PLC-ADR A SPONS ADR A 780259206 35 546 SH SOLE 546
SILVER WHEATON CORP COM 828336107 65 1800 SH SOLE 1800
WELLS FARGO & CO COM 949746101 51 1500 SH SOLE 1500
WILLIAMS COS INC COM 969457100 72 2250 SH SOLE 2250
WPX ENERGY INC COM 98212B103 9 749 SH SOLE 749
XCEL ENERGY INC COM 98389B100 70 2625 SH SOLE 2625
TRANSOCEAN LTD REG SHS H8817H100 22 500 SH SOLE 500