0000846797-13-000001.txt : 20130213 0000846797-13-000001.hdr.sgml : 20130213 20130213145226 ACCESSION NUMBER: 0000846797-13-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 EFFECTIVENESS DATE: 20130213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN INVESTMENT ASSOCIATES, LLC CENTRAL INDEX KEY: 0000846797 IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 13602250 BUSINESS ADDRESS: STREET 1: 3500 PENTAGON BLVD, SUITE 200 CITY: BEAVERCREEK STATE: OH ZIP: 45431 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 3500 PENTAGON BLVD, SUITE 200 CITY: BEAVERCREEK STATE: OH ZIP: 45431 FORMER COMPANY: FORMER CONFORMED NAME: DEAN C H & ASSOCIATES INC DATE OF NAME CHANGE: 19990319 13F-HR 1 frm13f123112.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dean Investment Associates, LLC Address: 3500 Pentagon Tower, Suite 200 Beavercreek, OH 45431 13F File Number: 028-02462 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Debra E. Rindler Title: Chief Compliance Officer Phone: (800) 327-3656 Signature, Place, and Date of Signing: February 13, 2013 Debra E. Rindler Beavercreek, OH February 13, 2013 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number Other Included Manager: 1 Form 13F Information Table Entry Total: 213 Form 13F Information Table Value Total: 286159 List of Other Included Manager: No. Form 13F File Number Name 02 028-13367 Dean Capital Management, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co CS 88579Y101 1110 11957.20 SH Defined 02 8462.20 3495.00 Aflac Inc CS 001055102 5187 97645.91 SH Defined 02 81390.91 16255.00 AGL Resources Inc CS 001204106 276 6894.00 SH Defined 02 6524.00 370.00 Air Prods & Chems Inc Com CS 009158106 238 2827.45 SH Defined 02 2377.45 450.00 Albemarle Corp CS 012653101 358 5763.00 SH Defined 02 5454.00 309.00 Allegheny Technologies Inc Com CS 01741R102 582 19181.00 SH Defined 02 18735.00 446.00 Alliant Energy Corp CS 018802108 229 5210.01 SH Defined 02 4375.01 835.00 Altria Group Inc CS 02209S103 231 7340.56 SH Defined 02 6165.56 1175.00 American Equity Investment Lif CS 025676206 1284 105198.00 SH Defined 02 105198.00 Ameriprise Finl Inc CS 03076C106 313 5002.00 SH Defined 02 4737.00 265.00 Amtrust Financial Services CS 032359309 798 27831.00 SH Defined 02 27831.00 Andersons Inc CS 034164103 859 20020.00 SH Defined 02 20020.00 Anixter Intl Inc CS 035290105 995 15550.00 SH Defined 02 15550.00 Apache Corp CS 037411105 3319 42275.06 SH Defined 02 35714.06 6561.00 Arrow Electrs Inc CS 042735100 397 10425.00 SH Defined 02 9865.00 560.00 Ascena Retail Group Inc CS 04351G101 1363 73806.00 SH Defined 02 72984.00 822.00 Assured Guaranty Ltd CS G0585R106 317 22257.00 SH Defined 02 22257.00 Atwood Oceanics Inc CS 050095108 914 19950.00 SH Defined 02 19950.00 Autoliv Inc CS 052800109 2557 37941.83 SH Defined 02 34146.83 3795.00 Avista Corp CS 05379B107 206 8556.95 SH Defined 02 7196.95 1360.00 Baker Hughes Inc CS 057224107 4247 103974.84 SH Defined 02 89021.16 14953.69 Bank of NY Mellon CS 064058100 4134 160836.60 SH Defined 02 133936.60 26900.00 Barnes Group Inc CS 067806109 574 25575.00 SH Defined 02 25575.00 BBCN Bancorp Inc CS 073295107 618 53383.00 SH Defined 02 53383.00 BCE Inc CS 05534B760 224 5220.04 SH Defined 02 4385.04 835.00 Berkshire Hathaway Inc Cl B CS 084670702 1226 13667.00 SH Defined 02 9652.00 4015.00 Big Lots Inc Com CS 089302103 789 27730.00 SH Defined 02 27730.00 Biomed Realty Trust Inc CS 09063H107 273 14125.00 SH Defined 02 13370.00 755.00 Blackrock Inc CS 09247X101 4255 20582.91 SH Defined 02 17302.91 3280.00 Bryn Mawr Bank Corp CS 117665109 914 41061.00 SH Defined 02 41061.00 C&J Energy Services Inc CS 12467B304 646 30150.00 SH Defined 02 30150.00 CACI Intl Inc CS 127190304 2754 50047.00 SH Defined 02 45127.00 4920.00 Cameron International Corp Com CS 13342B105 293 5183.00 SH Defined 02 4905.00 278.00 Cash Amer Intl Inc Com CS 14754D100 657 16555.00 SH Defined 02 16555.00 Chatham Lodging Trust CS 16208T102 657 42745.00 SH Defined 02 42745.00 Chevron Corp CS 166764100 4526 41849.30 SH Defined 02 35807.30 6042.00 Cirrus Logic Inc CS 172755100 669 23080.00 SH Defined 02 23080.00 Cisco Sys Inc CS 17275R102 4255 216541.95 SH Defined 02 182526.95 34015.00 Cloud Peak Energy Inc CS 18911Q102 872 45117.00 SH Defined 02 45117.00 Columbus Mckinnon Corp N Y CS 199333105 687 41565.00 SH Defined 02 41565.00 Commercial Metals Co CS 201723103 3161 212741.00 SH Defined 02 199816.00 12925.00 Community Bank System CS 203607106 206 7514.24 SH Defined 02 6309.24 1205.00 ConocoPhillips CS 20825C104 1667 28737.96 SH Defined 02 21282.96 7455.00 CR Bard CS 067383109 389 3982.00 SH Defined 02 3767.00 215.00 Crane Co CS 224399105 4218 91145.00 SH Defined 02 85090.00 6055.00 CSX Corp CS 126408103 280 14204.00 SH Defined 02 13439.00 765.00 CVS Caremark Corp CS 126650100 4409 91194.21 SH Defined 02 76839.21 14355.00 Cypress Semiconductor Corp CS 232806109 693 63905.00 SH Defined 02 63905.00 Dana Holding Corp CS 235825205 1004 64316.00 SH Defined 02 64316.00 Darden Restaurants Inc CS 237194105 2897 64287.09 SH Defined 02 57937.09 6350.00 Datalink Corp CS 237934104 802 93819.00 SH Defined 02 93819.00 Devon Energy Corp CS 25179M103 3224 61951.24 SH Defined 02 51855.14 10096.10 Digital Rlty Trust Inc CS 253868103 3265 48093.17 SH Defined 02 43514.17 4579.00 Discover Finl Svcs CS 254709108 272 7054.00 SH Defined 02 6677.00 377.00 Dover Corp CS 260003108 1527 23238.85 SH Defined 02 16438.17 6800.68 Dow Chem Co CS 260543103 259 8017.04 SH Defined 02 6747.04 1270.00 Dr Pepper Snapple Group Inc CS 26138E109 276 6246.00 SH Defined 02 5916.00 330.00 Duke Energy Corp CS 26441c204 218 3421.65 SH Defined 02 2876.65 545.00 Eaton Corp PLC CS g29183103 618 11400.81 SH Defined 02 10204.81 1196.00 Eli Lilly & Co CS 532457108 258 5236.27 SH Defined 02 4401.27 835.00 EMCOR Group Inc CS 29084Q100 688 19878.00 SH Defined 02 19878.00 Emerson Elec Co CS 291011104 1398 26389.93 SH Defined 02 19418.93 6971.00 Energizer Hldgs Inc Com CS 29266R108 303 3790.00 SH Defined 02 3586.00 204.00 Enersys CS 29275Y102 686 18230.00 SH Defined 02 18230.00 Enstar Group Ltd CS G3075P101 652 5820.00 SH Defined 02 5820.00 Exco Resources Inc CS 269279402 317 46805.00 SH Defined 02 46805.00 Exxon Mobil Corp CS 30231G102 4423 51105.27 SH Defined 02 43319.27 7786.00 Fedex Corp Com CS 31428X106 3759 40985.06 SH Defined 02 34565.02 6420.05 Fifth Street Finance Corp CS 31678A103 237 22733.36 SH Defined 02 19098.36 3635.00 Finish Line Inc Cl A CS 317923100 648 34205.00 SH Defined 02 34205.00 First Finl Bancorp CS 320209109 201 13781.03 SH Defined 02 11581.03 2200.00 Flir Sys Inc Com CS 302445101 668 29935.00 SH Defined 02 29935.00 Flowserve Corp CS 34354P105 361 2458.00 SH Defined 02 2326.00 132.00 Fluor Corp New Com CS 343412102 293 4988.00 SH Defined 02 4721.00 267.00 FMC Corp CS 302491303 320 5468.00 SH Defined 02 5178.00 290.00 Freeport-McMoRan Copper & Gold CS 35671D857 2832 82807.39 SH Defined 02 69397.39 13410.00 General Cable Corp CS 369300108 2486 81752.00 SH Defined 02 74101.00 7651.00 General Electric Co CS 369604103 4816 229441.36 SH Defined 02 193111.36 36330.00 General Mills Inc CS 370334104 977 24160.00 SH Defined 02 16965.00 7195.00 Genesco Inc CS 371532102 1179 21440.00 SH Defined 02 21440.00 Genuine Parts Co CS 372460105 238 3751.00 SH Defined 02 3154.00 597.00 Greenlight Capital Re Ltd CS G4095J109 642 27820.00 SH Defined 02 27820.00 Greif Inc-Cl B CS 397624206 208 4291.33 SH Defined 02 3611.33 680.00 Greif Inc Cl A CS 397624107 2571 57765.00 SH Defined 02 52350.00 5415.00 Halliburton Co CS 406216101 4286 123544.20 SH Defined 02 102899.20 20645.00 Harman Intl Inds Inc CS 413086109 692 15500.00 SH Defined 02 15500.00 Health Net Inc Com CS 42222G108 606 24950.00 SH Defined 02 24950.00 Healthsouth Corp CS 421924309 2522 119454.00 SH Defined 02 107799.00 11655.00 Helen Of Troy Ltd CS G4388N106 1268 37943.00 SH Defined 02 37943.00 Hill Rom Hldgs Inc CS 431475102 306 10750.00 SH Defined 02 10750.00 Hologic Inc CS 436440101 278 13895.00 SH Defined 02 13154.00 741.00 Horizon Bancorp Indiana CS 440407104 1374 69921.50 SH Defined 02 69921.50 Hospitality Properties Trust CS 44106M102 967 41278.00 SH Defined 02 41278.00 Host Hotels & Resorts CS 44107P104 289 18453.00 SH Defined 02 17465.00 988.00 Illinois Tool Wks Inc CS 452308109 1185 19480.26 SH Defined 02 13785.26 5695.00 Ingersoll-Rand CS G47791101 301 6266.00 SH Defined 02 5931.00 335.00 Ingredion Inc CS 457187102 379 5885.00 SH Defined 02 5568.00 317.00 Intel Corp CS 458140100 3499 169687.89 SH Defined 02 141218.89 28469.00 Interpublic Group Cos CS 460690100 324 29394.00 SH Defined 02 27814.00 1580.00 Invesco Ltd CS G491BT108 408 15624.00 SH Defined 02 14779.00 845.00 Investors Bancorp Inc Com CS 46146P102 936 52625.00 SH Defined 02 52625.00 Investors Title Co CS 461804106 638 10630.00 SH Defined 02 10630.00 JM Smucker Co CS 832696405 293 3396.00 SH Defined 02 3216.00 180.00 John Bean Technologies CS 477839104 723 40705.00 SH Defined 02 40705.00 Johnson & Johnson CS 478160104 4561 65063.80 SH Defined 02 55164.80 9899.00 Johnson Ctls Inc Com CS 478366107 1589 51801.06 SH Defined 02 36654.39 15146.68 JPMorgan Chase & Co CS 46625H100 5694 129498.90 SH Defined 02 108770.30 20728.59 Kennametal Inc Com CS 489170100 3888 97205.00 SH Defined 02 90825.00 6380.00 Keycorp CS 493267108 315 37393.00 SH Defined 02 35398.00 1995.00 Kimberly Clark Corp CS 494368103 269 3188.68 SH Defined 02 2693.68 495.00 KKR Financial Holdings Llc CS 48248A306 1381 130775.00 SH Defined 02 130775.00 KMG Chemicals Inc CS 482564101 776 44190.00 SH Defined 02 44190.00 Kohls Corp Com CS 500255104 349 8112.00 SH Defined 02 7674.00 438.00 Koppers Holdings Inc CS 50060P106 1136 29790.00 SH Defined 02 29790.00 Leggett & Platt Inc CS 524660107 291 10692.80 SH Defined 02 8987.80 1705.00 Linear Technology Corp CS 535678106 337 9814.00 SH Defined 02 9284.00 530.00 LMI Aerospace Inc CS 502079106 640 33100.00 SH Defined 02 33100.00 Lockheed Martin Corp CS 539830109 297 3222.06 SH Defined 02 2707.06 515.00 Lorillard Inc CS 544147101 203 1737.97 SH Defined 02 1457.97 280.00 M&T Bank Corp CS 55261F104 298 3028.00 SH Defined 02 2868.00 160.00 Macys Inc CS 55616P104 387 9911.00 SH Defined 02 9377.00 534.00 Magellan Health Svcs Inc CS 559079207 1245 25407.00 SH Defined 02 25407.00 Manpowergroup CS 56418H100 2661 62698.00 SH Defined 02 56513.00 6185.00 McDonalds Corp CS 580135101 1432 16238.84 SH Defined 02 11848.84 4390.00 Meadwestvaco Corp CS 583334107 294 9212.00 SH Defined 02 8719.00 493.00 Medical Properties Trust Inc CS 58463J304 291 24316.00 SH Defined 02 23003.00 1313.00 Mednax Inc CS 58502B106 321 4031.00 SH Defined 02 3816.00 215.00 Medtronic Inc CS 585055106 4032 98300.52 SH Defined 02 83786.52 14514.00 Mens Wearhouse Inc CS 587118100 794 25480.00 SH Defined 02 25480.00 Merck & Co Inc CS 58933Y105 239 5838.25 SH Defined 02 4903.25 935.00 Methode Electronics Inc CS 591520200 657 65540.00 SH Defined 02 65540.00 Metlife Inc CS 59156R108 3859 117159.41 SH Defined 02 100377.33 16782.07 Microsoft Corp CS 594918104 3487 130545.12 SH Defined 02 110649.44 19895.67 Molex Inc CS 608554101 356 13042.00 SH Defined 02 12342.00 700.00 Monarch Casino & Resort Inc CS 609027107 542 49654.00 SH Defined 02 49654.00 Mosaic Co CS 61945c103 1012 17872.65 SH Defined 02 12752.12 5120.53 MTS Systems Corp CS 553777103 1375 27000.00 SH Defined 02 27000.00 Murphy Oil Corp CS 626717102 4155 69779.63 SH Defined 02 59356.62 10423.01 National Fuel Gas Co CS 636180101 326 6434.00 SH Defined 02 6089.00 345.00 New York Community Bancorp CS 649445103 253 19332.91 SH Defined 02 16257.91 3075.00 Newfield Expl Co CS 651290108 1490 55652.00 SH Defined 02 50137.00 5515.00 Noble Energy Inc CS 655044105 469 4612.00 SH Defined 02 4362.00 250.00 Nucor Corp CS 670346105 1008 23364.42 SH Defined 02 16469.42 6895.00 Olin Corp CS 680665205 623 28860.00 SH Defined 02 28860.00 Oshkosh Corp CS 688239201 664 22392.00 SH Defined 02 22392.00 Parker Hannifin Corp CS 701094104 3698 43480.00 SH Defined 02 39347.00 4133.00 Paychex Inc CS 704326107 229 7360.63 SH Defined 02 6185.63 1175.00 PepsiCo Inc CS 713448108 3836 56058.15 SH Defined 02 47553.15 8505.00 Pfizer Inc CS 717081103 284 11324.95 SH Defined 02 9619.95 1705.00 Philip Morris Intl Inc CS 718172109 260 3111.59 SH Defined 02 2616.59 495.00 Pioneer Nat Res Co CS 723787107 258 2416.00 SH Defined 02 2287.00 129.00 PNC Finl Svcs Group Inc CS 693475105 3024 51865.20 SH Defined 02 43700.20 8165.00 Primerica Inc CS 74164M108 1120 37327.00 SH Defined 02 37327.00 Procter & Gamble Co CS 742718109 212 3116.55 SH Defined 02 2621.55 495.00 Protective Life Corp Com CS 743674103 1270 44445.00 SH Defined 02 44445.00 PTC Inc. CS 69370c100 697 30975.00 SH Defined 02 30975.00 PVH Corporation CS 693656100 228 2051.00 SH Defined 02 1941.00 110.00 QEP Res Inc Com CS 74733V100 293 9687.00 SH Defined 02 9167.00 520.00 Realty Income Corp CS 756109104 227 5635.18 SH Defined 02 4735.18 900.00 Reinsurance Group Of America CS 759351604 333 6226.00 SH Defined 02 5891.00 335.00 Reynolds American Inc CS 761713106 233 5625.51 SH Defined 02 4725.51 900.00 Ryder Sys Inc Com CS 783549108 1060 21235.00 SH Defined 02 21235.00 Sanmina Corp CS 801056102 818 73935.00 SH Defined 02 73935.00 Schnitzer Steel Industries CS 806882106 2502 82507.00 SH Defined 02 74312.00 8195.00 Schweitzer-Mauduit Intl Inc CS 808541106 1270 32540.00 SH Defined 02 32540.00 Sealed Air Corp New Com CS 81211K100 286 16357.00 SH Defined 02 15454.00 903.00 Sigma Aldrich Corp Com CS 826552101 1029 13990.12 SH Defined 02 9840.03 4150.09 Snap On Inc CS 833034101 303 3834.00 SH Defined 02 3629.00 205.00 Southern Co CS 842587107 209 4881.15 SH Defined 02 4106.15 775.00 Spectrum Brands Holdings Inc CS 84763R101 1123 25005.00 SH Defined 02 25005.00 State Street CS 857477103 4466 95002.34 SH Defined 02 79987.34 15015.00 Stepan Co CS 858586100 1051 18920.00 SH Defined 02 18920.00 Stryker Corp CS 863667101 3102 56589.03 SH Defined 02 47508.12 9080.91 Summit Hotel Properties Inc CS 866082100 689 72530.00 SH Defined 02 72530.00 Sunoco Logistics Partners Lp CS 86764L108 233 4679.00 SH Defined 02 3934.00 745.00 Synopsys Inc CS 871607107 351 11019.00 SH Defined 02 10424.00 595.00 Sysco Corp CS 871829107 2537 80129.50 SH Defined 02 71365.50 8764.00 TAL International Group Inc CS 874083108 887 24378.62 SH Defined 02 23303.62 1075.00 Target Corp Com CS 87612E106 3102 52430.00 SH Defined 02 44165.00 8265.00 TE Connectivity Ltd CS H84989104 354 9542.00 SH Defined 02 9032.00 510.00 Tech Data Corp CS 878237106 1269 27868.00 SH Defined 02 27868.00 Tenneco Inc CS 880349105 4125 117475.00 SH Defined 02 109145.00 8330.00 The Walt Disney Co CS 254687106 3376 67805.97 SH Defined 02 56950.22 10855.75 Torchmark Corp CS 891027104 3083 59662.00 SH Defined 02 53980.00 5682.00 Towers Watson & Co CS 891894107 306 5448.00 SH Defined 02 5155.00 293.00 Trinity Inds Inc CS 896522109 954 26635.00 SH Defined 02 26635.00 Triumph Group Inc CS 896818101 1146 17553.00 SH Defined 02 17553.00 Tronox Ltd-Cl A CS Q9235V101 794 43520.00 SH Defined 02 43520.00 Tupperware Brands Corp Com CS 899896104 1183 18450.00 SH Defined 02 18450.00 United Stationers Inc Com CS 913004107 1097 35400.00 SH Defined 02 35400.00 UnitedHealth Group Inc CS 91324P102 1105 20373.63 SH Defined 02 14355.17 6018.46 Unum Group CS 91529Y106 335 16109.00 SH Defined 02 15243.00 866.00 URS Corp New Com CS 903236107 1341 34145.00 SH Defined 02 34145.00 US Bancorp CS 902973304 3730 116793.54 SH Defined 02 100149.27 16644.27 Valley National Bancorp CS 919794107 219 23573.20 SH Defined 02 19828.20 3745.00 Verizon CS 92343V104 227 5238.63 SH Defined 02 4403.63 835.00 Wabash National Corp CS 929566107 798 88945.00 SH Defined 02 88945.00 Wal Mart Stores Inc CS 931142103 3641 53358.17 SH Defined 02 44948.17 8410.00 WellPoint Inc CS 94973V107 942 15462.14 SH Defined 02 10947.14 4515.00 Wells Fargo & Co CS 949746101 3463 101306.40 SH Defined 02 85886.40 15420.00 Westar Energy Inc CS 95709T100 210 7347.98 SH Defined 02 6172.98 1175.00 Whirlpool Corp CS 963320106 294 2888.00 SH Defined 02 2733.00 155.00 Wilshire Bancorp Inc CS 97186T108 669 114019.00 SH Defined 02 114019.00 World Accep Corp Del CS 981419104 358 4795.00 SH Defined 02 4795.00 WR Berkley Corp CS 084423102 251 6653.00 SH Defined 02 6303.00 350.00 Zimmer Hldgs Inc CS 98956P102 282 4237.00 SH Defined 02 4012.00 225.00 Zions Bancorporation CS 989701107 339 15842.00 SH Defined 02 14977.00 865.00 Calamos Conv & High Income Fd EF 12811P108 942 77490.0000 SH Defined 02 77490.0000 Cohen & Steers Reit & Pfd Incm EF 19247X100 1215 71510.0000 SH Defined 02 71510.0000 iShares S&P Natl AMT-Free Muni EF 464288414 1881 17003.0000 SH Defined 02 13423.0000 3580.0000 LMP Corp Loan Fund Inc EF 50208B100 7796 603374.8890 SH Defined 02 520927.8890 82447.0000 SPDR S&P 500 ETF Tr Tr Unit EF 78462F103 328 2306.3033 SH Sole 2306.3033 Tortoise Energy Capital Corp EF 89147U100 6265 220063.8621 SH Defined 02 184812.0877 35251.7744