0001172661-13-000218.txt : 20130205
0001172661-13-000218.hdr.sgml : 20130205
20130204174628
ACCESSION NUMBER: 0001172661-13-000218
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130205
DATE AS OF CHANGE: 20130204
EFFECTIVENESS DATE: 20130205
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO LLC
CENTRAL INDEX KEY: 0000201772
IRS NUMBER: 004260191
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00878
FILM NUMBER: 13571291
BUSINESS ADDRESS:
STREET 1: 125 HIGH STREET
STREET 2: 29TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174824870
MAIL ADDRESS:
STREET 1: 125 HIGH STREET
STREET 2: 29TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO INC
DATE OF NAME CHANGE: 19920929
13F-HR
1
EssexInvestments4q12.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Essex Investment Management Co., LLC
Address: 125 High Street, 29th Floor
Boston, MA 02110
13F File Number: 028-00878
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael McCarthy
Title: Chief Compliance Officer and Director of Operations
Phone: 617-342-3245
Signature, Place, and Date of Signing:
/s/ Michael McCarthy Boston, MA February 4, 2013
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 320
Form 13F Information Table Value Total: $571,343 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABBOTT LABS COM 002824100 226 3455 SH SOLE 3455 0 0
ACACIA RESH CORP ACACIA TCH COM 003881307 1189 46348 SH SOLE 46348 0 0
ACE LTD SHS H0023R105 2142 26836 SH SOLE 26269 0 567
ACETO CORP COM 004446100 1205 119911 SH SOLE 119911 0 0
ACQUITY GROUP LTD SPONSORED ADR 00489C103 332 43000 SH SOLE 43000 0 0
ACUITY BRANDS INC COM 00508Y102 632 9332 SH SOLE 9332 0 0
ADOBE SYS INC COM 00724F101 8100 214960 SH SOLE 186055 0 28905
ADVISORY BRD CO COM 00762W107 2772 59252 SH SOLE 57948 0 1304
AEROPOSTALE COM 007865108 522 40137 SH SOLE 40137 0 0
AFFYMETRIX INC COM 00826T108 1170 369219 SH SOLE 369219 0 0
AGNICO EAGLE MINES LTD COM 008474108 608 11587 SH SOLE 10439 0 1148
AIR METHODS CORP COM PAR $.06 009128307 812 22002 SH SOLE 22002 0 0
AKAMAI TECHNOLOGIES INC COM 00971T101 5400 131993 SH SOLE 111220 0 20773
AKORN INC COM 009728106 1637 122519 SH SOLE 122519 0 0
ALEXION PHARMACEUTICALS INC COM 015351109 830 8856 SH SOLE 8856 0 0
ALKERMES PLC SHS G01767105 1852 99985 SH SOLE 95134 0 4851
ALLERGAN INC COM 018490102 1658 18072 SH SOLE 17823 0 249
ALLIANCE DATA SYSTEMS CORP COM 018581108 788 5444 SH SOLE 5444 0 0
ALLIED NEVADA GOLD CORP COM 019344100 6689 222016 SH SOLE 205301 0 16715
ALLOT COMMUNICATIONS LTD SHS M0854Q105 1364 76554 SH SOLE 73661 0 2893
AMERICAN EAGLE OUTFITTERS NE COM 02553E106 416 20264 SH SOLE 20264 0 0
AMERICAN EXPRESS CO COM 025816109 252 4387 SH SOLE 4387 0 0
AMETEK INC NEW COM 031100100 509 13550 SH SOLE 13550 0 0
AMICUS THERAPEUTICS INC COM 03152W109 81 30246 SH SOLE 30246 0 0
ANADARKO PETE CORP COM 032511107 968 13031 SH SOLE 12743 0 288
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 323 3698 SH SOLE 3698 0 0
ANIXTER INTL INC COM 035290105 618 9656 SH SOLE 9656 0 0
AOL INC COM 00184X105 1288 43488 SH SOLE 43488 0 0
APACHE CORP COM 037411105 1936 24657 SH SOLE 24117 0 540
APPLE INC COM 037833100 11602 21801 SH SOLE 19805 0 1996
ARM HLDGS PLC SPONSORED ADR 042068106 4627 122302 SH SOLE 100610 0 21692
AT&T INC COM 00206R102 2809 83338 SH SOLE 81089 0 2249
ATHENAHEALTH INC COM 04685W103 1882 25677 SH SOLE 23354 0 2323
AURICO GOLD INC COM 05155C105 3185 389404 SH SOLE 372913 0 16491
AUTOMATIC DATA PROCESSING IN COM 053015103 349 6130 SH SOLE 6130 0 0
AVIAT NETWORKS INC COM 05366Y102 1334 405486 SH SOLE 405486 0 0
AZZ INC COM 002474104 1246 32412 SH SOLE 32412 0 0
B/E AEROSPACE INC COM 073302101 3412 69075 SH SOLE 61840 0 7235
BADGER METER INC COM 056525108 820 17300 SH SOLE 17300 0 0
BAIDU INC SPON ADR REP A 056752108 1272 12687 SH SOLE 11437 0 1250
BANCO BRADESCO S A SP ADR PFD NEW 059460303 1850 106499 SH SOLE 80732 0 25767
BANNER CORP COM NEW 06652V208 975 31713 SH SOLE 31713 0 0
BARRETT BUSINESS SERVICES IN COM 068463108 1198 31441 SH SOLE 31441 0 0
BARRICK GOLD CORP COM 067901108 1231 35150 SH SOLE 31690 0 3460
BIG 5 SPORTING GOODS CORP COM 08915P101 1164 88883 SH SOLE 88883 0 0
BIOGEN IDEC INC COM 09062X103 3708 25331 SH SOLE 22731 0 2600
BIOMARIN PHARMACEUTICAL INC COM 09061G101 996 20252 SH SOLE 19732 0 520
BIOSCRIP INC COM 09069N108 1413 131193 SH SOLE 127595 0 3598
BOEING CO COM 097023105 1600 21238 SH SOLE 20583 0 655
BOFI HLDG INC COM 05566U108 503 18100 SH SOLE 16200 0 1900
BOTTOMLINE TECH DEL INC COM 101388106 4922 186492 SH SOLE 172251 0 14241
BRUKER CORP COM 116794108 1528 100291 SH SOLE 100291 0 0
CALLIDUS SOFTWARE INC COM 13123E500 1178 259462 SH SOLE 259462 0 0
CAMPBELL SOUP CO COM 134429109 370 10613 SH SOLE 10613 0 0
CARDTRONICS INC COM 14161H108 1327 55885 SH SOLE 55885 0 0
CATAMARAN CORP COM 148887102 964 20469 SH SOLE 19823 0 646
CECO ENVIRONMENTAL CORP COM 125141101 633 63637 SH SOLE 63637 0 0
CELGENE CORP COM 151020104 10239 130485 SH SOLE 118294 0 12191
CHANGYOU COM LTD ADS REP CL A 15911M107 417 15850 SH SOLE 15850 0 0
CHART INDS INC COM PAR $0.01 16115Q308 1409 21122 SH SOLE 21122 0 0
CHENIERE ENERGY INC COM NEW 16411R208 210 11182 SH SOLE 10000 0 1182
CHICOS FAS INC COM 168615102 767 41549 SH SOLE 41549 0 0
CHUBB CORP COM 171232101 2665 35377 SH SOLE 33330 0 2047
CITI TRENDS INC COM 17306X102 1092 79388 SH SOLE 79388 0 0
CITIGROUP INC COM NEW 172967424 1075 27171 SH SOLE 26625 0 546
CITRIX SYS INC COM 177376100 833 12700 SH SOLE 12200 0 500
CLEAN HARBORS INC COM 184496107 211 3839 SH SOLE 3839 0 0
CNO FINL GROUP INC COM 12621E103 2192 234949 SH SOLE 234949 0 0
COCA COLA CO COM 191216100 5587 154126 SH SOLE 146726 0 7400
COLGATE PALMOLIVE CO COM 194162103 1803 17251 SH SOLE 17248 0 3
COMCAST CORP NEW CL A 20030N101 430 11523 SH SOLE 9821 0 1702
COMCAST CORP NEW CL A SPL 20030N200 353 9816 SH SOLE 8061 0 1755
COMERICA INC COM 200340107 1380 45500 SH SOLE 45500 0 0
COMPUTER TASK GROUP INC COM 205477102 1438 78889 SH SOLE 78889 0 0
COMPUWARE CORP COM 205638109 403 37085 SH SOLE 37085 0 0
CONCEPTUS INC COM 206016107 1406 66952 SH SOLE 66952 0 0
CONOCOPHILLIPS COM 20825C104 2009 34649 SH SOLE 33892 0 757
CONTINENTAL RESOURCES INC COM 212015101 1319 17943 SH SOLE 14855 0 3088
COOPER COS INC COM NEW 216648402 2003 21654 SH SOLE 21654 0 0
CORNING INC COM 219350105 2336 185092 SH SOLE 174692 0 10400
COSI INC COM 22122P101 46 58941 SH SOLE 58941 0 0
CRA INTL INC COM 12618T105 1039 52561 SH SOLE 52561 0 0
CRAWFORD & CO CL B 224633107 1661 208135 SH SOLE 199288 0 8847
CRAY INC COM NEW 225223304 5771 361807 SH SOLE 319713 0 42094
CREE INC COM 225447101 1985 58431 SH SOLE 56653 0 1778
CUTERA INC COM 232109108 784 87074 SH SOLE 87074 0 0
DANAHER CORP DEL COM 235851102 559 10000 SH SOLE 10000 0 0
DAWSON GEOPHYSICAL CO COM 239359102 1260 47753 SH SOLE 47753 0 0
DEAN FOODS CO NEW COM 242370104 487 29482 SH SOLE 29482 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 2063 173835 SH SOLE 169840 0 3995
DEMAND MEDIA INC COM 24802N109 1277 137424 SH SOLE 137424 0 0
DERMA SCIENCES INC COM PAR $.01 249827502 1387 124811 SH SOLE 124811 0 0
DEVON ENERGY CORP NEW COM 25179M103 938 18018 SH SOLE 17611 0 407
DIGITALGLOBE INC COM NEW 25389M877 499 20402 SH SOLE 15036 0 5366
DISNEY WALT CO COM DISNEY 254687106 7394 148504 SH SOLE 132431 0 16073
DOLLAR TREE INC COM 256746108 433 10667 SH SOLE 10667 0 0
DREAMWORKS ANIMATION SKG INC CL A 26153C103 901 54374 SH SOLE 54374 0 0
DU PONT E I DE NEMOURS & CO COM 263534109 236 5239 SH SOLE 5239 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 219 3436 SH SOLE 3436 0 0
DYAX CORP COM 26746E103 1106 317923 SH SOLE 317923 0 0
DYNAVAX TECHNOLOGIES CORP COM 268158102 190 66509 SH SOLE 66509 0 0
E M C CORP MASS COM 268648102 833 32906 SH SOLE 32075 0 831
EAGLE MATERIALS INC COM 26969P108 3338 57061 SH SOLE 56184 0 877
EBAY INC COM 278642103 13874 272055 SH SOLE 248190 0 23865
EHEALTH INC COM 28238P109 1239 45093 SH SOLE 45093 0 0
ELAN PLC ADR 284131208 3139 307464 SH SOLE 281946 0 25518
ELDORADO GOLD CORP NEW COM 284902103 1760 136642 SH SOLE 125409 0 11233
ELLIE MAE INC COM 28849P100 5250 189178 SH SOLE 168192 0 20986
ENCORE CAP GROUP INC COM 292554102 1548 50540 SH SOLE 50540 0 0
ENERGY RECOVERY INC COM 29270J100 786 231188 SH SOLE 224391 0 6797
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 284 6613 SH SOLE 6613 0 0
ENERNOC INC COM 292764107 2940 250204 SH SOLE 244570 0 5634
ENPHASE ENERGY INC COM 29355A107 51 13979 SH SOLE 13979 0 0
ENTERPRISE PRODS PARTNERS L COM 293792107 275 5492 SH SOLE 5492 0 0
EOG RES INC COM 26875P101 3866 32004 SH SOLE 31146 0 858
EVERCORE PARTNERS INC CLASS A 29977A105 1242 41146 SH SOLE 41146 0 0
EVEREST RE GROUP LTD COM G3223R108 237 2153 SH SOLE 2022 0 131
EXACT SCIENCES CORP COM 30063P105 179 16912 SH SOLE 16912 0 0
EXXON MOBIL CORP COM 30231G102 636 7354 SH SOLE 7354 0 0
FACEBOOK INC CL A 30303M102 6765 254152 SH SOLE 160937 0 93215
FASTENAL CO COM 311900104 373 8000 SH SOLE 8000 0 0
FBR & CO COM 30247C301 55 14195 SH SOLE 14195 0 0
FIRST AMERN FINL CORP COM 31847R102 377 15659 SH SOLE 15659 0 0
FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 624 24304 SH SOLE 21890 0 2414
FRANCO NEVADA CORP COM 351858105 5112 89416 SH SOLE 80721 0 8695
FREEPORT-MCMORAN COPPER & GO COM 35671D857 2189 63996 SH SOLE 62700 0 1296
FRESH MKT INC COM 35804H106 920 19136 SH SOLE 19136 0 0
FUELCELL ENERGY INC COM 35952H106 527 574221 SH SOLE 574221 0 0
GALLAGHER ARTHUR J & CO COM 363576109 1263 36448 SH SOLE 33548 0 2900
GENERAL ELECTRIC CO COM 369604103 3350 159605 SH SOLE 157568 0 2037
GENMARK DIAGNOSTICS INC COM 372309104 90 10000 SH SOLE 0 0 10000
GILEAD SCIENCES INC COM 375558103 4503 61308 SH SOLE 59231 0 2077
GLOBE SPECIALTY METALS INC COM 37954N206 1086 78981 SH SOLE 78981 0 0
GOLAR LNG PARTNERS LP COM UNIT LPI Y2745C102 240 8055 SH SOLE 8055 0 0
GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 277 22153 SH SOLE 20146 0 2007
GOLDCORP INC NEW COM 380956409 2490 67854 SH SOLE 63743 0 4111
GOLDMAN SACHS GROUP INC COM 38141G104 4331 33952 SH SOLE 32029 0 1923
GOOGLE INC CL A 38259P508 11767 16634 SH SOLE 14809 0 1825
GREAT LAKES DREDGE & DOCK CO COM 390607109 1320 147806 SH SOLE 147806 0 0
GREEN MTN COFFEE ROASTERS IN COM 393122106 299 7225 SH SOLE 7225 0 0
GREENBRIER COS INC COM 393657101 916 56663 SH SOLE 56663 0 0
GSI TECHNOLOGY COM 36241U106 1050 167521 SH SOLE 167521 0 0
GSV CAP CORP COM 36191J101 117 13833 SH SOLE 12680 0 1153
GUIDANCE SOFTWARE INC COM 401692108 1279 107761 SH SOLE 107761 0 0
GUIDEWIRE SOFTWARE INC COM 40171V100 954 32102 SH SOLE 25972 0 6130
HAIN CELESTIAL GROUP INC COM 405217100 1300 23968 SH SOLE 23968 0 0
HALCON RES CORP COM NEW 40537Q209 3391 489989 SH SOLE 429097 0 60892
HALLIBURTON CO COM 406216101 2038 58752 SH SOLE 57493 0 1259
HEADWATERS INC COM 42210P102 3998 467013 SH SOLE 467013 0 0
HEALTHSTREAM INC COM 42222N103 1699 69899 SH SOLE 69899 0 0
HECLA MNG CO COM 422704106 2741 470120 SH SOLE 431174 0 38946
HERTZ GLOBAL HOLDINGS INC COM 42805T105 2891 177704 SH SOLE 174602 0 3102
HESKA CORP COM RESTRC NEW 42805E306 446 55000 SH SOLE 55000 0 0
HEXCEL CORP NEW COM 428291108 1105 41000 SH SOLE 39800 0 1200
HMS HLDGS CORP COM 40425J101 1843 71102 SH SOLE 68439 0 2663
HOLOGIC INC COM 436440101 2064 103145 SH SOLE 100016 0 3129
HOME DEPOT INC COM 437076102 2126 34377 SH SOLE 34005 0 372
IAC INTERACTIVECORP COM PAR $.001 44919P508 432 9150 SH SOLE 9150 0 0
ICON PUB LTD CO SPONSORED ADR 45103T107 1844 66441 SH SOLE 66441 0 0
IDENIX PHARMACEUTICALS INC COM 45166R204 96 19851 SH SOLE 19851 0 0
ILLINOIS TOOL WKS INC COM 452308109 456 7500 SH SOLE 7500 0 0
ILLUMINA INC COM 452327109 433 7783 SH SOLE 7783 0 0
IMAX CORP COM 45245E109 1351 60107 SH SOLE 60107 0 0
INCONTACT INC COM 45336E109 1592 307295 SH SOLE 307295 0 0
INSULET CORP COM 45784P101 1505 70904 SH SOLE 65530 0 5374
INTEGRATED DEVICE TECHNOLOGY COM 458118106 937 128308 SH SOLE 120026 0 8282
INTERACTIVE INTELLIGENCE GRO COM 45841V109 1826 54440 SH SOLE 54440 0 0
INTERMOLECULAR INC COM 45882D109 1288 144716 SH SOLE 109952 0 34764
INTERNATIONAL BUSINESS MACHS COM 459200101 377 1968 SH SOLE 1968 0 0
INTREPID POTASH INC COM 46121Y102 396 18598 SH SOLE 18598 0 0
INTUIT COM 461202103 7678 129099 SH SOLE 110267 0 18832
ISHARES SILVER TRUST ISHARES 46428Q109 1908 64957 SH SOLE 58616 0 6341
IXIA COM 45071R109 250 14748 SH SOLE 13756 0 992
JAMBA INC COM 47023A101 1106 493569 SH SOLE 493569 0 0
JAZZ PHARMACEUTICALS PLC SHS USD G50871105 226 4248 SH SOLE 4248 0 0
JOES JEANS INC COM 47777N101 38 37591 SH SOLE 37591 0 0
JOHNSON & JOHNSON COM 478160104 1736 24771 SH SOLE 20803 0 3968
JOY GLOBAL INC COM 481165108 501 7860 SH SOLE 7860 0 0
JPMORGAN CHASE & CO COM 46625H100 3673 83546 SH SOLE 75050 0 8496
KEYW HLDG CORP COM 493723100 5018 395405 SH SOLE 362658 0 32747
KINDER MORGAN INC DEL COM 49456B101 594 16812 SH SOLE 16812 0 0
KIOR INC CL A 497217109 73 11413 SH SOLE 11413 0 0
KONA GRILL INC COM 50047H201 179 20593 SH SOLE 17651 0 2942
KRISPY KREME DOUGHNUTS INC COM 501014104 1943 207118 SH SOLE 207118 0 0
LEAPFROG ENTERPRISES INC CL A 52186N106 941 109015 SH SOLE 109015 0 0
LIGAND PHARMACEUTICALS INC COM NEW 53220K504 1038 50069 SH SOLE 50069 0 0
LINKEDIN CORP COM CL A 53578A108 861 7500 SH SOLE 0 0 7500
LIONBRIDGE TECHNOLOGIES INC COM 536252109 1491 370912 SH SOLE 370912 0 0
LIVE NATION ENTERTAINMENT IN COM 538034109 1259 135255 SH SOLE 135255 0 0
LIVEPERSON INC COM 538146101 1012 76989 SH SOLE 65400 0 11589
LKQ CORP COM 501889208 221 10479 SH SOLE 10479 0 0
LOGITECH INTL S A SHS H50430232 1198 158835 SH SOLE 158810 0 25
LOWES COS INC COM 548661107 2966 83515 SH SOLE 82626 0 889
MANHATTAN ASSOCS INC COM 562750109 2110 34970 SH SOLE 34970 0 0
MANITEX INTL INC COM 563420108 797 111671 SH SOLE 111671 0 0
MARCHEX INC CL B 56624R108 461 112100 SH SOLE 112100 0 0
MARKET LEADER INC COM 57056R103 2044 312073 SH SOLE 312073 0 0
MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 3092 156264 SH SOLE 149655 0 6609
MARSH & MCLENNAN COS INC COM 571748102 1030 29869 SH SOLE 27769 0 2100
MAXLINEAR INC CL A 57776J100 200 39913 SH SOLE 39913 0 0
MAXWELL TECHNOLOGIES INC COM 577767106 91 10972 SH SOLE 10972 0 0
MCDONALDS CORP COM 580135101 963 10920 SH SOLE 10679 0 241
MCEWEN MNG INC COM 58039P107 303 79000 SH SOLE 71200 0 7800
MCGRAW HILL COS INC COM 580645109 5287 96712 SH SOLE 82364 0 14348
MEDNAX INC COM 58502B106 449 5649 SH SOLE 5649 0 0
MERCADOLIBRE INC COM 58733R102 370 4707 SH SOLE 4707 0 0
MERCK & CO INC NEW COM 58933Y105 456 11136 SH SOLE 11136 0 0
MERU NETWORKS INC COM 59047Q103 398 150050 SH SOLE 150050 0 0
MINDSPEED TECHNOLOGIES INC COM NEW 602682205 1143 244224 SH SOLE 244224 0 0
MOHAWK INDS INC COM 608190104 362 4003 SH SOLE 4003 0 0
MONSANTO CO NEW COM 61166W101 1045 11043 SH SOLE 10791 0 252
MORGAN STANLEY COM NEW 617446448 6631 346817 SH SOLE 305853 0 40964
MWI VETERINARY SUPPLY INC COM 55402X105 1505 13684 SH SOLE 13684 0 0
MYLAN INC COM 628530107 800 29140 SH SOLE 29140 0 0
NATIONAL OILWELL VARCO INC COM 637071101 753 11015 SH SOLE 10746 0 269
NATURAL GROCERS BY VITAMIN C COM 63888U108 1211 63425 SH SOLE 56263 0 7162
NEOGENOMICS INC COM NEW 64049M209 706 284479 SH SOLE 284479 0 0
NEONODE INC COM NEW 64051M402 124 25600 SH SOLE 0 0 25600
NEOPHOTONICS CORP COM 64051T100 790 137588 SH SOLE 137588 0 0
NETAPP INC COM 64110D104 1533 45681 SH SOLE 41686 0 3995
NEW GOLD INC CDA COM 644535106 5987 542814 SH SOLE 486160 0 56654
NEW MTN FIN CORP COM 647551100 222 14917 SH SOLE 14917 0 0
NEWMONT MINING CORP COM 651639106 8435 181627 SH SOLE 167774 0 13853
NORDSON CORP COM 655663102 311 4930 SH SOLE 4930 0 0
NOVARTIS A G SPONSORED ADR 66987V109 614 9705 SH SOLE 9705 0 0
NUANCE COMMUNICATIONS INC COM 67020Y100 1775 79532 SH SOLE 69932 0 9600
NUVASIVE INC COM 670704105 901 58303 SH SOLE 58303 0 0
OIL STS INTL INC COM 678026105 835 11677 SH SOLE 11413 0 264
OLD REP INTL CORP COM 680223104 1260 118284 SH SOLE 118284 0 0
OMNICELL INC COM 68213N109 974 65484 SH SOLE 65484 0 0
ON ASSIGNMENT INC COM 682159108 5714 281769 SH SOLE 251377 0 30392
ORASURE TECHNOLOGIES INC COM 68554V108 1245 173431 SH SOLE 169928 0 3503
OREXIGEN THERAPEUTICS INC COM 686164104 3457 658510 SH SOLE 595891 0 62619
OSI SYSTEMS INC COM 671044105 692 10798 SH SOLE 9641 0 1157
PACIFIC SUNWEAR CALIF INC COM 694873100 975 613051 SH SOLE 613051 0 0
PACKAGING CORP AMER COM 695156109 350 9104 SH SOLE 9104 0 0
PAYCHEX INC COM 704326107 2594 83403 SH SOLE 75324 0 8079
PDF SOLUTIONS INC COM 693282105 581 42152 SH SOLE 42152 0 0
PERFORMANT FINL CORP COM 71377E105 2649 262285 SH SOLE 256270 0 6015
PERKINELMER INC COM 714046109 783 24678 SH SOLE 24678 0 0
PIONEER ENERGY SVCS CORP COM 723664108 765 105322 SH SOLE 105322 0 0
PIONEER NAT RES CO COM 723787107 973 9131 SH SOLE 8921 0 210
POLYCOM INC COM 73172K104 173 16562 SH SOLE 16562 0 0
POWER ONE INC NEW COM 73930R102 653 159068 SH SOLE 159068 0 0
POWERSECURE INTL INC COM 73936N105 1069 136908 SH SOLE 136908 0 0
PROCTER & GAMBLE CO COM 742718109 1118 16469 SH SOLE 16469 0 0
PROS HOLDINGS INC COM 74346Y103 2534 138557 SH SOLE 138557 0 0
QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 4177 140679 SH SOLE 118475 0 22204
QUALCOMM INC COM 747525103 6374 103044 SH SOLE 93833 0 9211
QUANTA SVCS INC COM 74762E102 3411 125006 SH SOLE 114189 0 10817
RANDGOLD RES LTD ADR 752344309 982 9900 SH SOLE 9300 0 600
RANGE RES CORP COM 75281A109 2129 33886 SH SOLE 33204 0 682
REPLIGEN CORP COM 759916109 1252 199378 SH SOLE 199378 0 0
RESTORATION HARDWARE HLDGS I COM 761283100 1830 54248 SH SOLE 53009 0 1239
ROCKWOOD HLDGS INC COM 774415103 611 12351 SH SOLE 12351 0 0
ROSETTA RESOURCES INC COM 777779307 408 9001 SH SOLE 9001 0 0
ROUNDYS INC COM 779268101 68 15273 SH SOLE 15273 0 0
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 347 5027 SH SOLE 5027 0 0
ROYAL GOLD INC COM 780287108 9489 116632 SH SOLE 108219 0 8413
SANDSTORM GOLD LTD COM NEW 80013R206 1535 130647 SH SOLE 130647 0 0
SANTARUS INC COM 802817304 205 18677 SH SOLE 18677 0 0
SCHLUMBERGER LTD COM 806857108 3059 44147 SH SOLE 42973 0 1174
SCHWAB CHARLES CORP NEW COM 808513105 2977 207317 SH SOLE 202775 0 4542
SEADRILL PARTNERS LLC COMUNIT REP LB Y7545W109 2527 98511 SH SOLE 98511 0 0
SEQUENOM INC COM NEW 817337405 3371 715775 SH SOLE 661704 0 54071
SILVER WHEATON CORP COM 828336107 2488 68958 SH SOLE 63406 0 5552
SINA CORP ORD G81477104 1262 25128 SH SOLE 22673 0 2455
SIRIUS XM RADIO INC COM 82967N108 650 225040 SH SOLE 204516 0 20524
SNAP ON INC COM 833034101 1697 21490 SH SOLE 18684 0 2806
SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 2332 51945 SH SOLE 50342 0 1603
SOUTHWESTERN ENERGY CO COM 845467109 2513 75210 SH SOLE 73912 0 1298
SPDR GOLD TRUST GOLD SHS 78463V107 3330 20555 SH SOLE 18328 0 2227
SPLUNK INC COM 848637104 266 9179 SH SOLE 2579 0 6600
STARBUCKS CORP COM 855244109 3094 57690 SH SOLE 56489 0 1201
STEWART INFORMATION SVCS COR COM 860372101 2972 114313 SH SOLE 114313 0 0
STREAMLINE HEALTH SOLUTIONS COM 86323X106 1223 214878 SH SOLE 214878 0 0
SUPERVALU INC COM 868536103 65 26360 SH SOLE 26360 0 0
SUPPORT COM INC COM 86858W101 866 207576 SH SOLE 207576 0 0
SURMODICS INC COM 868873100 1048 46857 SH SOLE 46857 0 0
SVB FINL GROUP COM 78486Q101 1496 26723 SH SOLE 26723 0 0
SYMMETRY MED INC COM 871546206 2131 202604 SH SOLE 200069 0 2535
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