0001172661-13-000218.txt : 20130205 0001172661-13-000218.hdr.sgml : 20130205 20130204174628 ACCESSION NUMBER: 0001172661-13-000218 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130205 DATE AS OF CHANGE: 20130204 EFFECTIVENESS DATE: 20130205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO LLC CENTRAL INDEX KEY: 0000201772 IRS NUMBER: 004260191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00878 FILM NUMBER: 13571291 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET STREET 2: 29TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174824870 MAIL ADDRESS: STREET 1: 125 HIGH STREET STREET 2: 29TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO INC DATE OF NAME CHANGE: 19920929 13F-HR 1 EssexInvestments4q12.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Essex Investment Management Co., LLC Address: 125 High Street, 29th Floor Boston, MA 02110 13F File Number: 028-00878 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael McCarthy Title: Chief Compliance Officer and Director of Operations Phone: 617-342-3245 Signature, Place, and Date of Signing: /s/ Michael McCarthy Boston, MA February 4, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 320 Form 13F Information Table Value Total: $571,343 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 226 3455 SH SOLE 3455 0 0 ACACIA RESH CORP ACACIA TCH COM 003881307 1189 46348 SH SOLE 46348 0 0 ACE LTD SHS H0023R105 2142 26836 SH SOLE 26269 0 567 ACETO CORP COM 004446100 1205 119911 SH SOLE 119911 0 0 ACQUITY GROUP LTD SPONSORED ADR 00489C103 332 43000 SH SOLE 43000 0 0 ACUITY BRANDS INC COM 00508Y102 632 9332 SH SOLE 9332 0 0 ADOBE SYS INC COM 00724F101 8100 214960 SH SOLE 186055 0 28905 ADVISORY BRD CO COM 00762W107 2772 59252 SH SOLE 57948 0 1304 AEROPOSTALE COM 007865108 522 40137 SH SOLE 40137 0 0 AFFYMETRIX INC COM 00826T108 1170 369219 SH SOLE 369219 0 0 AGNICO EAGLE MINES LTD COM 008474108 608 11587 SH SOLE 10439 0 1148 AIR METHODS CORP COM PAR $.06 009128307 812 22002 SH SOLE 22002 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 5400 131993 SH SOLE 111220 0 20773 AKORN INC COM 009728106 1637 122519 SH SOLE 122519 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 830 8856 SH SOLE 8856 0 0 ALKERMES PLC SHS G01767105 1852 99985 SH SOLE 95134 0 4851 ALLERGAN INC COM 018490102 1658 18072 SH SOLE 17823 0 249 ALLIANCE DATA SYSTEMS CORP COM 018581108 788 5444 SH SOLE 5444 0 0 ALLIED NEVADA GOLD CORP COM 019344100 6689 222016 SH SOLE 205301 0 16715 ALLOT COMMUNICATIONS LTD SHS M0854Q105 1364 76554 SH SOLE 73661 0 2893 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 416 20264 SH SOLE 20264 0 0 AMERICAN EXPRESS CO COM 025816109 252 4387 SH SOLE 4387 0 0 AMETEK INC NEW COM 031100100 509 13550 SH SOLE 13550 0 0 AMICUS THERAPEUTICS INC COM 03152W109 81 30246 SH SOLE 30246 0 0 ANADARKO PETE CORP COM 032511107 968 13031 SH SOLE 12743 0 288 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 323 3698 SH SOLE 3698 0 0 ANIXTER INTL INC COM 035290105 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403 37085 SH SOLE 37085 0 0 CONCEPTUS INC COM 206016107 1406 66952 SH SOLE 66952 0 0 CONOCOPHILLIPS COM 20825C104 2009 34649 SH SOLE 33892 0 757 CONTINENTAL RESOURCES INC COM 212015101 1319 17943 SH SOLE 14855 0 3088 COOPER COS INC COM NEW 216648402 2003 21654 SH SOLE 21654 0 0 CORNING INC COM 219350105 2336 185092 SH SOLE 174692 0 10400 COSI INC COM 22122P101 46 58941 SH SOLE 58941 0 0 CRA INTL INC COM 12618T105 1039 52561 SH SOLE 52561 0 0 CRAWFORD & CO CL B 224633107 1661 208135 SH SOLE 199288 0 8847 CRAY INC COM NEW 225223304 5771 361807 SH SOLE 319713 0 42094 CREE INC COM 225447101 1985 58431 SH SOLE 56653 0 1778 CUTERA INC COM 232109108 784 87074 SH SOLE 87074 0 0 DANAHER CORP DEL COM 235851102 559 10000 SH SOLE 10000 0 0 DAWSON GEOPHYSICAL CO COM 239359102 1260 47753 SH SOLE 47753 0 0 DEAN FOODS CO NEW COM 242370104 487 29482 SH SOLE 29482 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 2063 173835 SH SOLE 169840 0 3995 DEMAND MEDIA INC COM 24802N109 1277 137424 SH SOLE 137424 0 0 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