0000902664-13-000757.txt : 20130213 0000902664-13-000757.hdr.sgml : 20130213 20130213163632 ACCESSION NUMBER: 0000902664-13-000757 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 EFFECTIVENESS DATE: 20130213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Stieven Capital Advisors, L.P. CENTRAL INDEX KEY: 0001388279 IRS NUMBER: 134300309 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12969 FILM NUMBER: 13603741 BUSINESS ADDRESS: STREET 1: 12412 POWERSCOURT DR. STREET 2: SUITE 250 CITY: ST. LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 314-779-2450 MAIL ADDRESS: STREET 1: 12412 POWERSCOURT DR. STREET 2: SUITE 250 CITY: ST. LOUIS STATE: MO ZIP: 63131 13F-HR 1 p13-0544form13fhr.txt STIEVEN CAPITAL ADVISORS, L.P. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2012 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Stieven Capital Advisors, L.P. ----------------------------------- Address: 12412 Powerscourt Drive, Suite 250 ----------------------------------- St. Louis, MO 63131 ----------------------------------- Form 13F File Number: 028-12969 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Daniel M. Ellefson ------------------------------------ Title: Officer - Managing Director ------------------------------------ Phone: 314-779-2450 ------------------------------------ Signature, Place, and Date of Signing: /s/ Daniel M. Ellefson St. Louis, MO February 13, 2013 --------------------------------- ---------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 57 Form 13F Information Table Value Total: $ 176,097 -------------- (In Thousands) List of Other Included Managers: NONE

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- AG MTG INVT TR INC COM 001228105 1,761 75,000 SH SOLE 75,000 0 0 ANCHOR BANCORP WA COM 032838104 3,171 245,431 SH SOLE 245,431 0 0 BANCORP INC DEL COM 05969A105 3,291 300,000 SH SOLE 300,000 0 0 BANCORPSOUTH INC COM 059692103 151 10,400 SH SOLE 10,400 0 0 BANK COMM HLDGS COM 06424J103 1,278 277,789 SH SOLE 277,789 0 0 BANK MUTUAL CORP NEW COM 063750103 675 156,900 SH SOLE 156,900 0 0 BANK OF AMERICA CORPORATION COM 060505104 6,632 571,200 SH SOLE 571,200 0 0 BANK OF MARIN BANCORP COM 063425102 3,250 86,758 SH SOLE 86,758 0 0 BBCN BANCORP INC COM 073295107 1,973 170,504 SH SOLE 170,504 0 0 BNC BANCORP COM 05566T101 2,888 360,545 SH SOLE 360,545 0 0 BSB BANCORP INC MD COM 05573H108 2,899 237,006 SH SOLE 237,006 0 0 CAPITAL ONE FINL CORP COM 14040H105 4,843 83,600 SH SOLE 83,600 0 0 CAROLINA BK HLDGS INC GREENS COM 143785103 1,079 146,810 SH SOLE 146,810 0 0 CHARTER FINL CORP WEST PT GA COM 16122M100 1,615 152,349 SH SOLE 152,349 0 0 CHEVIOT FINL CORP NEW COM 16677X105 974 104,700 SH SOLE 104,700 0 0 CITIGROUP INC COM NEW 172967424 4,134 104,500 SH SOLE 104,500 0 0 CITIZENS REPUBLIC BANCORP IN COM NEW 174420307 5,088 268,188 SH SOLE 268,188 0 0 COMMERCE BANCSHARES INC COM 200525103 473 13,501 SH SOLE 13,501 0 0 COMMUNITY WEST BANCSHARES COM 204157101 1,330 429,082 SH SOLE 429,082 0 0 CU BANCORP CALIF COM 126534106 1,200 102,439 SH SOLE 102,439 0 0 ELLINGTON FINANCIAL LLC COM 288522303 1,175 52,300 SH SOLE 52,300 0 0 ENTERPRISE FINL SVCS CORP COM 293712105 1,406 107,600 SH SOLE 107,600 0 0 EVANS BANCORP INC COM NEW 29911Q208 855 55,144 SH SOLE 55,144 0 0 FIDELITY SOUTHERN CORP NEW COM 316394105 2,707 283,448 SH SOLE 283,448 0 0 FIFTH THIRD BANCORP COM 316773100 7,474 491,700 SH SOLE 491,700 0 0 FIRST CMNTY BANCSHARES INC COM 31983A103 3,046 190,751 SH SOLE 190,751 0 0 FIRST FINL BANCORP OH COM 320209109 3,222 220,386 SH SOLE 220,386 0 0 FIRST MIDWEST BANCORP DEL COM 320867104 3,271 261,300 SH SOLE 261,300 0 0 HANMI FINL CORP COM NEW 410495204 8,691 639,483 SH SOLE 639,483 0 0 HERITAGE FINL CORP WASH COM 42722X106 2,407 163,874 SH SOLE 163,874 0 0 JPMORGAN CHASE & CO COM 46625H100 2,818 64,100 SH SOLE 64,100 0 0 M & T BK CORP *W EX12/18 55261F112 3,788 139,000 SH SOLE 139,000 0 0 MALVERN BANCORP INC COM 561409103 121 10,850 SH SOLE 10,850 0 0 MERIDIAN INTERSTAT BANCORP COM 58964Q104 2,785 165,945 SH SOLE 165,945 0 0 NORTH VALLEY BANCORP COM NEW 66304M204 3,895 273,520 SH SOLE 273,520 0 0 ORIENTAL FINL GROUP INC COM 68618W100 7,723 578,500 SH SOLE 578,500 0 0 PACIFIC CONTINENTAL CORP COM 69412V108 1,216 125,000 SH SOLE 125,000 0 0 PACIFIC PREMIER BANCORP COM 69478X105 1,208 118,000 SH SOLE 118,000 0 0 PNC FINL SVCS GROUP INC COM 693475105 7,732 132,600 SH SOLE 132,600 0 0 PORTER BANCORP INC COM 736233107 277 395,272 SH SOLE 395,272 0 0 PREFERRED BK LOS ANGELES CA COM NEW 740367404 5,291 372,615 SH SOLE 372,615 0 0 REGIONS FINL CORP NEW COM 7591EP100 4,269 598,700 SH SOLE 598,700 0 0 RENASANT CORP COM 75970E107 534 27,900 SH SOLE 27,900 0 0 RIVERVIEW BANCORP INC COM 769397100 1,015 600,775 SH SOLE 600,775 0 0 SIMMONS 1ST NATL CORP CL A$1PAR 828730200 259 10,200 SH SOLE 10,200 0 0 SOUTHWEST BANCORP INC OKLA COM 844767103 2,546 227,352 SH SOLE 227,352 0 0 STERLING BANCORP COM 859158107 2,797 307,000 SH SOLE 307,000 0 0 SUFFOLK BANCORP COM 864739107 4,105 313,359 SH SOLE 313,359 0 0 SYNOVUS FINL CORP COM 87161C105 3,826 1,561,518 SH SOLE 1,561,518 0 0 TCF FINL CORP COM 872275102 2,548 209,700 SH SOLE 209,700 0 0 TFS FINL CORP COM 87240R107 10,228 1,063,225 SH SOLE 1,063,225 0 0 TOWER FINANCIAL CORP COM 891769101 2,501 210,513 SH SOLE 210,513 0 0 WEBSTER FINL CORP CONN COM 947890109 4,624 225,000 SH SOLE 225,000 0 0 WELLS FARGO & CO NEW COM 949746101 6,381 186,700 SH SOLE 186,700 0 0 WILSHIRE BANCORP INC COM 97186T108 2,606 444,000 SH SOLE 444,000 0 0 WINTRUST FINANCIAL CORP COM 97650W108 2,060 56,122 SH SOLE 56,122 0 0 YADKIN VALLEY FINANCIAL CORP COM 984314104 5,985 2,035,698 SH SOLE 2,035,698 0 0