0000919574-13-001009.txt : 20130214 0000919574-13-001009.hdr.sgml : 20130214 20130213185656 ACCESSION NUMBER: 0000919574-13-001009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130213 EFFECTIVENESS DATE: 20130214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001167212 IRS NUMBER: 223408336 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10095 FILM NUMBER: 13605263 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123718300 13F-HR 1 d1353374_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended December 31, 2012 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Needham Investment Management L.L.C. Address: 445 Park Avenue New York, NY 10022 13F File Number: 028-10095 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James W. Giangrasso Title: Chief Financial Officer Phone: (212) 705-0404 Signature, Place and Date of Signing: /s/ James W. Giangrasso New York, New York February 14, 2013 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name None None -------------------------------------------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 227 Form 13F Information Table Value Total: $394,601 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File Number Name -------------------- ----- 1. 028-11515 Needham Emerging Growth Partners L.P. 2. 028-11514 Needham Growth Fund FORM 13F INFORMATION TABLE NEEDHAM INVESTMENT MANAGEMENT LLC DECEMBER 31, 2012

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- --------- ------ --------- -------- --------- ----------- --------- ----- ------- ----- ADVANCED PHOTONIX INC CL A 00754E107 157 333,333 SH SOLE NONE 333,333 0 0 AEROPOSTALE COM 007865108 2,635 202,500 SH SOLE NONE 202,500 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 2,250 55,000 SH DEFINED 2 55,000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 6,873 168,000 SH SOLE NONE 168,000 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 238 171,000 SH DEFINED 1 171,000 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 40 29,000 SH SOLE NONE 29,000 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 1,083 115,000 SH SOLE NONE 115,000 0 0 AMBARELLA INC SHS G037AX101 210 18,800 SH DEFINED 1 18,800 0 0 AMBARELLA INC SHS G037AX101 89 7,952 SH SOLE NONE 7,952 0 0 ANAREN INC COM 032744104 1,945 100,000 SH DEFINED 2 100,000 0 0 ANAREN INC COM 032744104 2,635 135,500 SH DEFINED 1 135,500 0 0 ANAREN INC COM 032744104 5,661 291,050 SH SOLE NONE 291,050 0 0 APPLE INC COM 037833100 2,847 5,350 SH SOLE NONE 5,350 0 0 ARUBA NETWORKS INC COM 043176106 1,659 80,000 SH SOLE NONE 80,000 0 0 ATMI INC COM 00207R101 731 35,000 SH SOLE NONE 35,000 0 0 AVG TECHNOLOGIES N V SHS N07831105 2,097 132,500 SH DEFINED 2 132,500 0 0 AVG TECHNOLOGIES N V SHS N07831105 1,900 120,000 SH DEFINED 1 120,000 0 0 AVG TECHNOLOGIES N V SHS N07831105 2,533 160,000 SH SOLE NONE 160,000 0 0 BECTON DICKINSON & CO COM 075887109 3,597 46,000 SH DEFINED 2 46,000 0 0 BECTON DICKINSON & CO COM 075887109 626 8,000 SH SOLE NONE 8,000 0 0 BOEING CO COM 097023105 5,369 71,250 SH DEFINED 1 71,250 0 0 BOEING CO COM 097023105 2,167 28,750 SH SOLE NONE 28,750 0 0 BOTTOMLINE TECH DEL INC COM 101388106 2,145 81,280 SH SOLE NONE 81,280 0 0 BRIGHTCOVE INC COM 10921T101 494 54,600 SH DEFINED 2 54,600 0 0 BRIGHTCOVE INC COM 10921T101 388 42,900 SH DEFINED 1 42,900 0 0 BRIGHTCOVE INC COM 10921T101 684 75,700 SH SOLE NONE 75,700 0 0 BROOKS AUTOMATION INC COM 114340102 2,415 300,000 SH DEFINED 2 300,000 0 0 BROOKS AUTOMATION INC COM 114340102 1,883 233,860 SH DEFINED 1 233,860 0 0 BROOKS AUTOMATION INC COM 114340102 1,650 204,955 SH SOLE NONE 204,955 0 0 CARBONITE INC COM 141337105 231 25,000 SH SOLE NONE 25,000 0 0 CARMAX INC COM 143130102 5,819 155,000 SH DEFINED 2 155,000 0 0 CARMAX INC COM 143130102 845 22,500 SH SOLE NONE 22,500 0 0 COMCAST CORP NEW CL A 20030N101 2,242 60,000 SH DEFINED 2 60,000 0 0 COMCAST CORP NEW CL A 20030N101 3,736 100,000 SH DEFINED 1 100,000 0 0 CONMED CORP COM 207410101 1,398 50,000 SH DEFINED 2 50,000 0 0 CONMED CORP COM 207410101 1,467 52,500 SH SOLE NONE 52,500 0 0 CONSTANT CONTACT INC COM 210313102 639 45,000 SH SOLE NONE 45,000 0 0 CORNING INC COM 219350105 442 35,000 SH DEFINED 2 35,000 0 0 CORNING INC COM 219350105 169 13,400 SH DEFINED 1 13,400 0 0 CORNING INC COM 219350105 801 63,500 SH SOLE NONE 63,500 0 0 COVIDIEN PLC SHS G2554F113 1,732 30,000 SH DEFINED 2 30,000 0 0 COVIDIEN PLC SHS G2554F113 1,422 24,625 SH DEFINED 1 24,625 0 0 COVIDIEN PLC SHS G2554F113 505 8,750 SH SOLE NONE 8,750 0 0 CRAWFORD & CO CL A 224633206 235 41,677 SH SOLE NONE 41,677 0 0 CRAWFORD & CO CL A 224633206 585 103,780 SH DEFINED 1 103,780 0 0 DEXCOM INC COM 252131107 544 40,000 SH SOLE NONE 40,000 0 0 DICKS SPORTING GOODS INC COM 253393102 1,365 30,000 SH DEFINED 2 30,000 0 0 DICKS SPORTING GOODS INC COM 253393102 682 15,000 SH SOLE NONE 15,000 0 0 E2OPEN INC COM 29788A104 743 52,500 SH SOLE NONE 52,500 0 0 EDWARDS GROUP LTD SPONSORED ADR 281736108 361 59,450 SH DEFINED 1 59,450 0 0 EDWARDS GROUP LTD SPONSORED ADR 281736108 281 46,150 SH SOLE NONE 46,150 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 2,687 270,000 SH DEFINED 2 270,000 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 1,990 200,000 SH DEFINED 1 200,000 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 3,935 395,500 SH SOLE NONE 395,500 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 1,638 86,250 SH DEFINED 2 86,250 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 2,089 110,000 SH DEFINED 1 110,000 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 2,089 110,000 SH SOLE NONE 110,000 0 0 EMULEX CORP COM NEW 292475209 3,139 430,000 SH DEFINED 2 430,000 0 0 EMULEX CORP COM NEW 292475209 765 104,800 SH DEFINED 1 104,800 0 0 EMULEX CORP COM NEW 292475209 5,969 817,700 SH SOLE NONE 817,700 0 0 ENTEGRIS INC COM 29362U104 1,928 210,000 SH DEFINED 2 210,000 0 0 ENTEGRIS INC COM 29362U104 2,111 230,000 SH DEFINED 1 230,000 0 0 ENTEGRIS INC COM 29362U104 2,570 280,000 SH SOLE NONE 280,000 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 3,465 655,000 SH DEFINED 2 655,000 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 799 151,000 SH DEFINED 1 151,000 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 6,858 1,296,500 SH SOLE NONE 1,296,500 0 0 EQUINIX INC COM NEW 29444U502 825 4,000 SH SOLE NONE 4,000 0 0 EXA CORP COM 300614500 268 27,500 SH SOLE NONE 27,500 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 10,800 200,000 SH DEFINED 2 200,000 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 10,530 195,000 SH DEFINED 1 195,000 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 5,697 105,500 SH SOLE NONE 105,500 0 0 FACEBOOK INC CL A 30303M102 334 12,530 SH DEFINED 1 12,530 0 0 FACEBOOK INC CL A 30303M102 140 5,266 SH SOLE NONE 5,266 0 0 FEI CO COM 30241L109 888 16,000 SH SOLE NONE 16,000 0 0 FINANCIAL ENGINES INC COM 317485100 2,219 80,000 SH DEFINED 2 80,000 0 0 FINANCIAL ENGINES INC COM 317485100 2,871 103,500 SH DEFINED 1 103,500 0 0 FINANCIAL ENGINES INC COM 317485100 3,298 118,900 SH SOLE NONE 118,900 0 0 FINISAR CORP COM NEW 31787A507 733 45,000 SH DEFINED 2 45,000 0 0 FINISAR CORP COM NEW 31787A507 603 37,000 SH SOLE NONE 37,000 0 0 FORMFACTOR INC COM 346375108 1,915 420,000 SH DEFINED 2 420,000 0 0 FORMFACTOR INC COM 346375108 1,506 330,350 SH DEFINED 1 330,350 0 0 FORMFACTOR INC COM 346375108 4,343 952,450 SH SOLE NONE 952,450 0 0 FREQUENCY ELECTRS INC COM 358010106 822 100,000 SH SOLE NONE 100,000 0 0 FXCM INC COM CL A 302693106 504 50,000 SH DEFINED 1 50,000 0 0 FXCM INC COM CL A 302693106 302 30,000 SH SOLE NONE 30,000 0 0 GILEAD SCIENCES INC COM 375558103 5,142 70,000 SH DEFINED 2 70,000 0 0 GILEAD SCIENCES INC COM 375558103 1,689 23,000 SH DEFINED 1 23,000 0 0 GILEAD SCIENCES INC COM 375558103 4,187 57,000 SH SOLE NONE 57,000 0 0 GUESS INC COM 401617105 614 25,000 SH SOLE NONE 25,000 0 0 GULFMARK OFFSHORE INC CL A NEW 402629208 189 5,500 SH SOLE NONE 5,500 0 0 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 4,593 265,311 SH DEFINED 1 265,311 0 0 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 2,235 129,090 SH SOLE NONE 129,090 0 0 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 4,387 302,586 SH DEFINED 1 302,586 0 0 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 1,692 116,715 SH SOLE NONE 116,715 0 0 HALLIBURTON CO COM 406216101 173 5,000 SH DEFINED 2 5,000 0 0 HALLIBURTON CO COM 406216101 330 9,500 SH SOLE NONE 9,500 0 0 HEALTHSOUTH CORP COM NEW 421924309 1,478 70,000 SH DEFINED 1 70,000 0 0 HESS CORP COM 42809H107 2,648 50,000 SH DEFINED 2 50,000 0 0 HESS CORP COM 42809H107 2,648 50,000 SH DEFINED 1 50,000 0 0 HESS CORP COM 42809H107 1,721 32,500 SH SOLE NONE 32,500 0 0 HONEYWELL INTL INC COM 438516106 1,269 20,000 SH DEFINED 2 20,000 0 0 HONEYWELL INTL INC COM 438516106 6,347 100,000 SH DEFINED 1 100,000 0 0 HUTCHINSON TECHNOLOGY INC COM 448407106 200 100,000 SH DEFINED 1 100,000 0 0 HUTCHINSON TECHNOLOGY INC COM 448407106 120 60,000 SH SOLE NONE 60,000 0 0 II VI INC COM 902104108 1,608 88,200 SH DEFINED 2 88,200 0 0 II VI INC COM 902104108 1,200 65,800 SH DEFINED 1 65,800 0 0 II VI INC COM 902104108 2,189 120,100 SH SOLE NONE 120,100 0 0 IKANOS COMMUNICATIONS COM 45173E105 305 188,000 SH DEFINED 1 188,000 0 0 IKANOS COMMUNICATIONS COM 45173E105 104 64,500 SH SOLE NONE 64,500 0 0 INTERMOLECULAR INC COM 45882D109 383 43,015 SH DEFINED 1 43,015 0 0 INTERMOLECULAR INC COM 45882D109 163 18,353 SH SOLE NONE 18,353 0 0 IPG PHOTONICS CORP COM 44980X109 333 5,000 SH SOLE NONE 5,000 0 0 JABIL CIRCUIT INC COM 466313103 2,894 150,000 SH DEFINED 2 150,000 0 0 JABIL CIRCUIT INC COM 466313103 4,566 236,700 SH DEFINED 1 236,700 0 0 JABIL CIRCUIT INC COM 466313103 3,827 198,400 SH SOLE NONE 198,400 0 0 KEMET CORP COM NEW 488360207 200 39,666 SH DEFINED 1 39,666 0 0 KVH INDS INC COM 482738101 699 50,000 SH SOLE NONE 50,000 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 3,098 35,763 SH DEFINED 1 35,763 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 548 6,325 SH SOLE NONE 6,325 0 0 LEMAITRE VASCULAR INC COM 525558201 230 40,000 SH SOLE NONE 40,000 0 0 LIBBEY INC COM 529898108 1,374 71,000 SH DEFINED 1 71,000 0 0 LIBBEY INC COM 529898108 561 29,000 SH SOLE NONE 29,000 0 0 LTX-CREDENCE CORP COM NEW 502403207 328 50,000 SH DEFINED 1 50,000 0 0 LTX-CREDENCE CORP COM NEW 502403207 175 26,666 SH SOLE NONE 26,666 0 0 MATTSON TECHNOLOGY INC COM 577223100 42 50,000 SH DEFINED 1 50,000 0 0 MATTSON TECHNOLOGY INC COM 577223100 29 35,000 SH SOLE NONE 35,000 0 0 MAXLINEAR INC CL A 57776J100 269 53,625 SH DEFINED 1 53,625 0 0 MAXLINEAR INC CL A 57776J100 1,337 266,375 SH SOLE NONE 266,375 0 0 MEMC ELECTR MATLS INC COM 552715104 247 77,000 SH DEFINED 1 77,000 0 0 MEMC ELECTR MATLS INC COM 552715104 90 28,000 SH SOLE NONE 28,000 0 0 MERCURY SYS INC COM 589378108 552 60,000 SH SOLE NONE 60,000 0 0 MKS INSTRUMENT INC COM 55306N104 1,740 67,500 SH DEFINED 2 67,500 0 0 MKS INSTRUMENT INC COM 55306N104 1,289 50,000 SH DEFINED 1 50,000 0 0 MKS INSTRUMENT INC COM 55306N104 2,168 84,100 SH SOLE NONE 84,100 0 0 MONSANTO CO NEW COM 61166W101 2,764 29,200 SH DEFINED 1 29,200 0 0 MONSANTO CO NEW COM 61166W101 1,022 10,800 SH SOLE NONE 10,800 0 0 MULTI FINELINE ELECTRONIX IN COM 62541B101 1,516 75,000 SH SOLE NONE 75,000 0 0 NANOMETRICS INC COM 630077105 72 5,000 SH SOLE NONE 5,000 0 0 NATIONAL OILWELL VARCO INC COM 637071101 684 10,000 SH DEFINED 2 10,000 0 0 NATIONAL OILWELL VARCO INC COM 637071101 889 13,000 SH SOLE NONE 13,000 0 0 NEWPORT CORP COM 651824104 1,681 125,000 SH DEFINED 2 125,000 0 0 NEWPORT CORP COM 651824104 2,690 200,000 SH DEFINED 1 200,000 0 0 NEWPORT CORP COM 651824104 2,051 152,500 SH SOLE NONE 152,500 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 1,337 167,500 SH DEFINED 2 167,500 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 1,845 231,250 SH DEFINED 1 231,250 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 2,499 313,200 SH SOLE NONE 313,200 0 0 OAKTREE CAP GROUP LLC UNIT 99/99/9999 674001201 910 20,000 SH DEFINED 2 20,000 0 0 OAKTREE CAP GROUP LLC UNIT 99/99/9999 674001201 1,615 35,500 SH DEFINED 1 35,500 0 0 OAKTREE CAP GROUP LLC UNIT 99/99/9999 674001201 660 14,500 SH SOLE NONE 14,500 0 0 OIL DRI CORP AMER COM 677864100 83 3,000 SH SOLE NONE 3,000 0 0 OMNICELL INC COM 68213N109 397 26,700 SH SOLE NONE 26,700 0 0 ORBOTECH LTD ORD M75253100 847 100,000 SH DEFINED 1 100,000 0 0 ORBOTECH LTD ORD M75253100 381 45,000 SH SOLE NONE 45,000 0 0 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 184 20,000 SH SOLE NONE 20,000 0 0 PDF SOLUTIONS INC COM 693282105 3,727 270,500 SH DEFINED 2 270,500 0 0 PDF SOLUTIONS INC COM 693282105 1,378 100,000 SH DEFINED 1 100,000 0 0 PDF SOLUTIONS INC COM 693282105 7,248 526,000 SH SOLE NONE 526,000 0 0 PHOTRONICS INC COM 719405102 391 65,625 SH DEFINED 1 65,625 0 0 PHOTRONICS INC COM 719405102 2,133 357,875 SH SOLE NONE 357,875 0 0 PLX TECHNOLOGY INC COM 693417107 472 130,000 SH DEFINED 1 130,000 0 0 PLX TECHNOLOGY INC COM 693417107 191 52,500 SH SOLE NONE 52,500 0 0 POWERWAVE TECHNOLOGIES INC COM NEW 739363307 4 14,200 SH DEFINED 1 14,200 0 0 POWERWAVE TECHNOLOGIES INC COM NEW 739363307 2 5,800 SH SOLE NONE 5,800 0 0 PRECISION CASTPARTS CORP COM 740189105 7,577 40,000 SH DEFINED 1 40,000 0 0 PRECISION CASTPARTS CORP COM 740189105 3,788 20,000 SH SOLE NONE 20,000 0 0 QUALCOMM INC COM 747525103 309 5,000 SH DEFINED 2 5,000 0 0 QUINSTREET INC COM 74874Q100 1,042 155,000 SH DEFINED 2 155,000 0 0 QUINSTREET INC COM 74874Q100 2,623 390,393 SH DEFINED 1 390,393 0 0 QUINSTREET INC COM 74874Q100 2,908 432,667 SH SOLE NONE 432,667 0 0 RADISYS CORP COM 750459109 298 100,000 SH DEFINED 1 100,000 0 0 RADISYS CORP COM 750459109 88 29,572 SH SOLE NONE 29,572 0 0 REIS INC COM 75936P105 1,368 105,000 SH SOLE NONE 105,000 0 0 RESPONSYS INC COM 761248103 313 52,500 SH SOLE NONE 52,500 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 627 30,000 SH SOLE NONE 30,000 0 0 SAIC INC COM 78390X101 1,132 100,000 SH DEFINED 1 100,000 0 0 SAIC INC COM 78390X101 396 35,000 SH SOLE NONE 35,000 0 0 SCHLUMBERGER LTD COM 806857108 762 11,000 SH DEFINED 2 11,000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 2,129 70,000 SH DEFINED 2 70,000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 608 20,000 SH DEFINED 1 20,000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 304 10,000 SH SOLE NONE 10,000 0 0 SOUNDBITE COMMUNICATIONS INC COM 836091108 578 200,000 SH DEFINED 2 200,000 0 0 SOUNDBITE COMMUNICATIONS INC COM 836091108 592 205,000 SH DEFINED 1 205,000 0 0 SOUNDBITE COMMUNICATIONS INC COM 836091108 2,731 945,000 SH SOLE NONE 945,000 0 0 STATE STR CORP COM 857477103 1,974 42,000 SH DEFINED 1 42,000 0 0 SUNCOR ENERGY INC NEW COM 867224107 1,665 50,500 SH SOLE NONE 50,500 0 0 SUPER MICRO COMPUTER INC COM 86800U104 3,172 311,000 SH DEFINED 2 311,000 0 0 SUPER MICRO COMPUTER INC COM 86800U104 2,321 227,500 SH DEFINED 1 227,500 0 0 SUPER MICRO COMPUTER INC COM 86800U104 5,727 561,500 SH SOLE NONE 561,500 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 466 22,500 SH SOLE NONE 22,500 0 0 SUPERTEX INC COM 868532102 548 31,200 SH DEFINED 1 31,200 0 0 SUPERTEX INC COM 868532102 535 30,500 SH SOLE NONE 30,500 0 0 SYPRIS SOLUTIONS INC COM 871655106 891 225,000 SH DEFINED 2 225,000 0 0 SYPRIS SOLUTIONS INC COM 871655106 1,079 272,500 SH DEFINED 1 272,500 0 0 SYPRIS SOLUTIONS INC COM 871655106 703 177,500 SH SOLE NONE 177,500 0 0 TESSERA TECHNOLOGIES INC COM 88164L100 1,367 83,100 SH DEFINED 1 83,100 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 7,335 115,000 SH DEFINED 2 115,000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 6,378 100,000 SH DEFINED 1 100,000 0 0 TIFFANY & CO NEW COM 886547108 143 2,500 SH DEFINED 2 2,500 0 0 TIFFANY & CO NEW COM 886547108 407 7,100 SH DEFINED 1 7,100 0 0 TIFFANY & CO NEW COM 886547108 166 2,900 SH SOLE NONE 2,900 0 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 519 107,500 SH DEFINED 2 107,500 0 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 1,208 250,000 SH SOLE NONE 250,000 0 0 TRUE RELIGION APPAREL INC COM 89784N104 763 30,000 SH SOLE NONE 30,000 0 0 TTM TECHNOLOGIES INC COM 87305R109 4,549 495,000 SH SOLE NONE 495,000 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 368 75,000 SH DEFINED 2 75,000 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 2,292 466,800 SH SOLE NONE 466,800 0 0 UNITED CONTL HLDGS INC COM 910047109 1,637 70,000 SH DEFINED 1 70,000 0 0 UNITED CONTL HLDGS INC COM 910047109 701 30,000 SH SOLE NONE 30,000 0 0 VARIAN MED SYS INC COM 92220P105 1,756 25,000 SH DEFINED 2 25,000 0 0 VARIAN MED SYS INC COM 92220P105 2,388 34,000 SH DEFINED 1 34,000 0 0 VARIAN MED SYS INC COM 92220P105 1,932 27,500 SH SOLE NONE 27,500 0 0 VIASAT INC COM 92552V100 4,668 120,000 SH DEFINED 2 120,000 0 0 VIASAT INC COM 92552V100 3,890 100,000 SH DEFINED 1 100,000 0 0 VIASAT INC COM 92552V100 3,793 97,500 SH SOLE NONE 97,500 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 1,967 185,000 SH DEFINED 2 185,000 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 1,063 100,000 SH DEFINED 1 100,000 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 2,392 225,000 SH SOLE NONE 225,000 0 0 VISHAY PRECISION GROUP INC COM 92835K103 78 5,900 SH DEFINED 1 5,900 0 0 VISHAY PRECISION GROUP INC COM 92835K103 36 2,754 SH SOLE NONE 2,754 0 0 VOLCANO CORPORATION COM 928645100 378 16,000 SH SOLE NONE 16,000 0 0 WAGEWORKS INC COM 930427109 623 35,000 SH DEFINED 2 35,000 0 0 WAGEWORKS INC COM 930427109 1,011 56,800 SH DEFINED 1 56,800 0 0 WAGEWORKS INC COM 930427109 1,926 108,200 SH SOLE NONE 108,200 0 0 WALTER ENERGY INC COM 93317Q105 395 11,000 SH DEFINED 2 11,000 0 0 WALTER ENERGY INC COM 93317Q105 718 20,000 SH SOLE NONE 20,000 0 0 WPX ENERGY INC COM 98212B103 528 35,500 SH DEFINED 1 35,500 0 0 WPX ENERGY INC COM 98212B103 216 14,500 SH SOLE NONE 14,500 0 0

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