0001011438-13-000130.txt : 20130214 0001011438-13-000130.hdr.sgml : 20130214 20130214160413 ACCESSION NUMBER: 0001011438-13-000130 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ANGELO GORDON & CO., L.P. CENTRAL INDEX KEY: 0000860662 IRS NUMBER: 133478879 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02616 FILM NUMBER: 13613523 BUSINESS ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 BUSINESS PHONE: 212.692.2010 MAIL ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 FORMER COMPANY: FORMER CONFORMED NAME: ANGELO GORDON & CO LP/NY DATE OF NAME CHANGE: 19990402 13F-HR 1 form_13f-angelo.txt --------------------------- [ OMB APPROVAL ] [-------------------------] [OMB Number: 3235-0006] [Expires: July 31, 2015] [Estimated average burden ] [hours per response...23.5] --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Angelo, Gordon & Co., L.P. Address: 245 Park Avenue, 26th Floor New York, New York 10167 Form 13F File Number: 028-02616 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kirk P. Wickman Title: Chief Administrative Officer Phone: 212-692-2010 Signature, Place, and Date of Signing: /s/ Kirk P. Wickman New York, New York February 14, 2013 -------------------- ------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 51 ----------- Form 13F Information Table Value Total: $1,112,422 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- ----------------------- ------- None. Angelo, Gordon & Co., L.P. Form 13F Information Table Quarter ended December 31, 2012

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS or SH/ PUT/ INVE OTH VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISC MAN SOLE SHARED NONE ------------------------- --------------- --------- ---------- ----------- --- ---- ---- ---- ---------- ------ ---- AG MTG INVT TR INC COM 001228105 $ 9,392 400,000 SH SOLE 400,000 AK STL CORP NOTE 5.000%11/1 001546AP5 $ 7,425 6,600,000 PRN SOLE 6,600,000 AIRTRAN HLDGS INC NOTE 5.250%11/0 00949PAD0 $ 29,718 23,093,000 PRN SOLE 23,093,000 ALLEGHENY TECHNOLOGIES INC COM 01741R102 $ 2,930 96,500 SH SOLE 96,500 ALLIANCE DATA SYSTEMS CORP NOTE 4.750% 5/1 018581AC2 $ 70,228 22,927,000 PRN SOLE 22,927,000 AMERICAN CAP MTG INVT CORP COM 02504A104 $ 14,769 626,611 SH SOLE 626,611 ARBITRON INC COM 03875Q108 $ 4,276 91,600 SH CALL SOLE 91,600 CNO FINL GROUP INC DBCV 7.000%12/3 12621EAC7 $ 9,062 5,102,000 PRN SOLE 5,102,000 CNO FINL GROUP INC DBCV 7.000%12/3 12621EAE3 $ 2,520 1,419,000 PRN SOLE 1,419,000 CEMEX SAB DE CV NOTE 3.750% 3/1 151290BC6 $ 55,108 48,500,000 PRN SOLE 48,500,000 CENTRAL EUROPEAN MEDIA NOTE 5.000%11/1 153443AH9 $ 40,241 44,100,000 PRN SOLE 44,100,000 CHIQUITA BRANDS INTL INC NOTE 4.250% 8/1 170032AT3 $ 5,655 6,500,000 PRN SOLE 6,500,000 CINEDIGM DIGITAL CINEMA CORP COM 172407108 $ 1,929 1,377,613 SH SOLE 1,377,613 CLEAR CHANNEL OUTDOOR HLDGS CL A 18451C109 $ 10,141 1,444,633 SH SOLE 1,444,633 CLEARWIRE CORP NEW CL A 18538Q105 $ 8,670 3,000,000 SH SOLE 3,000,000 COVENTRY HEALTH CARE INC COM 222862104 $ 13,028 290,600 SH CALL SOLE 290,600 CYMER INC COM 232572107 $ 29,724 328,700 SH SOLE 328,700 DENDREON CORP NOTE 2.875% 1/1 24823QAC1 $ 8,683 11,500,000 PRN SOLE 11,500,000 FAIRPOINT COMMUNICATIONS INC COM NEW 305560302 $ 40,752 5,128,325 SH SOLE 5,128,325 FIDELITY NATIONAL FINANCIAL NOTE 4.250% 8/1 31620RAE5 $ 10,614 8,300,000 PRN SOLE 8,300,000 GILEAD SCIENCES INC NOTE 1.00% 5/0 375558AN3 $ 90,951 55,500,000 PRN SOLE 55,500,000 HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 $ 15,216 7,500,000 PRN SOLE 7,500,000 HORSEHEAD HLDG CORP NOTE 3.800% 7/0 440694AB3 $ 1,451 1,500,000 PRN SOLE 1,500,000 INCYTE CORP NOTE 4.750%10/0 45337CAJ1 $ 20,524 10,333,000 PRN SOLE 10,333,000 INTEL CORP SDCV 3.250% 8/0 458140AF7 $ 23,438 20,000,000 PRN SOLE 20,000,000 JINKOSOLAR HLDG CO LTD NOTE 4.000% 5/1 47759TAA8 $ 4,417 10,500,000 PRN SOLE 10,500,000 LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 $ 57,171 39,394,000 PRN SOLE 39,394,000 MCMORAN EXPLORATION CO COM 582411104 $ 19,260 1,200,000 SH SOLE 1,200,000 METROPCS COMMUNICATIONS INC COM 591708102 $ 34,790 3,500,000 SH SOLE 3,500,000 MYLAN INC NOTE 3.750% 9/1 628530AJ6 $ 18,068 8,500,000 PRN SOLE 8,500,000 NEXEN INC COM 65334H102 $ 4,041 150,000 SH CALL SOLE 150,000 OMNICOM GROUP INC NOTE 7/3 681919AV8 $ 7,525 4,065,600 PRN SOLE 4,065,600 ONYX PHARMACEUTICALS INC NOTE 4.000% 8/1 683399AB5 $ 20,244 10,000,000 PRN SOLE 10,000,000 PLAINS EXPL& PRODTN CO COM 726505100 $ 14,082 300,000 SH SOLE 300,000 PULSE ELECTRONICS CORP NOTE 7.000%12/1 74586WAA4 $ 3,441 5,000,000 PRN SOLE 5,000,000 QUAD / GRAPHICS INC COM CL A 747301109 $ 44,922 2,203,161 SH SOLE 2,203,161 RLJ ENTMT INC COM 74965F104 $ 2,361 472,103 SH SOLE 472,103 SPDR S&P 500 ETF TR TR UNIT 78462F103 $ 28,482 200,000 SH PUT SOLE 200,000 SANOFI RIGHT 12/31/2020 80105N113 $ 5,878 3,457,600 SH SOLE 3,457,600 SCHOOL SPECIALTY INC SDCV 3.750%11/3 807863AM7 $ 4,261 8,500,000 PRN SOLE 8,500,000 SHAW GROUP INC COM 820280105 $ 37,288 800,000 SH SOLE 800,000 SOLARFUN POWER HOLDINGS CO L NOTE 3.500% 1/1 83415UAB4 $ 3,800 5,000,000 PRN SOLE 5,000,000 SPRINT NEXTEL CORP COM SER 1 852061100 $ 12,758 2,250,000 SH SOLE 2,250,000 THOMPSON CREEK METALS CO INC UNIT 99/99/9999 884768300 $ 9,639 450,000 SH SOLE 450,000 TIME WARNER TELECOM INC DBCV 2.375% 4/0 887319AC5 $ 20,612 15,066,000 PRN SOLE 15,066,000 TRINITY INDS INC COM 896522109 $ 996 27,800 SH SOLE 27,800 TRIUMPH GROUP INC NEW NOTE 2.625%10/0 896818AB7 $ 46,068 19,200,000 PRN SOLE 19,200,000 UAL CORP NOTE 6.000%10/1 902549AJ3 $ 57,208 20,770,000 PRN SOLE 20,770,000 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 $ 17,658 14,000,000 PRN SOLE 14,000,000 VIRGIN MEDIA INC NOTE 6.500%11/1 92769LAB7 $ 76,974 37,400,000 PRN SOLE 37,400,000 WESCO INTL INC DBCV 6.000% 9/1 95082PAH8 $ 34,033 13,737,000 PRN SOLE 13,737,000 Total Fair Market Value (in thousands): $1,112,422