0001144204-13-007136.txt : 20130208 0001144204-13-007136.hdr.sgml : 20130208 20130208165114 ACCESSION NUMBER: 0001144204-13-007136 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130208 DATE AS OF CHANGE: 20130208 EFFECTIVENESS DATE: 20130208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Global X Management CO LLC CENTRAL INDEX KEY: 0001432354 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14399 FILM NUMBER: 13587567 BUSINESS ADDRESS: STREET 1: Dechert LLP STREET 2: 1775 I Street NW CITY: Washington STATE: DC ZIP: 20006 MAIL ADDRESS: STREET 1: Dechert LLP STREET 2: 1775 I Street NW CITY: Washington STATE: DC ZIP: 20006 13F-HR 1 v334459_13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Global X Management Company LLC Address: 623 Fifth Avenue, 15th Floor New York, NY 10022 Form 13F File Number: 028-14399 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Bruno del Ama Title: CEO Phone: (212) 644-6440 Signature, Place, and Date of Signing: /s/ Bruno del Ama New York, NY February 8, 2013 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 319 Form 13F Information Table Value Total: $436,803 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE

Voting Authority Value Shares/ Sh/ Put/ Invstmt Other ----------------------- Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ----------------------------- --------------- --------- -------- --------- --- ---- ------- -------- -------- ------ ----- 21VIANET GROUP INC SPONSORED ADR 90138A103 72 7,531 SH SOLE 7,531 - - 3M CO COM 88579Y101 27 287 SH SOLE 287 - - ABBOTT LABS COM 002824100 30 457 SH SOLE 457 - - ACCESS MIDSTREAM PARTNERS L UNIT 00434L109 697 20,770 SH SOLE 20,770 - - AGRIUM INC COM 008916108 33 329 SH SOLE 329 - - ALEXCO RESOURCE CORP COM 01535P106 2,316 648,832 SH SOLE 648,832 - - ALLIANCE RES PARTNER L P UT LTD PART 01877R108 317 5,453 SH SOLE 5,453 - - ALLIED NEVADA GOLD CORP COM 019344100 199 6,613 SH SOLE 6,613 - - ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 24 2,599 SH SOLE 2,599 - - ALPHA NATURAL RESOURCES INC COM 02076X102 71 7,297 SH SOLE 7,297 - - ALTRIA GROUP INC COM 02209S103 22 715 SH SOLE 715 - - AMAZON COM INC COM 023135106 27 106 SH SOLE 106 - - AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 32 1,377 SH SOLE 1,377 - - AMERICAN CAPITAL AGENCY CORP COM 02503X105 1,842 63,651 SH SOLE 63,651 - - AMERICAN EXPRESS CO COM 025816109 24 419 SH SOLE 419 - - AMERICAN INTL GROUP INC COM NEW 026874784 57 1,609 SH SOLE 1,609 - - AMERICAN TOWER CORP NEW COM 03027X100 70 903 SH SOLE 903 - - AMERIGAS PARTNERS L P UNIT L P INT 030975106 645 16,646 SH SOLE 16,646 - - AMGEN INC COM 031162100 32 365 SH SOLE 365 - - ANGIES LIST INC COM 034754101 147 12,246 SH SOLE 12,246 - - ANGLOGOLD ASHANTI HLDGS FIN MAND BD CV 13 03512Q206 147 3,929 SH SOLE 3,929 - - ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 197 6,274 SH SOLE 6,274 - - ANNALY CAP MGMT INC COM 035710409 1,690 120,402 SH SOLE 120,402 - - ANWORTH MORTGAGE ASSET CP COM 037347101 1,675 289,833 SH SOLE 289,833 - - APCO OIL & GAS INTERNATIONAL SHS G0471F109 34 2,794 SH SOLE 2,794 - - APPLE INC COM 037833100 50 94 SH SOLE 94 - - ARCH COAL INC COM 039380100 51 7,005 SH SOLE 7,005 - - ARCHER DANIELS MIDLAND CO COM 039483102 42 1,540 SH SOLE 1,540 - - ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 309 25,857 SH SOLE 25,857 - - ARMOUR RESIDENTIAL REIT INC COM 042315101 1,799 277,976 SH SOLE 277,976 - - ASIAINFO-LINKAGE INC COM 04518A104 104 9,610 SH SOLE 9,610 - - AT&T INC COM 00206R102 23 692 SH SOLE 692 - - ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 387 12,248 SH SOLE 12,248 - - AUGUSTA RES CORP COM NEW 050912203 466 190,211 SH SOLE 190,211 - - AUTONAVI HLDGS LTD SPONSORED ADR 05330F106 23 2,054 SH SOLE 2,054 - - BAIDU INC SPON ADR REP A 056752108 230 2,291 SH SOLE 2,291 - - BANCO BRADESCO S A SP ADR PFD NEW 059460303 397 22,849 SH SOLE 22,849 - - BANCO DE CHILE SPONSORED ADR 059520106 273 2,824 SH SOLE 2,824 - - BANCO MACRO SA SPON ADR B 05961W105 143 7,858 SH SOLE 7,858 - - BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 388 53,322 SH SOLE 53,322 - - BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 252 8,859 SH SOLE 8,859 - - BANCOLOMBIA S A SPON ADR PREF 05968L102 22,469 337,472 SH SOLE 337,472 - - BANK OF AMERICA CORPORATION COM 060505104 34 2,970 SH SOLE 2,970 - - BARCLAYS BANK PLC ADR PFD SR 5 06739H362 188 7,394 SH SOLE 7,394 - - BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 83 3,277 SH SOLE 3,277 - - BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 98 3,907 SH SOLE 3,907 - - BBVA BANCO FRANCES S A SPONSORED ADR 07329M100 64 12,726 SH SOLE 12,726 - - BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 28 312 SH SOLE 312 - - BGC PARTNERS INC CL A 05541T101 1,031 298,113 SH SOLE 298,113 - - BHP BILLITON LTD SPONSORED ADR 088606108 48 614 SH SOLE 614 - - BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 619 24,873 SH SOLE 24,873 - - BOEING CO COM 097023105 25 328 SH SOLE 328 - - BOSTON PROPERTIES INC COM 101121101 71 671 SH SOLE 671 - - BP PLC SPONSORED ADR 055622104 33 803 SH SOLE 803 - - BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 1,248 59,132 SH SOLE 59,132 - - BRISTOL MYERS SQUIBB CO COM 110122108 25 778 SH SOLE 778 - - BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1,072 23,608 SH SOLE 23,608 - - CANADIAN PAC RY LTD COM 13645T100 40 392 SH SOLE 392 - - CAPSTEAD MTG CORP COM NO PAR 14067E506 1,637 142,746 SH SOLE 142,746 - - CATERPILLAR INC DEL COM 149123101 19 212 SH SOLE 212 - - CBRE GROUP INC CL A 12504L109 40 2,018 SH SOLE 2,018 - - CELANESE CORP DEL COM SER A 150870103 41 916 SH SOLE 916 - - CENTURY ALUM CO COM 156431108 18 1,998 SH SOLE 1,998 - - CENTURYLINK INC COM 156700106 1,948 49,791 SH SOLE 49,791 - - CF INDS HLDGS INC COM 125269100 1,310 6,446 SH SOLE 6,446 - - CHANGYOU COM LTD ADS REP CL A 15911M107 57 2,181 SH SOLE 2,181 - - CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 220 10,339 SH SOLE 10,339 - - CHEVRON CORP NEW COM 166764100 47 439 SH SOLE 439 - - CHIMERA INVT CORP COM 16934Q109 1,724 660,445 SH SOLE 660,445 - - CHINA BAK BATTERY INC COM NEW 16936Y209 663 417,211 SH SOLE 417,211 - - CISCO SYS INC COM 17275R102 24 1,244 SH SOLE 1,244 - - CIT GROUP INC COM NEW 125581801 34 877 SH SOLE 877 - - CITIGROUP INC COM NEW 172967424 32 801 SH SOLE 801 - - CLOUD PEAK ENERGY INC COM 18911Q102 38 1,940 SH SOLE 1,940 - - COCA COLA CO COM 191216100 27 733 SH SOLE 733 - - COCA COLA HELLENIC BTTLG CO SPONSORED ADR 1912EP104 4,014 170,318 SH SOLE 170,318 - - COEUR D ALENE MINES CORP IDA COM NEW 192108504 14,893 605,412 SH SOLE 605,412 - - COMCAST CORP NEW CL A 20030N101 28 761 SH SOLE 761 - - COMMONWEALTH REIT COM SH BEN INT 203233101 1,446 91,274 SH SOLE 91,274 - - COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 1,770 39,879 SH SOLE 39,879 - - COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 1,096 26,112 SH SOLE 26,112 - - COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 1,046 12,518 SH SOLE 12,518 - - COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 494 45,447 SH SOLE 45,447 - - COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 197 12,849 SH SOLE 12,849 - - COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 999 169,350 SH SOLE 169,350 - - COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 101 3,185 SH SOLE 3,185 - - COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 415 11,551 SH SOLE 11,551 - - CONSOLIDATED COMM HLDGS INC COM 209034107 1,577 99,066 SH SOLE 99,066 - - CORPBANCA SPONSORED ADR 21987A209 90 4,448 SH SOLE 4,448 - - COSAN LTD SHS A G25343107 1,484 85,715 SH SOLE 85,715 - - CPFL ENERGIA S A SPONSORED ADR 126153105 1,228 58,589 SH SOLE 58,589 - - CREDICORP LTD COM G2519Y108 302 2,061 SH SOLE 2,061 - - CRESUD S A C I F Y A SPONSORED ADR 226406106 74 8,925 SH SOLE 8,925 - - CREXUS INVT CORP COM 226553105 2,083 170,014 SH SOLE 170,014 - - CROWN CASTLE INTL CORP COM 228227104 36 494 SH SOLE 494 - - CUMULUS MEDIA INC CL A 231082108 42 15,838 SH SOLE 15,838 - - CVS CAREMARK CORPORATION COM 126650100 29 600 SH SOLE 600 - - CYS INVTS INC COM 12673A108 1,779 150,660 SH SOLE 150,660 - - CYTEC INDS INC COM 232820100 34 495 SH SOLE 495 - - DELPHI AUTOMOTIVE PLC SHS G27823106 42 1,099 SH SOLE 1,099 - - DEMAND MEDIA INC COM 24802N109 130 14,008 SH SOLE 14,008 - - DISNEY WALT CO COM DISNEY 254687106 25 506 SH SOLE 506 - - DONNELLEY R R & SONS CO COM 257867101 1,270 141,142 SH SOLE 141,142 - - E M C CORP MASS COM 268648102 19 752 SH SOLE 752 - - EBAY INC COM 278642103 23 459 SH SOLE 459 - - ECOPETROL S A SPONSORED ADS 279158109 25,570 428,530 SH SOLE 428,530 - - EDUCATION MGMT CORP NEW COM 28140M103 50 11,320 SH SOLE 11,320 - - EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 1,211 32,758 SH SOLE 32,758 - - EMBOTELLADORA ANDINA S A SPON ADR B 29081P303 53 1,397 SH SOLE 1,397 - - EMBRAER S A SP ADR REP 4 COM 29082A107 420 14,737 SH SOLE 14,737 - - EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 314 6,433 SH SOLE 6,433 - - ENBRIDGE ENERGY PARTNERS L P COM 29250R106 1,156 41,429 SH SOLE 41,429 - - ENDEAVOUR SILVER CORP COM 29258Y103 9,149 1,159,615 SH SOLE 1,159,615 - - ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 33 733 SH SOLE 733 - - ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 1,226 28,555 SH SOLE 28,555 - - ENERSIS S A SPONSORED ADR 29274F104 224 12,316 SH SOLE 12,316 - - ENTERPRISE PRODS PARTNERS L COM 293792107 1,130 22,566 SH SOLE 22,566 - - EQUITY RESIDENTIAL SH BEN INT 29476L107 66 1,162 SH SOLE 1,162 - - ERICSSON L M TEL CO ADR B SEK 10 294821608 1508 149316 SH SOLE 149316 0 0 EV ENERGY PARTNERS LP COM UNITS 26926V107 525 9,287 SH SOLE 9,287 - - EXIDE TECHNOLOGIES COM NEW 302051206 3,489 1,020,254 SH SOLE 1,020,254 - - EXXON MOBIL CORP COM 30231G102 47 538 SH SOLE 538 - - F M C CORP COM NEW 302491303 14,227 243,115 SH SOLE 243,115 - - FACEBOOK INC CL A 30303M102 1,581 59,352 SH SOLE 59,352 - - FIBRIA CELULOSE S A SP ADR REP COM 31573A109 731 64,293 SH SOLE 64,293 - - FIDELITY NATIONAL FINANCIAL CL A 31620R105 37 1,573 SH SOLE 1,573 - - FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 3,125 121,674 SH SOLE 121,674 - - FRANKLIN STREET PPTYS CORP COM 35471R106 1,919 155,849 SH SOLE 155,849 - - FREEPORT-MCMORAN COPPER & GO COM 35671D857 1,187 34,721 SH SOLE 34,721 - - FRONTIER COMMUNICATIONS CORP COM 35906A108 1,899 443,624 SH SOLE 443,624 - - GAFISA S A SPONS ADR 362607301 622 133,756 SH SOLE 133,756 - - GAMESTOP CORP NEW CL A 36467W109 35 1,382 SH SOLE 1,382 - - GENERAL ELECTRIC CO COM 369604103 28 1,319 SH SOLE 1,319 - - GENERAL GROWTH PPTYS INC NEW COM 370023103 69 3,486 SH SOLE 3,486 - - GENESIS ENERGY L P UNIT LTD PARTN 371927104 562 15,741 SH SOLE 15,741 - - GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 460 70,129 SH SOLE 70,129 - - GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 200 16,014 SH SOLE 16,014 - - GOLD RESOURCE CORP COM 38068T105 130 8,423 SH SOLE 8,423 - - GOLDCORP INC NEW COM 380956409 120 3,260 SH SOLE 3,260 - - GOLDEN MINERALS CO COM 381119106 2,060 448,749 SH SOLE 448,749 - - GOOGLE INC CL A 38259P508 591 833 SH SOLE 833 - - GROUPON IN COM CL A 399473107 489 100,200 SH SOLE 100,200 - - GRUPO FINANCIERO GALICIA S A SP ADR 10 SH B 399909100 112 16,908 SH SOLE 16,908 - - HARMONY GOLD MNG LTD SPONSORED ADR 413216300 195 21721 SH SOLE 21721 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 39 1,735 SH SOLE 1,735 - - HARTFORD FINL SVCS GROUP INC DEP CONV PFD 416515708 111 5,358 SH SOLE 5,358 - - HATTERAS FINL CORP COM 41902R103 1,705 68,712 SH SOLE 68,712 - - HCP INC COM 40414L109 70 1,550 SH SOLE 1,550 - - HECLA MNG CO COM 422704106 16,158 2,771,542 SH SOLE 2,771,542 - - HOME DEPOT INC COM 437076102 29 461 SH SOLE 461 - - HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 1,382 47,816 SH SOLE 47,816 - - HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 1,756 74,988 SH SOLE 74,988 - - HUDSON PAC PPTYS INC COM 444097109 40 1,922 SH SOLE 1,922 - - INERGY L P UNIT LTD PTNR 456615103 491 27,006 SH SOLE 27,006 - - INTEL CORP COM 458140100 19 922 SH SOLE 922 - - INTERNATIONAL BUSINESS MACHS COM 459200101 25 131 SH SOLE 131 - - INTREPID POTASH INC COM 46121Y102 1,386 65,121 SH SOLE 65,121 - - INVESCO MORTGAGE CAPITAL INC COM 46131B100 2,437 123,621 SH SOLE 123,621 - - INVESTORS REAL ESTATE TR SH BEN INT 461730103 2,144 245,642 SH SOLE 245,642 - - IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 47 6,769 SH SOLE 6,769 - - ISOFTSTONE HLDGS LTD SPONSORED ADS 46489B108 40 9,297 SH SOLE 9,297 - - ITAU UNIBANCO BANCO HLDG SA SPON ADR REP PFD 465562106 408 24,813 SH SOLE 24,813 - - JA SOLAR HOLDINGS CO LTD SPON ADR REP5ORD 466090206 12 2,806 SH SOLE 2,806 - - JIVE SOFTWARE INC COM 47760A108 210 14,435 SH SOLE 14,435 - - JOHNSON & JOHNSON COM 478160104 26 375 SH SOLE 375 - - JPMORGAN CHASE & CO COM 46625H100 69 1,564 SH SOLE 1,564 - - KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 1,179 14,772 SH SOLE 14,772 - - KRAFT FOODS GROUP INC COM 50076Q106 43 941 SH SOLE 941 - - LATAM AIRLS GROUP S A SPONSORED ADR 51817R106 396 16,798 SH SOLE 16,798 - - LDK SOLAR CO LTD SPONSORED ADR 50183L107 19 13,167 SH SOLE 13,167 - - LIBERTY MEDIA CORPORATION LIB CAP COM A 530322106 36 312 SH SOLE 312 - - LIFE TECHNOLOGIES CORP COM 53217V109 34 688 SH SOLE 688 - - LINKEDIN CORP COM CL A 53578A108 1,238 10,779 SH SOLE 10,779 - - LOCKHEED MARTIN CORP COM 539830109 34 367 SH SOLE 367 - - MAG SILVER CORP COM 55903Q104 8,223 799,080 SH SOLE 799,080 - - MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1,248 28,902 SH SOLE 28,902 - - MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 47 2,983 SH SOLE 2,983 - - MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 1,137 22,296 SH SOLE 22,296 - - MASTERCARD INC CL A 57636Q104 22 45 SH SOLE 45 - - MBIA INC COM 55262C100 37 4,659 SH SOLE 4,659 - - MCDONALDS CORP COM 580135101 22 251 SH SOLE 251 - - MCEWEN MNG INC COM 58039P107 8,398 2,192,648 SH SOLE 2,192,648 - - MEDICAL PPTYS TRUST INC COM 58463J304 2,328 194,613 SH SOLE 194,613 - - MEETME INC COM 585141104 22 6,416 SH SOLE 6,416 - - MERCADOLIBRE INC COM 58733R102 520 6,624 SH SOLE 6,624 - - MERCK & CO INC NEW COM 58933Y105 26 643 SH SOLE 643 - - MFA FINANCIAL INC COM 55272X102 2,080 256,423 SH SOLE 256,423 - - MICROSOFT CORP COM 594918104 55 2,047 SH SOLE 2,047 - - MOLYCORP INC DEL COM 608753109 24 2,544 SH SOLE 2,544 - - MONDELEZ INTL INC CL A 609207105 17 648 SH SOLE 648 - - MONSANTO CO NEW COM 61166W101 52 551 SH SOLE 551 - - MOSAIC CO NEW COM 61945C103 1,488 26,271 SH SOLE 26,271 - - MOTOROLA SOLUTIONS INC COM NEW 620076307 37 668 SH SOLE 668 - - NATIONAL BK GREECE S A SPN ADR REP 1 SH 633643606 1,955 1,092,330 SH SOLE 1,092,330 - - NATIONSTAR MTG HLDGS INC COM 63861C109 39 1,265 SH SOLE 1,265 - - NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 253 13,639 SH SOLE 13,639 - - NETEASE COM INC SPONSORED ADR 64110W102 410 9,630 SH SOLE 9,630 - - NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 2,262 116,403 SH SOLE 116,403 - - NEWS CORP CL A 65248E104 35 1,381 SH SOLE 1,381 - - NEWS CORP CL B 65248E203 36 1,355 SH SOLE 1,355 - - NOKIA CORP SPONSORED ADR 654902204 787 199,354 SH SOLE 199,354 - - NORTEK INC COM NEW 656559309 38 574 SH SOLE 574 - - NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 463 146,415 SH SOLE 146,415 - - NOVAGOLD RES INC COM NEW 66987E206 1,722 381,795 SH SOLE 381,795 - - NOVO-NORDISK A S ADR 670100205 3,491 21,390 SH SOLE 21,390 - - NUSTAR ENERGY LP UNIT COM 67058H102 838 19,728 SH SOLE 19,728 - - NUTRI SYS INC NEW 0 67069D108 85 10,365 SH SOLE 10,365 - - NXP SEMICONDUCTORS N V COM N6596X109 37 1,420 SH SOLE 1,420 - - OI S.A. SPN ADR REP PFD 670851203 487 121,359 SH SOLE 121,359 - - OMEGA HEALTHCARE INVS INC COM 681936100 2,067 86,674 SH SOLE 86,674 - - ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 1,124 20,821 SH SOLE 20,821 - - ORACLE CORP COM 68389X105 29 858 SH SOLE 858 - - OWENS ILL INC COM NEW 690768403 36 1,714 SH SOLE 1,714 - - P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 946 25,605 SH SOLE 25,605 - - PAMPA ENERGIA S A SPONS ADR LVL I 697660207 43 12,473 SH SOLE 12,473 - - PAN AMERICAN SILVER CORP COM 697900108 28,720 1,533,353 SH SOLE 1,533,353 - - PANDORA MEDIA INC COM 698354107 308 33,552 SH SOLE 33,552 - - PARAMOUNT GOLD & SILVER CORP COM 69924P102 1,664 717,088 SH SOLE 717,088 - - PDL BIOPHARMA INC COM 69329Y104 2,144 304,054 SH SOLE 304,054 - - PEPSICO INC COM 713448108 26 379 SH SOLE 379 - - PETROBRAS ARGENTINA S A SPONS ADR 71646J109 91 19,163 SH SOLE 19,163 - - PETROCHINA CO LTD SPONSORED ADR 71646E100 45 316 SH SOLE 316 - - PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 41 2,129 SH SOLE 2,129 - - PFIZER INC COM 717081103 29 1,163 SH SOLE 1,163 - - PHILIP MORRIS INTL INC COM 718172109 28 334 SH SOLE 334 - - PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 267 4,358 SH SOLE 4,358 - - PIONEER NAT RES CO COM 723787107 33 312 SH SOLE 312 - - PITNEY BOWES INC COM 724479100 1,172 110,186 SH SOLE 110,186 - - PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1,216 26,881 SH SOLE 26,881 - - POTASH CORP SASK INC COM 73755L107 39 963 SH SOLE 963 - - PROCTER & GAMBLE CO COM 742718109 26 386 SH SOLE 386 - - PUBLIC STORAGE COM 74460D109 72 498 SH SOLE 498 - - PVR PARTNERS L P COM UNIT REPTG L 693665101 599 23,061 SH SOLE 23,061 - - QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 132 4,440 SH SOLE 4,440 - - QUAD / GRAPHICS INC COM CL A 747301109 47 2,299 SH SOLE 2,299 - - QUALCOMM INC COM 747525103 26 414 SH SOLE 414 - - RANDGOLD RES LTD ADR 752344309 208 2,092 SH SOLE 2,092 - - REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 759 35,008 SH SOLE 35,008 - - RENREN INC SPONSORED ADR 759892102 133 38,677 SH SOLE 38,677 - - RIO TINTO PLC SPONSORED ADR 767204100 49 838 SH SOLE 838 - - ROCKWOOD HLDGS INC COM 774415103 6,206 125,474 SH SOLE 125,474 - - ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 209 8,759 SH SOLE 8,759 - - ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 102 4,447 SH SOLE 4,447 - - ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 80 3,463 SH SOLE 3,463 - - ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 46 671 SH SOLE 671 - - RTI INTL METALS INC COM 74973W107 25 921 SH SOLE 921 - - SABRA HEALTH CARE REIT INC COM 78573L106 2,166 99,713 SH SOLE 99,713 - - SCHLUMBERGER LTD COM 806857108 22 315 SH SOLE 315 - - SCOTTS MIRACLE GRO CO CL A 810186106 1,375 31,214 SH SOLE 31,214 - - SEABRIDGE GOLD INC COM 811916105 2,377 132,269 SH SOLE 132,269 - - SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 37 1,139 SH SOLE 1,139 - - SHIP FINANCE INTERNATIONAL L SHS G81075106 2,751 165,450 SH SOLE 165,450 - - SILVER STD RES INC COM 82823L106 16,159 1,085,240 SH SOLE 1,085,240 - - SILVER WHEATON CORP COM 828336107 41,729 1,156,563 SH SOLE 1,156,563 - - SILVERCORP METALS INC COM 82835P103 11,319 2,210,787 SH SOLE 2,210,787 - - SIMON PPTY GROUP INC NEW COM 828806109 64 406 SH SOLE 406 - - SKY-MOBI LTD SPONSORED ADS 83084G109 3 1,257 SH SOLE 1,257 - - SLM CORP COM 78442P106 33 1,929 SH SOLE 1,929 - - SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 11,996 208,112 SH SOLE 208,112 - - SOHU COM INC COM 83408W103 131 2,770 SH SOLE 2,770 - - SOUTHERN COPPER CORP COM 84265V105 2,071 54,711 SH SOLE 54,711 - - SPECTRA ENERGY PARTNERS LP COM 84756N109 291 9,316 SH SOLE 9,316 - - SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 39 2,299 SH SOLE 2,299 - - SPREADTRUM COMMUNICATIONS IN ADR 849415203 105 5,938 SH SOLE 5,938 - - STARWOOD PPTY TR INC COM 85571B105 2,150 93,626 SH SOLE 93,626 - - STATOIL ASA SPONSORED ADR 85771P102 1,586 63,321 SH SOLE 63,321 - - STILLWATER MNG CO COM 86074Q102 46 3,577 SH SOLE 3,577 - - SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 558 14,355 SH SOLE 14,355 - - SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 813 16,341 SH SOLE 16,341 - 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