0001422107-13-000008.txt : 20130212
0001422107-13-000008.hdr.sgml : 20130212
20130212160326
ACCESSION NUMBER: 0001422107-13-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130212
DATE AS OF CHANGE: 20130212
EFFECTIVENESS DATE: 20130212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lombard Odier Asset Management (USA) Corp
CENTRAL INDEX KEY: 0001491719
IRS NUMBER: 061603711
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13939
FILM NUMBER: 13597178
BUSINESS ADDRESS:
STREET 1: 888 7TH AVENUE, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10106
BUSINESS PHONE: 212-295-6200
MAIL ADDRESS:
STREET 1: 888 7TH AVENUE, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10106
13F-HR
1
lombardlux13f2012q4.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Lombard Odier Asset Management (USA) Corp
Address: 888 7th Avenue
11th Floor
New York, New York 10106
Form 13F File Number: 28-13939
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Laura Keeler
Title: Authorized Signatory
Phone: (212) 295-6145
Signature, Place, and Date of Signing:
/s/ Laura Keeler
--------------------------- New York, New York February 12, 2013
Laura Keeler
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
28-13013 1798 Global Partners (Cayman Islands) Ltd
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 109
Form 13F Information Table Value Total: $735,489
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH PUT/ INVEST OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCR MANAGERS SOLE SHARED NONE
---------------------------- -------------- --------- -------- ------- --- ---- ------ --------- ---------- --------- -----
ABERCROMBIE & FITCH CO CL A 002896207 9,229 192,400 SH DEFINED 0 192,400
ADVANTAGE OIL & GAS LTD COM 00765F101 1,056 330,000 SH DEFINED 0 330,000
ALPHA NATURAL RESOURCES INC COM 02076X102 584 60,000 SH DEFINED 0 60,000
AMAZON COM INC COM 023135106 12,883 51,300 SH DEFINED 0 51,300
AMERICAN CAP LTD COM 02503Y103 3,618 301,486 SH DEFINED 0 301,486
ANADARKO PETE CORP COM 032511107 15,977 215,000 SH CALL DEFINED 0 215,000
ANADARKO PETE CORP COM 032511107 37,187 500,425 SH DEFINED 0 500,425
ANNIES INC COM 03600T104 6,859 205,164 SH DEFINED 0 205,164
APACHE CORP COM 037411105 2,355 30,000 SH CALL DEFINED 0 30,000
APACHE CORP COM 037411105 22,882 291,494 SH DEFINED 0 291,494
AVIS BUDGET GROUP COM 053774105 4,803 242,330 SH DEFINED 0 242,330
BEAZER HOMES USA INC COM NEW 07556Q881 4,640 274,700 SH DEFINED 0 274,700
BELO CORP COM SER A 080555105 4,340 565,900 SH DEFINED 0 565,900
BERRY PETE CO CL A 085789105 503 15,000 SH DEFINED 0 15,000
BON-TON STORES INC COM 09776J101 13,059 1,077,494 SH DEFINED 0 1,077,494
BPZ RESOURCES INC COM 055639108 4,243 1,347,000 SH DEFINED 0 1,347,000
BRE PROPERTIES INC CL A 05564E106 5,058 99,500 SH DEFINED 0 99,500
BUFFALO WILD WINGS INC COM 119848109 7,464 102,500 SH DEFINED 0 102,500
CABOT OIL & GAS CORP COM 127097103 5,442 109,400 SH DEFINED 0 109,400
CAL DIVE INTL INC DEL COM 12802T101 4,259 2,461,700 SH DEFINED 0 2,461,700
CALLON PETE CO DEL COM 13123X102 1,248 265,491 SH DEFINED 0 265,491
CANADIAN NAT RES LTD COM 136385101 630 22,000 SH DEFINED 0 22,000
CANADIAN NATL RY CO COM 136375102 452 5,000 SH DEFINED 0 5,000
CANADIAN PAC RY LTD COM 13645T100 404 4,000 SH DEFINED 0 4,000
CARTER INC COM 146229109 7,140 128,300 SH DEFINED 0 128,300
CHEVRON CORP NEW COM 166764100 6,488 60,000 SH PUT DEFINED 0 60,000
CONCHO RES INC COM 20605P101 3,021 37,500 SH DEFINED 0 37,500
CONSOL ENERGY INC COM 20854P109 1,926 60,000 SH CALL DEFINED 0 60,000
CONTANGO OIL & GAS COMPANY COM NEW 21075N204 1,659 39,170 SH DEFINED 0 39,170
CONTINENTAL RESOURCES INC COM 212015101 4,916 66,900 SH DEFINED 0 66,900
COSTCO WHSL CORP NEW COM 22160K105 7,600 76,950 SH DEFINED 0 76,950
DENBURY RES INC COM NEW 247916208 2,610 161,100 SH DEFINED 0 161,100
DEVON ENERGY CORP NEW COM 25179M103 1,405 27,000 SH CALL DEFINED 0 27,000
DEVON ENERGY CORP NEW COM 25179M103 11,430 219,643 SH DEFINED 0 219,643
DOMINOS PIZZA INC COM 25754A201 9,494 218,000 SH DEFINED 0 218,000
DRESSER-RAND GROUP INC COM 261608103 1,720 30,643 SH DEFINED 0 30,643
DRIL-QUIP INC COM 262037104 877 12,000 SH DEFINED 0 12,000
DRYSHIPS INC. NOTE 5.000%12/0 262498AB4 788 1,000,000 PRN DEFINED 0 1,000,000
EAGLE MATERIALS INC COM 26969P108 13,508 230,900 SH DEFINED 0 230,900
EBAY INC COM 278642103 9,816 192,400 SH DEFINED 0 192,400
ELONG INC SPONSORED ADR 290138205 1,765 119,000 SH DEFINED 0 119,000
EOG RES INC COM 26875P101 11,934 98,800 SH DEFINED 0 98,800
EQT CORP COM 26884L109 6,842 116,000 SH DEFINED 0 116,000
EXPEDIA INC DEL COM NEW 30212P303 9,457 153,900 SH DEFINED 0 153,900
EXXON MOBIL CORP COM 30231G102 25,965 300,000 SH PUT DEFINED 0 300,000
FAIRPOINT COMMUNICATIONS INC COM NEW 305560302 12,650 1,593,149 SH DEFINED 0 1,593,149
FELCOR LODGING TR INC COM 31430F101 9,980 2,136,963 SH DEFINED 0 2,136,963
FOSSIL INC COM 349882100 14,328 153,900 SH DEFINED 0 153,900
FX ENERGY INC COM 302695101 1,969 479,089 SH DEFINED 0 479,089
GENERAL MTRS CO COM 37045V100 14,340 497,400 SH CALL DEFINED 0 497,400
GRAN TIERRA ENERGY INC COM 38500T101 11,091 2,016,600 SH DEFINED 0 2,016,600
HALCON RES CORP COM NEW 40537Q209 477 69,000 SH DEFINED 0 69,000
HALLIBURTON CO COM 406216101 9,846 283,823 SH DEFINED 0 283,823
HARLEY DAVIDSON INC COM 412822108 3,131 64,100 SH DEFINED 0 64,100
HELMERICH & PAYNE INC COM 423452101 7,727 137,949 SH DEFINED 0 137,949
HOMEAWAY INC COM 43739Q100 4,231 192,300 SH DEFINED 0 192,300
HOWARD HUGHES CORP COM 44267D107 10,592 145,050 SH DEFINED 0 145,050
INTEROIL CORP COM 460951106 12,505 225,200 SH PUT DEFINED 0 225,200
ISHARES TR S&P GBL ENER 464287341 268 7,000 SH DEFINED 0 7,000
KODIAK OIL & GAS CORP COM 50015Q100 1,770 200,000 SH DEFINED 0 200,000
LUFKIN INDS INC COM 549764108 581 10,000 SH DEFINED 0 10,000
MARATHON PETE CORP COM 56585A102 819 13,000 SH DEFINED 0 13,000
MARRIOTT VACATIONS WRLDWDE C COM 57164Y107 12,614 302,700 SH DEFINED 0 302,700
MEAD JOHNSON NUTRITION CO COM 582839106 5,074 77,000 SH DEFINED 0 77,000
MIDSTATES PETE CO INC COM 59804T100 827 119,966 SH DEFINED 0 119,966
MONSTER BEVERAGE CORP COM 611740101 4,072 77,000 SH DEFINED 0 77,000
MOVADO GROUP INC COM 624580106 7,477 243,700 SH DEFINED 0 243,700
NEWFIELD EXPL CO COM 651290108 1,283 47,900 SH DEFINED 0 47,900
NEXEN INC COM 65334H102 2,664 100,000 SH DEFINED 0 100,000
NIKE INC CL B 654106103 3,963 76,800 SH DEFINED 0 76,800
NOBLE ENERGY INC COM 655044105 20,008 196,655 SH DEFINED 0 196,655
NORTEK INC COM NEW 656559309 17,293 261,029 SH DEFINED 0 261,029
OCCIDENTAL PETE CORP DEL COM 674599105 1,532 20,000 SH CALL DEFINED 0 20,000
OCCIDENTAL PETE CORP DEL COM 674599105 22,807 297,701 SH DEFINED 0 297,701
OWENS CORNING NEW COM 690742101 11,389 307,900 SH DEFINED 0 307,900
PHILLIPS 66 COM 718546104 797 15,000 SH DEFINED 0 15,000
PIONEER NAT RES CO COM 723787107 2,065 19,376 SH DEFINED 0 19,376
PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH0 8,938 5,000,000 PRN DEFINED 0 5,000,000
PLAINS EXPL& PRODTN CO COM 726505100 1,314 28,000 SH DEFINED 0 28,000
QEP RES INC COM 74733V100 1,977 65,300 SH DEFINED 0 65,300
RALPH LAUREN CORP CL A 751212101 7,691 51,300 SH DEFINED 0 51,300
RANGE RES CORP COM 75281A109 3,883 61,800 SH DEFINED 0 61,800
REALOGY HLDGS CORP COM 75605Y106 11,300 269,300 SH DEFINED 0 269,300
SCHLUMBERGER LTD COM 806857108 8,045 116,103 SH DEFINED 0 116,103
SELECT SECTOR SPDR TR SBI-INT-ENERGY 81369Y506 14,284 200,000 SH CALL DEFINED 0 200,000
SHERWIN WILLIAMS CO COM 824348106 13,813 89,800 SH DEFINED 0 89,800
SM ENERGY CO COM 78454L100 6,840 131,000 SH DEFINED 0 131,000
SOTHEBYS COM 835898107 5,174 153,900 SH DEFINED 0 153,900
SOUTHWESTERN ENERGY CO COM 845467109 6,654 199,151 SH DEFINED 0 199,151
SPDR S&P 500 ETF TR TR UNIT 78462F103 14,241 100,000 SH PUT DEFINED 0 100,000
SPIRIT AIRLS INC COM 848577102 335 18,900 SH DEFINED 0 18,900
STARBUCKS CORP COM 855244109 6,879 128,300 SH DEFINED 0 128,300
TALISMAN ENERGY INC COM 87425E103 4,613 410,000 SH DEFINED 0 410,000
TEXAS ROADHOUSE INC COM 882681109 1,724 102,600 SH DEFINED 0 102,600
TIFFANY & CO NEW COM 886547108 5,889 102,700 SH DEFINED 0 102,700
TOTAL S A SPONSORED ADR 89151E109 3,121 60,000 SH DEFINED 0 60,000
TRACTOR SUPPLY CO COM 892356106 10,188 115,300 SH DEFINED 0 115,300
TRIPADVISOR INC COM 896945201 9,147 218,002 SH DEFINED 0 218,002
U S AIRWAYS GROUP INC COM 90341W108 2,807 207,900 SH DEFINED 0 207,900
URBAN OUTFITTERS INC COM 917047102 7,065 179,500 SH DEFINED 0 179,500
VALERO ENERGY CORP NEW COM 91913Y100 10,338 303,000 SH DEFINED 0 303,000
VERSO PAPER CORP COM 92531L108 900 841,118 SH DEFINED 0 841,118
VISTEON CORP COM NEW 92839U206 1,448 26,900 SH DEFINED 0 26,900
WALTER ENERGY INC COM 93317Q105 3,911 109,000 SH CALL DEFINED 0 109,000
WALTER ENERGY INC COM 93317Q105 7,635 212,800 SH DEFINED 0 212,800
WHIRLPOOL CORP COM 963320106 9,137 89,800 SH DEFINED 0 89,800
WHITING PETE CORP NEW COM 966387102 4,949 114,100 SH DEFINED 0 114,100
WILLIAMS COS INC DEL COM 969457100 426 13,000 SH DEFINED 0 13,000
WPX ENERGY INC COM 98212B103 1,123 75,500 SH DEFINED 0 75,500