0001208646-13-000014.txt : 20130115 0001208646-13-000014.hdr.sgml : 20130115 20130115092224 ACCESSION NUMBER: 0001208646-13-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130115 DATE AS OF CHANGE: 20130115 EFFECTIVENESS DATE: 20130115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alliance Trust PLC CENTRAL INDEX KEY: 0001424606 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13036 FILM NUMBER: 13529342 BUSINESS ADDRESS: STREET 1: 8 WEST MARKETGAIT CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1QN BUSINESS PHONE: 44 1382 306062 MAIL ADDRESS: STREET 1: 8 WEST MARKETGAIT CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1QN 13F-HR 1 c107814.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 ----------------- Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Alliance Trust PLC Address: 8 West Marketgait Dundee, Scotland DD1 1QN United Kingdom Form 13F File Number: 28-13036 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ian Anderson Title: Assistant Secretary Phone: +44 1382 321238 Signature, Place, and Date of Signing: /s/ Ian Anderson Dundee, Scotland, United Kingdom January 15, 2013 ------------------------- -------------------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 35 Form 13F Information Table Value Total: $1,327,450 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. FORM 13F INFORMATION TABLE Alliance Trust Holdings as at 12/31/12

---------------------------------------------------------------------------------------------------------------------------------- INVEST- TITLE MENT OF VALUE VALUE SHRS OR SH / PUT / DISCRE- OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$) (X$1000) PRN AMT PRN CALL TION MANAGERS SOLE SHARED NONE ---------------------------------------------------------------------------------------------------------------------------------- ACCENTURE PLC CLS'A'USD0.0000225 EQUITY B4BNMY3 16,791,250 16,791 252,500 SH SOLE NONE 252,500 AMER TOWER CORP COM NEW USD0.01 EQUITY B7FBFL2 58,161,720 58,162 753,000 SH SOLE NONE 753,000 AMERISOURCEBERGEN COM STK USD0.01 EQUITY 2795393 27,045,965 27,046 626,354 SH SOLE NONE 626,354 AMGEN INC COM USD0.0001 EQUITY 2023607 35,317,150 35,317 409,000 SH SOLE NONE 409,000 APACHE CORP COM USD0.625 EQUITY 2043962 16,206,826 16,207 206,509 SH SOLE NONE 206,509 APPLE INC COM NPV EQUITY 2046251 52,443,837 52,444 98,390 SH SOLE NONE 98,390 BAIDU INC ADS EACH REP 0.10 ORD CLS'A EQUITY B0FXT17 15,635,211 15,635 155,900 SH SOLE NONE 155,900 BORG WARNER INC COM USD0.01 EQUITY 2111955 33,288,976 33,289 464,800 SH SOLE NONE 464,800 CONVERT- BPZ RESOURCES INC IBLE 6.5% NTS 01/03/15 USD BOND 2BTBMK3 11,037,226 11,037 12,448,000 SH SOLE NONE 12,448,000 CERNER CORP COM USD0.01 EQUITY 2185284 28,738,626 28,739 370,200 SH SOLE NONE 370,200 COACH INC COM USD0.01 EQUITY 2646015 46,292,576 46,293 833,800 SH SOLE NONE 833,800 CUMMINS INC COM USD2.50 EQUITY 2240202 28,051,815 28,052 258,900 SH SOLE NONE 258,900 CVS CAREMARK CORP COM STK USD0.01 EQUITY 2577609 53,835,810 53,836 1,113,000 SH SOLE NONE 1,113,000 DANAHER CORP COM USD0.01 EQUITY 2250870 44,657,712 44,658 798,600 SH SOLE NONE 798,600 DAVITA HEALTHCARE COM USD0.001 EQUITY 2898087 26,517,600 26,518 240,000 SH SOLE NONE 240,000 ENTERPRISE PRODS P COM UNITS REP LIM PART INT EQUITY 2285388 62,575,000 62,575 1,250,000 SH SOLE NONE 1,250,000 EXPRESS SCRIPTS HO COM USD0.01 EQUITY B7QQYV9 54,460,044 54,460 1,008,893 SH SOLE NONE 1,008,893 GOOGLE INC COM USD0.001 CL'A' EQUITY B020QX2 26,455,398 26,455 37,300 SH SOLE NONE 37,300 INTEROIL CORP COM NPV EQUITY B02SJF9 23,300,823 23,301 419,986 SH SOLE NONE 419,986 MARSH & MCLENNAN COM USD1 EQUITY 2567741 20,210,790 20,211 586,500 SH SOLE NONE 586,500 MATTEL INC COM USD1 EQUITY 2572303 47,025,545 47,026 1,284,500 SH SOLE NONE 1,284,500 MICROSOFT CORP COM USD0.00000625 EQUITY 2588173 36,548,150 36,548 1,367,820 SH SOLE NONE 1,367,820 MONSANTO COM STK USD0.01 EQUITY 2654320 31,755,075 31,755 335,500 SH SOLE NONE 335,500 MOSAIC CO COM USD0.01 EQUITY B3NPHP6 23,570,538 23,571 416,220 SH SOLE NONE 416,220 OCEANEERING INTL COM USD0.25 EQUITY 2655583 31,905,269 31,905 593,145 SH SOLE NONE 593,145 PFIZER INC COM USD0.05 EQUITY 2684703 94,222,986 94,223 3,755,400 SH SOLE NONE 3,755,400 PHILIP MORRIS INTL COM STK NPV EQUITY B2PKRQ3 45,948,945 45,949 549,300 SH SOLE NONE 549,300 PLUM CREEK TMBR CO COM USD0.01 EQUITY 2692397 23,031,570 23,032 519,431 SH SOLE NONE 519,431 PRAXAIR INC COM USD0.01 EQUITY 2699291 29,338,398 29,338 268,200 SH SOLE NONE 268,200 QUALCOMM INC COM USD0.0001 EQUITY 2714923 86,195,396 86,195 1,389,800 SH SOLE NONE 1,389,800 UNION PACIFIC CORP COM USD2.50 EQUITY 2914734 27,358,306 27,358 217,613 SH SOLE NONE 217,613 UTD TECHNOLOGIES COM USD1 EQUITY 2915500 75,752,637 75,753 923,700 SH SOLE NONE 923,700 VERIZON COMMUN COM USD0.10 EQUITY 2090571 15,603,060 15,603 360,681 SH SOLE NONE 360,681 VISA INC COM STK USD0.0001 EQUITY B2PZN04 37,025,781 37,026 244,443 SH SOLE NONE 244,443 WELLS FARGO & CO COM USD1 2/3 EQUITY 2649100 41,144,367 41,144 1,202,700 SH SOLE NONE 1,202,700 ------------ 1,327,450.38 ============