0001047142-12-000005.txt : 20121126 0001047142-12-000005.hdr.sgml : 20121126 20121126152412 ACCESSION NUMBER: 0001047142-12-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121126 DATE AS OF CHANGE: 20121126 EFFECTIVENESS DATE: 20121126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNITY TRUST & INVESTMENT CO CENTRAL INDEX KEY: 0001047142 IRS NUMBER: 611251178 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06540 FILM NUMBER: 121224275 BUSINESS ADDRESS: STREET 1: 1544 WINCHESTER AVE CITY: ASHLAND STATE: KY ZIP: 40507 BUSINESS PHONE: 6063895308 MAIL ADDRESS: STREET 1: 100 EAST VINE CITY: LEXINGTON STATE: KY ZIP: 40507 FORMER COMPANY: FORMER CONFORMED NAME: TRUST CO OF KENTUCKY N A DATE OF NAME CHANGE: 19990326 13F-HR 1 ctic13f-0912.txt 13F-HR 9/28/12 0001047142 by5iw#ym NONE SANDRA PAYNE (859)389-5308 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: 9/28/12 CHECK HERE IF AMENDMENT ( ); AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE.): ( ) IS A RESTATEMENT. ( ) ADDS NEW HOLDINGS ENTRIES INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: NAME: CHRIS MENG */INVESTMENT MANAGER NAM ADDRESS: TRUST COMPANY OF KENTUCKY */IN 100 E VINE ST SUITE 501 */IN LEXINGTON */IN, KY 40507 13F FILE NUMBER: 28-06540 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: SANDRA K PAYNE TITLE: VICE PRESIDENT PHONE: (859)389-5308 SIGNATURE,PLACE,AND DATE OF SIGNING: SANDRA K PAYNE LEXINGTON, KY 10/5/12 REPORT TYPE (CHECK ONLY ONE.): ( X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 121 FORM 13F INFORMATION TABLE VALUE TOTAL: $397,576 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COMMON STOCK 002824100 8660 126313 SH SOLE 125963 0 350 ABBOTT LABS COMMON STOCK 002824100 395 5760 SH OTHER 2510 3250 0 ALPHA NATURAL RESOURCES, INC. COMMON STOCK 02076X102 4029 613298 SH SOLE 574865 0 38433 ALPHA NATURAL RESOURCES, INC. COMMON STOCK 02076X102 126 19250 SH OTHER 4500 14750 0 ANNALY CAPITAL MANAGEMENT REIT COMMON STOCK 035710409 5611 333187 SH SOLE 331587 0 1600 ANNALY CAPITAL MANAGEMENT REIT COMMON STOCK 035710409 135 8000 SH OTHER 1000 7000 0 APPLE INC COMMON STOCK 037833100 1783 2673 SH SOLE 2673 0 0 ARCH COAL INC COMMON STOCK 039380100 101 15950 SH SOLE 15950 0 0 ARCHER DANIELS MIDLAND CO COMMON STOCK 039483102 3956 145555 SH SOLE 145555 0 0 ARCHER DANIELS MIDLAND CO COMMON STOCK 039483102 60 2225 SH OTHER 1925 300 0 AT & T INC COMMON STOCK 00206R102 8005 212339 SH SOLE 211439 0 900 AT & T INC COMMON STOCK 00206R102 261 6925 SH OTHER 2875 4050 0 BANK AMER CORP COMMON STOCK 060505104 3333 377474 SH SOLE 375374 0 2100 BANK AMER CORP COMMON STOCK 060505104 124 14050 SH OTHER 3450 10600 0 BB & T CORP COMMON STOCK 054937107 470 14175 SH SOLE 14175 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 556 16475 SH SOLE 16475 0 0 BROWN FORMAN CORP CL A COMMON STOCK 115637100 53 850 SH SOLE 850 0 0 BROWN FORMAN CORP CL A COMMON STOCK 115637100 281 4500 SH OTHER 0 4500 0 CHEVRON CORPORATION COMMON STOCK 166764100 2154 18476 SH SOLE 18476 0 0 CHEVRON CORPORATION COMMON STOCK 166764100 4 35 SH OTHER 35 0 0 CISCO SYSTEMS INC COMMON STOCK 17275R102 7297 382117 SH SOLE 380517 0 1600 CISCO SYSTEMS INC COMMON STOCK 17275R102 258 13525 SH OTHER 5025 8500 0 COCA COLA CO COMMON STOCK 191216100 1251 32992 SH SOLE 31592 0 1400 COCA COLA CO COMMON STOCK 191216100 190 5000 SH OTHER 2600 2400 0 COMMUNITY TRUST BANCORP INC COMMON STOCK 204149108 53860 1515697 SH SOLE 1462964 0 52733 COMMUNITY TRUST BANCORP INC COMMON STOCK 204149108 3002 84478 SH OTHER 0 0 84478 CONOCOPHILLIPS COMMON STOCK 20825C104 7665 134054 SH SOLE 133954 0 100 CONOCOPHILLIPS COMMON STOCK 20825C104 280 4900 SH OTHER 2050 2850 0 DUKE ENERGY CORP COMMON STOCK 26441C204 1134 17503 SH SOLE 17503 0 0 DUKE ENERGY CORP COMMON STOCK 26441C204 52 804 SH OTHER 804 0 0 ENTERPRISE PRODS PARTNERS LP COMMON STOCK 293792107 402 7500 SH SOLE 7500 0 0 EXXON MOBIL CORP COMMON STOCK 30231G102 12224 133670 SH SOLE 133070 0 600 EXXON MOBIL CORP COMMON STOCK 30231G102 517 5653 SH OTHER 3303 2350 0 FEDEX CORPORATION COMMON STOCK 31428X106 1797 21240 SH SOLE 21240 0 0 FEDEX CORPORATION COMMON STOCK 31428X106 72 845 SH OTHER 645 200 0 FIRST HORIZON NATIONAL CORP COMMON STOCK 320517105 3503 363790 SH SOLE 362040 0 1750 FIRST HORIZON NATIONAL CORP COMMON STOCK 320517105 104 10825 SH OTHER 2375 8450 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 12545 552379 SH SOLE 549779 0 2600 GENERAL ELECTRIC CORP COMMON STOCK 369604103 435 19175 SH OTHER 9475 9700 0 GENERAL MOTORS CO COMMON STOCK 37045V100 10991 483105 SH SOLE 480605 0 2500 GENERAL MOTORS CO COMMON STOCK 37045V100 391 17200 SH OTHER 6200 11000 0 GOOGLE INC CL A COMMON STOCK 38259P508 4885 6475 SH SOLE 6435 0 40 GOOGLE INC CL A COMMON STOCK 38259P508 124 165 SH OTHER 165 0 0 HARTFORD FINL SVCS GROUP INC COMMON STOCK 416515104 10059 517450 SH SOLE 515650 0 1800 HARTFORD FINL SVCS GROUP INC COMMON STOCK 416515104 394 20265 SH OTHER 7715 12550 0 HEINZ H J CO COMMON STOCK 423074103 1854 33140 SH SOLE 33140 0 0 HEINZ H J CO COMMON STOCK 423074103 131 2350 SH OTHER 950 1400 0 HOME DEPOT INC COMMON STOCK 437076102 155 2575 SH SOLE 2575 0 0 HOME DEPOT INC COMMON STOCK 437076102 134 2225 SH OTHER 2225 0 0 INTEL CORP COMMON STOCK 458140100 1178 51982 SH SOLE 51982 0 0 INTERNATIONAL BUSINESS MACHINE COMMON STOCK 459200101 139 670 SH SOLE 670 0 0 INTERNATIONAL BUSINESS MACHINE COMMON STOCK 459200101 181 872 SH OTHER 200 600 72 JOHNSON & JOHNSON COMMON STOCK 478160104 11338 164535 SH SOLE 163535 0 1000 JOHNSON & JOHNSON COMMON STOCK 478160104 367 5325 SH OTHER 2425 2900 0 JP MORGAN CHASE & CO COMMON STOCK 46625H100 13893 343198 SH SOLE 342898 0 300 JP MORGAN CHASE & CO COMMON STOCK 46625H100 397 9795 SH OTHER 3895 5900 0 KINDER MORGAN ENERGY PARTNERS COMMON STOCK 494550106 371 4500 SH SOLE 4500 0 0 KRAFT FOODS INC CL A COMMON STOCK 50075N104 6109 147735 SH SOLE 146735 0 1000 KRAFT FOODS INC CL A COMMON STOCK 50075N104 187 4525 SH OTHER 925 3600 0 LEAR CORP COMMON STOCK 521865204 6814 180318 SH SOLE 179718 0 600 LEAR CORP COMMON STOCK 521865204 264 6975 SH OTHER 2725 4250 0 MEDTRONIC INC COMMON STOCK 585055106 6195 143660 SH SOLE 143260 0 400 MEDTRONIC INC COMMON STOCK 585055106 236 5475 SH OTHER 1175 4300 0 MICROSOFT CORP COMMON STOCK 594918104 10028 336965 SH SOLE 335265 0 1700 MICROSOFT CORP COMMON STOCK 594918104 341 11450 SH OTHER 4700 6750 0 NATURAL RESOURCE PARTNERS LP COMMON STOCK 63900P103 512 24679 SH SOLE 24179 0 500 OAKTREE CAPITAL GROUP LLC COMMON STOCK 674001201 2317 56515 SH SOLE 56115 0 400 OAKTREE CAPITAL GROUP LLC COMMON STOCK 674001201 99 2425 SH OTHER 425 2000 0 OCCIDENTAL PETE CORP COMMON STOCK 674599105 629 7305 SH SOLE 7305 0 0 OCCIDENTAL PETE CORP COMMON STOCK 674599105 3 35 SH OTHER 35 0 0 ORION ENERGY SYSTEMS INC COMMON STOCK 686275108 25 12500 SH SOLE 12500 0 0 PEPSICO INC COMMON STOCK 713448108 8674 122562 SH SOLE 122112 0 450 PEPSICO INC COMMON STOCK 713448108 233 3290 SH OTHER 790 2500 0 PFIZER INC COMMON STOCK 717081103 544 21897 SH SOLE 21897 0 0 PHILLIPS 66 COMMON STOCK 718546104 1526 32911 SH SOLE 32861 0 50 PHILLIPS 66 COMMON STOCK 718546104 27 590 SH OTHER 465 125 0 PLUM CREEK TIMBER CO INC COM COMMON STOCK 729251108 352 8022 SH SOLE 8022 0 0 PNC FINANCIAL SERVICES GROUP COMMON STOCK 693475105 321 5095 SH SOLE 4795 0 300 PROCTER & GAMBLE COMPANY COMMON STOCK 742718109 12627 182050 SH SOLE 181300 0 750 PROCTER & GAMBLE COMPANY COMMON STOCK 742718109 421 6065 SH OTHER 3065 3000 0 STATE STREET CORP COMMON STOCK 857477103 7002 166870 SH SOLE 166220 0 650 STATE STREET CORP COMMON STOCK 857477103 293 6985 SH OTHER 2735 4250 0 STRYKER CORP COMMON STOCK 863667101 8564 153855 SH SOLE 153155 0 700 STRYKER CORP COMMON STOCK 863667101 306 5500 SH OTHER 2350 3150 0 SUNTRUST BANKS INC COMMON STOCK 867914103 3644 128885 SH SOLE 128260 0 625 SUNTRUST BANKS INC COMMON STOCK 867914103 110 3875 SH OTHER 850 3025 0 TARGET CORP COMMON STOCK 87612E106 7008 110410 SH SOLE 109910 0 500 TARGET CORP COMMON STOCK 87612E106 257 4050 SH OTHER 1600 2450 0 UNITED PARCEL SVC INC CL B COMMON STOCK 911312106 7316 102217 SH SOLE 101567 0 650 UNITED PARCEL SVC INC CL B COMMON STOCK 911312106 227 3175 SH OTHER 675 2500 0 US BANCORP NEW COMMON STOCK 902973304 815 23765 SH SOLE 23265 0 500 US BANCORP NEW COMMON STOCK 902973304 3 100 SH OTHER 100 0 0 VERA BRADLEY INC COMMON STOCK 92335C106 3925 164590 SH SOLE 163590 0 1000 VERA BRADLEY INC COMMON STOCK 92335C106 118 4935 SH OTHER 1235 3700 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 1895 41574 SH SOLE 41574 0 0 VISA INC COMMON STOCK 92826C839 5772 42982 SH SOLE 42582 0 400 VISA INC COMMON STOCK 92826C839 237 1765 SH OTHER 565 1200 0 WALMART STORES INC COMMON STOCK 931142103 6045 81905 SH SOLE 81305 0 600 WALMART STORES INC COMMON STOCK 931142103 277 3750 SH OTHER 1600 2150 0 WELLS FARGO & CO COMMON STOCK 949746101 8919 258284 SH SOLE 257384 0 900 WELLS FARGO & CO COMMON STOCK 949746101 342 9910 SH OTHER 4760 5150 0 YUM! BRANDS INC COMMON STOCK 988498101 1329 20030 SH SOLE 20030 0 0 YUM! BRANDS INC COMMON STOCK 988498101 3 50 SH OTHER 50 0 0 3M CO COMMON STOCK 88579Y101 9634 104242 SH SOLE 103767 0 475 3M CO COMMON STOCK 88579Y101 321 3475 SH OTHER 1375 2100 0 ACCENTURE PLC CL A COMMON STOCK G1151C101 2597 37085 SH SOLE 37085 0 0 ACCENTURE PLC CL A COMMON STOCK G1151C101 82 1175 SH OTHER 1025 150 0 COVIDIEN PLC COMMON STOCK G2554F113 9739 163898 SH SOLE 163148 0 750 COVIDIEN PLC COMMON STOCK G2554F113 359 6050 SH OTHER 2700 3350 0 ING GROEP NV ADR COMMON STOCK 456837103 83 10497 SH SOLE 0 0 10497 KONINKLIJKE PHILIPS ELECTRS NV COMMON STOCK 500472303 9314 397200 SH SOLE 393945 0 3255 KONINKLIJKE PHILIPS ELECTRS NV COMMON STOCK 500472303 263 11200 SH OTHER 2700 8500 0 LLOYDS BANKING GROUP PLC-SPONS COMMON STOCK 539439109 76 30411 SH SOLE 0 0 30411 NOVARTIS AG SPONSORED ADR COMMON STOCK 66987V109 10144 165590 SH SOLE 164235 0 1355 NOVARTIS AG SPONSORED ADR COMMON STOCK 66987V109 364 5950 SH OTHER 2450 3500 0 SANOFI SPONS ADR COMMON STOCK 80105N105 10138 235449 SH SOLE 232115 0 3334 SANOFI SPONS ADR COMMON STOCK 80105N105 283 6575 SH OTHER 1675 4900 0 TOTAL S.A. SPONS ADR COMMON STOCK 89151E109 8169 163060 SH SOLE 161065 0 1995 TOTAL S.A. SPONS ADR COMMON STOCK 89151E109 214 4275 SH OTHER 1075 3200 0 UNILEVER N V -NY SHARES COMMON STOCK 904784709 8943 252045 SH SOLE 250150 0 1895 UNILEVER N V -NY SHARES COMMON STOCK 904784709 293 8250 SH OTHER 3350 4900 0