0000919574-12-006512.txt : 20121115
0000919574-12-006512.hdr.sgml : 20121115
20121115092825
ACCESSION NUMBER: 0000919574-12-006512
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121115
DATE AS OF CHANGE: 20121115
EFFECTIVENESS DATE: 20121115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCOPIA FUND MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001279150
IRS NUMBER: 300711986
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11096
FILM NUMBER: 121207177
BUSINESS ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-370-0303
MAIL ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: SCOPIA MANAGEMENT INC
DATE OF NAME CHANGE: 20040206
13F-HR
1
d1334669_13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended September 30, 2012
Check here if Amendment: | |; Amendment Number:
This Amendment (Check only one): | | is a restatement
|_| adds new holding entries.
Institutional Manager Filing this Report:
Name: Scopia Fund Management, LLC
Address: 152 West 57th St.
New York, New York 10019
13F File Number: 028-11096
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jeremy Mindich
Title: Managing Director
Phone: (212) 370-0303
Signature, Place and Date of Signing:
/s/ Jeremy Mindich New York, New York November 15, 2012
----------------------- -------------------------- ----------------------
[Signature] [City, State] [Date]
Report Type: (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report).
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting managers(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 45
Form 13F Information Table Value Total: $2,790,088
(in thousands)
List of Other Included Managers: None
FORM 13F INFORMATION TABLE
September 30, 2012
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE
-------------- -------------- ----- ------- ------- --- ---- ---------- ----- ---- ------ ----
ACME PACKET INC COM 004764106 33220 1942661 SH Sole 1942661
ACORDA THERAPEUTICS INC COM 00484m106 3834 149707 SH Sole 149707
AEROFLEX HLDG CORP COM 007767106 9776 1474573 SH Sole 1474573
AMERICAN SUPERCONDUCTOR CORP COM 030111108 968 233253 SH Sole 233253
ARUBA NETWORKS INC COM 043176106 28086 1249100 SH PUT Sole 1249100
CATERPILLAR INC DEL COM 149123101 80525 935900 SH PUT Sole 935900
CATERPILLAR INC DEL COM 149123101 80525 935900 SH PUT Sole 935900
CATERPILLAR INC DEL COM 149123101 73074 849300 SH PUT Sole 849300
CISCO SYS INC COM 17275r102 86749 4543001 SH Sole 4543001
CISCO SYS INC COM 17275r102 30754 1610600 SH CALL Sole 1610600
CISCO SYS INC COM 17275r102 18923 991000 SH CALL Sole 991000
COACH INC COM 189754104 7570 135138 SH Sole 135138
CORRECTIONS CORP AMER NEW COM NEW 22025Y407 1648 49268 SH Sole 49268
DENDREON CORP COM 24823Q107 11768 2446576 SH Sole 2446576
DIAMOND FOODS INC COM 252603105 2306 122525 SH Sole 122525
DOMTAR CORP COM NEW 257559203 35919 458796 SH Sole 458796
EMERGENT BIOSOLUTIONS INC COM 29089q105 21916 1542285 SH Sole 1542285
EXPEDIA INC DEL COM 30212p303 86907 1502537 SH Sole 1502537
GEO GROUP INC COM 36159r103 251768 9098966 SH Sole 9098966
G-III APPAREL GROUP LTD COM 36237h101 68828 1917218 SH Sole 1917218
HOMEAWAY INC COM 43739q100 3374 144001 SH Sole 144001
INTEL CORP COM 458140100 76934 3395900 SH PUT Sole 3395900
INTEL CORP COM 458140100 19941 880200 SH PUT Sole 880200
INTERNATIONAL BUSINESS MACHS COM 459200101 192202 926500 SH PUT Sole 926500
JETBLUE AIRWAYS CORP COM 477143101 39386 8213961 SH Sole 8213961
MACYS INC COM 55616p104 77350 2056092 SH Sole 2056092
MCMORAN EXPLORATION CO COM 582411104 1345 114464 SH Sole 114464
MEDIVATION INC COM 58501n101 125159 2221105 SH Sole 1688735
MOMENTA PHARMACEUTICALS INC. COM 60877t100 73659 5055499 SH Sole 5039205
NCR CORP NEW COM 62886e108 91533 3926789 SH Sole 3926789
NETAPP INC COM 64110d104 106701 3245175 SH Sole 3245175
NORDION INC COM 65563c105 32435 4805123 SH Sole 4805123
OLD REP INTL CORP COM 680223104 18683 2008895 SH Sole 2008895
OMNIVISION TECHNOLOGIES INC COM 682128103 1927 138067 SH Sole 138067
OPKO HEALTH INC COM 68375N103 1325 317090 SH Sole 317090
PHH CORP COM NEW 693320202 101651 4995147 SH Sole 4995147
PHH CORP NOTE 6.000% 6/1 693320aq6 45406 25000000 PRN Sole 25000000
PLAINS EXPL& PRODTN CO COM 726505100 30472 813243 SH Sole 813243
POLYPORE INTL INC COM 73179v103 22254 629524 SH Sole 629524
QLT INC COM 746927102 12907 1656922 SH Sole 1656922
SPDR S&P 500 ETF TR TR UNIT 78462f103 90672 629800 SH PUT Sole 629800
SPDR S&P 500 ETF TR TR UNIT 78462f103 58941 409400 SH PUT Sole 409400
SPDR S&P 500 ETF TR TR UNIT 78462f103 71927 499600 SH PUT Sole 499600
SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 191336 8614841 SH Sole 7798128
SUNRISE SENIOR LIVING INC COM 86768k106 14983 1049983 SH Sole 1049983
SYNAPTICS INC COM 87157D109 8255 343686 SH Sole 343686
TEXAS ROADHOUSE INC COM 882681109 7246 423723 SH Sole 423723
TFS FINL CORP COM 87240r107 41559 4582003 SH Sole 4582003
UNITED THERAPEUTICS CORP DEL COM 91307c102 58166 1040907 SH Sole 313220
UNITED THERAPEUTICS CORP DEL COM 91307c102 97712 1748600 SH CALL Sole 1748600
VERTEX PHARMACEUTICALS INC COM 92532f100 6313 112956 SH Sole 112956
WEBSENSE INC COM 947684106 10331 660157 SH Sole 660157
XEROX CORP COM 984121103 121348 16532456 SH Sole 16532456
ZYNGA INC CL A 98986T108 1591 561345 SH Sole 561345
SK 22124 0001 1334669