0001011438-12-000343.txt : 20121114 0001011438-12-000343.hdr.sgml : 20121114 20121114162009 ACCESSION NUMBER: 0001011438-12-000343 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ANGELO GORDON & CO., L.P. CENTRAL INDEX KEY: 0000860662 IRS NUMBER: 133478879 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02616 FILM NUMBER: 121204825 BUSINESS ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 BUSINESS PHONE: 212.692.2010 MAIL ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 FORMER COMPANY: FORMER CONFORMED NAME: ANGELO GORDON & CO LP/NY DATE OF NAME CHANGE: 19990402 13F-HR 1 form_13f-angelo.txt --------------------------- [ OMB APPROVAL ] [-------------------------] [OMB Number: 3235-0006] [Expires: July 31, 2015] [Estimated average burden ] [hours per response...23.5] --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Angelo, Gordon & Co., L.P. Address: 245 Park Avenue, 26th Floor New York, New York 10167 Form 13F File Number: 028-02616 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kirk P. Wickman Title: Chief Administrative Officer Phone: 212-692-2010 Signature, Place, and Date of Signing: /s/ Kirk P. Wickman New York, New York November 14, 2012 -------------------- ------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 ---------- Form 13F Information Table Entry Total: 48 ---------- Form 13F Information Table Value Total: $771,241 ---------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- ----------------------- ------- None. Angelo, Gordon & Co., L.P. Form 13F Information Table Quarter ended September 30, 2012

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS or SH/ PUT/ INVE OTH VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISC MAN SOLE SHARED NONE ---------------------------- --------------- --------- --------- ---------- --- ---- ---- --- ---------- ------ ---- AIRTRAN HLDGS INC NOTE 5.250%11/0 00949PAD0 $ 26,419 21,093,000 PRN SOLE 21,093,000 ALLIANCE DATA SYSTEMS CORP NOTE 4.750% 5/1 018581AC2 $ 69,111 22,927,000 PRN SOLE 22,927,000 ALLEGHENY TECHNOLOGIES INC COM 01741R102 $ 1,030 32,300 SH SOLE 32,300 AMERICAN CAP MTG INVT CORP COM 02504A104 $ 15,747 626,611 SH SOLE 626,611 ANNALY CAP MGMT INC NOTE 5.000% 5/1 035710AB8 $ 4,598 4,500,000 PRN SOLE 4,500,000 CEMEX SAB DE CV NOTE 3.750% 3/1 151290BC6 $ 36,514 37,000,000 PRN SOLE 37,000,000 CENTRAL EUROPEAN MEDIA NOTE 5.000%11/1 153443AH9 $ 37,895 40,100,000 PRN SOLE 40,100,000 CHIQUITA BRANDS INTL INC NOTE 4.250% 8/1 170032AT3 $ 5,712 6,500,000 PRN SOLE 6,500,000 CINEDIGM DIGITAL CINEMA CORP COM 172407108 $ 1,860 1,377,613 SH SOLE 1,377,613 CITIGROUP INC UNIT 99/99/9999 172967416 $ 3,879 40,000 SH SOLE 40,000 CNO FINL GROUP INC DBCV 7.000%12/3 12621EAC7 $ 9,292 5,102,000 PRN SOLE 5,102,000 CNO FINL GROUP INC DBCV 7.000%12/3 12621EAE3 $ 2,584 1,419,000 PRN SOLE 1,419,000 COVENTRY HEALTH CARE INC COM 222862104 $ 6,149 147,500 SH CALL SOLE 147,500 CYCLACEL PHARMACEUTICALS INC PFD CONV EX 6% 23254L207 $ 627 196,000 SH SOLE 196,000 DENDREON CORP NOTE 2.875% 1/1 24823QAC1 $ 7,640 11,500,000 PRN SOLE 11,500,000 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 $ 9,562 110,000 SH CALL SOLE 110,000 DRYSHIPS INC NOTE 5.000%12/0 262498AB4 $ 11,576 14,010,000 PRN SOLE 14,010,000 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 $ 3,184 74,800 SH PUT SOLE 74,800 FAIRPOINT COMMUNICATIONS INC COM NEW 305560302 $ 38,770 5,128,325 SH SOLE 5,128,325 GILEAD SCIENCES INC NOTE 1.00% 5/0 375558AN3 $ 9,030 6,000,000 PRN SOLE 6,000,000 HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 $ 9,763 5,500,000 PRN SOLE 5,500,000 HORSEHEAD HLDG CORP NOTE 3.800% 7/0 440694AB3 $ 1,415 1,500,000 PRN SOLE 1,500,000 INCYTE CORP NOTE 4.750%10/0 45337CAJ1 $ 16,131 7,483,000 PRN SOLE 7,483,000 JINKOSOLAR HLDG CO LTD NOTE 4.000% 5/1 47759TAA8 $ 4,095 10,500,000 PRN SOLE 10,500,000 LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 $ 39,261 27,894,000 PRN SOLE 27,894,000 MYLAN INC NOTE 3.750% 9/1 628530AJ6 $ 16,272 8,500,000 PRN SOLE 8,500,000 NATIONAL RETAIL PPTYS INC NOTE 3.950% 9/1 637417AA4 $ 18,554 14,300,000 PRN SOLE 14,300,000 NEXEN INC COM 65334H102 $ 15,204 600,000 SH SOLE 600,000 NEXEN INC COM 65334H102 $ 5,068 200,000 SH CALL SOLE 200,000 OMNICOM GROUP INC COM 681919106 $ 5,161 100,100 SH SOLE 100,100 ONYX PHARMACEUTICALS INC NOTE 4.000% 8/1 683399AB5 $ 22,544 10,000,000 PRN SOLE 10,000,000 PULSE ELECTRONICS CORP NOTE 7.000%12/1 74586WAA4 $ 3,734 5,000,000 PRN SOLE 5,000,000 QUAD / GRAPHICS INC COM CL A 747301109 $ 37,366 2,203,161 SH SOLE 2,203,161 SANOFI RIGHT 12/31/2020 80105N113 $ 5,809 3,457,600 SH SOLE 3,457,600 SCHOOL SPECIALTY INC SDCV 3.750%11/3 807863AM7 $ 5,605 8,500,000 PRN SOLE 8,500,000 SHAW GROUP INC COM 820280105 $ 25,304 580,100 SH SOLE 580,100 SHAW GROUP INC COM 820280105 $ 1,745 40,000 SH CALL SOLE 40,000 SOLARFUN POWER HOLDINGS CO L NOTE 3.500% 1/1 83415UAB4 $ 3,781 5,000,000 PRN SOLE 5,000,000 SPDR S&P 500 ETF TR TR UNIT 78462F103 $ 14,397 100,000 SH PUT SOLE 100,000 SUNOCO INC COM 86764P109 $ 6,683 142,700 SH SOLE 142,700 TOLL BROTHERS INC COM 889478103 $ 4,154 125,000 SH CALL SOLE 125,000 THOMPSON CREEK METALS CO INC UNIT 99/99/9999 884768300 $ 7,704 450,000 SH SOLE 450,000 TRIUMPH GROUP INC NEW NOTE 2.625%10/0 896818AB7 $ 44,112 19,200,000 PRN SOLE 19,200,000 UAL CORP NOTE 6.000%10/1 902549AJ3 $ 48,745 20,770,000 PRN SOLE 20,770,000 VANTAGE DRILLING COMPANY NOTE 7.875% 9/0 G93205AA3 $ 7,474 6,500,000 PRN SOLE 6,500,000 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 $ 6,098 4,000,000 PRN SOLE 4,000,000 VIRGIN MEDIA INC NOTE 6.500%11/1 92769LAB7 $ 64,445 37,400,000 PRN SOLE 37,400,000 WESCO INTL INC DBCV 6.000% 9/1 95082PAH8 $ 29,440 13,737,000 PRN SOLE 13,737,000 Total Fair Market Value (in thousands): $771,241