0001481986-12-000010.txt : 20121115 0001481986-12-000010.hdr.sgml : 20121115 20121114192019 ACCESSION NUMBER: 0001481986-12-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121115 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DRW Securities, LLC CENTRAL INDEX KEY: 0001481986 IRS NUMBER: 364202848 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13722 FILM NUMBER: 121206294 BUSINESS ADDRESS: STREET 1: 540 WEST MADISON STREET STREET 2: SUITE 2500 CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 312-542-1000 MAIL ADDRESS: STREET 1: 540 WEST MADISON STREET STREET 2: SUITE 2500 CITY: CHICAGO STATE: IL ZIP: 60661 13F-HR 1 r13f-0930.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment []; Amendment Number: This Amendment (check only one): [] is a restatement [] adds new holdings entries Insitutional Investment Manager Filing this Report: Name: DRW Holdings, LLC Address: 540 West Madison St, Suite 2500 Chicago, IL 60661 File Number: 28-13722 This instituional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Donald R. Wilson, Jr Title: Manager Phone: 312-542-1000 Signature, Place, and Date of Signing: Donald R. Wilson, Jr Chicago, IL November 14, 2012 Report Type (Check only one.): [X] 13F HOLDINGS REPORT [] 13F NOTICE [] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 186 Form 13F Information Table Value Total: $3,204,619 List of Other Included Managers: No. 13F File Number Name 02 28-13722 DRW SECURITIES, LLC FORM 13F INFORMATION TABLE NAME OF ISSUER TITLE OF CLASS CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING (x$1000)PRN AMT PRN CALL DISCRETION MANAGERS AUTHORITY ADVANCED MICRO DEVICES INC COM 007903107 75 22110 SH OTHER 1 AK STL HLDG CORP COM 001547108 65 13601 SH OTHER 1 ALPHA NATURAL RESOURCES INC COM 02076X102 2462 374800 SH CALL OTHER 1 ANADARKO PETE CORP COM 32511107 1797 25700 SH OTHER 1 APPLIED MATLS INC COM 038222105 342 30618 SH OTHER 1 ARCH COAL INC COM 039380100 231 36465 SH OTHER 1 BARCLAYS BK PLC IPTH S&P VIX 06740C261 179 19943 SH OTHER 1 BARRICK GOLD CORP COM 067901108 585 14011 SH OTHER 1 BROADCOM CORP CL A 111320107 354 10229 SH OTHER 1 CAMERON INTERNATIONAL CORP COM 13342B105 990 17650 SH OTHER 1 CHESAPEAKE ENERGY CORP COM 165167107 423 22400 SH OTHER 1 CHICAGO BRIDGE & IRON CO N V NY REGISTRY SH 167250109 800 21000 SH OTHER 1 CLAYMORE EXCHANGE TRD FD TR GUGGEN DEFN EQTY18383M878 880 29735 SH OTHER 1 CME GROUP INC COM 12572Q105 3438 60005 SH OTHER 1 DHT HOLDINGS INC SHS NEW Y2065G121 3048 486881 SH OTHER 1 DIREXION SHS ETF TR 20YR TRES BEAR 25459Y405 291 10961 SH OTHER 1 DIREXION SHS ETF TR 20YR TRES BULL 25459W540 2485 32410 SH OTHER 1 DIREXION SHS ETF TR 7 10YR TRES BEAR25459W557 1029 44688 SH OTHER 1 DIREXION SHS ETF TR 7 10YR TRES BULL25459W565 1504 17311 SH OTHER 1 DIREXION SHS ETF TR DLY ENRGY BULL3X25459W888 3027 56536 SH OTHER 1 DIREXION SHS ETF TR DLY SCOND 3XBR 25459W128 1999 55530 SH OTHER 1 DIREXION SHS ETF TR DLY SMCAP BEAR3X25459W110 1674 112493 SH OTHER 1 DIREXION SHS ETF TR DLY TECH BEAR 3X25459W318 113 13832 SH OTHER 1 DIREXION SHS ETF TR DLY TECH BULL 3X25459W102 1236 20880 SH OTHER 1 DIREXION SHS ETF TR 20YR TRES BEAR 25459Y678 2625 49300 SH PUT OTHER 1 ELDORADO GOLD CORP NEW COM 284902103 190 12458 SH OTHER 1 FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 259 11594 SH OTHER 1 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 991 40800 SH OTHER 1 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 630 32242 SH OTHER 1 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 463 25178 SH OTHER 1 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E207 1215 26178 SH OTHER 1 FIRST TR EXCHANGE TRADED FD STRAT VAL IDX FD33733E104 298 12000 SH OTHER 1 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 746 39204 SH OTHER 1 FIRST TR ISE REVERE NAT GAS COM 33734J102 880 50597 SH OTHER 1 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 2859 96306 SH OTHER 1 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 718 37380 SH OTHER 1 FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 541 16624 SH OTHER 1 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 268 10310 SH OTHER 1 FIRST TR NASDAQ100 TECH INDE SHS 337345102 1440 55808 SH OTHER 1 GENERAL ELECTRIC CO COM 369604103 294 12929 SH OTHER 1 GENWORTH FINL INC COM CL A 37247D106 262 50000 SH OTHER 1 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 198 15376 SH OTHER 1 GOLDCORP INC NEW COM 380956409 524 11429 SH OTHER 1 GUESS INC COM 401617105 409 16081 SH OTHER 1 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 91 10830 SH OTHER 1 HECLA MNG CO COM 422704106 111 16882 SH OTHER 1 INTERCONTINENTALEXCHANGE INC COM 45865V100 422 3162 SH OTHER 1 INTERNET PATENTS CORP COM 46063G101 199 55800 SH OTHER 1 ISHARES TR BARCLYS 10-20YR 464288653 2800 20479 SH OTHER 1 ISHARES TR BARCLYS 1-3 YR 464287457 2161 25575 SH OTHER 1 ISHARES TR BARCLYS 20+ YR 464287432 7330 59006 SH OTHER 1 ISHARES TR BARCLYS 3-7 YR 464288661 4532 36629 SH OTHER 1 ISHARES TR BARCLYS 7-10 YR 464287440 3039 28017 SH OTHER 1 ISHARES TR BARCLYS SH TREA 464288679 3761 34125 SH OTHER 1 ISHARES TR COHEN&ST RLTY 464287564 918 11794 SH OTHER 1 ISHARES TR CONS GOODS IDX 464287812 1479 19859 SH OTHER 1 ISHARES TR CONS SRVC IDX 464287580 3660 42301 SH OTHER 1 ISHARES TR DJ HEALTH CARE 464288828 1952 28467 SH OTHER 1 ISHARES TR DJ HOME CONSTN 464288752 1288 66578 SH OTHER 1 ISHARES TR DJ INS INDX FD 464288786 4264 133031 SH OTHER 1 ISHARES TR DJ MED DEVICES 464288810 2502 36395 SH OTHER 1 ISHARES TR DJ OIL EQUIP 464288844 1125 21628 SH OTHER 1 ISHARES TR DJ PHARMA INDX 464288836 2654 29615 SH OTHER 1 ISHARES TR DJ US INDEX FD 464287846 3853 53508 SH OTHER 1 ISHARES TR DJ US TECH SEC 464287721 3028 39910 SH OTHER 1 ISHARES TR LRGE CORE INDX 464287127 2454 29991 SH OTHER 1 ISHARES TR REAL EST 50 IN 464288521 1256 31740 SH OTHER 1 ISHARES TR RESIDENT PLS CAP464288562 594 12623 SH OTHER 1 ISHARES TR RETAIL CAP IDX 464288547 941 26992 SH OTHER 1 ISHARES TR RUS200 GRW IDX 464289438 1074 29993 SH OTHER 1 ISHARES TR RUS200 VAL IDX 464289420 2210 70614 SH OTHER 1 ISHARES TR RUSL 3000 GROW 464287671 1341 24673 SH OTHER 1 ISHARES TR RUSL 3000 VALU 464287663 2135 22604 SH OTHER 1 ISHARES TR RUSSELL 1000 464287622 2399 30179 SH OTHER 1 ISHARES TR RUSSELL 3000 464287689 902 10631 SH OTHER 1 ISHARES TR RUSSELL MCP GR 464287481 2200 35397 SH OTHER 1 ISHARES TR RUSSELL MCP VL 464287473 12179 249982 SH OTHER 1 ISHARES TR RUSSELL1000GRW 464287614 716 10730 SH OTHER 1 ISHARES TR S&P NA NAT RES 464287374 1510 38213 SH OTHER 1 ISHARES TR S&P NA TECH FD 464287549 2656 38352 SH OTHER 1 ISHARES TR TRANSP AVE IDX 464287192 2837 32577 SH OTHER 1 ISHARES TR USA MIN VOL ID 46429B697 3707 124698 SH OTHER 1 KINROSS GOLD CORP COM NO PAR 496902404 195 19140 SH OTHER 1 MARKET VECTORS ETF TR MV ENVIR SVCS 57060U209 2131 43094 SH OTHER 1 MARKET VECTORS ETF TR MV STEEL INDEX 57060U308 743 16947 SH OTHER 1 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 234 25609 SH OTHER 1 MERITOR INC COM 59001K100 283 66835 SH OTHER 1 MICRON TECHNOLOGY INC COM 595112103 173 28914 SH OTHER 1 MONSTER BEVERAGE CORP COM 611740101 642 11882 SH OTHER 1 NEW GOLD INC CDA COM 644535106 136 11120 SH OTHER 1 NXP SEMICONDUCTORS N V COM N6596X109 391 15645 SH OTHER 1 PARKER DRILLING CO COM 701081101 635 150000 SH OTHER 1 PENDRELL CORP COM 70686R104 965 853867 SH OTHER 1 PIMCO ETF TR 3-7YR US TREAS 72201R601 1355 16453 SH OTHER 1 PIMCO ETF TR ENHAN SHRT MAT 72201R833 2354 23192 SH OTHER 1 PIMCO ETF TR TOTL RETN ETF 72201R775 1105 10159 SH OTHER 1 POWERSHARES ETF TR II S&P SMCP ENE P 73937B704 2327 67748 SH OTHER 1 POWERSHARES ETF TR II S&P SMCP FIN P 73937B803 579 18791 SH OTHER 1 POWERSHARES ETF TR II S&P500 HGH BET 73937B829 1472 71170 SH OTHER 1 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 683 24248 SH OTHER 1 POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 357 17945 SH OTHER 1 POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 1168 70700 SH OTHER 1 POWERSHARES ETF TRUST DYN BLDG CNSTR 73935X666 778 49408 SH OTHER 1 POWERSHARES ETF TRUST DYN FD & BEV 73935X849 2808 139209 SH OTHER 1 POWERSHARES ETF TRUST DYN LSR & ENT 73935X757 398 17427 SH OTHER 1 POWERSHARES ETF TRUST DYN MEDIA PORT 73935X823 572 34516 SH OTHER 1 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 1075 31139 SH OTHER 1 POWERSHARES ETF TRUST DYN RETAIL PTF 73935X617 733 29053 SH OTHER 1 POWERSHARES ETF TRUST DYN SFTWR PORT 73935X773 728 26228 SH OTHER 1 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 571 19081 SH OTHER 1 POWERSHARES ETF TRUST DYNAMIC MKT PT 73935X104 1851 38262 SH OTHER 1 POWERSHARES ETF TRUST DYNAMIC OTC PT 73935X203 1287 26268 SH OTHER 1 POWERSHARES ETF TRUST ENERGY SEC POR 73935X385 436 10293 SH OTHER 1 POWERSHARES ETF TRUST FND PR MIDGRT PT73935X807 233 10448 SH OTHER 1 POWERSHARES ETF TRUST FND PUR MDVAL PT73935X880 2320 133706 SH OTHER 1 POWERSHARES ETF TRUST FND PUR SMGRT PT73935X872 2021 114161 SH OTHER 1 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 3669 59616 SH OTHER 1 POWERSHARES ETF TRUST MAGNIQUANT POR 73935X468 542 20188 SH OTHER 1 POWERSHARES ETF TRUST S&P SMCP C DIS 73937B506 840 25386 SH OTHER 1 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 1598 81976 SH OTHER 1 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 174 41836 SH OTHER 1 PROSHARES TR BASIC MAT NEW 74347X617 278 18940 SH OTHER 1 PROSHARES TR PSHS SHTRUSS200074347R826 300 12000 SH OTHER 1 PROSHARES TR PSHS TECHNOLOGY 74347X153 479 14484 SH OTHER 1 PROSHARES TR PSHS ULPROSH NEW74348A632 908 23662 SH OTHER 1 PROSHARES TR PSHS ULSHT MC VA74347X161 503 14232 SH OTHER 1 PROSHARES TR PSHS ULSHT SP50074347R883 179 13117 SH OTHER 1 PROSHARES TR PSHS ULT 2000 GR74347R487 543 10896 SH OTHER 1 PROSHARES TR PSHS ULT HLTHCRE74347R735 3855 44820 SH OTHER 1 PROSHARES TR PSHS ULT MCP VAL74347R495 429 10576 SH OTHER 1 PROSHARES TR PSHS ULT SEMICDT74347R669 1506 49275 SH OTHER 1 PROSHARES TR PSHS ULTRA INDL 74347R727 554 10942 SH OTHER 1 PROSHARES TR PSHS ULTRA QQQ 74347R206 1653 27167 SH OTHER 1 PROSHARES TR PSHS ULTRA TECH 74347R693 1920 23601 SH OTHER 1 PROSHARES TR PSHS ULTSHT INDL74348A103 327 10671 SH OTHER 1 PROSHARES TR PSHS ULT S&P 50074347R957 141686 9088200 SH PUT OTHER 1 PROSHARES TR SHT INV GRD CP 74347R953 8355 613000 SH PUT OTHER 1 PROSHARES TR REAL EST NEW 11 74348A871 380 14902 SH OTHER 1 PROSHARES TR SHRT HGH YIELD 74347R131 368 11002 SH OTHER 1 PROSHARES TR ULTR 7-10 TREA 74347R180 606 10554 SH OTHER 1 PROSHARES TR ULTRA 20YR TRE 74347R172 2254 31180 SH OTHER 1 PROSHARES TR ULTRAPRO SH NEW 74348A665 395 10733 SH OTHER 1 PROSHARES TR ULTRPRO DOW30 74347X823 1274 21726 SH OTHER 1 QUICKSILVER RESOURCES INC COM 74837R104 41 10000 SH OTHER 1 REVENUESHARES ETF TR MID CAP FD 761396209 1578 51681 SH OTHER 1 REVENUESHARES ETF TR NAVELLR A-100 761396704 475 11694 SH OTHER 1 REVENUESHARES ETF TR S&P500 FINL FD 761396506 1540 51343 SH OTHER 1 ROWAN COMPANIES PLC SHS CL A G7665A101 1135 33600 SH OTHER 1 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 4206 46813 SH OTHER 1 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 3533 72025 SH OTHER 1 RYDEX ETF TRUST GUG S&P500EQWTMA 78355W825 3171 51660 SH OTHER 1 RYDEX ETF TRUST GUG S&P500EQWTTE 78355W817 2808 51186 SH OTHER 1 SANDRIDGE PERMIAN TR COM UNIT BEN INT80007A102 1188 59649 SH OTHER 1 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 455 13312 SH OTHER 1 SCHWAB STRATEGIC TR US REIT TR 808524847 960 31792 SH OTHER 1 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2749 37441 SH OTHER 1 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 526 33733 SH OTHER 1 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1388 10355 SH OTHER 1 SPDR S&P 500 ETF TR TR UNIT 78462F903 770815 5354000 SH CALL OTHER 1 SPDR S&P 500 ETF TR TR UNIT 78462F953 2011362 13970700SH PUT OTHER 1 SPDR S&P 500 ETF TR TR UNIT 78462F103 10479 72783 SH OTHER 1 SPDR SERIES TRUST BRCLYS 1-3MT ETF78464A680 3213 70129 SH OTHER 1 SPDR SERIES TRUST BRCLYS INTER ETF78464A672 657 10703 SH OTHER 1 SPDR SERIES TRUST BRCLYS LG TRS ET78464A664 997 13886 SH OTHER 1 SPDR SERIES TRUST DJ LRG CAP ETF 78464A854 685 10179 SH OTHER 1 SPDR SERIES TRUST DJ REIT ETF 78464A607 1924 26740 SH OTHER 1 SPDR SERIES TRUST MORGAN TECH ETF 78464A102 2329 34195 SH OTHER 1 SPDR SERIES TRUST S&P 400 MDCP VAL78464A839 1040 17930 SH OTHER 1 SPDR SERIES TRUST S&P 500 GROWTH 78464A409 1099 16310 SH OTHER 1 SPDR SERIES TRUST S&P 600 SMCP GRW78464A201 3493 27707 SH OTHER 1 STARBUCKS CORP COM 855244109 1298 25600 SH OTHER 1 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 819 51760 SH OTHER 1 TESORO CORP COM 881609101 1332 31800 SH OTHER 1 TRONOX LTD SHS CL A Q9235V101 953 42077 SH OTHER 1 TWO HBRS INVT CORP COM 90187B101 745 63396 SH OTHER 1 VANGUARD INDEX FDS ENERGY ETF 92204A306 5712 53392 SH OTHER 1 VANGUARD INDEX FDS FINANCIALS ETF 92204A405 345 10541 SH OTHER 1 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1396 19410 SH OTHER 1 VANGUARD INDEX FDS VALUE ETF 922908744 2159 36767 SH OTHER 1 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C847 919 11925 SH OTHER 1 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 3227 49140 SH OTHER 1 VANGUARD WORLD FD MEGA GRWTH IND 921910816 712 12515 SH OTHER 1 WHITE RIVER CAPITAL INC COM 96445P105 1587 70255 SH OTHER 1 WISDOMTREE TRUST DIV EX-FINL FD 97717W406 792 14052 SH OTHER 1 WISDOMTREE TRUST LARGECAP DIVID 97717W307 2130 38981 SH OTHER 1 YAMANA GOLD INC COM 98462Y100 216 11313 SH OTHER 1