-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BVAKBM2X6QGUSygnZAqca6LsOxDWXI+RYXBBPR+gW7Fmite11T4w2yKzULzVgT7z rLVOZnFfBwKSrZi/dhjIWw== 0001067926-03-000005.txt : 20030213 0001067926-03-000005.hdr.sgml : 20030213 20030213134706 ACCESSION NUMBER: 0001067926-03-000005 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030213 EFFECTIVENESS DATE: 20030213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEND LEASE ROSEN REAL ESTATE SECURITIES LLC CENTRAL INDEX KEY: 0001067926 IRS NUMBER: 943219135 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-07246 FILM NUMBER: 03558324 BUSINESS ADDRESS: STREET 1: 1995 UNIVERSITY AVE STREET 2: SUITE 550 CITY: BERKELEY STATE: CA ZIP: 94704 BUSINESS PHONE: 5105498360 MAIL ADDRESS: STREET 1: 1995 UNIVERSITY AVE STREET 2: STE 550 CITY: BERKELEY STATE: CA ZIP: 94704 13F-HR/A 1 d13f-123102.txt 4TH QUARTER 2002 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2002 Check here if Amendment [ x ]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ x ] adds new holdings entries. (adds cover page) Institutional Investment Manager Filing this Report: Name: Lend Lease Rosen Real Estate Securities LLC Address: 1995 University Ave., Suite 550 Berkeley, CA 94704 File 13F File Number: 28-7246 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, and all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael A. Torres Title: Chief Executive Officer Phone: 510-849-8360 Signature, Place, and Date of Signing: Michael A. Torres Berkeley, CA February 12, 2002 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 128 Form 13F Information Table Value Total: 1,782,299 List of Other Included Managers: No. Form 13F File Number Name 1 No 13F filed Lend Lease Rosen Real Estate Investments, Inc. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMB Property Corp. COM 00163T109 84791 3099100.00SH SOLE 2127020.00 884080.00 809 29570.00 SH DEFINED 01 29570.00 Alexandria Real Estate Equitie COM 015271109 1048 24590.00 SH SOLE 12060.00 130.00 311 7310.00 SH DEFINED 01 7310.00 Apartment Investment & Managem COM 03748R101 2720 72580.00 SH SOLE 72580.00 693 18490.00 SH DEFINED 01 18490.00 Archstone-Smith Trust COM 039583109 83650 3553514.00SH SOLE 2246529.00 1189043.00 1179 50070.00 SH DEFINED 01 50070.00 Arden Realty Trust COM 039793104 59242 2674590.00SH SOLE 1852040.00 742950.00 466 21040.00 SH DEFINED 01 21040.00 AvalonBay Communities, Inc. COM 053484101 64262 1641838.00SH SOLE 1067672.00 514220.00 618 15800.00 SH DEFINED 01 15800.00 BRE Properties, Inc. COM 05564E106 14127 452800.00SH SOLE 331240.00 121560.00 294 9410.00 SH DEFINED 01 9410.00 Boston Properties, Inc. COM 101121101 42573 1155000.00SH SOLE 666680.00 447120.00 848 23000.00 SH DEFINED 01 23000.00 Brandywine Realty Trust COM 105368203 25409 1165030.00SH SOLE 727170.00 400560.00 250 11440.00 SH DEFINED 01 11440.00 CBL & Associates Properties, I COM 124830100 15337 382940.00SH SOLE 218800.00 145840.00 399 9970.00 SH DEFINED 01 9970.00 Camden Property Trust COM 133131102 46182 1399447.00SH SOLE 907167.00 446780.00 395 11980.00 SH DEFINED 01 11980.00 CarrAmerica Realty Corp. COM 144418100 15505 618980.00SH SOLE 345080.00 232000.00 434 17340.00 SH DEFINED 01 17340.00 Catellus Development Corporati COM 149111106 58293 2936650.00SH SOLE 1808240.00 1025510.00 CenterPoint Properties Corp. COM 151895109 234 4100.00 SH SOLE 4100.00 298 5210.00 SH DEFINED 01 5210.00 Chelsea Property Group Inc. COM 163421100 25589 768200.00SH SOLE 745300.00 Colonial Properties Trust COM 195872106 150 4430.00 SH SOLE 4430.00 197 5790.00 SH DEFINED 01 5790.00 Corporate Office Properties COM 22002T108 6111 435600.00SH SOLE 254300.00 166000.00 Cousins Properties, Inc. COM 222795106 199 8050.00 SH SOLE 8050.00 261 10570.00 SH DEFINED 01 10570.00 Crescent Real Estate Equities, COM 225756105 162 9710.00 SH SOLE 9710.00 213 12800.00 SH DEFINED 01 12800.00 Developers Diversified Realty COM 251591103 2771 126010.00SH SOLE 25310.00 100700.00 213 9690.00 SH DEFINED 01 9690.00 Duke Realty Corporation COM 264411505 276 10860.00 SH SOLE 10860.00 366 14380.00 SH DEFINED 01 14380.00 Equity Office Properties Trust COM 294741103 95191 3810672.00SH SOLE 2659894.00 1028530.00 525 21009.00 SH DEFINED 01 21009.00 Equity Residential COM 29476L107 104274 4242216.00SH SOLE 2882796.00 1243020.00 1390 56570.00 SH DEFINED 01 56570.00 Essex Property Trust, Inc. COM 297178105 28883 568010.00SH SOLE 332760.00 214750.00 369 7260.00 SH DEFINED 01 7260.00 Federal Realty Investment Trus COM 313747206 494 17570.00 SH SOLE 17390.00 180.00 296 10540.00 SH DEFINED 01 10540.00 Gables Residential Trust COM 362418105 5939 238230.00SH SOLE 199430.00 38800.00 85 3420.00 SH DEFINED 01 3420.00 General Growth Properties COM 370021107 2295 44130.00 SH SOLE 20850.00 180.00 815 15670.00 SH DEFINED 01 15670.00 Glenborough Realty Trust COM 37803P105 148 8300.00 SH SOLE 8300.00 199 11140.00 SH DEFINED 01 11140.00 Home Properties of New York, I COM 437306103 45966 1334270.00SH SOLE 767660.00 519010.00 556 16130.00 SH DEFINED 01 16130.00 Kimco Realty Corp. COM 49446R109 180 5870.00 SH SOLE 5870.00 212 6920.00 SH DEFINED 01 6920.00 Liberty Property Trust COM 531172104 65231 2042300.00SH SOLE 1432190.00 545410.00 591 18490.00 SH DEFINED 01 18490.00 Macerich Company COM 554382101 87822 2856010.00SH SOLE 1969460.00 809950.00 941 30590.00 SH DEFINED 01 30590.00 Mack-Cali Realty Corporation COM 554489104 22715 749680.00SH SOLE 469570.00 249910.00 357 11790.00 SH DEFINED 01 11790.00 New Plan Excel Realty COM 648053106 186 9750.00 SH SOLE 9750.00 241 12650.00 SH DEFINED 01 12650.00 PS Business Pks Inc. CA Com COM 69360J107 105 3300.00 SH SOLE 3300.00 147 4610.00 SH DEFINED 01 4610.00 Pan Pacific Retail Properties, COM 69806L104 58474 1600700.00SH SOLE 1210220.00 330780.00 793 21710.00 SH DEFINED 01 21710.00 Post Properties, Inc. COM 737464107 13193 552000.00SH SOLE 456800.00 95200.00 Prentiss Property Trust COM 740706106 41118 1453973.00SH SOLE 1127393.00 298880.00 310 10960.00 SH DEFINED 01 10960.00 ProLogis COM 743410102 62291 2476770.00SH SOLE 1548050.00 847830.00 1207 48010.00 SH DEFINED 01 48010.00 Reckson Associates Class B COM 75621K304 231 10330.00 SH SOLE 10150.00 180.00 Reckson Associates Realty COM 75621K106 13144 624410.00SH SOLE 379210.00 220400.00 296 14050.00 SH DEFINED 01 14050.00 Regency Centers Corp COM 758849103 6273 193610.00SH SOLE 38310.00 155300.00 447 13790.00 SH DEFINED 01 13790.00 SL Green Realty Corp COM 78440X101 54536 1725810.00SH SOLE 1222340.00 449370.00 412 13040.00 SH DEFINED 01 13040.00 Simon Property Group, Inc. COM 828806109 113115 3320080.00SH SOLE 2068890.00 1134590.00 1812 53190.00 SH DEFINED 01 53190.00 The Rouse Company COM 779273101 21468 677230.00SH SOLE 398930.00 237600.00 641 20220.00 SH DEFINED 01 20220.00 United Dominion Realty Trust COM 910197102 47206 2885450.00SH SOLE 1830030.00 965220.00 671 41000.00 SH DEFINED 01 41000.00 Ventas, Inc. COM 92276F100 2004 175000.00SH SOLE 175000.00 Vornado Realty Trust COM 929042109 103256 2775700.00SH SOLE 1884100.00 812100.00 1287 34610.00 SH DEFINED 01 34610.00 Washington Real Estate Investm COM 939653101 94 3700.00 SH SOLE 3700.00 123 4840.00 SH DEFINED 01 4840.00 Weingarten Realty Investors COM 948741103 3194 86645.00 SH SOLE 17445.00 69200.00 249 6765.00 SH DEFINED 01 6765.00 Wrap - Equities COM zzcorp 7746 7746257.00SH SOLE 7746257.00 ALEXANDRIA RE Eq., Inc. PFD SE PFD 015271208 5260 200000.00SH SOLE 200000.00 AMB PPTYS PFD SER A 8.5% PFD 00163T208 8106 316009.00SH SOLE 316009.00 AMLI Residential PPTYS PFD SER PFD 20000 800000.00SH SOLE 800000.00 AVALONBAY COMMUN PFD SER D 8% PFD 053484309 3669 145900.00SH SOLE 145900.00 AVALONBAY COMMUN PFD SER H 8.7 PFD 053484705 1244 45500.00 SH SOLE 45500.00 BRE PROPERTIES PFD SER B 8.08% PFD 05564E403 6624 253400.00SH SOLE 253400.00 CARRAMERICA RLTY PFD SER B 8.5 PFD 144418209 3115 123417.00SH SOLE 123417.00 CARRAMERICA RLTY PFD SER C 8.5 PFD 144418407 3555 141000.00SH SOLE 141000.00 CARRAMERICA RLTY PFD SER D 8.4 PFD 144418506 398 15800.00 SH SOLE 15800.00 CBL & ASSOCIATES PPTYS PFD SER PFD 124830308 10380 200000.00SH SOLE 200000.00 CENTERPOINT PPTYS PFD SER A 8. PFD 151895208 5430 213200.00SH SOLE 213200.00 DEVELOPERS DIVERS RLTY PFD SER PFD 251591608 3255 131000.00SH SOLE 131000.00 DUKE REALTY CORP PFD SER B 7.9 PFD 264411885 4973 101500.00SH SOLE 101500.00 EQUITY OFFICE PPTYS PFD SER C PFD 294741608 5634 218700.00SH SOLE 218700.00 EQUITY OFFICE PPTYS PFD SER E PFD 294741707 2864 113200.00SH SOLE 113200.00 EQUITY OFFICE PPTYS PFD SER F PFD 294741806 3159 125600.00SH SOLE 125600.00 EQUITY OFFICE PPTYS PFD SER G PFD 294741871 12135 474400.00SH SOLE 27600.00 446800.00 1143 44700.00 SH DEFINED 01 44700.00 EQUITY RESIDENTIAL PPTYS PFD S PFD 29476L305 5312 199940.00SH SOLE 199940.00 EQUITY RESIDENTIAL PPTYS PFD S PFD 29476L503 1279 47400.00 SH SOLE 47400.00 EQUITY RESIDENTIAL PPTYS PFD S PFD 29476L792 448 18000.00 SH SOLE 18000.00 FEDERAL REALTY PFD SER B 8.5% PFD 313747503 8096 314399.00SH SOLE 314399.00 Home PPTYS of NY, Inc PFD Ser PFD 28707 250000.00SH SOLE 250000.00 MILLS CORP PFD SER C 9% PFD 601148307 5142 205700.00SH SOLE 5700.00 200000.00 232 9300.00 SH DEFINED 01 9300.00 PROLOGIS TRUST PFD SER C 8.54% PFD 743410409 9199 183980.00SH SOLE 183980.00 PROLOGIS TRUST PFD SER D 7.92% PFD 743410508 7084 282800.00SH SOLE 282800.00 PROLOGIS TRUST PFD SER E 8.75% PFD 743410607 2986 115500.00SH SOLE 115500.00 SIMON PPTYS PFD SER F 8.75% PFD 828806604 6856 256122.00SH SOLE 256122.00 SIMON PPTYS PFD SER G 7.89% PFD 828806505 14152 280800.00SH SOLE 280800.00 TAUBMAN CENTERS PFD SER A 8.3% PFD 876664202 1283 52700.00 SH SOLE 52700.00 VORNADO REALTY TRUST PFD Ser B PFD 929042307 4604 180700.00SH SOLE 180700.00 VORNADO REALTY TRUST PFD Ser C PFD 929042406 7351 289400.00SH SOLE 289400.00
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