-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pk0LG98jfM63XmMaFLDbfSUbI5ZpIdDqOJw6QuEleHcHCGC1vhqLhOyyxaM/XxMX 9N0M26TwpH+v5cCXK3R6XQ== 0001067926-04-000045.txt : 20040517 0001067926-04-000045.hdr.sgml : 20040517 20040514183441 ACCESSION NUMBER: 0001067926-04-000045 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040331 FILED AS OF DATE: 20040517 EFFECTIVENESS DATE: 20040517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEND LEASE ROSEN REAL ESTATE SECURITIES LLC CENTRAL INDEX KEY: 0001067926 IRS NUMBER: 943219135 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-07246 FILM NUMBER: 04809440 BUSINESS ADDRESS: STREET 1: 1995 UNIVERSITY AVE STREET 2: SUITE 550 CITY: BERKELEY STATE: CA ZIP: 94704 BUSINESS PHONE: 5105498360 MAIL ADDRESS: STREET 1: 1995 UNIVERSITY AVE STREET 2: STE 550 CITY: BERKELEY STATE: CA ZIP: 94704 13F-HR/A 1 d13f-033104.txt LLR 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2004 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. (adds cover page) Institutional Investment Manager Filing this Report: Name: Lend Lease Rosen Real Estate Securities LLC Address: 1995 University Ave., Suite 550 Berkeley, CA 94704 File 13F File Number: 28-7246 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, and all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael A. Torres Title: Chief Executive Officer Phone: 510-849-8360 Signature, Place, and Date of Signing: Michael A. Torres Berkeley, CA May 05, 2004 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 135 Form 13F Information Table Value Total: 2,744,708 List of Other Included Managers: No. Form 13F File Number Name 1 No 13F filed Lend Lease Rosen Real Estate Investments, Inc. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMB Property Corp. COM 00163T109 106472 2864456.00SH SOLE 1396456.00 1468000.00 1385 37270.00 SH DEFINED 01 37270.00 Acadia Realty Trust COM 004239109 865 61300.00 SH SOLE 61300.00 546 38700.00 SH DEFINED 01 38700.00 Alexandria Real Estate Equitie COM 015271109 2949 46807.00 SH SOLE 46807.00 624 9910.00 SH DEFINED 01 9910.00 American Financial Realty Trus COM 02607P305 3771 222500.00SH SOLE 222500.00 346 20400.00 SH DEFINED 01 20400.00 Apartment Investment & Managem COM 03748R101 917 29480.00 SH SOLE 29480.00 534 17190.00 SH DEFINED 01 17190.00 Archstone-Smith Trust COM 039583109 1995 67615.00 SH SOLE 67615.00 1236 41870.00 SH DEFINED 01 41870.00 Arden Realty Trust COM 039793104 85216 2635832.00SH SOLE 1347632.00 1288200.00 802 24820.00 SH DEFINED 01 24820.00 AvalonBay Communities, Inc. COM 053484101 113953 2126788.00SH SOLE 1053792.00 1072996.00 1216 22700.00 SH DEFINED 01 22700.00 BRE Properties, Inc. COM 05564E106 51407 1497878.00SH SOLE 645278.00 852600.00 543 15810.00 SH DEFINED 01 15810.00 Boston Properties, Inc. COM 101121101 49576 912841.00SH SOLE 442441.00 470400.00 1244 22900.00 SH DEFINED 01 22900.00 Brandywine Realty Trust COM 105368203 37301 1220991.00SH SOLE 598491.00 622500.00 499 16340.00 SH DEFINED 01 16340.00 CBL & Associates Properties, I COM 124830100 794 12940.00 SH SOLE 12940.00 513 8370.00 SH DEFINED 01 8370.00 Camden Property Trust COM 133131102 50896 1132271.00SH SOLE 558871.00 573400.00 655 14580.00 SH DEFINED 01 14580.00 Capital Trust-CL A COM 14052H506 8874 340000.00SH SOLE 340000.00 CarrAmerica Realty Corp. COM 144418100 22317 658332.00SH SOLE 331132.00 327200.00 757 22340.00 SH DEFINED 01 22340.00 Catellus Development Corporati COM 149113102 102703 3948603.00SH SOLE 2036521.00 1912082.00 593 22800.00 SH DEFINED 01 22800.00 CenterPoint Properties Corp. COM 151895109 809 9810.00 SH SOLE 9810.00 504 6110.00 SH DEFINED 01 6110.00 Chelsea Property Group Inc. COM 163421100 93025 1478000.00SH SOLE 810000.00 668000.00 Colonial Properties Trust COM 195872106 417 10220.00 SH SOLE 10220.00 244 5990.00 SH DEFINED 01 5990.00 Corporate Office Properties COM 22002T108 22483 899302.00SH SOLE 448502.00 450800.00 250 10000.00 SH DEFINED 01 10000.00 Cousins Properties, Inc. COM 222795106 404 12320.00 SH SOLE 12320.00 251 7670.00 SH DEFINED 01 7670.00 Crescent Real Estate Equities, COM 225756105 867 48230.00 SH SOLE 48230.00 528 29400.00 SH DEFINED 01 29400.00 Developers Diversified Realty COM 251591103 798 19750.00 SH SOLE 19750.00 505 12490.00 SH DEFINED 01 12490.00 Duke Realty Corporation COM 264411505 803 23120.00 SH SOLE 23120.00 503 14480.00 SH DEFINED 01 14480.00 Equity Office Properties Trust COM 294741103 9852 341015.00SH SOLE 341015.00 1069 37009.00 SH DEFINED 01 37009.00 Equity Residential COM 29476L107 140946 4721822.00SH SOLE 2726622.00 1995200.00 2339 78370.00 SH DEFINED 01 78370.00 Essex Property Trust, Inc. COM 297178105 105830 1615725.00SH SOLE 789415.00 826310.00 1058 16160.00 SH DEFINED 01 16160.00 Federal Realty Investment Trus COM 313747206 61166 1323944.00SH SOLE 502944.00 821000.00 1129 24440.00 SH DEFINED 01 24440.00 Gables Residential Trust COM 362418105 412 11360.00 SH SOLE 11360.00 247 6820.00 SH DEFINED 01 6820.00 General Growth Properties COM 370021107 89158 2536510.00SH SOLE 1128510.00 1408000.00 1793 51010.00 SH DEFINED 01 51010.00 Home Properties of New York, I COM 437306103 53329 1308693.00SH SOLE 563493.00 745200.00 849 20830.00 SH DEFINED 01 20830.00 Kilroy Realty COM 49427F108 200 5640.00 SH SOLE 5640.00 120 3390.00 SH DEFINED 01 3390.00 Kimco Realty Corp. COM 49446R109 921 18070.00 SH SOLE 18070.00 587 11520.00 SH DEFINED 01 11520.00 Liberty Property Trust COM 531172104 98314 2184758.00SH SOLE 1309258.00 875500.00 1111 24690.00 SH DEFINED 01 24690.00 Macerich Company COM 554382101 206207 3825735.00SH SOLE 1999985.00 1825750.00 1983 36790.00 SH DEFINED 01 36790.00 Mack-Cali Realty Corporation COM 554489104 560 12480.00 SH SOLE 12480.00 345 7690.00 SH DEFINED 01 7690.00 Maguire Properties Inc. COM 559775101 35653 1392692.00SH SOLE 683792.00 708900.00 492 19200.00 SH DEFINED 01 19200.00 New Plan Excel Realty COM 648053106 337 12330.00 SH SOLE 12330.00 215 7850.00 SH DEFINED 01 7850.00 PS Business Pks Inc. CA Com COM 69360J107 364 7850.00 SH SOLE 7850.00 218 4710.00 SH DEFINED 01 4710.00 Pan Pacific Retail Properties, COM 69806L104 178008 3416669.00SH SOLE 1741869.00 1674800.00 1715 32910.00 SH DEFINED 01 32910.00 Prentiss Property Trust COM 740706106 9726 263589.00SH SOLE 263589.00 368 9960.00 SH DEFINED 01 9960.00 ProLogis COM 743410102 119124 3320999.00SH SOLE 1713509.00 1607490.00 2178 60710.00 SH DEFINED 01 60710.00 Regency Centers Corp COM 758849103 75821 1622538.00SH SOLE 659438.00 963100.00 1109 23730.00 SH DEFINED 01 23730.00 SL Green Realty Corp COM 78440X101 104789 2196827.00SH SOLE 1156777.00 1040050.00 1147 24040.00 SH DEFINED 01 24040.00 Simon Property Group, Inc. COM 828806109 254129 4348551.00SH SOLE 2254251.00 2094300.00 4032 68990.00 SH DEFINED 01 68990.00 Spirit Finance 144a COM 848568101 29750 2975000.00SH SOLE 1675000.00 1300000.00 Taubman Centers, Inc. COM 876664103 73012 2900772.00SH SOLE 1428872.00 1471900.00 1002 39800.00 SH DEFINED 01 39800.00 The Rouse Company COM 779273101 10527 196390.00SH SOLE 107890.00 88500.00 885 16520.00 SH DEFINED 01 16520.00 United Dominion Realty Trust COM 910197102 112908 5754747.00SH SOLE 2843327.00 2911420.00 1589 81000.00 SH DEFINED 01 81000.00 Ventas, Inc. COM 92276F100 3331 121200.00SH SOLE 121200.00 Vornado Realty Trust COM 929042109 208196 3442392.00SH SOLE 1799842.00 1642550.00 2898 47910.00 SH DEFINED 01 47910.00 Washington Real Estate Investm COM 939653101 237 7310.00 SH SOLE 7310.00 147 4540.00 SH DEFINED 01 4540.00 Weingarten Realty Investors COM 948741103 398 11490.00 SH SOLE 11490.00 249 7200.00 SH DEFINED 01 7200.00 ALEXANDRIA RE Eq., Inc. PFD SE PFD 015271208 5042 200000.00SH SOLE 200000.00 AMLI Residential PPTYS PFD SER PFD 20000 800000.00SH SOLE 800000.00 AVALONBAY COMMUN PFD SER H 8.7 PFD 053484705 1319 45500.00 SH SOLE 45500.00 BRANDYWINE REALTY TRUST PFD Se PFD 105368401 6838 260000.00SH SOLE 35000.00 225000.00 BRANDYWINE REALTY TRUST PFD Se PFD 105368500 19319 745900.00SH SOLE 12500.00 733400.00 BRE PROPERTIES PFD SER B 8.08% PFD 05564E403 6872 253400.00SH SOLE 253400.00 BRE PROPERTIES PFD SER C 6.75% PFD 05564E502 9266 369000.00SH SOLE 369000.00 CARRAMERICA RLTY PFD SER E 7.5 PFD 144418704 5480 200000.00SH SOLE 200000.00 CBL & ASSOCIATES PPTYS PFD SER PFD 124830308 10870 200000.00SH SOLE 200000.00 CBL & ASSOCIATES PROP SER C 7. PFD 124830506 1266 47500.00 SH SOLE 47500.00 776 29100.00 SH DEFINED 01 29100.00 DEVELOPERS DIVERS RLTY PFD SER PFD 251591830 7792 281700.00SH SOLE 11700.00 270000.00 431 15600.00 SH DEFINED 01 15600.00 DEVELOPERS DIVERS RLTY PFD SER PFD 251591822 7839 300000.00SH SOLE 300000.00 DUKE REALTY CORP PFD SER B 7.9 PFD 264411885 5633 101500.00SH SOLE 101500.00 EQUITY OFFICE PPTYS PFD SER G PFD 294741871 13467 489700.00SH SOLE 42900.00 446800.00 1490 54200.00 SH DEFINED 01 54200.00 EQUITY RESIDENTIAL PPTYS PFD S PFD 29476L305 5438 199940.00SH SOLE 199940.00 EQUITY RESIDENTIAL PPTYS PFD S PFD 29476L503 1332 47400.00 SH SOLE 47400.00 ESSEX PROPERTY TRUST PFD SER F PFD 297178204 24161 976194.00SH SOLE 239317.00 736877.00 FEDERAL REALTY PFD SER B 8.5% PFD 313747503 8690 314399.00SH SOLE 314399.00 Home PPTYS of NY, Inc PFD Ser PFD 33657 250000.00SH SOLE 250000.00 LEXINGTON CORP PROP PFD Ser B PFD 529043200 674 24900.00 SH SOLE 24900.00 473 17500.00 SH DEFINED 01 17500.00 MACK-CALI REALTY CORP PFD SER PFD 554489302 2500 100000.00SH SOLE 100000.00 MILLS CORP PFD SER C 9% PFD 601148307 336 12200.00 SH SOLE 12200.00 201 7300.00 SH DEFINED 01 7300.00 NEW PLAN EXCEL REALTY PFD E 7. PFD 648053809 5710 209300.00SH SOLE 9300.00 200000.00 341 12500.00 SH DEFINED 01 12500.00 PROLOGIS TRUST PFD SER C 8.54% PFD 743410409 11405 186580.00SH SOLE 186580.00 SIMON PPTYS PFD SER F 8.75% PFD 828806604 7079 256122.00SH SOLE 256122.00 SIMON PPTYS PFD SER G 7.89% PFD 828806505 15450 280800.00SH SOLE 280800.00 TAUBMAN CENTERS PFD SER A 8.3% PFD 876664202 1329 52700.00 SH SOLE 52700.00 VORNADO REALTY TRUST PFD Ser C PFD 929042406 7322 289400.00SH SOLE 289400.00
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