0001318757-12-000004.txt : 20121114 0001318757-12-000004.hdr.sgml : 20121114 20121114214053 ACCESSION NUMBER: 0001318757-12-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marshall Wace LLP CENTRAL INDEX KEY: 0001318757 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11304 FILM NUMBER: 121206596 BUSINESS ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT BUSINESS PHONE: 44-207-316-2251 MAIL ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT 13F-HR 1 mwllp3q12.txt MWLLP 13F 3Q12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Sep 30, 2012 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Marshall Wace LLP Address: 13th Floor, The Adelphi, 1/11 John Adam St., London WC2N 6HT 13 File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Messiana Title: Head of North American Operations - MWNA LP Phone: 203.625.3200 Signature, Place and Date of Signing: November 14, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 103 Form 13F Information Table Value Total: 574891(*1000) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- - D ACTIVISION BLIZZ COMMON STOCK 00507V109 2819 250000 SH SOLE 0 250000 0 0 D AIRGAS INC COMMON STOCK 009363102 3278 39828 SH SOLE 0 39828 0 0 D ALBEMARLE CORP COMMON STOCK 012653101 3980 75542 SH SOLE 0 75542 0 0 D AMAZON.COM INC COMMON STOCK 023135106 9191 36141 SH SOLE 0 36141 0 0 D APPLE INC COMMON STOCK 037833100 41476 62173 SH SOLE 0 62173 0 0 D ARM HOLDINGS-ADR ADRS STOCK 042068106 2798 100000 SH SOLE 0 100000 0 0 D ASHLAND INC COMMON STOCK 044209104 3371 47080 SH SOLE 0 47080 0 0 D ASIAINFO-LINKAGE COMMON STOCK 04518A104 44 3779 SH SOLE 0 3779 0 0 D AVAGO TECHNOLOGI COMMON STOCK SG9999006241 2419 69371 SH SOLE 0 69371 0 0 D BAIDU INC-SP ADR ADRS STOCK 056752108 20249 173231 SH SOLE 0 173231 0 0 D BALL CORP COMMON STOCK 058498106 3027 71542 SH SOLE 0 71542 0 0 D BARRICK GOLD CRP COMMON STOCK 067901108 16908 404882 SH SOLE 0 404882 0 0 D BEAM INC COMMON STOCK 073730103 11631 202140 SH SOLE 0 202140 0 0 D BEST BUY CO INC COMMON STOCK 086516101 725 42141 SH SOLE 0 42141 0 0 D BMC SOFTWARE INC COMMON STOCK 055921100 2075 50000 SH SOLE 0 50000 0 0 D BROADCOM CORP-A COMMON STOCK 111320107 4321 125000 SH SOLE 0 125000 0 0 D BROWN-FORMAN -B COMMON STOCK 115637209 8150 124899 SH SOLE 0 124899 0 0 D CERVEZAS-ADR ADRS STOCK 204429104 8018 112413 SH SOLE 0 112413 0 0 D CIENA CORP COMMON STOCK 171779309 7104 522774 SH SOLE 0 522774 0 0 D CITIGROUP INC COMMON STOCK 172967424 7045 215327 SH SOLE 0 215327 0 0 D CITRIX SYSTEMS COMMON STOCK 177376100 30 398 SH SOLE 0 398 0 0 D CNH GLOBAL NV COMMON STOCK NL0000298933 29 745 SH SOLE 0 745 0 0 D COOPER INDS COMMON STOCK IE00B40K9117 801 10676 SH SOLE 0 10676 0 0 D CORELOGIC INC COMMON STOCK 21871D103 5430 204664 SH SOLE 0 204664 0 0 D CREDICORP LTD COMMON STOCK BMG2519Y1084 9785 78103 SH SOLE 0 78103 0 0 D ELAN CORP-ADR ADRS STOCK 284131208 660 61554 SH SOLE 0 61554 0 0 D ELECTRONIC ARTS COMMON STOCK 285512109 2538 200000 SH SOLE 0 200000 0 0 D EMC CORP/MA COMMON STOCK 268648102 4091 150000 SH SOLE 0 150000 0 0 D EQUIFAX INC COMMON STOCK 294429105 13957 299630 SH SOLE 0 299630 0 0 D EXPEDIA INC COMMON STOCK 30212P303 6870 118772 SH SOLE 0 118772 0 0 D F5 NETWORKS COMMON STOCK 315616102 4186 40000 SH SOLE 0 40000 0 0 D FACEBOOK INC-A COMMON STOCK 30303M102 4713 217584 SH SOLE 0 217584 0 0 D FAIRCHILD SEMICO COMMON STOCK 303726103 358 27268 SH SOLE 0 27268 0 0 D FIDELITY NATIONA COMMON STOCK 31620M106 5364 171823 SH SOLE 0 171823 0 0 D FIRST CAL FIN GR COMMON STOCK 319395109 51 7386 SH SOLE 0 7386 0 0 D FLOWSERVE CORP COMMON STOCK 34354P105 5687 44517 SH SOLE 0 44517 0 0 D FMC CORP COMMON STOCK 302491303 1257 22704 SH SOLE 0 22704 0 0 D FOCUS MEDIA-ADR ADRS STOCK 34415V109 786 33586 SH SOLE 0 33586 0 0 D FORTINET INC COMMON STOCK 34959E109 965 40000 SH SOLE 0 40000 0 0 D FRANKLIN RES INC COMMON STOCK 354613101 11455 91587 SH SOLE 0 91587 0 0 D FUSHI COPPERWELD COMMON STOCK 36113E107 477 52470 SH SOLE 0 52470 0 0 D GOOGLE INC-CL A COMMON STOCK 38259P508 6324 8382 SH SOLE 0 8382 0 0 D GRUPO F SA-ADR B ADRS STOCK 40053C105 10241 747509 SH SOLE 0 747509 0 0 D INGERSOLL-RAND COMMON STOCK IE00B6330302 10572 235871 SH SOLE 0 235871 0 0 D JACK IN THE BOX COMMON STOCK 466367109 4532 161217 SH SOLE 0 161217 0 0 D JAKKS PACIFIC COMMON STOCK 47012E106 268 18405 SH SOLE 0 18405 0 0 D KBW BANK ETF ETF STOCK 78464A797 2695 114776 SH SOLE 0 114776 0 0 D LIMITED BRANDS COMMON STOCK 532716107 2807 56992 SH SOLE 0 56992 0 0 D LOGITECH INTER-R COMMON STOCK CH0025751329 495 54322 SH SOLE 0 54322 0 0 D LOUISIANA-PACIFI COMMON STOCK 546347105 2094 167543 SH SOLE 0 167543 0 0 D LYONDELLBASELL-A COMMON STOCK NL0009434992 21350 413272 SH SOLE 0 413272 0 0 D MEAD JOHNSON COMMON STOCK 582839106 4917 67104 SH SOLE 0 67104 0 0 D MICRON TECH COMMON STOCK 595112103 1196 200000 SH SOLE 0 200000 0 0 D MONDELEZ INTER-A COMMON STOCK 609207105 642 15534 SH SOLE 0 15534 0 0 D MONDELEZ INTE-WI COMMON STOCK BBG003CZX6P5 23254 877014 SH SOLE 0 877014 0 0 D MOSAIC CO/THE COMMON STOCK 61945C103 7870 136613 SH SOLE 0 136613 0 0 D NATL OILWELL VAR COMMON STOCK 637071101 2237 27927 SH SOLE 0 27927 0 0 D NETAPP INC COMMON STOCK 64110D104 828 25174 SH SOLE 0 25174 0 0 D NETFLIX INC COMMON STOCK 64110L106 2166 39786 SH SOLE 0 39786 0 0 D NEWMONT MINING COMMON STOCK 651639106 13070 233333 SH SOLE 0 233333 0 0 D NEWS CORP-A COMMON STOCK 65248E104 20916 853560 SH SOLE 0 853560 0 0 D NEXEN INC COMMON STOCK 65334H102 119 4708 SH SOLE 0 4708 0 0 D NOVARTIS AG-ADR ADRS STOCK 66987V109 5139 83881 SH SOLE 0 83881 0 0 D OCH-ZIFF CAPIT-A COMMON STOCK 67551U105 3770 390300 SH SOLE 0 390300 0 0 D PAO ACUCAR-ADR ADRS STOCK 20440T201 2775 61513 SH SOLE 0 61513 0 0 D PHILLIPS 66 COMMON STOCK 718546104 11936 257403 SH SOLE 0 257403 0 0 D PLX TECHNOLOGY COMMON STOCK 693417107 110 19096 SH SOLE 0 19096 0 0 D POLYONE CORP COMMON STOCK 73179P106 3239 195499 SH SOLE 0 195499 0 0 D PPG INDS INC COMMON STOCK 693506107 5057 44039 SH SOLE 0 44039 0 0 D PRAXAIR INC COMMON STOCK 74005P104 1273 12253 SH SOLE 0 12253 0 0 D PRICELINE.COM COMMON STOCK 741503403 8029 12970 SH SOLE 0 12970 0 0 D QLIK TECHNOLOGIE COMMON STOCK 74733T105 2463 110000 SH SOLE 0 110000 0 0 D RAYONIER INC COMMON STOCK 754907103 2935 59879 SH SOLE 0 59879 0 0 D RED HAT INC COMMON STOCK 756577102 3416 60000 SH SOLE 0 60000 0 0 D RIVERBED TECHNOL COMMON STOCK 768573107 4656 200000 SH SOLE 0 200000 0 0 D ROCKWELL AUTOMAT COMMON STOCK 773903109 5960 85693 SH SOLE 0 85693 0 0 D ROCKWOOD HOLDING COMMON STOCK 774415103 7597 163016 SH SOLE 0 163016 0 0 D SALESFORCE.COM COMMON STOCK 79466L302 3817 25000 SH SOLE 0 25000 0 0 D SANDISK CORP COMMON STOCK 80004C101 3692 85000 SH SOLE 0 85000 0 0 D SCOTTS MIRACLE-A COMMON STOCK 810186106 616 14176 SH SOLE 0 14176 0 0 D SEADRILL LTD ADRS STOCK BMG7945E1057 121 3083 SH SOLE 0 3083 0 0 D SENSIENT TECHNOL COMMON STOCK 81725T100 3324 90412 SH SOLE 0 90412 0 0 D SIGMA-ALDRICH COMMON STOCK 826552101 3352 46579 SH SOLE 0 46579 0 0 D SONUS NETWORKS COMMON STOCK 835916107 2828 1500000 SH SOLE 0 1500000 0 0 D SPDR-FINL SELECT ETF STOCK 81369Y605 2627 168503 SH SOLE 0 168503 0 0 D TAKE-TWO INTERAC COMMON STOCK 874054109 2871 275000 SH SOLE 0 275000 0 0 D TERADATA CORP COMMON STOCK 88076W103 3771 50000 SH SOLE 0 50000 0 0 D TIBCO SOFTWARE COMMON STOCK 88632Q103 3023 100000 SH SOLE 0 100000 0 0 D TIVO INC COMMON STOCK 888706108 2608 250000 SH SOLE 0 250000 0 0 D TRANSOCEAN LTD COMMON STOCK CH0048265513 2646 58935 SH SOLE 0 58935 0 0 D TYCO INTL LTD COMMON STOCK CH0100383485 2612 46424 SH SOLE 0 46424 0 0 D UNION PAC CORP COMMON STOCK 907818108 15312 128998 SH SOLE 0 128998 0 0 D US STEEL CORP COMMON STOCK 912909108 1647 86362 SH SOLE 0 86362 0 0 D UTILITY INCM FND COMMON STOCK 756158101 375 14831 SH SOLE 0 14831 0 0 D VENOCO INC COMMON STOCK 92275P307 341 28708 SH SOLE 0 28708 0 0 D VERISK ANALYTI-A COMMON STOCK 92345Y106 6865 144200 SH SOLE 0 144200 0 0 D VIMPELCOM LT-ADR ADRS STOCK 92719A106 888 74588 SH SOLE 0 74588 0 0 D VIRGIN MEDIA INC COMMON STOCK 92769L101 47157 1602887 SH SOLE 0 1602887 0 0 D WEYERHAEUSER CO COMMON STOCK 962166104 2220 84910 SH SOLE 0 84910 0 0 D WR GRACE & CO COMMON STOCK 38388F108 1243 21043 SH SOLE 0 21043 0 0 D WYNDHAM WORLDWID COMMON STOCK 98310W108 7808 148777 SH SOLE 0 148777 0 0 D YANDEX NV-A COMMON STOCK NL0009805522 6389 264543 SH SOLE 0 264543 0 0 D YOUKU TUDOU INC ADRS STOCK 98742U100 1674 91038 SH SOLE 0 91038 0 0 S REPORT SUMMARY 103 DATA RECORDS 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED