0000919574-12-006441.txt : 20121114
0000919574-12-006441.hdr.sgml : 20121114
20121114161238
ACCESSION NUMBER: 0000919574-12-006441
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KINGDON CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001000097
IRS NUMBER: 134015739
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04575
FILM NUMBER: 121204617
BUSINESS ADDRESS:
STREET 1: 157 WEST 57TH STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-333-0100
MAIL ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19980914
FORMER COMPANY:
FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT CORP
DATE OF NAME CHANGE: 19960408
13F-HR
1
d1329590_13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Kingdon Capital Management, L.L.C.
Address: 152 West 57th Street
New York, New York 10019
13F File Number: 028-04575
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: William Walsh
Title: Chief Financial Officer
Phone: (212) 333-0100
Signature, Place, and Date of Signing:
/s/ William Walsh New York, New York November 14, 2012
--------------------- ------------------------ -------------------------
(Signature) (City, State) (Date)
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[_] 13F NOTICE.
[_] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 217
Form 13F Information Table Value Total: 1,797,381 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other than
the manager filing this report.
No. 13F File Number Name
--- ---------------- -----
1. 028-10584 Kingdon Associates
2. 028-13996 M. Kingdon Offshore Master Fund L.P.
3. 028-10842 Kingdon Family Partnership, L.P.
FORM 13F INFORMATION TABLE
Kingdon Capital Management, L.L.C.
September 30, 2012
COL 1 COL 2 COL 3 COL 4 COL 5 COL 6 COL 7 COL 8
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE
-------------- --------- ------ -------- -------- --- ---- ----------- ----- ----- ------ ----
ACHILLION PHARMACEUTICALS IN COM 00448Q201 2,821 271,000 SHS SHARED-DEFINED 1/2/3 271,000
ACHILLION PHARMACEUTICALS IN COM 00448Q201 5,203 500,000 SHS CALL SHARED-DEFINED 1/2/3 500,000
ADVANCED ENERGY INDS COM 007973100 2,218 180,000 SHS SHARED-DEFINED 1/2/3 180,000
AEGERION PHARMACEUTICALS INC COM 00767E102 3,779 255,000 SHS SHARED-DEFINED 1/2/3 255,000
AKAMAI TECHNOLOGIES INC COM 00971T101 17,213 450,000 SHS SHARED-DEFINED 1/2/3 450,000
ALKERMES PLC SHS G01767105 2,924 141,000 SHS SHARED-DEFINED 1/2/3 141,000
ALLEGHENY TECHNOLOGIES INC COM 01741R102 3,589 112,500 SHS SHARED-DEFINED 1/2/3 112,500
ALLERGAN INC COM 018490102 5,641 61,600 SHS SHARED-DEFINED 1/2/3 61,600
ALTERA CORP COM 021441100 680 20,000 SHS SHARED-DEFINED 1/2/3 20,000
AMARIN CORP PLC SPONS ADR NEW 023111206 19,997 1,590,863 SHS SHARED-DEFINED 1/2/3 1,590,863
AMARIN CORP PLC SPONS ADR NEW 023111206 3,773 300,000 CALL SHARED-DEFINED 1/2/3 300,000
AMERICAN EAGLE OUTFITTERS NE COM 02553E106 7,800 370,000 SHS SHARED-DEFINED 1/2/3 370,000
AMERICAN INTL GROUP INC COM NEW 026874784 32,790 1,000,000 SHS SHARED-DEFINED 1/2/3 1,000,000
ANACOR PHARMACEUTICALS INC COM 032420101 987 150,000 SHS SHARED-DEFINED 1/2/3 150,000
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 5,155 60,000 SHS SHARED-DEFINED 1/2/3 60,000
APPLE INC COM 037833100 160,092 240,000 SHS SHARED-DEFINED 1/2/3 240,000
ARMSTRONG WORLD INDS INC NEW COM 04247X102 4,637 100,000 SHS SHARED-DEFINED 1/2/3 100,000
ASTRAZENECA PLC SPONSORED ADR 046353108 5,360 112,000 SHS SHARED-DEFINED 1/2/3 112,000
AVAGO TECHNOLOGIES LTD SHS Y0486S104 19,156 549,526 SHS SHARED-DEFINED 1/2/3 549,526
AVIS BUDGET GROUP COM 053774105 6,350 412,900 SHS SHARED-DEFINED 1/2/3 412,900
AVON PRODS INC COM 054303102 5,343 335,000 SHS SHARED-DEFINED 1/2/3 335,000
AVON PRODS INC COM 054303102 6,380 400,000 CALL SHARED-DEFINED 1/2/3 400,000
B/E AEROSPACE INC COM 073302101 6,314 150,000 SHS SHARED-DEFINED 1/2/3 150,000
BAIDU INC SPON ADR REP A 056752108 8,001 68,500 SHS SHARED-DEFINED 1/2/3 68,500
BANKRATE INC DEL COM 06647F102 9,348 600,000 SHS SHARED-DEFINED 1/2/3 600,000
BARRICK GOLD CORP COM 067901108 29,232 700,000 SHS SHARED-DEFINED 1/2/3 700,000
BEAM INC COM 073730103 2,958 51,400 SHS SHARED-DEFINED 1/2/3 51,400
BLOOMIN BRANDS INC COM 094235108 1,538 93,151 SHS SHARED-DEFINED 1/2/3 93,151
BRINKER INTL INC COM 109641100 2,648 75,000 SHS SHARED-DEFINED 1/2/3 75,000
BROADSOFT INC COM 11133B409 3,687 90,000 SHS SHARED-DEFINED 1/2/3 90,000
BROADCOM CORP CL A 111320107 2,110 61,044 SHS SHARED-DEFINED 1/2/3 61,044
CVS CAREMARK CORPORATION COM 126650100 17,431 360,000 SHS SHARED-DEFINED 1/2/3 360,000
CELANESE CORP DEL COM SER A 150870103 11,373 300,000 SHS SHARED-DEFINED 1/2/3 300,000
CELGENE CORP COM 151020104 8,247 108,000 SHS SHARED-DEFINED 1/2/3 108,000
CEMPRA INC COM 15130J109 1,963 263,429 SHS SHARED-DEFINED 1/2/3 263,429
CENTENE CORP DEL COM 15135B101 3,666 98,000 SHS SHARED-DEFINED 1/2/3 98,000
CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 12,759 170,000 SHS SHARED-DEFINED 1/2/3 170,000
CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 6,220 400,000 SHS SHARED-DEFINED 1/2/3 400,000
CHICOS FAS INC COM 168615102 3,713 205,000 SHS SHARED-DEFINED 1/2/3 205,000
CHILDRENS PL RETAIL STORES I COM 168905107 15,360 256,000 SHS SHARED-DEFINED 1/2/3 256,000
CISCO SYS INC COM 17275R102 4,200 220,000 SHS SHARED-DEFINED 1/2/3 220,000
CITIGROUP INC COM NEW 172967424 65,440 2,000,000 SHS SHARED-DEFINED 1/2/3 2,000,000
CITIGROUP INC COM NEW 172967424 32,720 1,000,000 CALL SHARED-DEFINED 1/2/3 1,000,000
CITIGROUP INC COM NEW 172967424 6,544 200,000 PUT SHARED-DEFINED 1/2/3 200,000
CITIGROUP INC UNIT 99/99/9999 172967416 10,640 110,000 PRN SHARED-DEFINED 1/2/3 110,000
CITRIX SYS INC COM 177376100 6,890 90,000 SHS SHARED-DEFINED 1/2/3 90,000
COACH INC COM 189754104 6,302 112,500 SHS SHARED-DEFINED 1/2/3 112,500
COCA COLA ENTERPRISES INC NE COM 19122T109 4,378 140,000 SHS SHARED-DEFINED 1/2/3 140,000
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 9,783 140,000 SHS SHARED-DEFINED 1/2/3 140,000
COLGATE PALMOLIVE CO COM 194162103 7,505 70,000 SHS SHARED-DEFINED 1/2/3 70,000
COLUMBIA LABS INC COM 197779101 545 550,000 SHS SHARED-DEFINED 1/2/3 550,000
CONTINENTAL RESOURCES INC COM 212015101 11,535 150,000 SHS SHARED-DEFINED 1/2/3 150,000
COSTCO WHSL CORP NEW COM 22160K105 14,517 145,000 SHS SHARED-DEFINED 1/2/3 145,000
DST SYS INC DEL COM 233326107 5,034 89,000 SHS SHARED-DEFINED 1/2/3 89,000
DSW INC CL A 23334L102 1,788 26,800 SHS SHARED-DEFINED 1/2/3 26,800
DELTA AIR LINES INC DEL COM NEW 247361702 8,198 895,000 SHS SHARED-DEFINED 1/2/3 895,000
DICKS SPORTING GOODS INC COM 253393102 5,237 101,000 SHS SHARED-DEFINED 1/2/3 101,000
DISCOVER FINL SVCS COM 254709108 21,323 536,700 SHS SHARED-DEFINED 1/2/3 536,700
DOLLAR GEN CORP NEW COM 256677105 14,689 285,000 SHS SHARED-DEFINED 1/2/3 285,000
DOW CHEM CO COM 260543103 3,620 125,000 SHS SHARED-DEFINED 1/2/3 125,000
E M C CORP MASS COM 268648102 3,545 130,000 SHS SHARED-DEFINED 1/2/3 130,000
EBAY INC COM 278642103 11,050 228,400 SHS SHARED-DEFINED 1/2/3 228,400
EDGEN GROUP INC CL A 28014Q107 4,456 575,000 SHS SHARED-DEFINED 1/2/3 575,000
EDWARDS GROUP LTD SPONSORED ADR 281736108 948 145,591 SHS SHARED-DEFINED 1/2/3 145,591
ELAN PLC ADR 284131208 2,681 250,100 SHS SHARED-DEFINED 1/2/3 250,100
ELOQUA INC COM 290139104 296 15,000 SHS SHARED-DEFINED 1/2/3 15,000
EMERGENT BIOSOLUTIONS INC COM 29089Q105 15,263 1,074,104 SHS SHARED-DEFINED 1/2/3 1,074,104
EMULEX CORP COM NEW 292475209 1,730 240,000 SHS SHARED-DEFINED 1/2/3 240,000
EQUINIX INC COM NEW 29444U502 10,295 50,000 SHS SHARED-DEFINED 1/2/3 50,000
EXACTTARGET INC COM 30064K105 2,906 120,000 SHS SHARED-DEFINED 1/2/3 120,000
EXCO RESOURCES INC COM 269279402 2,403 300,000 SHS SHARED-DEFINED 1/2/3 300,000
FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 4,139 45,000 SHS SHARED-DEFINED 1/2/3 45,000
FOOT LOCKER INC COM 344849104 8,520 240,000 SHS SHARED-DEFINED 1/2/3 240,000
FORTUNE BRANDS HOME & SEC IN COM 34964C106 7,698 285,000 SHS SHARED-DEFINED 1/2/3 285,000
FRANCESCAS HLDGS CORP COM 351793104 1,996 65,000 SHS SHARED-DEFINED 1/2/3 65,000
FREEPORT-MCMORAN COPPER & GO COM 35671D857 23,748 600,000 SHS SHARED-DEFINED 1/2/3 600,000
GAP INC DEL COM 364760108 2,326 65,000 SHS SHARED-DEFINED 1/2/3 65,000
GEORGIA GULF CORP COM PAR$0.01 NEW 373200302 1,811 50,000 SHS SHARED-DEFINED 1/2/3 50,000
GEVO INC COM 374396109 746 350,000 SHS SHARED-DEFINED 1/2/3 350,000
GILEAD SCIENCES INC COM 375558103 6,633 100,000 PUT SHARED-DEFINED 1/2/3 100,000
GOLDMAN SACHS GROUP INC COM 38141G104 11,368 100,000 SHS SHARED-DEFINED 1/2/3 100,000
GREENBRIER COS INC COM 393657101 1,614 100,000 SHS SHARED-DEFINED 1/2/3 100,000
GREENBRIER COS INC NOTE 3.500% 4/0 393657AH4 5,857 6,500,000 PRN SHARED-DEFINED 1/2/3 6,500,000
GRIFOLS S A SP ADR REP B NVT 398438408 6,895 301,999 SHS SHARED-DEFINED 1/2/3 301,999
HCA HOLDINGS INC COM 40412C101 24,917 749,382 SHS SHARED-DEFINED 1/2/3 749,382
HCA HOLDINGS INC COM 40412C101 39,900 1,200,000 CALL SHARED-DEFINED 1/2/3 1,200,000
HARRY WINSTON DIAMOND CORP COM 41587B100 3,345 281,845 SHS SHARED-DEFINED 1/2/3 281,845
HEALTHSOUTH CORP COM NEW 421924309 5,245 218,000 SHS SHARED-DEFINED 1/2/3 218,000
HERTZ GLOBAL HOLDINGS INC COM 42805T105 20,252 1,475,000 SHS SHARED-DEFINED 1/2/3 1,475,000
HESS CORP COM 42809H107 5,372 100,000 SHS SHARED-DEFINED 1/2/3 100,000
HI-TECH PHARMACAL INC COM 42840B101 1,322 40,000 SHS SHARED-DEFINED 1/2/3 40,000
HIBBETT SPORTS INC COM 428567101 297 5,000 SHS SHARED-DEFINED 1/2/3 5,000
HILLSHIRE BRANDS CO COM 432589109 1,473 55,000 SHS SHARED-DEFINED 1/2/3 55,000
HOLOGIC INC COM 436440101 5,055 250,000 SHS SHARED-DEFINED 1/2/3 250,000
HOME DEPOT INC COM 437076102 3,320 55,000 SHS SHARED-DEFINED 1/2/3 55,000
HYATT HOTELS CORP COM CL A 448579102 4,818 120,000 SHS SHARED-DEFINED 1/2/3 120,000
IDENIX PHARMACEUTICALS INC COM 45166R204 201 44,000 SHS SHARED-DEFINED 1/2/3 44,000
IDENIX PHARMACEUTICALS INC COM 45166R204 1,824 400,000 CALL SHARED-DEFINED 1/2/3 400,000
INGREDION INC COM 457187102 2,096 38,000 SHS SHARED-DEFINED 1/2/3 38,000
INTERFACE INC COM 458665304 2,638 200,000 SHS SHARED-DEFINED 1/2/3 200,000
INTL PAPER CO COM 460146103 7,264 200,000 SHS SHARED-DEFINED 1/2/3 200,000
JABIL CIRCUIT INC COM 466313103 1,825 97,500 SHS SHARED-DEFINED 1/2/3 97,500
JAZZ PHARMACEUTICALS PLC SHS USD G50871105 3,419 60,000 SHS SHARED-DEFINED 1/2/3 60,000
JIVE SOFTWARE INC COM 47760A108 1,571 100,000 SHS SHARED-DEFINED 1/2/3 100,000
JOY GLOBAL INC COM 481165108 5,606 100,000 CALL SHARED-DEFINED 1/2/3 100,000
JPMORGAN CHASE & CO COM 46625H100 10,120 250,000 SHS SHARED-DEFINED 1/2/3 250,000
K V PHARMACEUTICAL CO CL A 482740206 182 3,640,000 SHS SHARED-DEFINED 1/2/3 3,640,000
K V PHARMACEUTICAL CO NOTE 2.500% 5/1 482740AC1 1,257 39,220,000 PRN SHARED-DEFINED 1/2/3 39,220,000
KOSMOS ENERGY LTD SHS G5315B107 4,556 400,000 SHS SHARED-DEFINED 1/2/3 400,000
KRATON PERFORMANCE POLYMERS COM 50077C106 2,619 100,328 SHS SHARED-DEFINED 1/2/3 100,328
LIFEPOINT HOSPITALS INC COM 53219L109 9,839 230,000 SHS SHARED-DEFINED 1/2/3 230,000
LILLY ELI & CO COM 532457108 9,482 200,000 CALL SHARED-DEFINED 1/2/3 200,000
LILLY ELI & CO COM 532457108 18,964 400,000 PUT SHARED-DEFINED 1/2/3 400,000
LIBERTY MEDIA CORP DEB 4.000% 11/1 530715AG6 8,819 14,000,000PRN SHARED-DEFINED 1/2/3 14,000,000
LIBERTY MEDIA CORP DEB 3.250% 3/1 530715AR2 9,403 10,000,000PRN SHARED-DEFINED 1/2/3 10,000,000
LIMITED BRANDS INC COM 532716107 8,374 170,000 SHS SHARED-DEFINED 1/2/3 170,000
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 12,915 250,000 SHS SHARED-DEFINED 1/2/3 250,000
MGM RESORTS INTERNATIONAL NOTE 4.250% 4/1 55303QAE0 11,461 11,000,000PRN SHARED-DEFINED 1/2/3 11,000,000
MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 230 19,506 SHS SHARED-DEFINED 1/2/3 19,506
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 26,845 500,000 SHS SHARED-DEFINED 1/2/3 500,000
MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 9,877 400,000 SHS SHARED-DEFINED 1/2/3 400,000
MASTERCARD INC CL A 57636Q104 8,352 18,500 SHS SHARED-DEFINED 1/2/3 18,500
MAXIM INTEGRATED PRODS INC COM 57772K101 1,597 60,000 SHS SHARED-DEFINED 1/2/3 60,000
MEDIVATION INC COM 58501N101 29,586 525,602 SHS SHARED-DEFINED 1/2/3 525,602
MEDIVATION INC COM 58501N101 16,905 300,000 CALL SHARED-DEFINED 1/2/3 300,000
MEDIVATION INC NOTE 2.625% 4/0 58501NAA9 2,000 1,500,000 PRN SHARED-DEFINED 1/2/3 1,500,000
MEDTRONIC INC COM 585055106 4,312 100,000 PUT SHARED-DEFINED 1/2/3 100,000
METLIFE INC COM 59156R108 27,568 800,000 SHS SHARED-DEFINED 1/2/3 800,000
MICHAEL KORS HLDGS LTD SHS G60754101 2,606 49,000 SHS SHARED-DEFINED 1/2/3 49,000
MORGAN STANLEY COM NEW 617446448 21,059 1,258,000 SHS SHARED-DEFINED 1/2/3 1,258,000
MORGAN STANLEY COM NEW 617446448 12,555 750,000 CALL SHARED-DEFINED 1/2/3 750,000
NXP SEMICONDUCTORS N V COM N6596X109 700 28,000 SHS SHARED-DEFINED 1/2/3 28,000
NATIONAL OILWELL VARCO INC COM 637071101 8,011 100,000 SHS SHARED-DEFINED 1/2/3 100,000
NETSCOUT SYS INC COM 64115T104 2,039 80,000 SHS SHARED-DEFINED 1/2/3 80,000
NOBLE ENERGY INC COM 655044105 18,542 200,000 SHS SHARED-DEFINED 1/2/3 200,000
ONYX PHARMACEUTICALS INC COM 683399109 6,760 80,000 SHS SHARED-DEFINED 1/2/3 80,000
OPNET TECHNOLOGIES INC COM 683757108 1,647 48,368 SHS SHARED-DEFINED 1/2/3 48,368
OAKTREE CAP GROUP LLC UNIT 99/99/9999 674001201 11,890 290,000 SHS SHARED-DEFINED 1/2/3 290,000
OCCIDENTAL PETE CORP DEL COM 674599105 10,758 125,000 SHS SHARED-DEFINED 1/2/3 125,000
OMNIVISION TECHNOLOGIES INC COM 682128103 4,743 340,000 SHS SHARED-DEFINED 1/2/3 340,000
OPKO HEALTH INC COM 68375N103 3,553 850,000 SHS SHARED-DEFINED 1/2/3 850,000
OWENS CORNING NEW COM 690742101 4,183 125,000 SHS SHARED-DEFINED 1/2/3 125,000
PDF SOLUTIONS INC COM 693282105 546 40,000 SHS SHARED-DEFINED 1/2/3 40,000
PVH CORP COM 693656100 1,396 14,900 SHS SHARED-DEFINED 1/2/3 14,900
PAR PHARMACEUTICAL COS INC COM 69888P106 7,497 150,000 CALL SHARED-DEFINED 1/2/3 150,000
PATTERSON COMPANIES INC COM 703395103 5,090 147,673 SHS SHARED-DEFINED 1/2/3 147,673
PEABODY ENERGY CORP SDCV 4.750%12/1 704549AG9 4,224 5,000,000 PRN SHARED-DEFINED 1/2/3 5,000,000
PENNEY J C INC COM 708160106 607 25,000 SHS SHARED-DEFINED 1/2/3 25,000
PEPSICO INC COM 713448108 2,477 35,000 SHS SHARED-DEFINED 1/2/3 35,000
PERRIGO CO COM 714290103 6,970 60,000 SHS SHARED-DEFINED 1/2/3 60,000
PFIZER INC COM 717081103 10,611 427,000 SHS SHARED-DEFINED 1/2/3 427,000
PHILLIPS 66 COM 718546104 13,911 300,000 SHS SHARED-DEFINED 1/2/3 300,000
PRECISION CASTPARTS CORP COM 740189105 4,084 25,000 SHS SHARED-DEFINED 1/2/3 25,000
PROLOR BIOTECH INC COM 74344F106 2,061 425,000 SHS SHARED-DEFINED 1/2/3 425,000
QUALCOMM INC COM 747525103 12,334 197,500 SHS SHARED-DEFINED 1/2/3 197,500
QUESTCOR PHARMACEUTICALS INC COM 74835Y101 1,477 80,000 SHS SHARED-DEFINED 1/2/3 80,000
RADWARE LTD ORD M81873107 8,265 229,466 SHS SHARED-DEFINED 1/2/3 229,466
SINA CORP ORD G81477104 7,709 119,200 SHS SHARED-DEFINED 1/2/3 119,200
SAGENT PHARMACEUTICALS INC COM 786692103 4,067 255,000 SHS SHARED-DEFINED 1/2/3 255,000
SALIX PHARMACEUTICALS INC COM 795435106 8,287 195,900 SHS SHARED-DEFINED 1/2/3 195,900
SALIX PHARMACEUTICALS INC COM 795435106 6,351 150,000 CALL SHARED-DEFINED 1/2/3 150,000
SANDISK CORP COM 80004C101 3,472 80,000 SHS SHARED-DEFINED 1/2/3 80,000
SANDRIDGE ENERGY INC COM 80007P307 2,265 325,000 SHS SHARED-DEFINED 1/2/3 325,000
SANTARUS INC COM 802817304 1,554 175,000 SHS SHARED-DEFINED 1/2/3 175,000
SCHLUMBERGER LTD COM 806857108 27,124 375,000 SHS SHARED-DEFINED 1/2/3 375,000
SEMTECH CORP COM 816850101 5,110 203,242 SHS SHARED-DEFINED 1/2/3 203,242
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 14,709 943,500 SHS SHARED-DEFINED 1/2/3 943,500
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 16,048 400,000 CALL SHARED-DEFINED 1/2/3 400,000
SHERWIN WILLIAMS CO COM 824348106 5,502 36,950 SHS SHARED-DEFINED 1/2/3 36,950
SHIRE PLC SPONSORED ADR 82481R106 7,760 87,500 SHS SHARED-DEFINED 1/2/3 87,500
SIGNET JEWELERS LIMITED SHS G81276100 4,876 100,000 SHS SHARED-DEFINED 1/2/3 100,000
SILICON IMAGE INC COM 82705T102 2,288 500,677 SHS SHARED-DEFINED 1/2/3 500,677
SILICON LABORATORIES INC COM 826919102 4,277 116,382 SHS SHARED-DEFINED 1/2/3 116,382
SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 2,168 146,776 SHS SHARED-DEFINED 1/2/3 146,776
SOLARFUN POWER HOLDINGS CO L NOTE 3.500% 1/1 83415UAB4 3,787 5,000,000 PRN SHARED-DEFINED 1/2/3 5,000,000
SOLAZYME INC COM 83415T101 1,659 144,350 SHS SHARED-DEFINED 1/2/3 144,350
SPREADTRUM COMMUNICATIONS IN ADR 849415203 8,819 430,000 SHS SHARED-DEFINED 1/2/3 430,000
STRYKER CORP COM 863667101 3,907 70,200 SHS SHARED-DEFINED 1/2/3 70,200
SUNPOWER CORP DBCV 4.750% 4/1 867652AC3 7,481 8,000,000 PRN SHARED-DEFINED 1/2/3 8,000,000
TIBCO SOFTWARE INC COM 88632Q103 4,837 160,000 SHS SHARED-DEFINED 1/2/3 160,000
TARGET CORP COM 87612E106 25,039 394,500 SHS SHARED-DEFINED 1/2/3 394,500
TEAM HEALTH HOLDINGS INC COM 87817A107 3,391 125,000 SHS SHARED-DEFINED 1/2/3 125,000
TERADYNE INC COM 880770102 882 62,000 SHS SHARED-DEFINED 1/2/3 62,000
TEREX CORP NEW COM 880779103 14,677 650,000 SHS SHARED-DEFINED 1/2/3 650,000
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 12,604 306,000 SHS SHARED-DEFINED 1/2/3 306,000
THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 507 70,000 SHS SHARED-DEFINED 1/2/3 70,000
TIVO INC COM 888706108 18,170 1,742,100 SHS SHARED-DEFINED 1/2/3 1,742,100
TIMKEN CO COM 887389104 3,716 100,000 SHS SHARED-DEFINED 1/2/3 100,000
TRIQUINT SEMICONDUCTOR INC COM 89674K103 1,165 231,200 SHS SHARED-DEFINED 1/2/3 231,200
TRONOX LTD SHS CL A Q9235V101 15,289 675,000 SHS SHARED-DEFINED 1/2/3 675,000
21VIANET GROUP INC SPONSORED ADR 90138A103 2,533 219,700 SHS SHARED-DEFINED 1/2/3 219,700
TYSON FOODS INC CL A 902494103 721 45,000 SHS SHARED-DEFINED 1/2/3 45,000
U S AIRWAYS GROUP INC COM 90341W108 6,140 587,000 SHS SHARED-DEFINED 1/2/3 587,000
U S G CORP COM NEW 903293405 3,841 175,000 SHS SHARED-DEFINED 1/2/3 175,000
UBIQUITI NETWORKS INC COM 90347A100 595 50,000 PUT SHARED-DEFINED 1/2/3 50,000
ULTRATECH INC COM 904034105 1,173 37,372 SHS SHARED-DEFINED 1/2/3 37,372
UNDER ARMOUR INC CL A 904311107 2,568 46,000 SHS SHARED-DEFINED 1/2/3 46,000
UNITED CONTL HLDGS INC COM 910047109 1,950 100,000 SHS SHARED-DEFINED 1/2/3 100,000
UNITEDHEALTH GROUP INC COM 91324P102 8,312 150,000 PUT SHARED-DEFINED 1/2/3 150,000
UNITED RENTALS INC COM 911363109 6,542 200,000 SHS SHARED-DEFINED 1/2/3 200,000
UNIVERSAL HLTH SVCS INC CL B 913903100 8,414 184,000 SHS SHARED-DEFINED 1/2/3 184,000
UNWIRED PLANET INC NEW COM 91531F103 8,743 4,553,476 SHS SHARED-DEFINED 1/2/3 4,553,476
VANGUARD HEALTH SYS INC COM 922036207 5,344 432,000 SHS SHARED-DEFINED 1/2/3 432,000
VISTEON CORP COM NEW 92839U206 4,446 100,000 SHS SHARED-DEFINED 1/2/3 100,000
VRINGO INC COM 92911N104 870 300,000 SHS SHARED-DEFINED 1/2/3 300,000
WAL-MART STORES INC COM 931142103 13,284 180,000 SHS SHARED-DEFINED 1/2/3 180,000
WALTER ENERGY INC COM 93317Q105 3,246 100,000 SHS SHARED-DEFINED 1/2/3 100,000
WARNACO GROUP INC COM NEW 934390402 8,492 163,613 SHS SHARED-DEFINED 1/2/3 163,613
WARNER CHILCOTT PLC IRELAND SHS A G94368100 4,047 300,000 SHS SHARED-DEFINED 1/2/3 300,000
WATSON PHARMACEUTICALS INC COM 942683103 18,163 213,284 SHS SHARED-DEFINED 1/2/3 213,284
WELLCARE HEALTH PLANS INC COM 94946T106 1,979 35,000 SHS SHARED-DEFINED 1/2/3 35,000
WERNER ENTERPRISES INC COM 950755108 4,270 200,000 SHS SHARED-DEFINED 1/2/3 200,000
WHOLE FOODS MKT INC COM 966837106 2,044 21,000 SHS SHARED-DEFINED 1/2/3 21,000
WILLIAMS SONOMA INC COM 969904101 3,518 80,000 SHS SHARED-DEFINED 1/2/3 80,000
YANDEX N V SHS CLASS A N97284108 4,627 192,000 SHS SHARED-DEFINED 1/2/3 192,000
YOUKU TUDOU INC SPONSORED ADR 98742U100 3,954 215,000 SHS SHARED-DEFINED 1/2/3 215,000
ZELTIQ AESTHETICS INC COM 98933Q108 2,181 386,787 SHS SHARED-DEFINED 1/2/3 386,787