0001193125-12-470175.txt : 20121114 0001193125-12-470175.hdr.sgml : 20121114 20121114143636 ACCESSION NUMBER: 0001193125-12-470175 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hudson Bay Capital Management LP CENTRAL INDEX KEY: 0001393825 IRS NUMBER: 371511173 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12909 FILM NUMBER: 121203436 BUSINESS ADDRESS: STREET 1: 777 THIRD AVE., 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-571-1244 MAIL ADDRESS: STREET 1: 777 THIRD AVE., 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Hudson Bay Capital Management, L.P. DATE OF NAME CHANGE: 20070320 13F-HR 1 d438839d13fhr.txt FORM 13F ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 ________________________________ Check here if Amendment [_]; Amendment Number: ________________________________ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hudson Bay Capital Management LP ________________________________________________ Address: 777 Third Ave, 30th Floor ________________________________________________ New York, New York 10017 ________________________________________________ Form 13F File Number: 028-12909 _____________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Charles Winkler ____________________________________________ Title: Chief Operating Officer ____________________________________________ Phone: (212) 571-1244 ____________________________________________ Signature, Place, and Date of Signing: /s/ Charles Winkler New York, NY 11/14/12 _____________________ _______________________ ________________________ [Signature] [City, State] [Date] Report Type (Check only one.): [X]13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_]13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_]13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager (s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers:................ 0 ____________ Form 13F Information Table Entry Total:........... 613 ____________ Form 13F Information Table Value Total:........... $ 1,835,406 ____________ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE ================================================================================ FORM 13F INFORMATION TABLE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------------- --------- -------- ---------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- -------------- --------- -------- ------- --- ---- ---------- -------- ------ ----------- 3M CO......................... CALL 88579Y901 1,414 15,300 CALL SOLE 15,300 3M CO......................... PUT 88579Y951 2,837 30,700 PUT SOLE 30,700 A H BELO CORP................. COM CL A 001282102 483 100,000 SH SOLE 100,000 A123 SYS INC.................. PUT 03739T958 4 14,100 PUT SOLE 14,100 ACE LTD....................... SHS H0023R105 469 6,204 SH SOLE 6,204 ACE LTD....................... CALL H0023R905 1,739 23,000 CALL SOLE 23,000 ACE LTD....................... PUT H0023R955 2,827 37,400 PUT SOLE 37,400 AFLAC INC..................... CALL 001055902 1,556 32,500 CALL SOLE 32,500 AFLAC INC..................... PUT 001055952 2,475 51,700 PUT SOLE 51,700 AGNICO EAGLE MINES LTD........ CALL 008474908 633 12,200 CALL SOLE 12,200 AGNICO EAGLE MINES LTD........ PUT 008474958 1,935 37,300 PUT SOLE 37,300 AIR PRODS & CHEMS INC......... CALL 009158956 2,395 34,400 CALL SOLE 34,400 ALLIED NEVADA GOLD CORP....... PUT 019344950 766 19,600 PUT SOLE 19,600 ALLSTATE CORP................. COM 020002101 550 13,899 SH SOLE 13,899

ALLSTATE CORP............ CALL 020002901 1,073 27,100 CALL SOLE 27,100 ALLSTATE CORP............ PUT 020002951 2,385 60,200 PUT SOLE 60,200 ALPHATEC HOLDINGS INC.... COM 02081G102 411 248,875 SH SOLE 248,875 ALTRIA GROUP INC......... CALL 02209S903 544 16,300 CALL SOLE 16,300 ALTRIA GROUP INC......... PUT 02209S953 2,040 61,100 PUT SOLE 61,100 AMAZON COM INC........... CALL 023135906 1,144 4,500 CALL SOLE 4,500 AMAZON COM INC........... PUT 023135956 458 1,800 PUT SOLE 1,800 AMERICAN EXPRESS CO...... CALL 025816909 3,855 67,800 CALL SOLE 67,800 AMERICAN EXPRESS CO...... PUT 025816959 6,238 109,700 PUT SOLE 109,700 AMERICAN INTL GROUP INC.. CALL 026874904 3,004 91,600 CALL SOLE 91,600 AMERICAN INTL GROUP INC.. PUT 026874954 3,879 118,300 PUT SOLE 118,300 AMERICAN RLTY CAP TR INC. COM 02917L101 2,169 184,930 SH SOLE 184,930 AMERICAN TOWER CORP NEW.. CALL 03027X900 2,399 33,600 CALL SOLE 33,600 AMERICAN TOWER CORP NEW.. PUT 03027X950 2,699 37,800 PUT SOLE 37,800 AMERIGROUP CORP.......... COM 03073T102 17,436 190,700 SH SOLE 190,700 AMERIPRISE FINL INC...... COM 03076C106 492 8,673 SH SOLE 8,673 AMERIPRISE FINL INC...... PUT 03076C956 1,984 35,000 PUT SOLE 35,000 ANACOR PHARMACEUTICALS INC.................... COM 032420101 165 25,000 SH SOLE 25,000 ANADARKO PETE CORP..... CALL 032511907 385 5,500 CALL SOLE 5,500 ANADARKO PETE CORP..... PUT 032511957 867 12,400 PUT SOLE 12,400 ANCESTRY COM INC....... CALL 032803908 9,039 300,500 CALL SOLE 300,500 ANGIODYNAMICS INC...... COM 03475V101 573 47,000 SH SOLE 47,000 ANGLOGOLD ASHANTI LTD.................. CALL 035128906 1,279 36,500 CALL SOLE 36,500 ANGLOGOLD ASHANTI LTD.................. PUT 035128956 1,546 44,100 PUT SOLE 44,100 ANNALY CAP MGMT INC.... NOTE 5.000% 5/1 035710AB8 10,229 10,000,000 PRN SOLE 10,000,000 AON PLC................ CALL G0408V902 716 13,700 CALL SOLE 13,700 AON PLC................ PUT G0408V952 2,405 46,000 PUT SOLE 46,000 APACHE CORP............ COM 037411105 243 2,815 SH SOLE 2,815 APACHE CORP............ CALL 037411905 450 5,200 CALL SOLE 5,200 APACHE CORP............ PUT 037411955 752 8,700 PUT SOLE 8,700 APARTMENT INVT & MGMT CO................... CALL 03748R901 304 11,700 CALL SOLE 11,700 APARTMENT INVT & MGMT CO................... PUT 03748R951 314 12,100 PUT SOLE 12,100 ARCH CAP GROUP LTD..... ORD G0450A105 673 16,157 SH SOLE 16,157 ARCHER DANIELS MIDLAND CO................... CALL 039483902 310 11,400 CALL SOLE 11,400 ARCHER DANIELS MIDLAND CO................... PUT 039483952 511 18,800 PUT SOLE 18,800 ARIBA INC.............. COM NEW 04033V203 47,963 1,070,602 SH SOLE 1,070,602 ARIBA INC................. CALL 04033V903 1,510 33,700 CALL SOLE 33,700 ARLINGTON ASSET INVT CORP. CL A NEW 041356205 477 20,000 SH SOLE 20,000 ASSURANT INC.............. CALL 04621X908 560 15,000 CALL SOLE 15,000 ATRICURE INC.............. COM 04963C209 491 66,000 SH SOLE 66,000 AURICO GOLD INC........... CALL 05155C905 98 14,100 CALL SOLE 14,100 AURICO GOLD INC........... PUT 05155C955 515 73,800 PUT SOLE 73,800 AURIZON MINES LTD......... CALL 05155P906 74 14,000 CALL SOLE 14,000 AURIZON MINES LTD......... PUT 05155P956 78 14,900 PUT SOLE 14,900 AUTHENTEC INC............. COM 052660107 10,609 1,324,443 SH SOLE 1,324,443 AVALONBAY CMNTYS INC...... COM 053484101 627 4,614 SH SOLE 4,614 AVALONBAY CMNTYS INC...... CALL 053484901 653 4,800 CALL SOLE 4,800 AVALONBAY CMNTYS INC...... PUT 053484951 1,469 10,800 PUT SOLE 10,800 AVON PRODS INC............ CALL 054303902 164 10,300 CALL SOLE 10,300 AVON PRODS INC............ PUT 054303952 199 12,500 PUT SOLE 12,500 AXIS CAPITAL HOLDINGS INV. SHS G0692U109 615 17,622 SH SOLE 17,622 BACTERIN INTL HLDGS INC... COM 05644R101 312 201,534 SH SOLE 201,534 BAKER HUGHES INC.......... PUT 057224957 651 14,400 PUT SOLE 14,400 BANK OF AMERICA CORPORATION............. COM 060505104 20,637 2,337,105 SH SOLE 2,337,105 BANK OF AMERICA *W EXP CORPORATION.............. 01/16/201 060505146 1,559 441,562 SH SOLE 441,562 BANK OF AMERICA *W EXP CORPORATION.............. 10/28/201 060505153 249 350,000 SH SOLE 350,000 BANK OF AMERICA CORPORATION.............. CALL 060505904 31,977 3,621,400 CALL SOLE 3,621,400 BANK OF AMERICA CORPORATION.............. PUT 060505954 51,021 5,778,100 PUT SOLE 5,778,100 BANK OF NEW YORK MELLON CORP..................... CALL 064058900 2,122 93,800 CALL SOLE 93,800 BANK OF NEW YORK MELLON CORP..................... PUT 064058950 2,685 118,700 PUT SOLE 118,700 BARRICK GOLD CORP.......... COM 067901108 440 10,543 SH SOLE 10,543 BARRICK GOLD CORP.......... CALL 067901908 2,343 56,100 CALL SOLE 56,100 BARRICK GOLD CORP.......... PUT 067901958 6,402 153,300 PUT SOLE 153,300 BB&T CORP.................. CALL 054937907 1,340 40,400 CALL SOLE 40,400 BB&T CORP.................. PUT 054937957 2,799 84,400 PUT SOLE 84,400 BEACON FED BANCORP INC..... COM 073582108 5,184 252,136 SH SOLE 252,136 BERKSHIRE HATHAWAY INC DEL. CALL 084670902 7,532 85,400 CALL SOLE 85,400 BERKSHIRE HATHAWAY INC DEL. PUT 084670952 21,538 244,200 PUT SOLE 244,200 BEST BUY INC............... COM 086516101 849 49,385 SH SOLE 49,385 BEST BUY INC............... CALL 086516901 213 12,400 CALL SOLE 12,400 BGS ACQUISITION CORP....... SH G1082J100 490 50,000 SH SOLE 50,000 BGS ACQUISITION CORP....... *W EXP 03/21/201 G1082J118 9 50,000 SH SOLE 50,000 BIOMARIN PHARMACEUTICAL INC...................... CALL 09061G901 789 19,600 CALL SOLE 19,600 BLACKROCK INC.............. CALL 09247X901 2,140 12,000 CALL SOLE 12,000 BLACKROCK INC.............. PUT 09247X951 1,908 10,700 PUT SOLE 10,700 BOEING CO.................. PUT 097023955 1,302 18,700 PUT SOLE 18,700 BOSTON PROPERTIES INC...... CALL 101121901 774 7,000 CALL SOLE 7,000 BOSTON PROPERTIES INC...... PUT 101121951 1,958 17,700 PUT SOLE 17,700 C H ROBINSON WORLDWIDE INC. CALL 12541W909 392 6,700 CALL SOLE 6,700 C H ROBINSON WORLDWIDE INC. PUT 12541W959 275 4,700 PUT SOLE 4,700 CABOT OIL & GAS CORP....... PUT 127097953 530 11,800 PUT SOLE 11,800 CAMERON INTERNATIONAL CORP. PUT 13342B955 510 9,100 PUT SOLE 9,100 CAMPBELL SOUP CO........... PUT 134429959 230 6,600 PUT SOLE 6,600 CAPITAL ONE FINL CORP...... *W EXP 11/14/201 14040H139 1,843 90,000 SH SOLE 90,000 CAPITAL ONE FINL CORP...... CALL 14040H905 2,030 35,600 CALL SOLE 35,600 CAPITAL ONE FINL CORP...... PUT 14040H955 3,888 68,200 PUT SOLE 68,200 CARDIOVASCULAR SYS INC DEL. COM 141619106 659 57,000 SH SOLE 57,000 CATERPILLAR INC DEL........ COM 149123101 684 7,952 SH SOLE 7,952 CATERPILLAR INC DEL........ CALL 149123901 1,205 14,000 CALL SOLE 14,000 CATERPILLAR INC DEL........ PUT 149123951 3,020 35,100 PUT SOLE 35,100 CBRE GROUP INC........ CALL 12504L909 473 25,700 CALL SOLE 25,700 CBRE GROUP INC........ PUT 12504L959 602 32,700 PUT SOLE 32,700 CBS CORP NEW.......... CALL 124857902 294 8,100 CALL SOLE 8,100 CELSION CORPORATION... COM NEW 15117N305 82 15,104 SH SOLE 15,104 CHESAPEAKE ENERGY NOTE CORP................ 2.500% 5/1 165167CA3 7,302 8,303,000 PRN SOLE 8,303,000 CHESAPEAKE ENERGY CORP................ PUT 165167957 377 20,000 PUT SOLE 20,000 CHEVRON CORP NEW...... CALL 166764900 1,737 14,900 CALL SOLE 14,900 CHEVRON CORP NEW...... PUT 166764950 5,513 47,300 PUT SOLE 47,300 CHICAGO BRIDGE & IRON N Y CO N V.............. REGISTRY SH 167250109 3,961 104,000 SH SOLE 104,000 CHICAGO BRIDGE & IRON CO N V.............. CALL 167250909 1,428 37,500 CALL SOLE 37,500 CHINA MOBILE LIMITED.. SPONSORED ADR 16941M109 251 4,540 SH SOLE 4,540 CHUBB CORP............ COM 171232101 502 6,589 SH SOLE 6,589 CHUBB CORP............ CALL 171232901 1,251 16,400 CALL SOLE 16,400 CHUBB CORP............ PUT 171232951 2,349 30,800 PUT SOLE 30,800 CINCINNATI FINL CORP.. CALL 172062901 455 12,000 CALL SOLE 12,000 CINCINNATI FINL CORP.. PUT 172062951 568 15,000 PUT SOLE 15,000 CINTAS CORP........... PUT 172908955 249 6,000 PUT SOLE 6,000 CITIGROUP INC......... CALL 172967904 5,402 165,100 CALL SOLE 165,100 CITIGROUP INC............. PUT 172967954 11,841 361,900 PUT SOLE 361,900 CITIZENS REPUBLIC BANCORP IN...................... COM NEW 174420307 4,452 230,100 SH SOLE 230,100 CITIZENS SOUTH BKG CP DEL..................... COM 176682102 2,926 417,986 SH SOLE 417,986 CLEAN ENERGY FUELS CORP... COM 184499101 353 26,800 SH SOLE 26,800 CLOROX CO DEL............. PUT 189054959 375 5,200 PUT SOLE 5,200 CME GROUP INC............. CALL 12572Q905 1,215 21,200 CALL SOLE 21,200 CME GROUP INC............. PUT 12572Q955 2,040 35,600 PUT SOLE 35,600 CNOOC LTD................. SPONSORED ADR 126132109 897 4,424 SH SOLE 4,424 COCA COLA CO.............. COM 191216100 714 18,812 SH SOLE 18,812 COCA COLA CO.............. CALL 191216900 1,339 35,300 CALL SOLE 35,300 COCA COLA CO.............. PUT 191216950 5,739 151,300 PUT SOLE 151,300 COCA COLA ENTERPRISES INC NE...................... PUT 19122T959 331 10,600 PUT SOLE 10,600 COEUR D ALENE MINES CORP IDA..................... PUT 192108954 654 22,700 PUT SOLE 22,700 COLGATE PALMOLIVE CO...... CALL 194162903 429 4,000 CALL SOLE 4,000 COLGATE PALMOLIVE CO...... PUT 194162953 1,758 16,400 PUT SOLE 16,400 COMCAST CORP NEW.......... CALL 20030N901 723 20,200 CALL SOLE 20,200 COMCAST CORP NEW.......... PUT 20030N951 869 24,300 PUT SOLE 24,300 COMERICA INC.............. *W EXP 11/14/201 200340115 1,613 222,185 SH SOLE 222,185 COMERICA INC............. CALL 200340907 1,435 46,200 CALL SOLE 46,200 COMERICA INC............. PUT 200340957 503 16,200 PUT SOLE 16,200 COMPANIA DE MINAS BUENAVENTU............. CALL 204448904 518 13,300 CALL SOLE 13,300 COMPANIA DE MINAS BUENAVENTU............. PUT 204448954 962 24,700 PUT SOLE 24,700 COMVERSE TECHNOLOGY COM PAR INC.................... $0.10 205862402 4,015 652,883 SH SOLE 652,883 CONAGRA FOODS INC........ PUT 205887952 378 13,700 PUT SOLE 13,700 CONOCOPHILLIPS........... CALL 20825C904 309 5,400 CALL SOLE 5,400 CONOCOPHILLIPS........... PUT 20825C954 1,309 22,900 PUT SOLE 22,900 CONSOL ENERGY INC........ PUT 20854P959 225 7,500 PUT SOLE 7,500 CONSTELLATION BRANDS INC. CL A 21036P108 8,854 273,707 SH SOLE 273,707 CONSTELLATION BRANDS INC. PUT 21036P958 275 8,500 PUT SOLE 8,500 COOPER INDUSTRIES PLC.... SHS G24140108 50,344 670,711 SH SOLE 670,711 COSTCO WHSL CORP NEW..... CALL 22160K905 360 3,600 CALL SOLE 3,600 COSTCO WHSL CORP NEW..... PUT 22160K955 1,542 15,400 PUT SOLE 15,400 COVENTRY HEALTH CARE INC. COM 222862104 39,399 945,055 SH SOLE 945,055 CREDIT SUISSE NASSAU VIX SHT BRH.................... TRM FT 22542D761 761 500,484 SH SOLE 500,484 CSX CORP................. CALL 126408903 878 42,300 CALL SOLE 42,300 CSX CORP................. PUT 126408953 959 46,200 PUT SOLE 46,200 CUBIST PHARMACEUTICALS INC.................... COM 229678107 477 10,000 SH SOLE 10,000 CUBIST PHARMACEUTICALS INC.................... CALL 229678907 1,759 36,900 CALL SOLE 36,900 CUMMINS INC.............. COM 231021106 334 3,625 SH SOLE 3,625 CUMMINS INC.............. CALL 231021906 673 7,300 CALL SOLE 7,300 CUMMINS INC.............. PUT 231021956 1,540 16,700 PUT SOLE 16,700 CURRENCYSHARES EURO TR... CALL 23130C908 111,729 875,000 CALL SOLE 875,000 CVR ENERGY INC........... COM 12662P108 5,373 146,202 SH SOLE 146,202 CVR ENERGY INC........... CALL 12662P908 3,238 88,100 CALL SOLE 88,100 CVS CAREMARK CORPORATION. CALL 126650900 528 10,900 CALL SOLE 10,900 CVS CAREMARK CORPORATION. PUT 126650950 2,140 44,200 PUT SOLE 44,200 CYTORI THERAPEUTICS INC.. COM 23283K105 143 32,343 SH SOLE 32,343 DANAHER CORP DEL......... CALL 235851902 673 12,200 CALL SOLE 12,200 DANAHER CORP DEL......... PUT 235851952 1,881 34,100 PUT SOLE 34,100 DEAN FOODS CO NEW........ PUT 242370954 168 10,300 PUT SOLE 10,300 DEERE & CO............... CALL 244199905 916 11,100 CALL SOLE 11,100 DEERE & CO............... PUT 244199955 1,633 19,800 PUT SOLE 19,800 DELCATH SYS INC.......... COM 24661P104 43 26,550 SH SOLE 26,550 DENBURY RES INC.......... PUT 247916958 310 19,200 PUT SOLE 19,200 DEVON ENERGY CORP NEW....... CALL 25179M903 345 5,700 CALL SOLE 5,700 DEVON ENERGY CORP NEW....... PUT 25179M953 526 8,700 PUT SOLE 8,700 DEX ONE CORP................ COM 25212W100 250 200,000 SH SOLE 200,000 DIGITALGLOBE INC............ COM NEW 25389M877 1,626 79,713 SH SOLE 79,713 DISCOVER FINL SVCS.......... CALL 254709908 1,271 32,000 CALL SOLE 32,000 DISCOVER FINL SVCS.......... PUT 254709958 2,400 60,400 PUT SOLE 60,400 DISCOVERY LABORATORIES INC N..................... COM NEW 254668403 66 20,000 SH SOLE 20,000 DISH NETWORK CORP........... CL A 25470M109 5,082 166,038 SH SOLE 166,038 DISNEY WALT CO.............. CALL 254687906 695 13,300 CALL SOLE 13,300 DISNEY WALT CO.............. PUT 254687956 884 16,900 PUT SOLE 16,900 DOCUMENT SEC SYS INC........ COM 25614T101 2,013 483,870 SH SOLE 483,870 DOLE FOOD CO INC NEW........ COM 256603101 7,352 524,051 SH SOLE 524,051 DOLLAR THRIFTY AUTOMOTIVE GP........................ COM 256743105 3,434 39,500 SH SOLE 39,500 DOLLAR THRIFTY AUTOMOTIVE GP........................ PUT 256743955 3,269 37,600 PUT SOLE 37,600 DOVER CORP.................. PUT 260003958 339 5,700 PUT SOLE 5,700 DR PEPPER SNAPPLE GROUP INC. PUT 26138E959 267 6,000 PUT SOLE 6,000 E TRADE FINANCIAL CORP...... CALL 269246901 208 23,600 CALL SOLE 23,600 E TRADE FINANCIAL CORP...... PUT 269246951 193 21,900 PUT SOLE 21,900 EATON CORP............... CALL 278058902 5,137 108,700 CALL SOLE 108,700 EATON CORP............... PUT 278058952 959 20,300 PUT SOLE 20,300 ELDORADO GOLD CORP NEW... COM 284902103 200 13,098 SH SOLE 13,098 ELDORADO GOLD CORP NEW... CALL 284902903 477 31,300 CALL SOLE 31,300 ELDORADO GOLD CORP NEW... PUT 284902953 2,358 154,700 PUT SOLE 154,700 EMERSON ELEC CO.......... CALL 291011904 821 17,000 CALL SOLE 17,000 EMERSON ELEC CO.......... PUT 291011954 1,805 37,400 PUT SOLE 37,400 ENERGY TRANSFER EQUITY L P.................... CALL 29273V900 9,040 200,000 CALL SOLE 200,000 EOG RES INC.............. CALL 26875P901 325 2,900 CALL SOLE 2,900 EOG RES INC.............. PUT 26875P951 807 7,200 PUT SOLE 7,200 EQUITY RESIDENTIAL....... SH BEN INT 29476L107 320 5,564 SH SOLE 5,564 EQUITY RESIDENTIAL....... CALL 29476L907 1,432 24,900 CALL SOLE 24,900 EQUITY RESIDENTIAL....... PUT 29476L957 1,645 28,600 PUT SOLE 28,600 EVEREST RE GROUP LTD..... COM G3223R108 691 6,460 SH SOLE 6,460 EXIDE TECHNOLOGIES....... PUT 302051956 310 100,000 PUT SOLE 100,000 EXPEDITORS INTL WASH INC. CALL 302130909 324 8,900 CALL SOLE 8,900 EXPEDITORS INTL WASH INC. PUT 302130959 218 6,000 PUT SOLE 6,000 EXXON MOBIL CORP......... CALL 30231G902 2,167 23,700 CALL SOLE 23,700 EXXON MOBIL CORP........... PUT 30231G952 6,731 73,600 PUT SOLE 73,600 FASTENAL CO................ CALL 311900904 593 13,800 CALL SOLE 13,800 FASTENAL CO................ PUT 311900954 267 6,200 PUT SOLE 6,200 FEDERATED INVS INC PA...... CALL 314211903 259 12,500 CALL SOLE 12,500 FEDEX CORP................. CALL 31428X906 821 9,700 CALL SOLE 9,700 FEDEX CORP................. PUT 31428X956 1,125 13,300 PUT SOLE 13,300 FIFTH THIRD BANCORP........ CALL 316773900 943 60,800 CALL SOLE 60,800 FIFTH THIRD BANCORP........ PUT 316773950 1,599 103,100 PUT SOLE 103,100 FIRST CALIFORNIA FINANCIAL G........................ COM NEW 319395109 3,692 530,392 SH SOLE 530,392 FIRST MAJESTIC SILVER CORP. CALL 32076V903 269 11,600 CALL SOLE 11,600 FIRST MAJESTIC SILVER CORP. PUT 32076V953 561 24,200 PUT SOLE 24,200 FLOWSERVE CORP............. PUT 34354P955 319 2,500 PUT SOLE 2,500 FLUOR CORP NEW............. CALL 343412902 253 4,500 CALL SOLE 4,500 FLUOR CORP NEW............. PUT 343412952 709 12,600 PUT SOLE 12,600 FMC TECHNOLOGIES INC....... PUT 30249U951 421 9,100 PUT SOLE 9,100 FORD MTR CO DEL............ CALL 345370900 382 38,700 CALL SOLE 38,700 FORD MTR CO DEL............ PUT 345370950 240 24,300 PUT SOLE 24,300 FRANKLIN RES INC........... CALL 354613901 976 7,800 CALL SOLE 7,800 FRANKLIN RES INC......... PUT 354613951 2,101 16,800 PUT SOLE 16,800 FSI INTL INC............. COM 302633102 2,166 349,316 SH SOLE 349,316 GENERAL DYNAMICS CORP.... CALL 369550908 602 9,100 CALL SOLE 9,100 GENERAL DYNAMICS CORP.... PUT 369550958 1,084 16,400 PUT SOLE 16,400 GENERAL ELECTRIC CO...... CALL 369604903 3,086 135,900 CALL SOLE 135,900 GENERAL ELECTRIC CO...... PUT 369604953 9,441 415,700 PUT SOLE 415,700 GENERAL GROWTH PPTYS INC NEW.................... COM 370023103 1,695 86,990 SH SOLE 86,990 GENERAL MLS INC.......... CALL 370334904 319 8,000 CALL SOLE 8,000 GENERAL MLS INC.......... PUT 370334954 845 21,200 PUT SOLE 21,200 GENERAL MTRS CO.......... *W EXP 07/10/201 37045V118 30,631 2,222,849 SH SOLE 2,222,849 GENERAL MTRS CO.......... *W EXP 07/10/201 37045V126 11,336 1,372,387 SH SOLE 1,372,387 GENERAL MTRS CO.......... PUT 37045V950 4,614 202,800 PUT SOLE 202,800 GENWORTH FINL INC........ CALL 37247D906 215 41,200 CALL SOLE 41,200 GENWORTH FINL INC........ PUT 37247D956 244 46,700 PUT SOLE 46,700 GEORGIA GULF CORP........ COM PAR$0.01 373200302 1,465 40,446 SH SOLE 40,446 NEW GEORGIA GULF CORP........ CALL 373200902 4,176 115,300 CALL SOLE 115,300 GLEACHER & CO INC........ COM 377341102 610 835,599 SH SOLE 835,599 GLOBAL INDEMNITY PLC..... SHS G39319101 888 40,582 SH SOLE 40,582 GOLD FIELDS LTD NEW............... CALL 38059T906 1,034 80,500 CALL SOLE 80,500 GOLD FIELDS LTD NEW............... PUT 38059T956 1,439 112,000 PUT SOLE 112,000 GOLDCORP INC NEW.... COM 380956409 435 9,485 SH SOLE 9,485 GOLDCORP INC NEW.... CALL 380956909 1,288 28,100 CALL SOLE 28,100 GOLDCORP INC NEW.... PUT 380956959 6,474 141,200 PUT SOLE 141,200 GOLDMAN SACHS GROUP INC............... CALL 38141G904 3,069 27,000 CALL SOLE 27,000 GOLDMAN SACHS GROUP INC............... PUT 38141G954 6,741 59,300 PUT SOLE 59,300 GRAINGER W W INC.... COM 384802104 236 1,134 SH SOLE 1,134 GRAINGER W W INC.... PUT 384802954 583 2,800 PUT SOLE 2,800 GRAY TELEVISION INC. COM 389375106 673 295,055 SH SOLE 295,055 HALLIBURTON CO...... CALL 406216901 354 10,500 CALL SOLE 10,500 HALLIBURTON CO...... PUT 406216951 798 23,700 PUT SOLE 23,700 HARMONY GOLD MNG LTD............... SPONSORED ADR 413216300 142 16,857 SH SOLE 16,857 HARMONY GOLD MNG LTD............... CALL 413216900 428 50,900 CALL SOLE 50,900 HARMONY GOLD MNG LTD............... PUT 413216950 566 67,300 PUT SOLE 67,300 HARTFORD FINL SVCS *W EXP GROUP INC......... 06/26/201 416515120 18,833 1,687,533 SH SOLE 1,687,533 HARTFORD FINL SVCS GROUP INC......... CALL 416515904 595 30,600 CALL SOLE 30,600 HARTFORD FINL SVCS GROUP INC......... PUT 416515954 923 47,500 PUT SOLE 47,500 HAWAIIAN TELCOM HOLDCO INC.................. COM 420031106 595 33,556 SH SOLE 33,556 HCP INC................ CALL 40414L909 1,770 39,800 CALL SOLE 39,800 HCP INC................ PUT 40414L959 1,646 37,000 PUT SOLE 37,000 HEALTH CARE REIT INC... CALL 42217K906 791 13,700 CALL SOLE 13,700 HEALTH CARE REIT INC... PUT 42217K956 1,559 27,000 PUT SOLE 27,000 HEALTHCARE TR AMER INC.................. CL A 42225P105 2,123 217,114 SH SOLE 217,114 HECLA MNG CO........... CALL 422704906 117 17,800 CALL SOLE 17,800 HECLA MNG CO........... PUT 422704956 395 60,300 PUT SOLE 60,300 HEINZ H J CO........... CALL 423074903 224 4,000 CALL SOLE 4,000 HEINZ H J CO........... PUT 423074953 604 10,800 PUT SOLE 10,800 HERSHEY CO............. PUT 427866958 397 5,600 PUT SOLE 5,600 HERTZ GLOBAL HOLDINGS NOTE 5.250% INC.................. 6/0 42805TAA3 1,771 1,000,000 PRN SOLE 1,000,000 HESS CORP.............. PUT 42809H957 424 7,900 PUT SOLE 7,900 HOLOGIC INC............ COM 436440101 2,935 145,000 SH SOLE 145,000 HOLOGIC INC............ CALL 436440901 3,542 175,000 CALL SOLE 175,000 HOME DEPOT INC......... CALL 437076902 694 11,500 CALL SOLE 11,500 HOME DEPOT INC......... PUT 437076952 833 13,800 PUT SOLE 13,800 HONEYWELL INTL INC..... CALL 438516906 968 16,200 CALL SOLE 16,200 HONEYWELL INTL INC........ PUT 438516956 2,426 40,600 PUT SOLE 40,600 HOST HOTELS & RESORTS INC. CALL 44107P904 916 57,100 CALL SOLE 57,100 HOST HOTELS & RESORTS INC. PUT 44107P954 1,156 72,000 PUT SOLE 72,000 HUANENG PWR INTL INC...... SPON ADR H SHS 443304100 2,565 85,710 SH SOLE 85,710 HUDSON CITY BANCORP....... COM 443683107 28,542 3,585,633 SH SOLE 3,585,633 HUDSON CITY BANCORP....... CALL 443683907 261 32,800 CALL SOLE 32,800 HUDSON CITY BANCORP....... PUT 443683957 449 56,400 PUT SOLE 56,400 HUNTINGTON BANCSHARES INC..................... CALL 446150904 461 66,800 CALL SOLE 66,800 HUNTINGTON BANCSHARES INC..................... PUT 446150954 603 87,400 PUT SOLE 87,400 IAMGOLD CORP.............. CALL 450913908 348 22,000 CALL SOLE 22,000 IAMGOLD CORP.............. PUT 450913958 1,417 89,600 PUT SOLE 89,600 ILLINOIS TOOL WKS INC..... CALL 452308909 731 12,300 CALL SOLE 12,300 ILLINOIS TOOL WKS INC..... PUT 452308959 1,314 22,100 PUT SOLE 22,100 ILLUMINA INC.............. CALL 452327909 15,874 329,400 CALL SOLE 329,400 INGERSOLL-RAND PLC........ PUT G47791951 668 14,900 PUT SOLE 14,900 INTEGRA LIFESCIENCES HLDGS C................. COM NEW 457985208 493 12,000 SH SOLE 12,000 INTEGRATED DEVICE TECHNOLOGY.............. COM 458118106 563 95,691 SH SOLE 95,691 INTERCONTINENTALEXCHANGE INC..................... CALL 45865V900 680 5,100 CALL SOLE 5,100 INTERCONTINENTALEXCHANGE INC..................... PUT 45865V950 1,041 7,800 PUT SOLE 7,800 INTERDIGITAL INC.......... CALL 45867G901 8,582 230,200 CALL SOLE 230,200 INTERPUBLIC GROUP COS INC. COM 460690100 2,953 265,588 SH SOLE 265,588 INVESCO LTD............... CALL G491BT908 642 25,700 CALL SOLE 25,700 INVESCO LTD............... PUT G491BT958 1,354 54,200 PUT SOLE 54,200 IRIS INTL INC............. COM 46270W105 4,880 250,000 SH SOLE 250,000 IRON MTN INC.............. PUT 462846956 232 6,800 PUT SOLE 6,800 JACOBS ENGR GROUP INC DEL. PUT 469814957 214 5,300 PUT SOLE 5,300 JOY GLOBAL INC............ CALL 481165908 207 3,700 CALL SOLE 3,700 JOY GLOBAL INC............ PUT 481165958 213 3,800 PUT SOLE 3,800 JPMORGAN CHASE & CO....... CALL 46625H900 8,910 220,100 CALL SOLE 220,100 JPMORGAN CHASE & CO....... PUT 46625H950 18,718 462,400 PUT SOLE 462,400 KELLOGG CO................ CALL 487836908 351 6,800 CALL SOLE 6,800 KELLOGG CO................ PUT 487836958 248 4,800 PUT SOLE 4,800 KEYCORP NEW............... CALL 493267908 690 79,000 CALL SOLE 79,000 KEYCORP NEW............... PUT 493267958 783 89,600 PUT SOLE 89,600 KIMBERLY CLARK CORP....... CALL 494368903 352 4,100 CALL SOLE 4,100 KIMBERLY CLARK CORP....... PUT 494368953 1,132 13,200 PUT SOLE 13,200 KIMCO RLTY CORP.......... CALL 49446R909 677 33,400 CALL SOLE 33,400 KIMCO RLTY CORP.......... PUT 49446R959 801 39,500 PUT SOLE 39,500 KINDER MORGAN INC DEL.... CALL 49456B901 234 6,600 CALL SOLE 6,600 KINDER MORGAN INC DEL.... PUT 49456B951 377 10,600 PUT SOLE 10,600 KINROSS GOLD CORP........ COM NO PAR 496902404 105 10,277 SH SOLE 10,277 KINROSS GOLD CORP........ CALL 496902904 575 56,300 CALL SOLE 56,300 KINROSS GOLD CORP........ PUT 496902954 2,287 224,000 PUT SOLE 224,000 KIT DIGITAL INC.......... COM NEW 482470200 3,363 1,121,048 SH SOLE 1,121,048 KNIGHT CAP GROUP INC..... CALL 499005906 401 150,000 CALL SOLE 150,000 KROGER CO................ PUT 501044951 450 19,100 PUT SOLE 19,100 L-3 COMMUNICATIONS HLDGS INC.................... CALL 502424904 323 4,500 CALL SOLE 4,500 LAUDER ESTEE COS INC..... CALL 518439904 259 4,200 CALL SOLE 4,200 LAUDER ESTEE COS INC..... PUT 518439954 449 7,300 PUT SOLE 7,300 LEGG MASON INC........... CALL 524901905 299 12,100 CALL SOLE 12,100 LEGG MASON INC........... PUT 524901955 230 9,300 PUT SOLE 9,300 LEUCADIA NATL CORP....... PUT 527288954 676 29,700 PUT SOLE 29,700 LIBERTY MEDIA CORP....... DEB 3.500% 1/1 530715AN1 9,206 19,584,000 SH SOLE 19,584,000 LIBERTY MEDIA LIB CAP CORPORATION............ COM A 530322106 23,851 228,959 SH SOLE 228,959 LINCOLN NATL CORP *W EXP IND................ 07/10/201 534187117 28,400 1,771,665 SH SOLE 1,771,665 LINCOLN NATL CORP IND................ CALL 534187909 556 23,000 CALL SOLE 23,000 LINCOLN NATL CORP IND................ PUT 534187959 549 22,700 PUT SOLE 22,700 LOCKHEED MARTIN CORP. CALL 539830909 411 4,400 CALL SOLE 4,400 LOCKHEED MARTIN CORP. PUT 539830959 1,419 15,200 PUT SOLE 15,200 LOEWS CORP........... COM 540424108 488 11,826 SH SOLE 11,826 LOEWS CORP........... CALL 540424908 545 13,200 CALL SOLE 13,200 LOEWS CORP........... PUT 540424958 1,791 43,400 PUT SOLE 43,400 LORILLARD INC........ CALL 544147901 279 2,400 CALL SOLE 2,400 LORILLARD INC........ PUT 544147951 408 3,500 PUT SOLE 3,500 LOWES COS INC........ CALL 548661907 242 8,000 CALL SOLE 8,000 LOWES COS INC........ PUT 548661957 345 11,400 PUT SOLE 11,400 M & T BK CORP........ CALL 55261F904 695 7,300 CALL SOLE 7,300 M & T BK CORP........ PUT 55261F954 1,418 14,900 PUT SOLE 14,900 MANNKIND CORP........ COM 56400P201 85 29,533 SH SOLE 29,533 MARATHON OIL CORP.... CALL 565849906 213 7,200 CALL SOLE 7,200 MARATHON OIL CORP.... PUT 565849956 541 18,300 PUT SOLE 18,300 MARATHON PETE CORP... PUT 56585A952 491 9,000 PUT SOLE 9,000 MARKET VECTORS ETF GOLD TR................... MINER ETF 57060U100 5,605 104,354 SH SOLE 104,354 MARSH & MCLENNAN COS INC.................. CALL 571748902 1,130 33,300 CALL SOLE 33,300 MARSH & MCLENNAN COS INC.................. PUT 571748952 2,161 63,700 PUT SOLE 63,700 MASCO CORP............. PUT 574599956 316 21,000 PUT SOLE 21,000 MCCORMICK & CO INC..... PUT 579780956 205 3,300 PUT SOLE 3,300 MCDONALDS CORP......... CALL 580135901 642 7,000 CALL SOLE 7,000 MCDONALDS CORP......... PUT 580135951 817 8,900 PUT SOLE 8,900 MCGRAW HILL COS INC.... PUT 580645959 235 4,300 PUT SOLE 4,300 MEAD JOHNSON NUTRITION CO................... PUT 582839956 564 7,700 PUT SOLE 7,700 MEDICINES CO........... COM 584688105 387 15,000 SH SOLE 15,000 MEDICIS PHARMACEUTICAL NOTE CORP................. 2.500% 6/0 58470KAA2 53,518 35,830,000 PRN SOLE 35,830,000 MEDICIS PHARMACEUTICAL CORP................. CL A NEW 584690309 31,669 731,901 SH SOLE 731,901 MEDICIS PHARMACEUTICAL CORP................. CALL 584690909 9,139 211,200 CALL SOLE 211,200 MEDIVATION INC......... COM 58501N101 733 13,000 SH SOLE 13,000 MEDIWARE INFORMATION SYS INC.............. COM 584946107 5,009 228,629 SH SOLE 228,629 METLIFE INC............ CALL 59156R908 2,281 66,200 CALL SOLE 66,200 METLIFE INC............ PUT 59156R958 4,297 124,700 PUT SOLE 124,700 METROPCS COMMUNICATIONS INC... COM 591708102 802 68,469 SH SOLE 68,469 MGIC INVT CORP WIS....... NOTE 5.000% 5/0 552848AD5 31,452 46,057,000 PRN SOLE 46,057,000 MGIC INVT CORP WIS....... CALL 552848903 28 18,000 CALL SOLE 18,000 MOLSON COORS BREWING CO..................... PUT 60871R959 311 6,900 PUT SOLE 6,900 MONSTER BEVERAGE CORP................... PUT 611740951 287 5,300 PUT SOLE 5,300 MOODYS CORP.............. CALL 615369905 592 13,400 CALL SOLE 13,400 MOODYS CORP.............. PUT 615369955 936 21,200 PUT SOLE 21,200 MORGAN STANLEY........... COM NEW 617446448 549 32,771 SH SOLE 32,771 MORGAN STANLEY........... CALL 617446908 1,162 69,400 CALL SOLE 69,400 MORGAN STANLEY........... PUT 617446958 3,497 208,900 PUT SOLE 208,900 MPG OFFICE TR INC........ COM 553274101 1,173 350,000 SH SOLE 350,000 MURPHY OIL CORP.......... PUT 626717952 268 5,000 PUT SOLE 5,000 NABORS INDUSTRIES LTD.... PUT G6359F953 159 11,300 PUT SOLE 11,300 NASDAQ OMX GROUP INC.................... CALL 631103908 273 11,700 CALL SOLE 11,700 NASDAQ OMX GROUP INC..... PUT 631103958 214 9,200 PUT SOLE 9,200 NATIONAL OILWELL VARCO INC.................... CALL 637071901 449 5,600 CALL SOLE 5,600 NATIONAL OILWELL VARCO INC.................... PUT 637071951 889 11,100 PUT SOLE 11,100 NAUTILUS MARINE ACQUISIT COR.................... SHS Y6255E101 5,928 594,000 SH SOLE 594,000 NEW GOLD INC CDA......... CALL 644535906 380 31,100 CALL SOLE 31,100 NEW GOLD INC CDA...... PUT 644535956 1,171 95,800 PUT SOLE 95,800 NEWMONT MINING CORP... CALL 651639906 1,714 30,600 CALL SOLE 30,600 NEWMONT MINING CORP... PUT 651639956 4,094 73,100 PUT SOLE 73,100 NEWS CORP............. CALL 65248E904 397 16,200 CALL SOLE 16,200 NEWS CORP............. PUT 65248E954 736 30,000 PUT SOLE 30,000 NEXEN INC............. COM 65334H102 35,321 1,393,876 SH SOLE 1,393,876 NIKE INC.............. CALL 654106903 351 3,700 CALL SOLE 3,700 NIKE INC.............. PUT 654106953 228 2,400 PUT SOLE 2,400 NOBLE ENERGY INC...... CALL 655044905 232 2,500 CALL SOLE 2,500 NOBLE ENERGY INC...... PUT 655044955 445 4,800 PUT SOLE 4,800 NORFOLK SOUTHERN CORP. COM 655844108 504 7,926 SH SOLE 7,926 NORFOLK SOUTHERN CORP. CALL 655844908 611 9,600 CALL SOLE 9,600 NORFOLK SOUTHERN CORP. PUT 655844958 1,075 16,900 PUT SOLE 16,900 NORTHERN TR CORP...... CALL 665859904 826 17,800 CALL SOLE 17,800 NORTHERN TR CORP...... PUT 665859954 1,128 24,300 PUT SOLE 24,300 NORTHROP GRUMMAN CORP. CALL 666807902 206 3,100 CALL SOLE 3,100 NORTHROP GRUMMAN CORP. PUT 666807952 1,050 15,800 PUT SOLE 15,800 NUVASIVE INC.......... COM 670704105 2,291 100,000 SH SOLE 100,000 NUVASIVE INC............... CALL 670704905 4,582 200,000 CALL SOLE 200,000 NYSE EURONEXT.............. CALL 629491901 646 26,200 CALL SOLE 26,200 NYSE EURONEXT.............. PUT 629491951 434 17,600 PUT SOLE 17,600 OCCIDENTAL PETE CORP DEL... COM 674599105 309 3,593 SH SOLE 3,593 OCCIDENTAL PETE CORP DEL... CALL 674599905 706 8,200 CALL SOLE 8,200 OCCIDENTAL PETE CORP DEL... PUT 674599955 1,170 13,600 PUT SOLE 13,600 OMNICOM GROUP INC.......... CALL 681919906 217 4,200 CALL SOLE 4,200 OXYGEN BIOTHERAPEUTICS INC. COM NEW 69207P209 147 261,026 SH SOLE 261,026 PACCAR INC................. CALL 693718908 268 6,700 CALL SOLE 6,700 PACCAR INC................. PUT 693718958 857 21,400 PUT SOLE 21,400 PAN AMERICAN SILVER CORP... CALL 697900908 202 9,400 CALL SOLE 9,400 PAN AMERICAN SILVER CORP... PUT 697900958 701 32,700 PUT SOLE 32,700 PANASONIC CORP............. ADR 69832A205 66 10,000 SH SOLE 10,000 PAR PHARMACEUTICAL COS INC. COM 69888P106 10,913 218,353 SH SOLE 218,353 PARKER HANNIFIN CORP....... CALL 701094904 234 2,800 CALL SOLE 2,800 PARKER HANNIFIN CORP....... PUT 701094954 451 5,400 PUT SOLE 5,400 PARTNERRE LTD.............. COM G6852T105 657 8,850 SH SOLE 8,850 PEETS COFFEE & TEA INC..... COM 705560100 7,944 108,315 SH SOLE 108,315 PEOPLES UNITED FINANCIAL INC........ CALL 712704905 466 38,400 CALL SOLE 38,400 PEOPLES UNITED FINANCIAL INC........ PUT 712704955 313 25,800 PUT SOLE 25,800 PEPSICO INC............ COM 713448108 378 5,335 SH SOLE 5,335 PEPSICO INC............ CALL 713448908 552 7,800 CALL SOLE 7,800 PEPSICO INC............ PUT 713448958 2,109 29,800 PUT SOLE 29,800 PETROCHINA CO LTD...... SPONSORED ADR 71646E100 517 4,000 SH SOLE 4,000 PHH CORP............... NOTE 6.000% 6/1 693320AQ6 41,787 23,000,000 PRN SOLE 23,000,000 PHH CORP............... CALL 693320902 6,105 300,000 CALL SOLE 300,000 PHILIP MORRIS INTL INC. COM 718172109 292 3,243 SH SOLE 3,243 PHILIP MORRIS INTL INC. CALL 718172909 1,529 17,000 CALL SOLE 17,000 PHILIP MORRIS INTL INC. PUT 718172959 4,857 54,000 PUT SOLE 54,000 PHILLIPS 66............ PUT 718546954 709 15,300 PUT SOLE 15,300 PHYSICIANS FORMULA HLDGS INC............ COM 719427106 751 154,312 SH SOLE 154,312 PIONEER NAT RES CO..... NOTE 2.875% 1/1 723787AH0 21,694 12,455,000 PRN SOLE 12,455,000 PIONEER NAT RES CO..... CALL 723787907 282 2,700 CALL SOLE 2,700 PIONEER NAT RES CO..... PUT 723787957 616 5,900 PUT SOLE 5,900 PLUM CREEK TIMBER CO INC.................. CALL 729251908 395 9,000 CALL SOLE 9,000 PLUM CREEK TIMBER CO INC.................. PUT 729251958 864 19,700 PUT SOLE 19,700 PNC FINL SVCS GROUP INC.. COM 693475105 282 4,463 SH SOLE 4,463 PNC FINL SVCS GROUP INC.. CALL 693475905 2,246 35,600 CALL SOLE 35,600 PNC FINL SVCS GROUP INC.. PUT 693475955 3,748 59,400 PUT SOLE 59,400 PRECISION CASTPARTS CORP. CALL 740189905 425 2,600 CALL SOLE 2,600 PRECISION CASTPARTS CORP. PUT 740189955 523 3,200 PUT SOLE 3,200 PRICE T ROWE GROUP INC... CALL 74144T908 1,272 20,100 CALL SOLE 20,100 PRICE T ROWE GROUP INC... PUT 74144T958 1,601 25,300 PUT SOLE 25,300 PRICELINE COM INC........ CALL 741503903 247 400 CALL SOLE 400 PRICELINE COM INC........ PUT 741503953 247 400 PUT SOLE 400 PRINCIPAL FINL GROUP INC. CALL 74251V902 625 23,200 CALL SOLE 23,200 PRINCIPAL FINL GROUP INC. PUT 74251V952 738 27,400 PUT SOLE 27,400 PROCTER & GAMBLE CO...... CALL 742718909 1,817 26,200 CALL SOLE 26,200 PROCTER & GAMBLE CO...... PUT 742718959 6,229 89,800 PUT SOLE 89,800 PROGRESSIVE CORP OHIO.... CALL 743315903 1,255 60,500 CALL SOLE 60,500 PROGRESSIVE CORP OHIO.... PUT 743315953 869 41,900 PUT SOLE 41,900 PROLOGIS INC............. COM 74340W103 310 8,854 SH SOLE 8,854 PROLOGIS INC............. CALL 74340W903 1,352 38,600 CALL SOLE 38,600 PROLOGIS INC............. PUT 74340W953 1,352 38,600 PUT SOLE 38,600 PRUDENTIAL FINL INC.... COM 744320102 216 3,967 SH SOLE 3,967 PRUDENTIAL FINL INC.... CALL 744320902 1,537 28,200 CALL SOLE 28,200 PRUDENTIAL FINL INC.... PUT 744320952 3,031 55,600 PUT SOLE 55,600 PUBLIC STORAGE......... COM 74460D109 1,004 7,215 SH SOLE 7,215 PUBLIC STORAGE......... PUT 74460D959 3,410 24,500 PUT SOLE 24,500 RADIAN GROUP INC....... NOTE 3.000%11/1 750236AK7 90,467 121,546,000 PRN SOLE 121,546,000 RADIO ONE INC.......... CL D NON VTG 75040P405 125 150,000 SH SOLE 150,000 RANDGOLD RES LTD....... CALL 752344909 394 3,200 CALL SOLE 3,200 RANDGOLD RES LTD....... PUT 752344959 2,694 21,900 PUT SOLE 21,900 RANGE RES CORP......... PUT 75281A959 398 5,700 PUT SOLE 5,700 RAYTHEON CO............ CALL 755111907 286 5,000 CALL SOLE 5,000 RAYTHEON CO............ PUT 755111957 1,177 20,600 PUT SOLE 20,600 REGIONS FINANCIAL CORP NEW.................. CALL 7591EP900 913 126,600 CALL SOLE 126,600 REGIONS FINANCIAL CORP NEW.................. PUT 7591EP950 919 127,400 PUT SOLE 127,400 RENAISSANCERE HOLDINGS LTD......... COM G7496G103 613 7,960 SH SOLE 7,960 RENTECH INC............ COM 760112102 3,557 1,445,868 SH SOLE 1,445,868 REPUBLIC SVCS INC...... CALL 760759900 239 8,700 CALL SOLE 8,700 REPUBLIC SVCS INC......... PUT 760759950 347 12,600 PUT SOLE 12,600 REYNOLDS AMERICAN INC..... PUT 761713956 507 11,700 PUT SOLE 11,700 ROBBINS & MYERS INC....... CALL 770196903 4,178 70,100 CALL SOLE 70,100 ROCKWELL AUTOMATION INC... CALL 773903909 292 4,200 CALL SOLE 4,200 ROCKWELL AUTOMATION INC... PUT 773903959 605 8,700 PUT SOLE 8,700 ROCKWELL COLLINS INC...... CALL 774341901 300 5,600 CALL SOLE 5,600 ROCKWELL COLLINS INC...... PUT 774341951 247 4,600 PUT SOLE 4,600 ROI ACQUISITION CORP...... COM 74966A104 965 100,000 SH SOLE 100,000 ROI ACQUISITION CORP...... *W EXP 02/28/201 74966A112 37 99,000 SH SOLE 99,000 ROPER INDS INC NEW........ PUT 776696956 341 3,100 PUT SOLE 3,100 ROYAL GOLD INC............ CALL 780287908 350 3,500 CALL SOLE 3,500 ROYAL GOLD INC............ PUT 780287958 1,278 12,800 PUT SOLE 12,800 RTI BIOLOGICS INC......... COM 74975N105 584 140,000 SH SOLE 140,000 SANOFI.................... RIGHT 12/31/2020 80105N113 672 400,000 SH SOLE 400,000 SCG FINL ACQUISITION CORP. COM 78404K103 638 65,000 SH SOLE 65,000 SCHLUMBERGER LTD.......... COM 806857108 229 3,163 SH SOLE 3,163 SCHLUMBERGER LTD.......... CALL 806857908 1,034 14,300 CALL SOLE 14,300 SCHLUMBERGER LTD.......... PUT 806857958 2,069 28,600 PUT SOLE 28,600 SCHWAB CHARLES CORP NEW.. COM 808513105 283 22,140 SH SOLE 22,140 SCHWAB CHARLES CORP NEW.. CALL 808513905 1,271 99,400 CALL SOLE 99,400 SCHWAB CHARLES CORP NEW.. PUT 808513955 1,230 96,200 PUT SOLE 96,200 SEALY CORP............... SR SECD 3RD 8% 812139400 25,784 347,263 SH SOLE 347,263 SEARS HLDGS CORP......... RIGHT 10/08/2012 812350114 871 320,085 SH SOLE 320,085 SELECT SECTOR SPDR TR.... SBI INT- ENERGY 81369Y506 4,532 61,674 SH SOLE 61,674 SENESCO TECHNOLOGIES INC. COM NEW 817208408 79 394,500 SH SOLE 394,500 SHAW GROUP INC........... COM 820280105 15,640 358,543 SH SOLE 358,543 SHAW GROUP INC........... CALL 820280905 2,617 60,000 CALL SOLE 60,000 SILVER STD RES INC....... PUT 82823L956 266 16,600 PUT SOLE 16,600 SILVER WHEATON CORP...... CALL 828336907 357 9,000 CALL SOLE 9,000 SILVER WHEATON CORP...... PUT 828336957 2,958 74,500 PUT SOLE 74,500 SIMON PPTY GROUP INC NEW. COM 828806109 334 2,199 SH SOLE 2,199 SIMON PPTY GROUP INC NEW. CALL 828806909 2,778 18,300 CALL SOLE 18,300 SIMON PPTY GROUP INC NEW. PUT 828806959 5,480 36,100 PUT SOLE 36,100 SLM CORP................. CALL 78442P906 566 36,000 CALL SOLE 36,000 SLM CORP................. PUT 78442P956 756 48,100 PUT SOLE 48,100 SMUCKER J M CO........... CALL 832696905 363 4,200 CALL SOLE 4,200 SOUTHERN CMNTY FINL CORP... COM 842632101 236 69,887 SH SOLE 69,887 SOUTHWEST AIRLS CO......... CALL 844741908 212 24,200 CALL SOLE 24,200 SOUTHWEST AIRLS CO......... PUT 844741958 292 33,300 PUT SOLE 33,300 SOUTHWESTERN ENERGY CO..... PUT 845467959 372 10,700 PUT SOLE 10,700 SPDR S&P 500 ETF TR........ TR UNIT 78462F103 730 5,074 SH SOLE 5,074 SPDR S&P 500 ETF TR........ CALL 78462F903 5,757 40,000 CALL SOLE 40,000 SPDR S&P 500 ETF TR........ PUT 78462F953 47,108 327,300 PUT SOLE 327,300 SPECTRA ENERGY CORP........ CALL 847560909 567 19,300 CALL SOLE 19,300 SPECTRA ENERGY CORP........ PUT 847560959 229 7,800 PUT SOLE 7,800 STANLEY BLACK & DECKER INC. CALL 854502901 236 3,100 CALL SOLE 3,100 STANLEY BLACK & DECKER INC. PUT 854502951 549 7,200 PUT SOLE 7,200 STAPLES INC................ CALL 855030902 1,640 142,400 CALL SOLE 142,400 STAPLES INC................ PUT 855030952 123 10,700 PUT SOLE 10,700 STARBUCKS CORP............. CALL 855244909 467 9,200 CALL SOLE 9,200 STATE STR CORP............. CALL 857477903 1,582 37,700 CALL SOLE 37,700 STATE STR CORP............. PUT 857477953 2,136 50,900 PUT SOLE 50,900 SUNOCO INC................. COM 86764P109 1,578 33,700 SH SOLE 33,700 SUNRISE SENIOR LIVING INC.. COM 86768K106 2,302 161,300 SH SOLE 161,300 SUNSHINE HEART INC....... COM 86782U106 500 60,000 SH SOLE 60,000 SUNTRUST BKS INC......... CALL 867914903 862 30,500 CALL SOLE 30,500 SUNTRUST BKS INC......... PUT 867914953 1,843 65,200 PUT SOLE 65,200 SYMANTEC CORP............ COM 871503108 1,080 60,000 SH SOLE 60,000 SYNERGY PHARMACEUTICALS DEL.................... COM NEW 871639308 96 20,000 SH SOLE 20,000 SYSCO CORP............... CALL 871829907 344 11,000 CALL SOLE 11,000 SYSCO CORP............... PUT 871829957 510 16,300 PUT SOLE 16,300 T3 MOTION INC............ *W EXP 05/13/201 89853X116 2 147,000 SH SOLE 147,000 T3 MOTION INC............ *W EXP 05/13/201 89853X124 15 147,000 SH SOLE 147,000 TAIWAN SEMICONDUCTOR MFG SPONSORED LTD.................... ADR 874039100 1,492 94,310 SH SOLE 94,310 TARGACEPT INC............ COM 87611R306 1,224 250,308 SH SOLE 250,308 TARGACEPT INC............ CALL 87611R906 49 10,000 CALL SOLE 10,000 TARGET CORP.............. PUT 87612E956 527 8,300 PUT SOLE 8,300 TESORO CORP.............. CALL 881609901 201 4,800 CALL SOLE 4,800 TESORO CORP.............. PUT 881609951 360 8,600 PUT SOLE 8,600 TESSERA TECHNOLOGIES INC. COM 88164L100 302 22,068 SH SOLE 22,068 TEXTRON INC.............. PUT 883203951 476 18,200 PUT SOLE 18,200 TIME WARNER CABLE INC.... PUT 88732J957 371 3,900 PUT SOLE 3,900 TIME WARNER INC........... CALL 887317903 562 12,400 CALL SOLE 12,400 TIVO INC.................. COM 888706108 1,967 188,550 SH SOLE 188,550 TJX COS INC NEW........... CALL 872540909 215 4,800 CALL SOLE 4,800 TJX COS INC NEW........... PUT 872540959 331 7,400 PUT SOLE 7,400 TRAVELERS COMPANIES INC... COM 89417E109 528 7,728 SH SOLE 7,728 TRAVELERS COMPANIES INC... CALL 89417E909 1,345 19,700 CALL SOLE 19,700 TRAVELERS COMPANIES INC... PUT 89417E959 3,372 49,400 PUT SOLE 49,400 TYCO INTERNATIONAL LTD.... CALL H89128904 326 5,800 CALL SOLE 5,800 TYCO INTERNATIONAL LTD.... PUT H89128954 1,046 18,600 PUT SOLE 18,600 U S HOME SYS INC.......... COM 90335C100 4,887 391,884 SH SOLE 391,884 UNION PAC CORP............ CALL 907818908 1,151 9,700 CALL SOLE 9,700 UNION PAC CORP............ PUT 907818958 3,157 26,600 PUT SOLE 26,600 UNITED PARCEL SERVICE INC. CL B 911312106 294 4,112 SH SOLE 4,112 UNITED PARCEL SERVICE INC. CALL 911312906 1,682 23,500 CALL SOLE 23,500 UNITED PARCEL SERVICE INC. PUT 911312956 2,405 33,600 PUT SOLE 33,600 UNITED TECHNOLOGIES CORP.. CALL 913017909 1,808 23,100 CALL SOLE 23,100 UNITED TECHNOLOGIES CORP.. PUT 913017959 3,218 41,100 PUT SOLE 41,100 UNUM GROUP................ COM 91529Y106 329 17,124 SH SOLE 17,124 UNUM GROUP............. CALL 91529Y906 284 14,800 CALL SOLE 14,800 UNUM GROUP............. PUT 91529Y956 850 44,200 PUT SOLE 44,200 US BANCORP DEL......... CALL 902973904 3,924 114,400 CALL SOLE 114,400 US BANCORP DEL......... PUT 902973954 7,766 226,400 PUT SOLE 226,400 VALERO ENERGY CORP NEW. PUT 91913Y950 646 20,400 PUT SOLE 20,400 VALIDUS HOLDINGS LTD... COM SHS G9319H102 652 19,228 SH SOLE 19,228 VENTAS INC............. COM 92276F100 429 6,889 SH SOLE 6,889 VENTAS INC............. CALL 92276F900 971 15,600 CALL SOLE 15,600 VENTAS INC............. PUT 92276F950 2,309 37,100 PUT SOLE 37,100 VIACOM INC NEW......... CALL 92553P901 268 5,000 CALL SOLE 5,000 VORNADO RLTY TR........ CALL 929042909 1,256 15,500 CALL SOLE 15,500 VORNADO RLTY TR........ PUT 929042959 1,127 13,900 PUT SOLE 13,900 VRINGO INC............. COM 92911N104 243 83,964 SH SOLE 83,964 VRINGO INC............. CALL 92911N904 261 90,000 CALL SOLE 90,000 VRINGO INC............. PUT 92911N954 286 98,700 PUT SOLE 98,700 WALGREEN CO............ CALL 931422909 14,919 409,400 CALL SOLE 409,400 WALGREEN CO............ PUT 931422959 926 25,400 PUT SOLE 25,400 WAL-MART STORES INC.... CALL 931142903 1,092 14,800 CALL SOLE 14,800 WAL-MART STORES INC........ PUT 931142953 4,177 56,600 PUT SOLE 56,600 WASTE MGMT INC DEL......... CALL 94106L909 728 22,700 CALL SOLE 22,700 WASTE MGMT INC DEL......... PUT 94106L959 346 10,800 PUT SOLE 10,800 WELLS FARGO & CO NEW....... CALL 949746901 10,860 314,500 CALL SOLE 314,500 WELLS FARGO & CO NEW....... PUT 949746951 20,456 592,400 PUT SOLE 592,400 WEST COAST BANCORP ORE NEW. COM NEW 952145209 963 42,737 SH SOLE 42,737 WEYERHAEUSER CO............ CALL 962166904 646 24,700 CALL SOLE 24,700 WEYERHAEUSER CO............ PUT 962166954 1,866 71,400 PUT SOLE 71,400 WHOLE FOODS MKT INC........ CALL 966837906 263 2,700 CALL SOLE 2,700 WHOLE FOODS MKT INC........ PUT 966837956 516 5,300 PUT SOLE 5,300 WILLIAMS COS INC DEL....... CALL 969457900 332 9,500 CALL SOLE 9,500 WILLIAMS COS INC DEL....... PUT 969457950 619 17,700 PUT SOLE 17,700 XL GROUP PLC............... SHS G98290102 666 27,710 SH SOLE 27,710 XL GROUP PLC............... CALL G98290902 461 19,200 CALL SOLE 19,200 XL GROUP PLC............... PUT G98290952 858 35,700 PUT SOLE 35,700 YAHOO INC.................. COM 984332106 2,818 176,374 SH SOLE 176,374 YAMANA GOLD INC............ CALL 98462Y900 556 29,100 CALL SOLE 29,100 YAMANA GOLD INC............ PUT 98462Y950 2,450 128,200 PUT SOLE 128,200 YRC WORLDWIDE INC.... NOTE 10.000% 3/3 984249AB8 1,300 5,000,000 PRN SOLE 5,000,000 YUM BRANDS INC....... CALL 988498901 259 3,900 CALL SOLE 3,900 YUM BRANDS INC....... PUT 988498951 245 3,700 PUT SOLE 3,700 ZAZA ENERGY CORP..... COM 98919T100 1,399 471,000 SH SOLE 471,000 ZIONS BANCORPORATION. CALL 989701907 283 13,700 CALL SOLE 13,700 ZIONS BANCORPORATION. PUT 989701957 390 18,900 PUT SOLE 18,900