0001398344-12-003532.txt : 20121114 0001398344-12-003532.hdr.sgml : 20121114 20121114103011 ACCESSION NUMBER: 0001398344-12-003532 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CORDA Investment Management, LLC. CENTRAL INDEX KEY: 0001545812 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14985 FILM NUMBER: 121201597 MAIL ADDRESS: STREET 1: 8955 KATY FREEWAY STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77024 FORMER COMPANY: FORMER CONFORMED NAME: Barnes Bonner Castles DATE OF NAME CHANGE: 20120327 13F-HR 1 fp0005830_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CORDA Investment Management, LLC Address: 8955 Katy Freeway, Suite 200 Houston, TX 77024-1626 Form 13F File Number: 028-14985 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Schloegel Title: Chief Compliance Officer Phone: 713-439-0665 Signature, Place, and Date of Signing: /s/ John Schloegel Houston, TX November 13, 2012 ------------------ ----------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 44 ----------- Form 13F Information Table Value Total: $ 244,816 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------------------- ------------ --------- ----------- -------------------- ---------- -------- ---------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------- NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------------------- ------------ --------- ----------- ----------- --- ---- ---------- -------- ---- ------ ---- VODAFONE GROUP PLC ADR Common Stock 92857W209 10,889 383,410 Yes No x SANOFI ADR Common Stock 80105N105 10,667 242,608 Yes No x TOTAL S A SPONSORED ADR Common Stock 89151E109 10,627 210,903 Yes No x JOHNSON & JOHNSON Common Stock 478160104 10,551 152,619 Yes No x ABBOTT LABS Common Stock 002824100 10,286 148,898 Yes No x PEPSICO INC Common Stock 713448108 10,035 142,039 Yes No x INTEL CORP Common Stock 458140100 9,843 432,561 Yes No x ROYAL DUTCH SHELL PLC ADS CLASS B Common Stock 780259107 9,371 131,248 Yes No x MACK-CALI REALTY CORP Common Stock 554489104 9,103 352,676 Yes No x TELEFONICA DE ESPANA SA SPONSRD ADR Common Stock 879382208 9,007 677,729 Yes No x NYSE EURONEXT Common Stock 629491101 8,943 362,067 Yes No x ENERPLUS CORP Common Stock 292766102 8,486 502,139 Yes No x PENN WEST PETE LTD Common Stock 707887105 8,058 570,674 Yes No x EXXON MOBIL CORPORATION Common Stock 30231G102 7,479 81,469 Yes No x SIEMENS A.G. ADR Common Stock 826197501 6,997 69,369 Yes No x HEALTH CARE REIT INC Common Stock 42217K106 6,977 121,320 Yes No x PFIZER INC Common Stock 717081103 6,893 275,331 Yes No x PIONEER SOUTHWEST ENERGY Common Stock 72388B106 6,064 237,062 Yes No x VERIZON COMMUNICATIONS Common Stock 92343V104 5,814 126,916 Yes No x WAL-MART STORES Common Stock 931142103 5,795 78,253 Yes No x NOVARTIS AG ADR Common Stock 66987V109 5,677 91,907 Yes No x PROCTER GAMBLE CO Common Stock 742718109 5,632 81,096 Yes No x KRAFT FOODS INC CL A Common Stock 50075N104 5,353 125,882 Yes No x UNILEVER PLC ADR Common Stock 904767704 5,193 141,570 Yes No x GLAXO SMITHKLINE PLC ADR Common Stock 37733W105 4,999 107,727 Yes No x MERCK & CO INC. Common Stock 58933Y105 4,957 109,625 Yes No x POTASH CORP Common Stock 73755L107 4,808 110,040 Yes No x VALLEY NATL BANCORP Common Stock 919794107 4,337 436,708 Yes No x LEUCADIA NATL CORP Common Stock 527288104 3,783 165,282 Yes No x MCDONALDS CORP Common Stock 580135101 3,751 40,778 Yes No x PHILIP MORRIS INTL Common Stock 718172109 3,374 37,200 Yes No x ENTERPRISE PRODUCTS PARTNERS LP Common Stock 293792107 2,500 46,316 Yes No x CONOCOPHILLIPS CORP Common Stock 20825C104 2,321 40,421 Yes No x CHEVRON CORP Common Stock 166764100 2,167 18,482 Yes No x VANGUARD SHORT TERM CORP BOND ETF ETF 92206C409 1,872 23,271 Yes No x GRAN TIERRA ENERGY INC Common Stock 38500T101 1,694 325,220 Yes No x AGL RESOURCES INC Common Stock 001204106 1,693 41,665 Yes No x XCEL ENERGY INC Common Stock 98389B100 1,531 55,738 Yes No x LINN ENERGY LLC UNITS Common Stock 536020100 1,488 35,931 Yes No x WINDSTREAM CORPORATION Common Stock 97381W104 1,352 135,646 Yes No x APPLE INC Common Stock 37833100 1,170 1,774 Yes No x WISDOMTREE INTL DIVIDENDS EX FIN ETF 97717W786 1,168 29,010 Yes No x AT&T INC Common Stock 00206R102 1,092 28,919 Yes No x WISDOMTREE EMERGING MARKETS EQTY ETF 97717W315 1,021 18,845 Yes No x