0000814375-12-000042.txt : 20121113 0000814375-12-000042.hdr.sgml : 20121112 20121113163220 ACCESSION NUMBER: 0000814375-12-000042 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121113 DATE AS OF CHANGE: 20121113 EFFECTIVENESS DATE: 20121113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DONALD SMITH & CO., INC. CENTRAL INDEX KEY: 0000814375 IRS NUMBER: 132807845 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01345 FILM NUMBER: 121199161 BUSINESS ADDRESS: STREET 1: 152 W. 57TH STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-284-0990 MAIL ADDRESS: STREET 1: 152 W. 57TH STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: SMITH DONALD & CO INC /NJ/ DATE OF NAME CHANGE: 19990329 13F-HR 1 entirefile.txt 13-F FILING AS OF SEPTEMBER 30, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended:September 30, 2012 Check here if amendment [ ]; Amendment Number: This Amendment (check only one.) [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Donald Smith & Co., Inc. Address: 152 W. 57th St., 22nd Floor New York, NY 10019 13F File Number: 28-1345 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Donald Smith Title: President Phone: 212-284-0990 Signature, Place and Date of Signing: Donald Smith New York, NY November 13, 2012 Report Type (check only one.): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: None I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. PAGE> FORM 13F SUMMARY PAGE REPORT SUMMARY Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 99 Form 13F Information Table Value Total: $3,329.108 Mil. List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-_____ Donald Smith Capital Advisors, LLC 2 28-_____ Donald Smith, L.P. 13F INFORMATION TABLE NAME OF ISSUER TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHERVOTING AUTHORITY OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED ADVANTAGE OIL & GAS com 00765F101 54,551 14,546,818 SH Defined 2 12,484,292 - AXCELIS TECHNOLOGY com 054540109 11,689 11,132,734 SH Defined 2 8,901,734 - AIR FRANCE-KLM com 009119108 80,963 12,591,399 SH Defined 2 6,526,615 - AMERICAN INTERNATIONAL GROUP com 026874784 47,886 1,460,376 SH Defined 2 1,241,276 - AMERICAN NATIONAL com 028591105 104,462 1,454,299 SH Defined 2 1,024,794 - ALLIANCE ONE com 018772103 27,218 8,426,510 SH Defined 2 6,915,188 - AURICO GOLD com 05155C105 57,111 8,170,452 SH Defined 2 6,753,852 - YAMANA GOLD com 98462Y100 137,426 7,191,305 SH Defined 2 2,095,971 - AVISTA com 05379B107 5,893 228,924 SH Defined 2 228,924 - AIRCASTLE com G0129K104 47,742 4,213,776 SH Defined 2 3,573,976 - BANNER CORPORATION com 06652V208 17,066 628,600 SH Defined 2 628,600 - BASSETT FURNITURE com 070203104 10,952 879,713 SH Defined 2 879,713 - CENTURY ALUMINUM COMPANY com 156431108 5,033 702,879 SH Defined 2 674,634 - CELESTICA com 15101Q108 85,073 11,915,013 SH Defined 2 8,646,080 - CNA FINANCIAL CORP. com 126117100 104,525 3,900,196 SH Defined 2 949,190 - COOPER TIRE & RUBBER com 216831107 10,120 527,620 SH Defined 2 527,620 - COVENANT TRANSPORT com 22284P105 3,398 738,785 SH Sole 738,785 - DANA HOLDING CORP com 235825205 31,820 2,586,972 SH Defined 2 1,435,990 - DILLARD'S INC. com 254067101 148,655 2,055,512 SH Defined 2 1,266,669 - DIAMONDROCK HOSPITALITY com 252784301 22,673 2,354,364 SH Defined 2 2,007,357 - EPL OIL & GAS INC. com 26883D108 24,754 1,219,991 SH Defined 2 689,146 - EXELON CORP com 30161N101 52,278 1,469,305 SH Defined 2 233,628 - FLAGSTONE REINSURANCE com L3466T104 61,357 7,142,830 SH Defined 2 5,468,653 - GENON ENERGY com 37244E107 71,616 28,306,536 SH Defined 2 18,835,018 - PH GLATFELTER com 377316104 2,420 135,877 SH Defined 2 61,877 - GRANITE REAL ESTATE com 387431109 150,977 4,205,487 SH Defined 2 2,951,782 - HORACE MANN EDUCATORS com 440327104 42,217 2,331,123 SH Defined 2 1,673,350 - HUTCHINSON TECHNOLOGY com 448407106 169 96,800 SH Defined 2 96,800 - HAVERTY'S FURNITURE com 419596101 25,938 1,868,696 SH Defined 2 1,868,696 - IDACORP INC com 451107106 23,525 543,685 SH Defined 2 318,385 - INGRAM MICRO com 457153104 164,291 10,787,301 SH Defined 2 5,213,390 - IMATION CORP com 45245A107 5,115 915,109 SH Defined 2 915,109 - INTEGRATED SILICON SOLUTIONS, Icom 45812P107 19,488 2,104,546 SH Defined 2 2,104,546 - RUSSELL 2000 ISHARES com 464287655 25,634 307,210 SH Sole 307,210 - JETBLUE AIRWAYS com 477143101 140,912 29,387,363 SH Defined 2 15,134,717 - KIMBALL com 494274103 17,760 1,453,341 SH Defined 2 1,385,358 - KANSAS CITY LIFE com 484836101 4,189 108,712 SH Sole 108,712 - KOREA ELECTRIC POWER CORP com 500631106 26,259 2,114,246 SH Defined 2 1,794,246 - LOUISIANA PACIFIC com 546347105 7,096 567,685 SH Defined 2 307,685 - SOUTHWEST AIRLINES com 844741108 112,378 12,813,942 SH Defined 2 5,998,724 - MFA FINANCIAL INC. com 55272X102 17,110 2,012,886 SH Defined 2 1,867,886 - M/I HOMES com 55305B101 18,194 940,760 SH Defined 2 940,760 - MONTPELIER RE HOLDINGS com G62185106 59,767 2,700,729 SH Defined 2 1,673,881 - MICRON TECHNOLOGY com 595112103 138,554 23,169,508 SH Defined 2 8,827,592 - NABORS INDUSTRIES com G6359F103 982 70,000 SH Sole 0 - NOBLE CORP com H5833N103 8,993 251,335 SH Defined 2 1,335 - NORD RESOURCES com 655555100 25 507,100 SH Sole 507,100 - NRG ENERGY com 629377508 18,740 876,089 SH Defined 2 103,089 - NATUZZI SPA com 63905A101 5,057 2,247,685 SH Defined 2 2,247,685 - NV ENERGY INC com 67073Y106 8,441 468,660 SH Defined 2 290,776 - OLD REPUBLIC INTL com 680223104 9,209 990,259 SH Defined 2 897,774 - OVERSEAS SHIPHOLDG GRP com 690368105 20,093 3,044,358 SH Defined 2 1,850,343 - PEPBOYS AUTO com 713278109 19,589 1,924,291 SH Defined 2 1,891,791 - PARKER DRILLING COMPANY com 701081101 13,037 3,082,008 SH Defined 2 1,800,256 - PHOTRONICS com 719405102 32,529 6,057,535 SH Defined 2 4,943,136 - PNM RESOURCES com 69349H107 17,104 813,332 SH Defined 2 345,642 - PLATINUM UNDERWRITERS com G7127P100 95,215 2,329,713 SH Defined 2 1,568,329 - P.A.M. TRANSPORTATION SVCS com 693149106 5,208 522,615 SH Defined 2 522,615 - ROYAL CARIBBEAN CRUISES com V7780T103 99,330 3,287,976 SH Defined 2 1,068,782 - EVEREST RE GROUP com G3223R108 54,458 509,139 SH Defined 2 119,702 - RESOLUTE FOREST PRODUCTS com 76117W109 126,523 9,732,518 SH Defined 2 7,599,852 - REPUBLIC AIRWAYS HOLDINGS com 760276105 11,420 2,466,503 SH Defined 2 1,988,617 - RADIOSHACK CORP com 750438103 23,758 9,982,342 SH Defined 2 7,294,231 - RUBY TUESDAY com 781182100 12,330 1,700,621 SH Defined 2 1,450,621 - SANMINA-SCI CORP com 800907206 69,419 8,157,390 SH Defined 2 6,336,455 - SYCAMORE NETWORKS com 871206405 2,501 162,422 SH Sole 127,423 - STANCORP FINANCIAL GROUP com 852891100 7,681 245,856 SH Defined 2 245,856 - SCORPIO TANKERS com 050183041 3,497 582,765 SH Sole 582,765 - STEEL EXCEL INC com 858122104 2,256 89,360 SH Sole 89,360 - TECHDATA com 878237106 33,899 749,131 SH Defined 2 623,031 - TECUMSEH PRODUCTS - A com 878895200 6,907 1,333,462 SH Defined 2 1,243,462 - TECUMSEH PRODUCTS - B com 878895101 2,705 483,089 SH Sole 380,386 - TOYOTA MOTOR CORP com 892331307 27,540 350,787 SH Defined 2 315,787 - TESORO CORP com 881609101 45,522 1,086,446 SH Defined 2 827,146 - TUESDAY MORNING com 899035505 18,046 2,747,032 SH Defined 2 2,706,932 - UNIFI INC com 904677200 9,847 768,083 SH Defined 2 768,083 - UNUM GROUP com 91529Y106 48,663 2,531,872 SH Defined 2 900,382 - USA TRUCK INC com 902925106 3,765 1,037,182 SH Sole 940,182 - USEC, INC. com 90333E108 2,633 3,396,850 SH Defined 2 3,286,850 - UTSTARCOM com 918076100 1,318 1,279,331 SH Sole 1,279,331 - VALERO ENERGY CORP com 91913Y100 20,868 658,698 SH Defined 2 375,198 - VOXX INTERNATIONAL CORP com 91829F104 842 112,600 SH Defined 2 112,600 - WPX ENERGY INC com 98212B103 90,026 5,426,529 SH Defined 2 2,828,626 - XL GROUP com G98290102 70,250 2,923,409 SH Defined 2 830,409 - HORSEHEAD HOLDING CORP com 440694305 4,548 485,943 SH Defined 2 390,717 - Marriott International Fractionwts EKE55U103 - 81,107 SH Sole 81,107 - Kinder Morgan fractional cusip wts FHB903208 - 3,667 SH Sole 3,667 - ALCO STORES INC com 001600105 34 3,900 SH Sole 3,900 - AMERICAN REALTY CAPITAL com 02917L101 3,997 365,997SH Defined 2 365,997 - BRIDGEPOINT com 10807M105 1,259 57,750SH Defined 2 57,750 - CORINTHIAN COLLEGES com 218868107 2,613 904,100SH Defined 2 904,100 - GANNETT com 364730101 2,359 160,155SH Defined 2 160,155 - GENERAL MOTORS com 37045V100 4,752 240,971SH Defined 2 240,971 - CHIPMOS TECHNOLOGIES com G2110R114 20 1,860SH Defined 2 1,860 - U S AIRWAYS GROUP INC com 90341W108 17,650 1,324,074 SH Defined 2 1,324,074 - MATTSON TECHNOLOGY com 577223100 6,505 3,717,143SH Defined 2 3,717,143 - NEWMONT MINING com 651639106 4,851 99,990 SH Defined 2 99,990 - STANLEY FURNITURE com 854305208 482 120,892SH Defined 2 120,892 - SUPERVALU com 868536103 3,564 687,997 SH Defined 2 687,997 -