0001169743-12-000173.txt : 20121109
0001169743-12-000173.hdr.sgml : 20121109
20121109153252
ACCESSION NUMBER: 0001169743-12-000173
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121109
DATE AS OF CHANGE: 20121109
EFFECTIVENESS DATE: 20121109
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: M3F, Inc.
CENTRAL INDEX KEY: 0001511291
IRS NUMBER: 000000000
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14066
FILM NUMBER: 121193427
BUSINESS ADDRESS:
STREET 1: 10 EXCHANGE PLACE
STREET 2: SUITE 510
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84111
BUSINESS PHONE: 202-246-9200
MAIL ADDRESS:
STREET 1: 10 EXCHANGE PLACE
STREET 2: SUITE 510
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84111
13F-HR
1
M3P_12Q3.txt
1
M313FQ4.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: M3F, Inc.
Address: 10 Exchange Place, Suite 510
Salt Lake City, UT 84111
Form 13F File Number: 028-14066
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jason A. Stock
Title: Managing Director
Phone: 202-246-9200
Signature, Place, and Date of Signing:
/s/ Jason A. Stock Salt Lake City, UT 11/09/12
------------------ ------------------ ----------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------
Form 13F Information Table Entry Total: 40
-----------
Form 13F Information Table Value Total: $ 140,174
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the names(s) and Form 13F file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------------- -------- ---------- -------- ------------ ------------ --------- ------------------
VOTING
TITLE OF VALUE SHS OR SH/ INVESTMENT OTHER AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN DISCRETION MANAGERS SOLE SHARED NONE
BANK MUTUAL CORP COMMON 063750103 6,184 1,359,176 SH SOLE 1,359,176
BANKFINANCIAL CORP COMMON 06643P104 10,950 1,245,775 SH SOLE 1,245,775
BCSB BANCORP INC COMMON 055367106 1,194 87,184 SH SOLE 87,184
BENEFICIAL MUTUAL BANCORP INC COMMON 08173R104 11,729 1,226,839 SH SOLE 1,226,839
CALIFORNIA FIRST NATIONAL BANCORP COMMON 130222102 4,632 251,213 SH SOLE 251,213
CENTRAL BANCORP INC/MA COMMON 152418109 742 22,890 SH SOLE 22,890
CENTRAL VALLEY CMNTY BANCORP COM COMMON 155685100 340 41,822 SH SOLE 41,822
CMS BANCORP INC COM COMMON 12600U102 245 30,658 SH SOLE 30,658
COMERICA INC COMMON 200340107 8,013 258,064 SH SOLE 258,064
COMMUNITY PARTNERS BANCORP COMMON 204018105 3,064 528,228 SH SOLE 528,228
EPLUS INC COMMON 294268107 10,912 278,220 SH SOLE 278,220
FARMERS NATIONAL BANC CORP COMMON 309627107 4,605 712,845 SH SOLE 712,845
FEDFIRST FINANCIAL CORP COMMON 31429C101 1,548 102,842 SH SOLE 102,842
FIRST ADVANTAGE BANCORP COMMON 31848L104 3,675 282,712 SH SOLE 282,712
FIRST CAPITAL BANCORP VA COM COMMON 319438107 1,283 513,224 SH SOLE 513,224
FIRST OF LONG ISLAND CORP/THE COMMON 320734106 739 23,975 SH SOLE 23,975
HOPFED BANCORP INC COMMON 439734104 4,209 561,145 SH SOLE 561,145
KEARNY FINANCIAL CORP COMMON 487169104 2,752 282,577 SH SOLE 282,577
MALVERN FEDERAL BANCORP INC COMMON 561410101 2,651 252,747 SH SOLE 252,747
MERIDIAN INTERSTATE BANCORP INC COMMON 58964Q104 8,025 486,344 SH SOLE 486,344
METRO BANCORP INC COMMON 59161R101 4,365 344,509 SH SOLE 344,509
NEWPORT BANCORP INC COMMON 651754103 3,233 217,699 SH SOLE 217,699
NORTHRIM BANCORP INC COMMON 666762109 5,527 274,445 SH SOLE 274,445
OBA FINANCIAL SERVICES INC COMMON 67424G101 5,887 388,569 SH SOLE 388,569
OCEANFIRST FINL CORP COM COMMON 675234108 422 28,793 SH SOLE 28,793
OCEAN SHORE HLDG CO NEW COM COMMON 67501R103 9,059 674,000 SH SOLE 674,000
OLD POINT FINANCIAL CORP COMMON 680194107 2,481 228,221 SH SOLE 228,221
PACIFIC PREMIER BANCORP INC COMMON 69478X105 4,730 495,777 SH SOLE 495,777
PEAPACK GLADSTONE FINANCIAL CORP COMMON 704699107 1,504 92,052 SH SOLE 92,052
PRUDENTIAL BANCORP INC OF PENN COMMON 744319104 252 42,684 SH SOLE 42,684
PULASKI FINANCIAL CORP COMMON 745548107 154 18,657 SH SOLE 18,657
REPUBLIC FIRST BANCORP INC COM COMMON 760416107 404 190,347 SH SOLE 190,347
ROMA FINANCIAL CORP COMMON 77581P109 2,832 318,254 SH SOLE 318,254
SOMERSET HILLS BANCORP COMMON 834728107 1,399 165,517 SH SOLE 165,517
SOUTHERN CONNECTICUT BANCORP INC COMMON 84264A102 324 274,999 SH SOLE 274,999
SOUTHWEST BANCORP INC/STILLWATER COMMON 844767103 4,786 441,077 SH SOLE 441,077
STANDARD FINL CORP MD COM COMMON 853393106 216 12,800 SH SOLE 12,800
TERRITORIAL BANCORP INC COMMON 88145X108 3,522 153,464 SH SOLE 153,464
WILLIS LEASE FINANCE CORP COMMON 970646105 1,211 98,099 SH SOLE 98,099
WSB HOLDINGS INC COM COMMON 92934C101 374 66,241 SH SOLE 66,241