0001140361-12-044971.txt : 20121030 0001140361-12-044971.hdr.sgml : 20121030 20121030160229 ACCESSION NUMBER: 0001140361-12-044971 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121030 DATE AS OF CHANGE: 20121030 EFFECTIVENESS DATE: 20121030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOCQUEVILLE ASSET MANAGEMENT L.P. CENTRAL INDEX KEY: 0000883961 IRS NUMBER: 133547557 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03589 FILM NUMBER: 121168767 BUSINESS ADDRESS: STREET 1: TOCQUEVILLE ASSET MANAGEMENT L.P. STREET 2: 40 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-698-0800 MAIL ADDRESS: STREET 1: TOCQUEVILLE ASSET MANAGEMENT L.P. STREET 2: 40 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: TOCQUEVILLE ASSET MANAGEMENT LP DATE OF NAME CHANGE: 19990325 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2012 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tocqueville Asset Management, L.P. Address: 40 West 57th Street, 19th Floor New York, NY 10019 Form 13F File Number: 028-03589 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Elizabeth F. Bosco Title: Compliance Officer Phone: (212) 698-0845 Signature, Place, and Date of Signing: /s/ Elizabeth F. Bosco New York, NY 10/15/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 1,113 Form 13F Information Table Value Total: $ 9,637,316 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- 3D Systems Corp COM 88554D205 319 9,700 SH SOLE 9,700 0 0 3I Group COM 130 36,100 SH SOLE 36,100 0 0 3M Co. COM 88579Y101 20,679 223,746 SH SOLE 223,746 0 0 A.M. Castle & Co. COM 148411101 13,555 1,085,300 SH SOLE 1,085,300 0 0 A.O. Smith Corporation COM 831865209 1,403 24,375 SH SOLE 24,375 0 0 Abbott Laboratories COM 002824100 13,910 202,881 SH SOLE 202,881 0 0 Abercrombie & Fitch Co. CL A COM 002896207 248 7,300 SH SOLE 7,300 0 0 Abzu Gold Ltd COM 00400M958 123 1,153,846 SH SOLE 1,153,846 0 0 Abzu Gold Ltd. (pvt) 123 1,153,846 SH SOLE 1,153,846 0 0 Acasti Pharma Inc (pvt) 00430K105 53 24,638 SH SOLE 24,638 0 0 Accelrys Inc. COM 00430U103 1,522 175,781 SH SOLE 175,781 0 0 Accenture PLC COM G1151C101 1,977 28,235 SH SOLE 28,235 0 0 Acco Brands Corp. COM 00081T108 34,767 5,357,030 SH SOLE 5,357,030 0 0 Aceto Corp COM 004446100 160 16,976 SH SOLE 16,976 0 0 Achillion Pharmaceuticals Inc. COM 00448Q201 658 63,200 SH SOLE 63,200 0 0 Acuity Brands, Inc. COM 00508Y102 35,304 557,815 SH SOLE 557,815 0 0 Adobe Systems Incorporated COM 00724F101 30,268 933,195 SH SOLE 933,195 0 0 Advanced Auto Parts COM 00751y106 214 3,130 SH SOLE 3,130 0 0 Advanced Energy Ind COM 007973100 1,270 102,970 SH SOLE 102,970 0 0 Aegerion Pharmaceuticals Inc COM 00767E102 255 17,200 SH SOLE 17,200 0 0 Aegion Corp. COM 00770F104 23,382 1,220,359 SH SOLE 1,220,359 0 0 Aflac, Inc. COM 001055102 60,294 1,259,270 SH SOLE 1,259,270 0 0 Aforo Resource Ltd (pvt) - 200,000 SH SOLE 200,000 0 0 Agco Corporation COM 001084102 267 5,620 SH SOLE 5,620 0 0 Agilent Technologies, Inc. COM 00846U101 298 7,750 SH SOLE 7,750 0 0 AGL Resources Inc COM 001204106 244 5,958 SH SOLE 5,958 0 0 Agnico-Eagle Mines Limited 008474108 76,638 1,477,207 SH SOLE 1,477,207 0 0 Agrium Inc. 008916108 5,897 57,000 SH SOLE 57,000 0 0 Air Products & Chemicals, Inc. COM 009158106 3,994 48,300 SH SOLE 48,300 0 0 Airgas Inc. COM 009363102 428 5,200 SH SOLE 5,200 0 0 Akamai Technologies, Inc. COM 00971T101 1,052 27,500 SH SOLE 27,500 0 0 Akzo Nobel COM 8,145 144,089 SH SOLE 144,089 0 0 Alacer Gold Corp COM 010679108 36,301 4,915,700 SH SOLE 4,915,700 0 0 Alamos Gold Inc. COM 011527108 3,324 171,000 SH SOLE 171,000 0 0 Alamos Gold Inc. 011527108 58,057 2,997,240 SH SOLE 2,997,240 0 0 Albany International Corporati COM 012348108 25,276 1,150,490 SH SOLE 1,150,490 0 0 Albemarle Corporation COM 012653101 290 5,500 SH SOLE 5,500 0 0 Alerian MLP ETF COM 00162Q866 5,277 318,472 SH SOLE 318,472 0 0 Alexion Pharmaceuticals COM 015351109 1,933 16,900 SH SOLE 16,900 0 0 Algeta ASA COM R02078104 318 12,300 SH SOLE 12,300 0 0 Align Technologies Inc. COM 016255101 270 7,300 SH SOLE 7,300 0 0 Alkermes Plc COM G01767105 27,969 1,347,894 SH SOLE 1,347,894 0 0 Alliance Data Systems COM 018581108 759 5,345 SH SOLE 5,345 0 0 Allied Nevada Gold Corporation COM 019344100 83,215 2,130,448 SH SOLE 2,130,448 0 0 Allscripts Healthcare Solution COM 01988P108 2,134 171,817 SH SOLE 171,817 0 0 Almaden Minerals Ltd. COM 020283107 273 100,000 SH SOLE 100,000 0 0 Alnylam Pharmaceutical Inc. COM 02043q107 415 22,100 SH SOLE 22,100 0 0 Altisource Portfolio Solutions COM L0175J104 376 4,359 SH SOLE 4,359 0 0 Altria Group, Inc. COM 02209S103 1,063 31,831 SH SOLE 31,831 0 0 Amarin Corp PLC ADR 023111206 792 63,000 SH SOLE 63,000 0 0 Amazon.com, Inc. COM 023135106 10,163 39,960 SH SOLE 39,960 0 0 Ameren Corporation COM 023608102 232 7,094 SH SOLE 7,094 0 0 America Movil SAB de C.V. -ADR 02364W105 423 16,650 SH SOLE 16,650 0 0 American Eagle Outfitters Inc. COM 02553E106 474 22,500 SH SOLE 22,500 0 0 American Electric Power COM 025537101 2,402 54,669 SH SOLE 54,669 0 0 American EuroPacific Growth Fu 29875E100 7,683 193,390 SH SOLE 193,390 0 0 American Express Company COM 025816109 17,209 302,652 SH SOLE 302,652 0 0 American Fundamental Investors 360802821 3,020 75,267 SH SOLE 75,267 0 0 American International Group, COM 026874784 2,877 87,748 SH SOLE 87,748 0 0 American Software, Inc. COM 029683109 327 40,123 SH SOLE 40,123 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- American States Water Co COM 029899101 599 13,475 SH SOLE 13,475 0 0 American Tower REIT Inc COM 03027x100 957 13,411 SH SOLE 13,411 0 0 American Vanguard Corporation COM 030371108 240 6,905 SH SOLE 6,905 0 0 Americas Car Mart, Inc. COM 03062T105 212 4,667 SH SOLE 4,667 0 0 Ametek Inc. COM 031100100 5,913 166,810 SH SOLE 166,810 0 0 Amgen Inc. COM 031162100 3,212 38,105 SH SOLE 38,105 0 0 Anadarko Petroleum Corporation COM 032511107 6,987 99,934 SH SOLE 99,934 0 0 Andina Minerals Inc. COM 034219956 188 446,000 SH SOLE 446,000 0 0 Anglo American PLC ADR 03485P201 346 23,624 SH SOLE 23,624 0 0 AngloGold Ashanti Limited - AD 035128206 42,721 1,218,860 SH SOLE 1,218,860 0 0 Annaly Capital Management Inc. COM 035710409 1,309 77,745 SH SOLE 77,745 0 0 Ansys Inc. COM 03662q105 954 13,000 SH SOLE 13,000 0 0 Apache Corporation COM 037411105 11,405 131,899 SH SOLE 131,899 0 0 Apollo Investment Corporation COM 03761u106 102 13,000 SH SOLE 13,000 0 0 Apple Inc. COM 037833100 102,585 153,776 SH SOLE 153,776 0 0 Applied Materials, Inc. COM 038222105 31,256 2,799,428 SH SOLE 2,799,428 0 0 Applied Semiconductor, Inc. SE 101 16,800 SH SOLE 16,800 0 0 Approach Resources Inc COM 03834A103 611 20,275 SH SOLE 20,275 0 0 Aptargroup Inc COM 038336103 264 5,100 SH SOLE 5,100 0 0 Aqua America Inc. COM 03836W103 319 12,891 SH SOLE 12,891 0 0 ARC Resources Ltd. COM 00208D408 237 9,750 SH SOLE 9,750 0 0 Archer-Daniels-Midland Company COM 039483102 217 8,000 SH SOLE 8,000 0 0 Argonaut Gold Inc COM 04016A952 5,431 523,950 SH SOLE 523,950 0 0 Asahi Kasei Corp COM 5,908 1,144,100 SH SOLE 1,144,100 0 0 Ashland Inc. COM 044209104 45,121 630,176 SH SOLE 630,176 0 0 Asics Corp COM 8,583 636,100 SH SOLE 636,100 0 0 Aspen Technology, Inc. COM 045327103 493 19,098 SH SOLE 19,098 0 0 Assurant, Inc. COM 04621X108 233 6,251 SH SOLE 6,251 0 0 AstraZeneca PLC ADR 046353108 306 6,384 SH SOLE 6,384 0 0 Astreka LLC 567 75,624 SH SOLE 75,624 0 0 Astreka LLC (Membership Intere astrekco4 250 33,333 SH SOLE 33,333 0 0 AT&T Inc. COM 00206R102 11,093 294,239 SH SOLE 294,239 0 0 ATAC Resources 4.50 CAD 1/5/20 27 351,000 SH SOLE 351,000 0 0 ATAC Resources Ltd 481 186,860 SH SOLE 186,860 0 0 ATAC Resources Ltd. COM 046491106 22,696 8,819,300 SH SOLE 8,819,300 0 0 ATAC Resources Ltd. (pvt) 046491106 12,353 4,800,000 SH SOLE 4,800,000 0 0 ATAC Resources Ltd. (pvt)_FV 1,770 702,000 SH SOLE 702,000 0 0 athenahealth Inc. COM 04685W103 284 3,100 SH SOLE 3,100 0 0 Atlas Air Worldwide Holdings, COM 049164205 485 9,400 SH SOLE 9,400 0 0 Aurico Gold COM 05155C956 1,194 169,932 SH SOLE 169,932 0 0 Aurico Gold Inc. COM 05155C105 1,538 220,000 SH SOLE 220,000 0 0 Aurizon Mines Ltd. COM 05155P106 2,962 564,400 SH SOLE 564,400 0 0 Aurizon Mines Ltd. 05155P106 158 30,000 SH SOLE 30,000 0 0 Autobytel Inc. COM 05275N205 265 70,000 SH SOLE 70,000 0 0 Automatic Data Processing COM 053015103 46,549 793,535 SH SOLE 793,535 0 0 Autozone Inc. COM 053332102 282 764 SH SOLE 764 0 0 Auxilium Pharmaceuticals Inc. COM 05334D107 325 13,300 SH SOLE 13,300 0 0 Avery Dennison Corporation COM 053611109 43,526 1,367,880 SH SOLE 1,367,880 0 0 Aviat Networks Inc. COM 05366Y102 2,330 979,159 SH SOLE 979,159 0 0 Avnet, Inc. COM 053807103 247 8,500 SH SOLE 8,500 0 0 B & G Foods Inc - Class A COM 05508r106 1,329 43,840 SH SOLE 43,840 0 0 B2Gold Corporation 11777Q209 50,075 12,518,780 SH SOLE 12,518,780 0 0 Baker Hughes Inc. COM 057224107 8,033 177,600 SH SOLE 177,600 0 0 Banco Santander SA - ADR 05964H105 6,842 917,171 SH SOLE 917,171 0 0 Bangkok Bank PCL - Foreign Reg COM 65 10,000 SH SOLE 10,000 0 0 Bank of America Corporation COM 060505104 120 13,634 SH SOLE 13,634 0 0 Bank of America Corporation Pf 060505765 878 33,800 SH SOLE 33,800 0 0 Bank of New York Mellon Corpor COM 064058100 49,338 2,181,183 SH SOLE 2,181,183 0 0 BankUnited COM 06652K103 1,007 40,900 SH SOLE 40,900 0 0 Banro Corporation COM 066800103 47,331 10,181,790 SH SOLE 10,181,790 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Barisan Gold Corp - Reg D 06759d200 239 1,306,978 SH SOLE 1,306,978 0 0 Barrick Gold Corporation 067901108 24,908 596,460 SH SOLE 596,460 0 0 Baxter International Inc. COM 071813109 3,839 63,704 SH SOLE 63,704 0 0 Bayer A.G. ADR 072730302 4,480 52,154 SH SOLE 52,154 0 0 Baytex Energy Trust 07317Q105 570 12,025 SH SOLE 12,025 0 0 Be Aerospace Inc COM 073302101 320 7,600 SH SOLE 7,600 0 0 Beacon Roofing Supply, Inc. COM 073685109 476 16,700 SH SOLE 16,700 0 0 Bear Creek Mining Corp COM 07380N104 25,082 6,646,390 SH SOLE 6,646,390 0 0 Bear Creek Mining Corp 369 99,700 SH SOLE 99,700 0 0 Becton, Dickinson & Company COM 075887109 399 5,081 SH SOLE 5,081 0 0 Bed Bath & Beyond Inc. COM 075896100 234 3,709 SH SOLE 3,709 0 0 Bekaert NV COM 5,177 179,800 SH SOLE 179,800 0 0 Berkshire Hathaway Inc. - Clas COM 084670108 2,654 20 SH SOLE 20 0 0 Berkshire Hathaway Inc. - Clas COM 084670702 13,450 152,495 SH SOLE 152,495 0 0 BHP Billiton Limited COM Q1498M100 356 10,402 SH SOLE 10,402 0 0 BHP Billiton Limited - ADR 088606108 19,297 281,251 SH SOLE 281,251 0 0 BioExx Specialty Proteins Ltd COM 090634106 78 700,000 SH SOLE 700,000 0 0 BIO-key International Inc. (Se - 65,926 SH SOLE 65,926 0 0 BioMarin Pharmaceutical Inc. COM 09061G101 950 23,605 SH SOLE 23,605 0 0 BJ's Restaurant Inc COM 09180C106 299 6,600 SH SOLE 6,600 0 0 Blackstone Group LP COM 09253u108 1,141 79,925 SH SOLE 79,925 0 0 Blucora Inc COM 095229100 263 14,793 SH SOLE 14,793 0 0 Blue Gold Mining Inc COM 095486106 254 500,000 SH SOLE 500,000 0 0 Blue Gold Mining Inc (pvt) 095486106 2,416 4,750,000 SH SOLE 4,750,000 0 0 Blue_Gold Mining WTS CAD $1.50 - 2,500,000 SH SOLE 2,500,000 0 0 BMC Software, Inc. COM 055921100 338 8,150 SH SOLE 8,150 0 0 Boc Hong Kong Holding COM Y0920U103 41 13,000 SH SOLE 13,000 0 0 Bollore COM 7,223 27,820 SH SOLE 27,820 0 0 BorgWarner, Inc. COM 099724106 3,835 55,485 SH SOLE 55,485 0 0 BP plc - ADR 055622104 3,636 85,832 SH SOLE 85,832 0 0 BP Prudhoe Bay Royalty Trust COM 055630107 347 3,700 SH SOLE 3,700 0 0 BPZ Resources Inc COM 055639108 288 100,800 SH SOLE 100,800 0 0 Brady Corporation COM 104674106 18,376 627,597 SH SOLE 627,597 0 0 Brazilian Gold Corp COM 105885107 525 2,242,900 SH SOLE 2,242,900 0 0 Brazilian Gold Corp (pvt) 105885107 1,003 4,285,800 SH SOLE 4,285,800 0 0 Bridgestone Corporation COM 8,103 349,350 SH SOLE 349,350 0 0 Briggs & Stratton Corporation COM 109043109 1,296 69,409 SH SOLE 69,409 0 0 Brigus Gold WTS CAD$2.19 exp 1 109490102 116 357,500 SH SOLE 357,500 0 0 Bristol Myers Squibb Company COM 110122108 11,474 339,972 SH SOLE 339,972 0 0 Broadcom Corporation COM 111320107 221 6,400 SH SOLE 6,400 0 0 Brookfield Infrastructure Part G16252101 245 6,900 SH SOLE 6,900 0 0 Brooks Automation, Inc. COM 114340102 19,174 2,386,344 SH SOLE 2,386,344 0 0 Brown Foremann Class B COM 115637209 322 4,935 SH SOLE 4,935 0 0 Buffalo Wild Wings Inc COM 119848109 326 3,800 SH SOLE 3,800 0 0 Bunzl Plc - ADR 120738406 274 3,059 SH SOLE 3,059 0 0 C I G N A Corp. COM 125509109 223 4,720 SH SOLE 4,720 0 0 C&J Energy Services Inc COM 12467B304 359 18,060 SH SOLE 18,060 0 0 C. H. Robinson Worldwide, Inc. COM 12541W209 8,863 151,289 SH SOLE 151,289 0 0 C.R. Bard, Inc. COM 067383109 472 4,515 SH SOLE 4,515 0 0 Cablevision Systems NY Group COM 12686C109 9,026 569,446 SH SOLE 569,446 0 0 Calgon Carbon Corporation COM 129603106 1,119 78,227 SH SOLE 78,227 0 0 Calloway Golf Co. 7.5% Pfd Ser 131193203 461 4,800 SH SOLE 4,800 0 0 Calypso Overseas LTD Class N 1,682 1,551 SH SOLE 1,551 0 0 Cambrex Corp. COM 132011107 171 14,538 SH SOLE 14,538 0 0 Cameco Corporation COM 13321L108 12,323 633,550 SH SOLE 633,550 0 0 Cameron International Corporat COM 13342B105 1,423 25,375 SH SOLE 25,375 0 0 Campbell Soup Company COM 134429109 45,906 1,318,376 SH SOLE 1,318,376 0 0 Canadian National Railway Comp 136375102 280 3,175 SH SOLE 3,175 0 0 Canadian Natural Resources Ltd COM 963 31,200 SH SOLE 31,200 0 0 Canadian Oil Sands Ltd. COM 13643E105 1,201 56,203 SH SOLE 56,203 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- CANON INC. - ADR 138006309 12,471 389,600 SH SOLE 389,600 0 0 Carlisle Companies Inc. COM 142339100 45,651 879,265 SH SOLE 879,265 0 0 Carpenter Technology Corp. COM 144285103 16,345 312,400 SH SOLE 312,400 0 0 Catamaran Corp. COM 148887102 284 2,900 SH SOLE 2,900 0 0 Caterpillar Inc. COM 149123101 6,208 72,154 SH SOLE 72,154 0 0 Cavium Inc. COM 14964U108 416 12,500 SH SOLE 12,500 0 0 CBRE Group, Inc. COM 12504L109 11,247 610,900 SH SOLE 610,900 0 0 Cedar Fair LP Depositry Unit COM 150185106 315 9,400 SH SOLE 9,400 0 0 Celanese Corporation COM 150870103 36,363 959,183 SH SOLE 959,183 0 0 Celgene Corporation COM 151020104 8,953 117,188 SH SOLE 117,188 0 0 Central Fund Canada LTD COM 153501101 595 25,000 SH SOLE 25,000 0 0 Central Gold Trust 153546106 563 8,270 SH SOLE 8,270 0 0 Centric Health Corp COM 15641A100 71 100,000 SH SOLE 100,000 0 0 CenturyLink Inc. COM 156700106 2,477 61,300 SH SOLE 61,300 0 0 Cepheid, Inc. COM 15670R107 757 21,940 SH SOLE 21,940 0 0 Cerner Corporation COM 156782104 667 8,625 SH SOLE 8,625 0 0 Cerus Corp COM 157085101 141 41,400 SH SOLE 41,400 0 0 Ceva, Inc. COM 157210105 566 39,326 SH SOLE 39,326 0 0 Charles River Laboratories Int COM 159864107 2,445 61,750 SH SOLE 61,750 0 0 Checkpoint Systems, Inc. COM 162825103 29,755 3,593,635 SH SOLE 3,593,635 0 0 Chemtura Corporation COM 163893209 30,215 1,754,650 SH SOLE 1,754,650 0 0 Chesapeake Energy Corporation COM 165167107 26,871 1,424,010 SH SOLE 1,424,010 0 0 Chevron Corporation COM 166764100 28,532 244,783 SH SOLE 244,783 0 0 Chicago Bridge & Iron Company COM 167250109 703 18,460 SH SOLE 18,460 0 0 Chipotle Mexican Grill, Inc. COM 169656105 2,953 9,300 SH SOLE 9,300 0 0 Chunghwa Telecom Co., Ltd. - A 17133Q502 208 6,545 SH SOLE 6,545 0 0 Church & Dwight Co., Inc. COM 171340102 750 13,895 SH SOLE 13,895 0 0 Cia de Minas Buenaventura S.A. 204448104 47,313 1,214,400 SH SOLE 1,214,400 0 0 Ciber Inc. COM 17163B102 2,282 657,494 SH SOLE 657,494 0 0 Cintas COM 172908105 727 17,548 SH SOLE 17,548 0 0 Circle Corp. (WORTHLESS) COM 172559106 - 28,908 SH SOLE 28,908 0 0 Cirrus Logic, Inc. COM 172755100 539 14,031 SH SOLE 14,031 0 0 Cisco Systems, Inc. COM 17275R102 39,069 2,046,059 SH SOLE 2,046,059 0 0 Citigroup Cap XIII Trust Pfd S 173080201 3,209 115,234 SH SOLE 115,234 0 0 Citigroup Inc. COM 172967424 295 9,014 SH SOLE 9,014 0 0 Citrix Systems, Inc. COM 177376100 1,446 18,890 SH SOLE 18,890 0 0 Clean Harbors, Inc. COM 184496107 293 5,990 SH SOLE 5,990 0 0 Clear Media Limited COM 4,966 9,278,200 SH SOLE 9,278,200 0 0 ClearOne Communications Inc. COM 185060100 788 194,600 SH SOLE 194,600 0 0 Cliffs Natural Resources Inc. COM 18683K101 15,305 391,127 SH SOLE 391,127 0 0 Clovis Oncology Inc COM 189464100 812 39,700 SH SOLE 39,700 0 0 CNO Financial Group, Inc. COM 12621E103 198 20,536 SH SOLE 20,536 0 0 Coach, Inc. COM 189754104 2,382 42,520 SH SOLE 42,520 0 0 Coca-Cola Company COM 191216100 65,620 1,730,039 SH SOLE 1,730,039 0 0 Cogent Communications Group, I COM 19239V302 6,868 298,734 SH SOLE 298,734 0 0 Cognizant Technology Solutions COM 192446102 10,051 143,805 SH SOLE 143,805 0 0 Colgate-Palmolive Company COM 194162103 55,824 520,652 SH SOLE 520,652 0 0 Comcast Corporation COM 20030N101 4,221 118,093 SH SOLE 118,093 0 0 Comcast Corporation COM 20030n200 4,026 115,650 SH SOLE 115,650 0 0 Community Health Systems Inc. COM 203668108 2,694 92,450 SH SOLE 92,450 0 0 CommVault Systems, Inc. COM 204166102 412 7,025 SH SOLE 7,025 0 0 Compagnie de Saint-Gobain COM 5,792 164,900 SH SOLE 164,900 0 0 Con Edison Inc COM 209115104 423 7,070 SH SOLE 7,070 0 0 ConAgra Foods, Inc. COM 205887102 5,181 187,775 SH SOLE 187,775 0 0 Concho Resources Inc. COM 20605P101 12,104 127,743 SH SOLE 127,743 0 0 Concordia Resource Corp COM 206606956 224 817,000 SH SOLE 817,000 0 0 Concordia_Resources WTS CAD$0. - 215,000 SH SOLE 215,000 0 0 Concur Technologies, Inc. COM 206708109 1,127 15,280 SH SOLE 15,280 0 0 Condor Petroleum Inc. COM 20676X108 219 500,000 SH SOLE 500,000 0 0 Condor Resources Inc COM 20676U104 46 250,000 SH SOLE 250,000 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- ConocoPhillips COM 20825C104 2,353 41,157 SH SOLE 41,157 0 0 Consolidated Communications COM 209034107 865 50,300 SH SOLE 50,300 0 0 Constellation Brands, Inc. COM 21036p108 506 15,650 SH SOLE 15,650 0 0 Continental Gold Ltd COM G23850954 3,997 446,000 SH SOLE 446,000 0 0 Continental Resources, Inc. COM 212015101 484 6,300 SH SOLE 6,300 0 0 Copper Development Corp (pvt) G2540X103 1,429 16,086,856 SH SOLE 16,086,856 0 0 Copper One Inc COM 21751Q950 84 634,000 SH SOLE 634,000 0 0 Core Laboratories N.V. COM N22717107 9,904 81,525 SH SOLE 81,525 0 0 Corning Incorporated COM 219350105 24,139 1,835,646 SH SOLE 1,835,646 0 0 Corvus Gold Inc COM 221013105 3,762 3,081,798 SH SOLE 3,081,798 0 0 Corvus Gold Inc (pvt) 221013105 4,485 3,674,333 SH SOLE 3,674,333 0 0 Costco Wholesale Corporation COM 22160K105 694 6,925 SH SOLE 6,925 0 0 Covance Inc. COM 222816100 7,949 170,250 SH SOLE 170,250 0 0 CPI Aerostructures, Inc. COM 125919308 319 29,443 SH SOLE 29,443 0 0 Crane Co. COM 224399105 21,131 529,200 SH SOLE 529,200 0 0 Cree Inc. COM 225447101 9,852 386,293 SH SOLE 386,293 0 0 Crescent Point Energy Corp COM 22576C101 1,224 27,700 SH SOLE 27,700 0 0 CRH PLC COM 7,242 375,700 SH SOLE 375,700 0 0 CRH PLC - ADR 12626K203 5,956 310,226 SH SOLE 310,226 0 0 Cross Timbers Royalty Trust COM 22757R109 5,585 177,816 SH SOLE 177,816 0 0 Crown Holdings, Inc. COM 228368106 301 8,200 SH SOLE 8,200 0 0 CTPartners Executive Search LL COM 22945C105 44 10,000 SH SOLE 10,000 0 0 Cubist Pharmaceuticals Inc. COM 229678107 386 8,100 SH SOLE 8,100 0 0 Cummins Inc. COM 231021106 1,623 17,600 SH SOLE 17,600 0 0 CVS Caremark Corporation COM 126650100 279 5,760 SH SOLE 5,760 0 0 Cyberonics Inc. COM 23251P102 221 4,208 SH SOLE 4,208 0 0 Cytec Industries Inc. COM 232820100 1,638 25,000 SH SOLE 25,000 0 0 Dalradian Resources Inc COM 235499951 66 50,000 SH SOLE 50,000 0 0 Dalradian Resources Inc (pvt) 9a1gykl 1,640 1,250,000 SH SOLE 1,250,000 0 0 Danaher Corporation COM 235851102 2,289 41,505 SH SOLE 41,505 0 0 DCC PLC COM 12,596 436,799 SH SOLE 436,799 0 0 Deckers Outdoor Corporation COM 243537107 1,795 49,000 SH SOLE 49,000 0 0 Deere & Company COM 244199105 1,831 22,200 SH SOLE 22,200 0 0 Delphi Automotive PLC COM G27823106 5,097 164,415 SH SOLE 164,415 0 0 Denbury Resources Inc. COM 247916208 339 21,000 SH SOLE 21,000 0 0 Detour Gold Corporation COM 250669108 80,484 2,884,590 SH SOLE 2,884,590 0 0 Detour Gold Corporation 250669108 5,270 189,700 SH SOLE 189,700 0 0 Detour Gold Corporation (pvt) 250669108 7,812 280,000 SH SOLE 280,000 0 0 Deutsche Bank Contingent Cap P 25153x208 328 12,957 SH SOLE 12,957 0 0 Deutsche Telekom AG - ADR 251566105 5,057 410,106 SH SOLE 410,106 0 0 Devon Energy Corporation COM 25179M103 2,424 40,068 SH SOLE 40,068 0 0 DeVry, Inc. COM 251893103 10,684 469,433 SH SOLE 469,433 0 0 DexCom Inc. COM 252131107 594 39,500 SH SOLE 39,500 0 0 Diageo PLC Spon ADR 25243Q205 295 2,615 SH SOLE 2,615 0 0 Diamondback Partners LP 249 249,376 SH SOLE 249,376 0 0 Digi International COM 253798102 3,176 312,637 SH SOLE 312,637 0 0 Diodes Incorporated COM 254543101 15,780 927,705 SH SOLE 927,705 0 0 DIRECTV COM 25490A309 1,861 35,491 SH SOLE 35,491 0 0 Disco Corp. COM 7,853 163,000 SH SOLE 163,000 0 0 Discover Financial Services COM 254709108 383 9,643 SH SOLE 9,643 0 0 Dollar General COM 256677105 2,379 46,162 SH SOLE 46,162 0 0 Dollar Tree Inc COM 256746108 1,834 37,976 SH SOLE 37,976 0 0 Dominion Resources, Inc. COM 25746U109 4,702 88,810 SH SOLE 88,810 0 0 Dominos Pizza Inc Com COM 25754a201 372 9,871 SH SOLE 9,871 0 0 DomtarCORP COM 257559203 302 3,853 SH SOLE 3,853 0 0 Donaldson Company, Inc. COM 257651109 341 9,821 SH SOLE 9,821 0 0 Dorato Resources Inc. COM 258128107 46 500,000 SH SOLE 500,000 0 0 Dover Corporation COM 260003108 49,902 838,832 SH SOLE 838,832 0 0 Dresser-Rand Group Inc Com COM 261608103 270 4,900 SH SOLE 4,900 0 0 Dril-Quip, Inc. COM 262037104 316 4,400 SH SOLE 4,400 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- DST Systems, Inc. COM 233326107 10,844 191,720 SH SOLE 191,720 0 0 Duke Energy Corporation COM 26441C204 17,948 277,023 SH SOLE 277,023 0 0 Dunkin' Brands Group Inc. COM 265504100 2,990 102,405 SH SOLE 102,405 0 0 Dycom Industries, Inc. COM 267475101 280 19,450 SH SOLE 19,450 0 0 E. I. du Pont de Nemours and C COM 263534109 61,191 1,217,245 SH SOLE 1,217,245 0 0 East Asia Minerals Corp 100 375,000 SH SOLE 375,000 0 0 East Asia Minerals Corp. COM 270541956 1,048 3,888,000 SH SOLE 3,888,000 0 0 East Asia Minerals Corporation 270541105 3,054 11,329,600 SH SOLE 11,329,600 0 0 East West Bancorp, Inc. COM 27579r104 4,594 217,500 SH SOLE 217,500 0 0 East_Asia Minerals CAD$0.78 ex 461 8,000,000 SH SOLE 8,000,000 0 0 Eastmain Resources Inc. COM 27743M957 612 590,000 SH SOLE 590,000 0 0 Eastman Chemical Company COM 277432100 67,149 1,177,854 SH SOLE 1,177,854 0 0 Eaton Corp COM 278058102 1,702 36,000 SH SOLE 36,000 0 0 Eaton Vance Float Rt COM 278279104 753 45,025 SH SOLE 45,025 0 0 Eaton Vance Tax-Mgd Glob Diver COM 27829f108 3,943 447,516 SH SOLE 447,516 0 0 eBay Inc. COM 278642103 3,826 79,100 SH SOLE 79,100 0 0 EBIX Inc COM 278715206 544 23,050 SH SOLE 23,050 0 0 ECF Value Fund II LP 1,397 500,000 SH SOLE 500,000 0 0 ECI (pvt) 500 588,200 SH SOLE 588,200 0 0 Ecolab Inc. COM 278865100 3,842 59,275 SH SOLE 59,275 0 0 Eidesis Special Opportunities 24,524 25,000 SH SOLE 25,000 0 0 Eifb Ulysse C Fund 289990954 720 17,000 SH SOLE 17,000 0 0 El Paso Pipeline Partners LP COM 283702108 421 11,300 SH SOLE 11,300 0 0 Eldorado Gold Corp (pvt) 284902954 15,248 1,000,000 SH SOLE 1,000,000 0 0 Eldorado Gold Corporation COM 284902954 10,654 698,705 SH SOLE 698,705 0 0 Eldorado Gold Corporation 284902103 163,425 10,723,438 SH SOLE 10,723,438 0 0 Electro Scientific Industries COM 285229100 2,621 214,445 SH SOLE 214,445 0 0 Electrum Ltd. (pvt) Electrum7 8,682 3,339,400 SH SOLE 3,339,400 0 0 Eli Lilly and Company COM 532457108 1,060 22,366 SH SOLE 22,366 0 0 EMC Corporation COM 268648102 28,348 1,039,523 SH SOLE 1,039,523 0 0 EMCORE Corporation (XXX) 318 56,250 SH SOLE 56,250 0 0 EMCORE Corporation WTS $60.24 - 21,656 SH SOLE 21,656 0 0 Emerson Electric Co. COM 291011104 12,012 248,842 SH SOLE 248,842 0 0 Endeavor International Corp. COM 29259G200 12,779 1,321,500 SH SOLE 1,321,500 0 0 Endeavour Ming Corp WTS CAD$ 2 G3040R133 478 1,000,000 SH SOLE 1,000,000 0 0 Endo Pharmaceuticals Holdings COM 29264F205 324 10,200 SH SOLE 10,200 0 0 Endocyte Inc COM 29269A102 253 25,400 SH SOLE 25,400 0 0 Energen Corporation COM 29265n108 7,599 145,000 SH SOLE 145,000 0 0 Energy Select Sector SPDR Fund COM 81369Y506 2,177 29,650 SH SOLE 29,650 0 0 Energy Transfer Equity LP COM 29273V100 441 9,750 SH SOLE 9,750 0 0 Energy Transfer Partners, L.P. COM 29273R109 223 5,250 SH SOLE 5,250 0 0 Energy XXI (Bermuda) Ltd. COM G10082140 1,395 39,900 SH SOLE 39,900 0 0 EnergySolutions COM 292756202 29 10,516 SH SOLE 10,516 0 0 Engility Holdings Inc. COM 29285W104 612 33,184 SH SOLE 33,184 0 0 Eni S.p.A. - ADR 26874R108 298 6,789 SH SOLE 6,789 0 0 ENN Energy Holdings Ltd. COM G3066L101 189 47,000 SH SOLE 47,000 0 0 Enterprise Products Partners L COM 293792107 2,437 45,470 SH SOLE 45,470 0 0 EOG Resources, Inc. COM 26875P101 4,838 43,175 SH SOLE 43,175 0 0 EPAM Systems COM 29414B104 900 47,500 SH SOLE 47,500 0 0 EQT Corporation COM 26884L109 319 5,400 SH SOLE 5,400 0 0 Equifax COM 294429105 579 12,429 SH SOLE 12,429 0 0 Equinix, Inc. COM 29444U502 371 1,800 SH SOLE 1,800 0 0 Esterline Technologies Corpora COM 297425100 253 4,500 SH SOLE 4,500 0 0 ETFS Platinum Trust COM 26922V101 980 6,000 SH SOLE 6,000 0 0 Euronet Services Inc. COM 298736109 2,749 146,292 SH SOLE 146,292 0 0 Eutelsat Communications COM 1,958 60,900 SH SOLE 60,900 0 0 Evolution Mining Ltd COM 4,158 2,066,326 SH SOLE 2,066,326 0 0 Exact Sciences Corp. COM 30063P105 215 19,500 SH SOLE 19,500 0 0 Exelon Corporation COM 30161N101 267 7,500 SH SOLE 7,500 0 0 Exploration Syndicate WTS $0.5 explorewt - 250,000 SH SOLE 250,000 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Exploration Syndicate, Inc.(pv 360 750,000 SH SOLE 750,000 0 0 Express Scripts Holding Compan COM 30219G108 3,720 59,396 SH SOLE 59,396 0 0 Exxon Mobil Corporation COM 30231G102 125,990 1,377,696 SH SOLE 1,377,696 0 0 F5 Networks Inc. COM 315616102 543 5,190 SH SOLE 5,190 0 0 Facebook Inc. COM 30303m102 1,007 46,495 SH SOLE 46,495 0 0 Facebook Inc. (Restricted) 6,810 320,833 SH SOLE 320,833 0 0 Factset Research Systems Inc. COM 303075105 453 4,700 SH SOLE 4,700 0 0 Fairchild Semiconductor Intern COM 303726103 26,753 2,039,066 SH SOLE 2,039,066 0 0 Falcon Gold Equity UCITS Class 1,071 8,865 SH SOLE 8,865 0 0 Falcon Gold Equity UCITS Class 14,782 122,415 SH SOLE 122,415 0 0 Falcon Oil & Gas Ltd. COM 306071101 8 40,000 SH SOLE 40,000 0 0 Fastenal Company COM 311900104 800 18,604 SH SOLE 18,604 0 0 FCP Tocqueville Value Amerique 398 8,720 SH SOLE 8,720 0 0 FCP Tocqueville Value Europe 1,201 6,725 SH SOLE 6,725 0 0 Federal Signal Corporation COM 313855108 18,372 2,906,893 SH SOLE 2,906,893 0 0 FEI Company COM 30241l109 749 14,000 SH SOLE 14,000 0 0 Ferro Corporation COM 315405100 7,639 2,226,989 SH SOLE 2,226,989 0 0 Fidelity National Financial, I COM 31620R105 43,872 2,051,045 SH SOLE 2,051,045 0 0 Fidelity Spartan 500 Index Fun 315911206 8,355 162,869 SH SOLE 162,869 0 0 First Opportunity Fund Inc. COM 33587T108 103 13,400 SH SOLE 13,400 0 0 Flextronics International Ltd. COM Y2573F102 38,913 6,485,580 SH SOLE 6,485,580 0 0 Fluor Corporation COM 343412102 1,537 27,315 SH SOLE 27,315 0 0 FMC Technologies Inc. COM 30249u101 353 7,616 SH SOLE 7,616 0 0 Foot Locker Inc. COM 344849104 3,966 111,710 SH SOLE 111,710 0 0 Ford Motor Company COM 345370860 34,582 3,507,323 SH SOLE 3,507,323 0 0 Forest Laboratories Inc. COM 345838106 22,707 637,647 SH SOLE 637,647 0 0 Fortinet, Inc. COM 34959e109 294 12,200 SH SOLE 12,200 0 0 Fortuna Silver Mines Inc. COM 349915108 1,770 334,000 SH SOLE 334,000 0 0 Fortuna Silver Mines Inc. COM 349915108 293 55,000 SH SOLE 55,000 0 0 Fossil, Inc. COM 349882100 415 4,900 SH SOLE 4,900 0 0 France Telecom SA - ADR 35177Q105 169 13,810 SH SOLE 13,810 0 0 Franco-Nevada Corporation 351858105 25,429 431,510 SH SOLE 431,510 0 0 Franco-Nevada Corporation (pvt 351858204 81,629 1,384,800 SH SOLE 1,384,800 0 0 Franklin Credit Holding Corp COM 353487200 9 29,025 SH SOLE 29,025 0 0 Franklin Credit Management COM 353491103 - 29,025 SH SOLE 29,025 0 0 Freeport-McMoRan Copper & Gold COM 35671D857 14,115 356,624 SH SOLE 356,624 0 0 Fresnillo Plc COM G371E2108 5,386 180,000 SH SOLE 180,000 0 0 FRONTIER COMMUNICATIONS CORP C COM 35906A108 170 34,571 SH SOLE 34,571 0 0 Furiex Pharmaceuticals Inc. COM 36106P101 1,524 79,900 SH SOLE 79,900 0 0 Fusion IO Inc COM 36112J107 4,194 138,545 SH SOLE 138,545 0 0 Gabriel Resources Ltd. 361970106 451 213,600 SH SOLE 213,600 0 0 GameStop Corporation - Class A COM 36467w109 306 14,586 SH SOLE 14,586 0 0 Gardner Denver Inc COM 365558105 906 15,000 SH SOLE 15,000 0 0 Garmin Ltd. COM h2906t109 292 7,001 SH SOLE 7,001 0 0 Garrison Credit Opportunties F 775 774,676 SH SOLE 774,676 0 0 Garrison Opportunity Fund II C garoppII0 78 78,092 SH SOLE 78,092 0 0 Gastar Exploration Ltd. COM 367299203 2,242 1,350,373 SH SOLE 1,350,373 0 0 General Dynamics Corporation COM 369550108 555 8,400 SH SOLE 8,400 0 0 General Electric Cap Corp 369622sp1 211 200,000 PRN SOLE 200,000 0 0 General Electric Company COM 369604103 103,793 4,570,366 SH SOLE 4,570,366 0 0 General Mills, Inc. COM 370334104 11,771 295,390 SH SOLE 295,390 0 0 Genesco Inc Com COM 371532102 344 5,150 SH SOLE 5,150 0 0 Genetic ID Inc. CONV PFD SER B 382991107 176 14,650 SH SOLE 14,650 0 0 Genomic Health Inc Com COM 37244C101 434 12,500 SH SOLE 12,500 0 0 Gentex Corporation COM 371901109 7,703 453,400 SH SOLE 453,400 0 0 Genuine Parts Company COM 372460105 3,663 60,023 SH SOLE 60,023 0 0 Geo Fossil Fuels 2,048 91,037 SH SOLE 91,037 0 0 Geobiotics 8% Conv. Sub. Deb. - 875,000 SH SOLE 875,000 0 0 GeoBiotics LLC Private Placeme 63 417,142 SH SOLE 417,142 0 0 GeoBiotics LLC Private Placeme 86 571,400 SH SOLE 571,400 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- GeoBiotics LLC Private Placeme 38 250,000 SH SOLE 250,000 0 0 GeoBiotics LLC Private Placeme 9 60,640 SH SOLE 60,640 0 0 GeoBiotics LLC Private Placeme 12 77,432 SH SOLE 77,432 0 0 GeoBiotics LLC Private Placeme 15 100,000 SH SOLE 100,000 0 0 GeoBiotics, LLC 54 357,142 SH SOLE 357,142 0 0 GeoSynFuels 4,720 138,833 SH SOLE 138,833 0 0 Gilead Sciences, Inc. COM 375558103 5,397 81,360 SH SOLE 81,360 0 0 GlaxoSmithKline plc - ADR 37733W105 419 9,068 SH SOLE 9,068 0 0 Global Payments Inc. COM 37940X102 479 11,449 SH SOLE 11,449 0 0 GNC Acquisition Holdings Inc COM 36191G107 1,143 29,319 SH SOLE 29,319 0 0 GoGold Resources Inc (pvt) 38045Y102 12,359 8,100,000 SH SOLE 8,100,000 0 0 GoGold Resources Warrants XP C 1,151 4,050,000 SH SOLE 4,050,000 0 0 Gold Bullion International LLC 5,837 5,000,000 SH SOLE 5,000,000 0 0 Gold Canyon Resources Inc COM 38055D956 1,009 551,000 SH SOLE 551,000 0 0 Gold Fields Limited - ADR 38059T106 46,437 3,613,790 SH SOLE 3,613,790 0 0 Gold Fields Limited - ORD COM S31755101 2,132 166,249 SH SOLE 166,249 0 0 Gold Resource Corporation COM 38068t105 92,906 4,331,297 SH SOLE 4,331,297 0 0 Goldcorp, Inc. COM 380956953 101,264 2,205,418 SH SOLE 2,205,418 0 0 Goldcorp, Inc. 380956409 67,153 1,464,634 SH SOLE 1,464,634 0 0 Goldcorp, Inc. (pvt) 380956953 11,479 250,000 SH SOLE 250,000 0 0 Goodyear Tire & Rubber COM 382550101 267 21,900 SH SOLE 21,900 0 0 Google Inc. COM 38259P508 108,425 143,704 SH SOLE 143,704 0 0 GoviEx Uranium Inc. (pvt) 11,886 3,962,000 SH SOLE 3,962,000 0 0 Graco Inc. COM 384109104 365 7,260 SH SOLE 7,260 0 0 Graftech International Ltd COM 384313102 6,854 762,390 SH SOLE 762,390 0 0 Gran_Colombia Gold Corp WTS CA 38501D121 26 145,394 SH SOLE 145,394 0 0 Green Mountain Coffee Roasters COM 393122106 3,683 155,150 SH SOLE 155,150 0 0 Griffon Corporation COM 398433102 15,243 1,479,867 SH SOLE 1,479,867 0 0 Groupe Bruxelles Lambert COM 6,551 88,275 SH SOLE 88,275 0 0 Grupo Simec-SPON ADR 400491106 358 29,614 SH SOLE 29,614 0 0 Gryphon Minerals COM Q4352M109 1,945 2,016,000 SH SOLE 2,016,000 0 0 GT Advance Technologies Inc. COM 36191U106 100 18,378 SH SOLE 18,378 0 0 Gulfport Energy Corporation COM 402635304 300 9,600 SH SOLE 9,600 0 0 Guoco Group Ltd COM 5,545 616,025 SH SOLE 616,025 0 0 Guyana Goldfields Inc COM 403530108 1,468 426,000 SH SOLE 426,000 0 0 H.J. Heinz Company COM 423074103 1,173 20,959 SH SOLE 20,959 0 0 Halfords Group COM 6,731 1,599,500 SH SOLE 1,599,500 0 0 Halliburton Company COM 406216101 6,436 191,050 SH SOLE 191,050 0 0 Hancock Holding Company COM 410120109 9,681 312,500 SH SOLE 312,500 0 0 Hanesbrands Inc. COM 410345102 926 29,037 SH SOLE 29,037 0 0 Hannover Ruechversicherung AG 410693105 1,402 43,500 SH SOLE 43,500 0 0 Hannover Rueckversicherungs - D3015J135 2,902 45,300 SH SOLE 45,300 0 0 Harris Corporation COM 413875105 33,033 644,924 SH SOLE 644,924 0 0 Harris Interactive Inc. COM 414549105 629 430,550 SH SOLE 430,550 0 0 Harsco Corporation COM 415864107 30,968 1,508,433 SH SOLE 1,508,433 0 0 Haulotte Group COM 1,828 251,803 SH SOLE 251,803 0 0 Hawaiian Electric Ind. Inc. COM 419870100 1,316 50,000 SH SOLE 50,000 0 0 HB Fuller Company COM 359694106 22,570 735,650 SH SOLE 735,650 0 0 HCA Holdings, Inc. COM 40412C101 2,518 75,725 SH SOLE 75,725 0 0 Health Care Select Sector SPDR COM 81369Y209 595 14,836 SH SOLE 14,836 0 0 Health Management Associates, COM 421933102 2,964 353,320 SH SOLE 353,320 0 0 Heartware International Inc. COM 422368100 1,324 14,015 SH SOLE 14,015 0 0 Herbalife Ltd. COM G4412G101 822 17,350 SH SOLE 17,350 0 0 Hermes International COM F48051100 376 1,400 SH SOLE 1,400 0 0 Hertz Global Holding Inc. COM 42805T105 6,547 476,810 SH SOLE 476,810 0 0 Hewlett-Packard Company COM 428236103 902 52,884 SH SOLE 52,884 0 0 Hexcel Corporation COM 428291108 272 11,341 SH SOLE 11,341 0 0 Hitachi, Ltd. COM 10,977 1,973,750 SH SOLE 1,973,750 0 0 Hitachi, Ltd. - ADR 433578507 20,446 368,400 SH SOLE 368,400 0 0 HMS Holdings Corporation COM 40425J101 411 12,300 SH SOLE 12,300 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Hologic, Inc. COM 436440101 511 25,250 SH SOLE 25,250 0 0 Honeywell International Inc. COM 438516106 46,343 775,612 SH SOLE 775,612 0 0 HORIBA, Ltd. COM 5,865 199,350 SH SOLE 199,350 0 0 Horsehead Holding Corporation COM 440694305 4,513 482,234 SH SOLE 482,234 0 0 HOYA COM 9,038 411,250 SH SOLE 411,250 0 0 HSBC Holdings PLC COM G4634U169 613 66,169 SH SOLE 66,169 0 0 HSBC Holdings PLC - ADR 404280406 11,963 257,496 SH SOLE 257,496 0 0 Hubbell Incorporated - Class B COM 443510201 18,966 234,900 SH SOLE 234,900 0 0 Hudson Technologies COM 444144109 574 158,200 SH SOLE 158,200 0 0 Humana Inc. COM 444859102 218 3,112 SH SOLE 3,112 0 0 Huntington Bancshares Incorpor COM 446150104 1,418 205,615 SH SOLE 205,615 0 0 Hutin Building Products Inc. COM 448451104 435 299,812 SH SOLE 299,812 0 0 Hyatt Hotels Corp. - Class A COM 448579102 661 16,475 SH SOLE 16,475 0 0 IAC/Interactivecorp COM 44919P508 208 3,993 SH SOLE 3,993 0 0 IAMGOLD Corporation COM 7,223 455,500 SH SOLE 455,500 0 0 IAMGOLD Corporation 450913108 82,392 5,211,382 SH SOLE 5,211,382 0 0 IAMGOLD Corporation (pvt) 6,343 400,000 SH SOLE 400,000 0 0 IBERIABANK Corporation COM 450828108 3,430 74,885 SH SOLE 74,885 0 0 ICO Therapeutics Inc COM 45107J105 20 40,000 SH SOLE 40,000 0 0 IDEX Corporation COM 45167R104 17,393 416,400 SH SOLE 416,400 0 0 IDEXX Laboratories, Inc. COM 45168D104 546 5,500 SH SOLE 5,500 0 0 IEC Electronics Corp. COM 44949L105 1,907 281,315 SH SOLE 281,315 0 0 II-VI Incorporated COM 902104108 708 37,200 SH SOLE 37,200 0 0 Illinois Tool Works Inc. COM 452308109 31,678 532,664 SH SOLE 532,664 0 0 Illumina, Inc. COM 452327109 274 5,696 SH SOLE 5,696 0 0 Incyte Corporation COM 45337C102 931 51,600 SH SOLE 51,600 0 0 Indo Gold Limited (pvt) 48 200,000 SH SOLE 200,000 0 0 Industrial Select Sector SPDR COM 81369Y704 1,628 44,575 SH SOLE 44,575 0 0 Infineon Technologies 19,404 3,057,900 SH SOLE 3,057,900 0 0 Informatica Corporation COM 45666Q102 935 26,825 SH SOLE 26,825 0 0 Ingersoll-Rand PLC COM G47791101 52,899 1,180,258 SH SOLE 1,180,258 0 0 Ingram Micro Inc. COM 457153104 20,918 1,373,500 SH SOLE 1,373,500 0 0 Innvest Real Estate Invesment 45771T132 280 52,750 SH SOLE 52,750 0 0 Insperity, Inc. COM 45778Q107 4,409 174,770 SH SOLE 174,770 0 0 Insteel Industries Inc. COM 45774W108 176 15,000 SH SOLE 15,000 0 0 Insulet Corp COM 45784P101 401 18,600 SH SOLE 18,600 0 0 Intel Corporation COM 458140100 51,366 2,267,318 SH SOLE 2,267,318 0 0 InterDigital, Inc. COM 45867G101 265 7,100 SH SOLE 7,100 0 0 Intermec Inc. COM 458786100 4,744 764,000 SH SOLE 764,000 0 0 International Business Machine COM 459200101 37,656 181,518 SH SOLE 181,518 0 0 International Tower Hill Mines COM 46051L104 480 168,000 SH SOLE 168,000 0 0 International Tower Hill Mines 46050R102 5,387 1,923,077 SH SOLE 1,923,077 0 0 International Tower Hill Mines 46050R102 16,197 5,666,667 SH SOLE 5,666,667 0 0 International Tower Hill Mines 46050R102 25,822 9,060,220 SH SOLE 9,060,220 0 0 Intertape Polymer Group 460919103 132 19,267 SH SOLE 19,267 0 0 Intl Flavors & Fragrances COM 459506101 739 12,405 SH SOLE 12,405 0 0 Intuit Inc. COM 461202103 6,501 110,410 SH SOLE 110,410 0 0 Intuitive Surgical, Inc. COM 46120E602 3,019 6,092 SH SOLE 6,092 0 0 ION Geophysical Corporation COM 462044108 5,378 774,903 SH SOLE 774,903 0 0 Ipsos COM 1,654 51,700 SH SOLE 51,700 0 0 I-Pulse Inc (pvt) 449999994 431 135,223 SH SOLE 135,223 0 0 Iron Mountain Inc COM 462846106 643 18,854 SH SOLE 18,854 0 0 Ironwood Pharmaceuticals, Inc. COM 46333X108 683 53,458 SH SOLE 53,458 0 0 iShares Comex Gold Trust COM 464285105 7,045 407,925 SH SOLE 407,925 0 0 iShares MSCI All Country Asia COM 464288182 224 3,975 SH SOLE 3,975 0 0 iShares MSCI Brazil Index Fund COM 464286400 207 3,827 SH SOLE 3,827 0 0 iShares MSCI Canada Index Fund COM 464286509 710 24,925 SH SOLE 24,925 0 0 iShares MSCI Emerging Markets COM 464287234 539 13,041 SH SOLE 13,041 0 0 iShares MSCI Japan Index Fund 464286848 174 19,000 SH SOLE 19,000 0 0 iShares MSCI Singapore index F COM 464286673 2,634 196,425 SH SOLE 196,425 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- iShares Russell 2000 Index Fun COM 464287655 2,177 26,094 SH SOLE 26,094 0 0 iShares S&P Preferred Stock In COM 464288687 7,412 185,961 SH SOLE 185,961 0 0 Isis Pharmaceuticals, Inc. COM 464330109 18,004 1,279,613 SH SOLE 1,279,613 0 0 Itau Unibanco Holding SA - ADR 465562106 3,142 205,600 SH SOLE 205,600 0 0 ITC Holdings Corp. COM 465685105 278 3,675 SH SOLE 3,675 0 0 ITT Corporation COM 450911201 8,419 417,809 SH SOLE 417,809 0 0 Ivanhoe Australia Limited COM Q4980B103 5,278 7,482,100 SH SOLE 7,482,100 0 0 Ivanplats Limited (pvt) 22,984 7,679,335 SH SOLE 7,679,335 0 0 Ivanplats Limited (pvt) 1,247 416,665 SH SOLE 416,665 0 0 Ivanplats Limited IPO Warrants - 555,000 SH SOLE 555,000 0 0 Ivanplats Limited WTS IPO Exp - 208,335 SH SOLE 208,335 0 0 IXYS Corporation COM 46600W106 2,080 209,698 SH SOLE 209,698 0 0 J.M. Smucker Co. COM 832696405 263 3,043 SH SOLE 3,043 0 0 J2 Global Inc COM 48123V102 5,954 181,411 SH SOLE 181,411 0 0 Johnson & Johnson COM 478160104 75,300 1,092,735 SH SOLE 1,092,735 0 0 JP Morgan Chase $ Co 46625hha1 4,077 3,590,000 PRN SOLE 3,590,000 0 0 JPMorgan Chase & Co. COM 46625H100 6,456 159,493 SH SOLE 159,493 0 0 JPMorgan Us Large Cap Core Plu 4812a2389 1,772 76,498 SH SOLE 76,498 0 0 Kaiser Aluminum Corporation COM 483007704 16,057 275,000 SH SOLE 275,000 0 0 Kansas City Southern COM 485170302 731 9,647 SH SOLE 9,647 0 0 KBR, Inc. COM 48242W106 699 23,430 SH SOLE 23,430 0 0 Keegan Resources Inc. COM 487275109 1,478 398,000 SH SOLE 398,000 0 0 Kellogg Company COM 487836108 854 16,525 SH SOLE 16,525 0 0 KEMET Corporation COM 488360207 12,795 2,907,917 SH SOLE 2,907,917 0 0 Kennametal Inc. COM 489170100 52,498 1,415,800 SH SOLE 1,415,800 0 0 KeyOn Communications Holdings, COM 493312201 1 340,604 SH SOLE 340,604 0 0 Kforce.com Inc. COM 493732101 3,337 283,052 SH SOLE 283,052 0 0 Kimball International -CL B COM 494274103 217 17,732 SH SOLE 17,732 0 0 Kimberly-Clark Corporation COM 494368103 10,508 122,495 SH SOLE 122,495 0 0 Kimco Realty Corp 49446r844 267 10,500 SH SOLE 10,500 0 0 Kimco Realty Corporation COM 49446R109 8,805 434,376 SH SOLE 434,376 0 0 Kinder Morgan Energy Partners, COM 494550106 7,888 95,615 SH SOLE 95,615 0 0 Kinder Morgan Management, LLC COM eke55u103 - 150,854 SH SOLE 150,854 0 0 Kinder Morgan Management, LLC. COM 49455U100 2,982 39,032 SH SOLE 39,032 0 0 KINROSS GOLD CORP COM NO PAR COM 496902958 4,570 446,610 SH SOLE 446,610 0 0 Kinross Gold Corporation 496902404 59,289 5,806,938 SH SOLE 5,806,938 0 0 Kinross_Gold WTS @CAD32.00 EXP 51 148,615 SH SOLE 148,615 0 0 Kirby Corp COM 497266106 293 5,300 SH SOLE 5,300 0 0 Kiska Metals (pvt) 497725101 117 604,000 SH SOLE 604,000 0 0 Kiska Metals Corporation COM 497725101 120 618,668 SH SOLE 618,668 0 0 KKR & Co. L.P. COM 48248M102 998 66,025 SH SOLE 66,025 0 0 Kloeckner & Co. 5,995 627,302 SH SOLE 627,302 0 0 Kohls Corporation COM 500255104 689 13,453 SH SOLE 13,453 0 0 Koninklijke Philips Electronic COM 500472303 7,263 309,741 SH SOLE 309,741 0 0 Kootenay Silver Inc. COM 500583109 586 519,200 SH SOLE 519,200 0 0 Kootenay_Silver WTS CDN @$1.50 - 456,250 SH SOLE 456,250 0 0 Kraft Foods Inc. COM 50075N104 7,094 171,549 SH SOLE 171,549 0 0 Krispy Kreme Doughnuts, Inc. COM 501014104 5,556 700,610 SH SOLE 700,610 0 0 Kyoto Kimono Yuzen Co. Ltd. COM 8,143 658,500 SH SOLE 658,500 0 0 L-3 Communications Holdings, I COM 502424104 485 6,760 SH SOLE 6,760 0 0 Laclede Group Inc COM 505597104 278 6,469 SH SOLE 6,469 0 0 Landec Corporation COM 514766104 209 18,241 SH SOLE 18,241 0 0 Layne Christensen Company COM 521050104 2,451 125,000 SH SOLE 125,000 0 0 Lazard Ltd. COM G54050102 23,144 791,788 SH SOLE 791,788 0 0 Legacy Reserves LP Unit LP INT COM 524707304 288 10,000 SH SOLE 10,000 0 0 Lexington Realty Trust COM 529043101 155 16,000 SH SOLE 16,000 0 0 Libbey Inc. COM 529898108 4,592 291,023 SH SOLE 291,023 0 0 Life Technologies Corporation COM 53217V109 5,961 122,015 SH SOLE 122,015 0 0 Ligand Pharmaceuticals Inc Cl COM 53220k504 1,592 92,800 SH SOLE 92,800 0 0 Lihua International, Inc. COM 532352101 1,511 424,489 SH SOLE 424,489 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Linkedin Corp Cl A COM 53578A108 2,188 18,175 SH SOLE 18,175 0 0 LionBridge Technologies, Inc. COM 536252109 4,202 1,193,779 SH SOLE 1,193,779 0 0 Lions Gate Entertainment Corp. 535919203 313 20,507 SH SOLE 20,507 0 0 LKQ Corporation COM 501889208 403 21,800 SH SOLE 21,800 0 0 L'Occitane Intl COM 391 148,000 SH SOLE 148,000 0 0 Lockheed Martin Corporation COM 539830109 1,473 15,778 SH SOLE 15,778 0 0 Logitech International S.A. COM H50430232 7,620 835,500 SH SOLE 835,500 0 0 Lowe's Companies, Inc. COM 548661107 26,831 887,275 SH SOLE 887,275 0 0 LSI Logic Corporation COM 502161102 6,316 914,030 SH SOLE 914,030 0 0 LTX-Credence Corporation COM 502403207 16,976 2,952,384 SH SOLE 2,952,384 0 0 Lululemon Athletica Inc. COM 550021109 4,972 67,245 SH SOLE 67,245 0 0 Lydian International Ltd COM G5724R958 2,197 960,000 SH SOLE 960,000 0 0 Lynas Corporation COM 205 250,000 SH SOLE 250,000 0 0 M & T Bank Corporation COM 55261F104 14,593 153,347 SH SOLE 153,347 0 0 M6 - Metropole TV COM 5,513 403,945 SH SOLE 403,945 0 0 Mag Silver Corp 55903Q104 22,261 1,827,700 SH SOLE 1,827,700 0 0 Magellan Health Services Inc COM 559079207 495 9,600 SH SOLE 9,600 0 0 Magellan Midstream Partners COM 559080106 5,545 63,400 SH SOLE 63,400 0 0 Magnum Hunter Resources Corpor COM 55973B102 4,700 1,058,483 SH SOLE 1,058,483 0 0 Maidenform Brands, Inc. COM 560305104 24,362 1,189,542 SH SOLE 1,189,542 0 0 Makita Corporation COM 9,998 257,500 SH SOLE 257,500 0 0 Manhattan Assocs Inc. COM 562750109 827 14,444 SH SOLE 14,444 0 0 Manitou COM F59766109 355 22,400 SH SOLE 22,400 0 0 Mansfield Minerals WTS CAD $0. - 2,500,000 SH SOLE 2,500,000 0 0 Mansfield Minerals, Inc. COM 56428d107 701 774,000 SH SOLE 774,000 0 0 Mansfield Minerals, Inc. (pvt) 56428D107 2,263 2,500,000 SH SOLE 2,500,000 0 0 Manulife Financial Corp. COM 56501R106 282 23,366 SH SOLE 23,366 0 0 Marathon Oil Corporation COM 565849106 332 11,215 SH SOLE 11,215 0 0 Marathon Petroleum Corporation COM 56585A102 288 5,278 SH SOLE 5,278 0 0 Mastercard, Inc. COM 57636q104 48,421 107,249 SH SOLE 107,249 0 0 Materion Corporation COM 576690101 2,818 118,407 SH SOLE 118,407 0 0 Maxim Integrated Products Inc. COM 57772K101 482 18,100 SH SOLE 18,100 0 0 MB Financial Inc COM 55264U108 2,998 151,797 SH SOLE 151,797 0 0 McCormick & Company, Inc. COM 579780206 3,878 62,500 SH SOLE 62,500 0 0 McDonald's Corporation COM 580135101 16,808 183,190 SH SOLE 183,190 0 0 McKesson Corporation COM 58155Q103 654 7,605 SH SOLE 7,605 0 0 Mead Johnson Nutrition Company COM 582839106 3,301 45,052 SH SOLE 45,052 0 0 Medicis Pharmaceutical Corpora COM 584690309 5,856 135,340 SH SOLE 135,340 0 0 Medivation Inc. COM 58501N101 1,014 18,000 SH SOLE 18,000 0 0 Medusa Mining Ltd COM Q59444101 1,572 250,000 SH SOLE 250,000 0 0 Merck & Co., Inc. COM 58933Y105 41,246 914,640 SH SOLE 914,640 0 0 Merger Fund Sh Ben Int 589509108 4,270 267,905 SH SOLE 267,905 0 0 Metlife Inc Pfd A Floating Rat 59156r504 916 36,742 SH SOLE 36,742 0 0 Metlife, Inc. COM 59156r108 3,636 105,526 SH SOLE 105,526 0 0 Micell Technologies Inc Ser D- 552990327 100 17,699 SH SOLE 17,699 0 0 Micell Technologies Inc Ser D- 553993056 100 17,699 SH SOLE 17,699 0 0 Michael Kors Holdings Limited COM 226 4,250 SH SOLE 4,250 0 0 Micros Systems Inc COM 594901100 882 17,950 SH SOLE 17,950 0 0 Microsoft Corp. COM 594918104 94,216 3,165,876 SH SOLE 3,165,876 0 0 Midcap SPDR Trust Series 1 COM 78467Y107 366 2,035 SH SOLE 2,035 0 0 Minco Silver Corp COM 60254C951 289 142,000 SH SOLE 142,000 0 0 Minerals Technologies Inc. COM 603158106 43,116 607,870 SH SOLE 607,870 0 0 Mirant Corp - (ESCROW) 604675991 - 26,491 SH SOLE 26,491 0 0 Misumi Group Inc. COM 6,287 253,700 SH SOLE 253,700 0 0 Mitsubishi UFJ Financial Group 606822104 14,566 3,132,388 SH SOLE 3,132,388 0 0 Mobile Mini, Inc. COM 60740F105 1,370 82,024 SH SOLE 82,024 0 0 Molex Inc. COM 608554101 1,064 40,500 SH SOLE 40,500 0 0 Molycorp, Inc. COM 608753109 7,131 620,100 SH SOLE 620,100 0 0 Monotype Imaging Holdings COM 61022P100 7,400 474,677 SH SOLE 474,677 0 0 Monsanto Company COM 61166W101 2,163 23,760 SH SOLE 23,760 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Monster Beverage Corp COM 611740101 1,007 18,630 SH SOLE 18,630 0 0 Morgan Stanley CAP 6.60% TR VI 61750k208 458 18,400 SH SOLE 18,400 0 0 Morningstar Inc COM 617700109 338 5,400 SH SOLE 5,400 0 0 MSCI Inc. COM 55354G100 336 9,400 SH SOLE 9,400 0 0 Multi Color Corp COM 625383104 299 12,900 SH SOLE 12,900 0 0 Murphy Oil Corporation COM 626717102 41,604 774,894 SH SOLE 774,894 0 0 MWI Veterinary Supply, Inc. COM 55402X105 331 3,100 SH SOLE 3,100 0 0 Myriad Genetics, Inc. COM 62855J104 5,437 201,762 SH SOLE 201,762 0 0 National Health Investors, Inc COM 63633D104 333 6,475 SH SOLE 6,475 0 0 Natural Resource Partners L.P COM 63900p103 253 12,200 SH SOLE 12,200 0 0 Naturally Advanced Tech Inc 63902D108 23 10,000 SH SOLE 10,000 0 0 NCI Building Systems, Inc. COM 628852204 2,191 218,463 SH SOLE 218,463 0 0 Nestle SA COM 11,976 189,942 SH SOLE 189,942 0 0 Nestle SA - ADR 641069406 4,625 73,174 SH SOLE 73,174 0 0 NetSuite Inc. COM 64118q107 772 12,100 SH SOLE 12,100 0 0 Neuberger Berman Income Fund 64128K850 212 22,436 SH SOLE 22,436 0 0 New Gold Inc. COM 644535106 64,237 5,240,810 SH SOLE 5,240,810 0 0 New Gold Inc. 644535106 43,158 3,531,770 SH SOLE 3,531,770 0 0 New Westfield Financial, Inc. COM 96008p104 112 15,000 SH SOLE 15,000 0 0 New York Community COM 649445103 642 45,350 SH SOLE 45,350 0 0 Newcrest Mining Ltd. COM Q6651B114 11,766 389,250 SH SOLE 389,250 0 0 Newmont Mining Corporation COM 651639106 196,711 3,511,749 SH SOLE 3,511,749 0 0 Nexans S.A. COM 5,616 119,600 SH SOLE 119,600 0 0 Nexen Inc. COM 279 11,000 SH SOLE 11,000 0 0 NextEra Energy, Inc. COM 65339F101 67,915 965,656 SH SOLE 965,656 0 0 Nifty Thrifty Inc. Convertable - 50,000 SH SOLE 50,000 0 0 NII Holdings Inc. COM 62913f201 389 49,650 SH SOLE 49,650 0 0 NIKE, Inc. COM 654106103 384 4,051 SH SOLE 4,051 0 0 Nordstrom, Inc. COM 655664100 408 7,400 SH SOLE 7,400 0 0 Northrop Grumman Corporation COM 666807102 10,374 156,158 SH SOLE 156,158 0 0 Novacopper Inc. 66988K102 56 26,168 SH SOLE 26,168 0 0 NovaGold Resources Inc. 66987E206 34,940 6,239,210 SH SOLE 6,239,210 0 0 Novartis AG - ADR 66987V109 26,179 427,336 SH SOLE 427,336 0 0 NPS Pharmaceuticals COM 62936P103 239 25,800 SH SOLE 25,800 0 0 Nuance Communications Inc. COM 67020Y100 672 27,000 SH SOLE 27,000 0 0 Nucor Corporation COM 670346105 1,009 26,378 SH SOLE 26,378 0 0 NYSE Euronext, Inc. COM 629491101 1,135 46,058 SH SOLE 46,058 0 0 Oasis Petrolium Inc COM 674215108 519 17,600 SH SOLE 17,600 0 0 Occidental Petroleum Corporati COM 674599105 17,920 208,226 SH SOLE 208,226 0 0 Ocean Park Ventur WTS CAD$0.75 - 750,000 SH SOLE 750,000 0 0 Ocean Park Ventures Corp. COM 67486Q104 473 4,647,500 SH SOLE 4,647,500 0 0 Ocean_Park Ventur WTS CAD$0.85 - 1,237,500 SH SOLE 1,237,500 0 0 Oceaneering International, Inc COM 675232102 650 11,764 SH SOLE 11,764 0 0 Oil States International Inc. COM 678026105 318 4,000 SH SOLE 4,000 0 0 Oklahoma Gas & Elec Co. COM 670837103 341 6,150 SH SOLE 6,150 0 0 OM Group, Inc. COM 670872100 10,403 561,100 SH SOLE 561,100 0 0 Omeros Corporation COM 682143102 696 74,000 SH SOLE 74,000 0 0 Omnicare, Inc. COM 681904108 684 20,122 SH SOLE 20,122 0 0 Omnicell, Inc. COM 68213N109 3,846 276,721 SH SOLE 276,721 0 0 OMRON Corporation COM 7,360 382,900 SH SOLE 382,900 0 0 Oneok Inc COM 682680103 590 12,204 SH SOLE 12,204 0 0 Onyx Pharmaceuticals COM 683399109 987 11,675 SH SOLE 11,675 0 0 Oracle Corporation COM 68389X105 2,725 86,615 SH SOLE 86,615 0 0 O'Reilly Automotive, Inc. COM 67103H107 288 3,443 SH SOLE 3,443 0 0 Orezone Gold Corporation COM 68616T109 5,834 2,607,112 SH SOLE 2,607,112 0 0 Orezone Gold Corporation (pvt) 68616T109 1,399 625,000 SH SOLE 625,000 0 0 Orkla ASA COM 11,196 1,474,161 SH SOLE 1,474,161 0 0 Osisko Mining Corporation COM 688278100 17,136 1,729,600 SH SOLE 1,729,600 0 0 Osisko Mining Corporation 688278100 65,544 6,609,880 SH SOLE 6,609,880 0 0 Osisko Mining Corporation (pvt 68827N107 61,188 6,176,000 SH SOLE 6,176,000 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Overlook Partners LP 813 250,000 SH SOLE 250,000 0 0 Owens-Illinois, Inc. COM 690768403 38,746 2,065,375 SH SOLE 2,065,375 0 0 PACCAR Inc. COM 693718108 616 15,400 SH SOLE 15,400 0 0 Pall Corporation COM 696429307 413 6,500 SH SOLE 6,500 0 0 Pan American Silver Corporatio 697900108 62,756 2,927,058 SH SOLE 2,927,058 0 0 Pan_American Silver WTS CAD $3 352 133,333 SH SOLE 133,333 0 0 Pan_American Silver WTS CAD $3 - 16,900 SH SOLE 16,900 0 0 Pandora Media, Inc. COM 698354107 144 13,150 SH SOLE 13,150 0 0 Panera Bread Company COM 69840W108 649 3,800 SH SOLE 3,800 0 0 Papa John's Int'l, Inc. COM 698813102 472 8,833 SH SOLE 8,833 0 0 Papillon Resources COM Q7330A113 1,416 780,000 SH SOLE 780,000 0 0 Parametric Technology Corporat COM 699173209 3,887 178,540 SH SOLE 178,540 0 0 PAREXEL International Corporat COM 699462107 6,816 221,577 SH SOLE 221,577 0 0 Parker Hannifin Corporation COM 701094104 4,200 50,250 SH SOLE 50,250 0 0 Parnassus Fund 701765109 323 7,538 SH SOLE 7,538 0 0 Paychex, Inc. COM 704326107 301 9,050 SH SOLE 9,050 0 0 Peabody Energy Corporation COM 704549104 580 26,000 SH SOLE 26,000 0 0 Penn National Gaming Inc. COM 707569109 272 6,300 SH SOLE 6,300 0 0 People's United Financial Inc. COM 712704105 323 26,600 SH SOLE 26,600 0 0 PepsiCo, Inc. COM 713448108 45,928 648,971 SH SOLE 648,971 0 0 Perrigo Co. COM 714290103 1,364 11,741 SH SOLE 11,741 0 0 Perseus Mining Limited COM Q74174105 3,408 1,125,000 SH SOLE 1,125,000 0 0 Petsmart Inc. COM 716768106 1,697 24,607 SH SOLE 24,607 0 0 Pfizer Inc. COM 717081103 94,385 3,798,200 SH SOLE 3,798,200 0 0 Pharmacyclics, Inc. COM 716933106 1,587 24,600 SH SOLE 24,600 0 0 Philip Morris International In COM 718172109 9,254 102,891 SH SOLE 102,891 0 0 Phillips 66 COM 718546104 764 16,468 SH SOLE 16,468 0 0 Pimco FDS PAC INVT MGMT SER AL 72200Q711 388 30,892 SH SOLE 30,892 0 0 Pinnacle Financial Partners, I COM 72346Q104 5,044 261,061 SH SOLE 261,061 0 0 Pioneer Natural Resources COM 723787107 3,892 37,280 SH SOLE 37,280 0 0 Pioneer Southwest Energy Partn COM 72388B106 2,511 97,575 SH SOLE 97,575 0 0 Pitney Bowes Inc COM 724479100 139 10,050 SH SOLE 10,050 0 0 Plains All American Pipeline L COM 726503105 2,260 25,625 SH SOLE 25,625 0 0 Plains Exploration & Productio COM 726505100 1,078 28,775 SH SOLE 28,775 0 0 Plexus Corp. COM 729132100 38,765 1,279,807 SH SOLE 1,279,807 0 0 Plum Creek Timber Company, Inc COM 729251108 2,186 49,862 SH SOLE 49,862 0 0 Pluristem Therapeitics Inc. COM 72940R102 193 48,900 SH SOLE 48,900 0 0 Polaris Industries Inc. COM 731068102 1,267 15,671 SH SOLE 15,671 0 0 PolyOne Corporation COM 73179p106 37,910 2,287,870 SH SOLE 2,287,870 0 0 Portfolio Recovery Associates COM 73640q105 1,578 15,111 SH SOLE 15,111 0 0 Potash Corporation of Saskatch 73755L107 2,749 63,318 SH SOLE 63,318 0 0 Potlatch Corporation COM 737630103 3,239 86,679 SH SOLE 86,679 0 0 Power-One, Inc. COM 73930R102 2,182 390,647 SH SOLE 390,647 0 0 Powershares ETF S&P 500 Low Vo COM 73937B779 792 28,100 SH SOLE 28,100 0 0 Prada S.P.A. COM 570 76,300 SH SOLE 76,300 0 0 Praxair, Inc. COM 74005P104 7,941 76,444 SH SOLE 76,444 0 0 Precision Castparts Corp. COM 740189105 3,197 19,574 SH SOLE 19,574 0 0 Premier Gold Mines Ltd. COM 74051D104 10,772 1,662,510 SH SOLE 1,662,510 0 0 Pretium Resources Inc COM 74139C961 3,118 238,000 SH SOLE 238,000 0 0 Priceline.com COM 741503403 10,882 17,578 SH SOLE 17,578 0 0 Primero Mining Corp 409 78,300 SH SOLE 78,300 0 0 Primero Mining Corporation COM 74164W106 10,310 1,971,900 SH SOLE 1,971,900 0 0 Primero Mining Corporation (pv 74164W106 22,298 4,264,800 SH SOLE 4,264,800 0 0 Primero_Mining WTS CAD $8.00 E 74164W114 1,566 2,000,000 SH SOLE 2,000,000 0 0 Principal Financial Group 5.56 74251V201 4,493 48,315 SH SOLE 48,315 0 0 Prudential Financial, Inc. COM 744320102 5,041 92,475 SH SOLE 92,475 0 0 Public Service Enterprise Grou COM 744573106 554 17,230 SH SOLE 17,230 0 0 Public Storage Ser- R 6.35% C@ 74460D125 769 28,100 SH SOLE 28,100 0 0 Public Storage Ser-D 6.18% C@2 74460d430 402 15,800 SH SOLE 15,800 0 0 Public Storage Ser-F 6.45% C@2 74460d380 2,093 83,550 SH SOLE 83,550 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Public Storage Series-S 5.90% 74460w206 2,314 87,175 SH SOLE 87,175 0 0 Public Storage Ser-Q 6.50% C@ 74460d141 1,056 38,043 SH SOLE 38,043 0 0 Public Storage Ser-X 6.45% C@2 74460d554 1,384 55,200 SH SOLE 55,200 0 0 Public Storage Ser-Z 6.25% C@ 74460d521 1,480 57,000 SH SOLE 57,000 0 0 Pulte Group Inc. COM 745867101 1,323 85,333 SH SOLE 85,333 0 0 Pure Cycle Corporation COM 746228303 46 20,000 SH SOLE 20,000 0 0 PVR Partners, L.P. COM 693665101 303 11,950 SH SOLE 11,950 0 0 QEP Resources Inc. COM 74733V100 3,065 96,800 SH SOLE 96,800 0 0 Qiagen N.V. COM N72482107 1,444 78,000 SH SOLE 78,000 0 0 QLT Inc. 746927102 545 70,000 SH SOLE 70,000 0 0 Qualcomm Incorporated COM 747525103 16,787 268,715 SH SOLE 268,715 0 0 Queenston Mining Inc COM 74832E959 953 233,000 SH SOLE 233,000 0 0 Quest Diagnostics Incorporated COM 74834L100 17,873 281,770 SH SOLE 281,770 0 0 Questar Corporation COM 748356102 759 37,325 SH SOLE 37,325 0 0 R. R. Donnelley & Sons Company COM 257867101 1,655 156,160 SH SOLE 156,160 0 0 Rackla Metals Inc COM 750080954 171 1,684,530 SH SOLE 1,684,530 0 0 Rackla_Metals Inc WTS CAD $0.3 17 1,684,530 SH SOLE 1,684,530 0 0 Rackspace Hosting Inc COM 750086100 509 7,700 SH SOLE 7,700 0 0 Radius Gold Inc. COM 750468100 668 2,737,119 SH SOLE 2,737,119 0 0 Radius Gold Inc. (pvt) 750468100 498 2,041,476 SH SOLE 2,041,476 0 0 Radius_Gold WTS CAD $0.37 06/1 - 1,812,216 SH SOLE 1,812,216 0 0 Radius_Gold WTS CAD $0.55 07/0 - 833,334 SH SOLE 833,334 0 0 Rainy River Resources Ltd COM 75101R100 1,708 287,000 SH SOLE 287,000 0 0 Ralph Lauren Corporation COM 751212101 3,989 26,379 SH SOLE 26,379 0 0 Randgold Resources Limited - A 752344309 138,760 1,128,180 SH SOLE 1,128,180 0 0 Raptor Pharmaceutical Corp COM 75382F106 157 28,300 SH SOLE 28,300 0 0 Raytheon Company COM 755111507 1,264 22,119 SH SOLE 22,119 0 0 RBC Bearing Inc COM 75524B104 356 7,400 SH SOLE 7,400 0 0 Red Hat Inc. COM 756577102 800 14,050 SH SOLE 14,050 0 0 Regeneron Pharmaceuticals Inc COM 75886F107 954 6,250 SH SOLE 6,250 0 0 Regulus Resource WTS CAD $1.60 209 1,304,500 SH SOLE 1,304,500 0 0 Regulus Resources Inc 75915G951 1,486 2,609,000 SH SOLE 2,609,000 0 0 Reinsurance Group America Inc 317 12,000 SH SOLE 12,000 0 0 Renasant Corp COM 75970E107 1,750 89,258 SH SOLE 89,258 0 0 Republic Services Inc. COM 760759100 7,211 262,130 SH SOLE 262,130 0 0 Ridgeworth FDS Seix Flrt 76628T678 385 43,097 SH SOLE 43,097 0 0 Riverbed Technology, Inc. COM 768573107 13,901 597,131 SH SOLE 597,131 0 0 Roche Holdings COM H69293217 280 1,500 SH SOLE 1,500 0 0 Roche Holdings LTD - ADR 771195104 5,820 123,854 SH SOLE 123,854 0 0 Rockhaven Resources Ltd (pvt) 77340P101 2,289 5,000,000 SH SOLE 5,000,000 0 0 Rockridge Cap Corp WTS CAD$0.5 774065106 - 1,250,000 SH SOLE 1,250,000 0 0 Rockridge Capital Corp COM 774065957 220 1,666,500 SH SOLE 1,666,500 0 0 Rockridge Capital Corp (pvt) 774065106 110 833,500 SH SOLE 833,500 0 0 Rockwell Automation COM 773903109 2,052 29,500 SH SOLE 29,500 0 0 Rockwell Collins, Inc. COM 774341101 15,789 294,342 SH SOLE 294,342 0 0 Rockwood Services Corp. (RESTR 999qbv907 4,055 751 SH SOLE 751 0 0 Rollins Inc. COM 775711104 237 10,112 SH SOLE 10,112 0 0 Romarco Minerals, Inc. COM 775903206 1,316 1,209,000 SH SOLE 1,209,000 0 0 Romarco Minerals, Inc. 775903206 22,006 19,824,800 SH SOLE 19,824,800 0 0 Roper Industries Inc. COM 776696106 3,544 32,252 SH SOLE 32,252 0 0 Rosetta Resources, Inc. COM 777779307 386 8,050 SH SOLE 8,050 0 0 Ross Stores Inc. COM 778296103 7,052 109,178 SH SOLE 109,178 0 0 Roxgold Inc. COM 779899954 358 434,200 SH SOLE 434,200 0 0 Royal Dutch Shell PLC - Class 780259206 7,901 113,826 SH SOLE 113,826 0 0 Royal Dutch Shell PLC - Class 780259107 2,799 39,261 SH SOLE 39,261 0 0 Royal Gold, Inc. COM 780287108 143,498 1,437,425 SH SOLE 1,437,425 0 0 RPX Corp COM 74972G103 392 35,000 SH SOLE 35,000 0 0 Rubicon Minerals COM 780911103 794 213,000 SH SOLE 213,000 0 0 Rubicon Minerals Corp COM 780911954 2,106 561,000 SH SOLE 561,000 0 0 Rubicon Technology Inc COM 78112T107 2,218 231,542 SH SOLE 231,542 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Rudolph Technologies, Inc. COM 781270103 3,975 378,526 SH SOLE 378,526 0 0 Rush Enterprises, Inc. COM 781846209 15,962 828,786 SH SOLE 828,786 0 0 Ruth's Chris Steak House COM 783332109 70 10,975 SH SOLE 10,975 0 0 Rydex S&P Equal Weight Healthc COM 78355w841 233 3,000 SH SOLE 3,000 0 0 Rydex S&P Equal Weight Technol COM 78355w817 307 5,600 SH SOLE 5,600 0 0 Sabina Silver Corp COM 785271107 2,796 838,000 SH SOLE 838,000 0 0 Safeguard Scientifics Inc. COM 786449207 1,294 82,500 SH SOLE 82,500 0 0 Safeway Inc. COM 786514208 644 40,018 SH SOLE 40,018 0 0 SAF-Holland 4,268 698,824 SH SOLE 698,824 0 0 Salesforce.com, Inc. COM 79466L302 8,553 56,014 SH SOLE 56,014 0 0 Salisbury Bancorp Inc COM 795226109 475 19,000 SH SOLE 19,000 0 0 Salix Pharmaceuticals, Ltd. COM 795435106 4,575 108,060 SH SOLE 108,060 0 0 Sally Beauty Co. Inc. COM 79546E104 262 10,428 SH SOLE 10,428 0 0 Samsung Electronics Co., Ltd. 796050888 602 1,000 SH SOLE 1,000 0 0 San Gold Corp COM 79780P955 1,163 1,069,000 SH SOLE 1,069,000 0 0 Sandridge Energy Inc. COM 80007P307 225 32,300 SH SOLE 32,300 0 0 Sanofi - ADR 80105N105 2,820 65,485 SH SOLE 65,485 0 0 Sanofi Cont Value RTS exp 12/3 80105n113 21 12,721 SH SOLE 12,721 0 0 Sanofi S.A. COM 6,277 73,620 SH SOLE 73,620 0 0 Sapient Corporation COM 803062108 5,954 558,524 SH SOLE 558,524 0 0 SCANA Corporation COM 80589M102 282 5,850 SH SOLE 5,850 0 0 Schlumberger Limited COM 806857108 76,736 1,060,918 SH SOLE 1,060,918 0 0 Schoolwurks Inc (DELISTED) COM 80802m103 - 12,210 SH SOLE 12,210 0 0 Schweitzer Maudu Intl. COM 808541106 297 9,000 SH SOLE 9,000 0 0 Scorpio Mining Corp 127 110,000 SH SOLE 110,000 0 0 Scorpio Mining Corporation COM 80917V105 37,864 32,652,505 SH SOLE 32,652,505 0 0 Sealed Air Corporation COM 81211K100 41,835 2,706,012 SH SOLE 2,706,012 0 0 Seattle Genetics, Inc. COM 812578102 832 30,875 SH SOLE 30,875 0 0 SEMAFO Inc. COM 25,522 5,588,200 SH SOLE 5,588,200 0 0 Semafo Inc. 816922108 1,229 275,000 SH SOLE 275,000 0 0 SEMAFO Inc. (pvt) 816922108 22,379 4,900,000 SH SOLE 4,900,000 0 0 Shariah Capital Inc. Reg S (DE - 1,195,000 SH SOLE 1,195,000 0 0 Sherwin Wiliams Co COM 824348106 360 2,420 SH SOLE 2,420 0 0 Siemens AG D69671218 250 2,500 SH SOLE 2,500 0 0 Siemens AG - ADR 826197501 10,335 103,200 SH SOLE 103,200 0 0 Sigma-Aldrich Corporation COM 826552101 1,812 25,180 SH SOLE 25,180 0 0 Signature Bank NY COM 82669G104 2,115 31,525 SH SOLE 31,525 0 0 Silgan Holdings Inc COM 827048109 657 15,100 SH SOLE 15,100 0 0 Silver Range Resources Ltd COM 82809P105 2,280 5,603,024 SH SOLE 5,603,024 0 0 Silver Range Resources WTS $1. - 650,000 SH SOLE 650,000 0 0 Silver Wheaton Corp (pvt) 828336107 36,807 925,925 SH SOLE 925,925 0 0 Silver Wheaton Corporation 828336107 102,851 2,590,055 SH SOLE 2,590,055 0 0 Silver_Range Wts CAD $0.85 Exp 82809P113 55 2,152,546 SH SOLE 2,152,546 0 0 Silvercorp Metals Inc COM 82835P954 3,362 518,000 SH SOLE 518,000 0 0 Silvercorp Metals Inc. COM 82835P103 881 136,000 SH SOLE 136,000 0 0 Singapore Post Limited COM 7,428 8,324,350 SH SOLE 8,324,350 0 0 Sirocco Mining Inc 82967T105 420 550,000 SH SOLE 550,000 0 0 Sirona Dental Systems COM 82966c103 820 14,400 SH SOLE 14,400 0 0 Skyworks Solutions COM 83088M102 462 19,600 SH SOLE 19,600 0 0 SM Energy Company COM 78454L100 656 12,125 SH SOLE 12,125 0 0 SMC Corporation COM 9,148 56,750 SH SOLE 56,750 0 0 Sogefi S.p.A. COM T86807103 6,075 2,392,400 SH SOLE 2,392,400 0 0 Solarwinds Inc COM 83416B109 864 15,500 SH SOLE 15,500 0 0 Solera Holdings, Inc. COM 83421A104 382 8,700 SH SOLE 8,700 0 0 Sonoco Products Company COM 835495102 37,682 1,215,933 SH SOLE 1,215,933 0 0 Sotheby's COM 835898107 394 12,500 SH SOLE 12,500 0 0 Source Exploration Corp COM 83614T100 596 3,661,539 SH SOLE 3,661,539 0 0 Source_Exploration WTS CAD $0. - 1,680,768 SH SOLE 1,680,768 0 0 Sourcefire Inc COM 83616T108 289 5,900 SH SOLE 5,900 0 0 Southern Calif Edison Pfd Ser 842400756 8,774 87,299 SH SOLE 87,299 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Southern California Edison PFD 842400749 1,008 10,000 SH SOLE 10,000 0 0 Southern Company COM 842587107 4,532 98,322 SH SOLE 98,322 0 0 Southern Legacy Minerals Inc ( 15 33,565 SH SOLE 33,565 0 0 Southwest Airlines Co. COM 844741108 157 17,900 SH SOLE 17,900 0 0 SPDR Dow Jones Industrial Aver COM 78467X109 633 4,725 SH SOLE 4,725 0 0 SPDR Gold Trust COM 78463V107 66,178 385,003 SH SOLE 385,003 0 0 SPDR Index Sharess Fund Euro S COM 78463X202 310 10,000 SH SOLE 10,000 0 0 SPDR S&P Biotech ETF COM 78464a870 4,174 44,690 SH SOLE 44,690 0 0 SPDR Series Trust S&P Regl Bkg COM 78464A698 213 7,441 SH SOLE 7,441 0 0 Spectra Energy Corporation COM 847560109 301 10,252 SH SOLE 10,252 0 0 Spirit Aerosys Hldgs I Com CL COM 848574109 233 10,500 SH SOLE 10,500 0 0 Sprott Physical Gold Trust COM 85207H104 21,326 1,403,000 SH SOLE 1,403,000 0 0 ST JOE CO COM COM 790148100 307 15,750 SH SOLE 15,750 0 0 St. Barbara Limited 6,044 2,697,333 SH SOLE 2,697,333 0 0 St. Jude Medical, Inc. COM 790849103 10,907 258,900 SH SOLE 258,900 0 0 Standard & Poor's Depository R COM 78462F103 2,269 15,762 SH SOLE 15,762 0 0 Stanley Black & Decker Inc. COM 854502101 51,248 672,107 SH SOLE 672,107 0 0 Stantec Inc. 85472N109 6,930 203,932 SH SOLE 203,932 0 0 Staples, Inc. COM 855030102 59,662 5,178,990 SH SOLE 5,178,990 0 0 Starbucks Corp. COM 855244109 6,783 133,759 SH SOLE 133,759 0 0 Starhub Ltd. COM Y8152F132 55 18,000 SH SOLE 18,000 0 0 Starwood Hotels & Resorts Worl COM 85590A401 4,434 76,505 SH SOLE 76,505 0 0 Statoil ASA -ADR 85771P102 12,211 473,471 SH SOLE 473,471 0 0 Steelcase Inc. COM 858155203 27,141 2,755,450 SH SOLE 2,755,450 0 0 Stoneridge Inc. COM 86183P102 54 10,800 SH SOLE 10,800 0 0 Stratasys Inc COM 862685104 243 4,475 SH SOLE 4,475 0 0 Strategic Hotels & Resorts, In COM 86272T106 88 14,600 SH SOLE 14,600 0 0 Strategic Metals Ltd. COM 862758208 2,007 2,563,030 SH SOLE 2,563,030 0 0 Strategic Metals Ltd. (pvt) 9,375 11,970,000 SH SOLE 11,970,000 0 0 Strayer Education Inc. COM 863236105 1,254 19,482 SH SOLE 19,482 0 0 Stryker Corporation COM 863667101 536 9,625 SH SOLE 9,625 0 0 Summer Infant, Inc. COM 865646103 2,757 1,506,791 SH SOLE 1,506,791 0 0 Suncor Energy, Inc. 867224107 1,061 32,300 SH SOLE 32,300 0 0 Sunshine Silver Mines (pvt) 867997058 30,829 2,867,847 SH SOLE 2,867,847 0 0 Sunward Resources Ltd. COM 86802T105 3,437 2,559,800 SH SOLE 2,559,800 0 0 Sunward Resources Ltd. (pvt) 86802T105 1,657 1,234,000 SH SOLE 1,234,000 0 0 Sunward_Resources WTS CAD $1.6 - 1,850,000 SH SOLE 1,850,000 0 0 Susquehanna Bancshares, Inc. COM 869099101 2,968 283,996 SH SOLE 283,996 0 0 Swiss Helvitia Fund COM 870875101 164 15,229 SH SOLE 15,229 0 0 Symantec Corporation COM 871503108 505 28,075 SH SOLE 28,075 0 0 Synageva Biopharma Corp COM 87159A103 385 7,200 SH SOLE 7,200 0 0 Syngenta AG ADR 87160A100 932 12,450 SH SOLE 12,450 0 0 Sysco Corporation COM 871829107 8,326 266,268 SH SOLE 266,268 0 0 T. Rowe Price Group Inc. COM 74144T108 2,507 39,610 SH SOLE 39,610 0 0 Tahoe Resources Inc. COM 873868103 21,539 1,057,690 SH SOLE 1,057,690 0 0 Tahoe Resources Inc. 873868103 2,021 99,260 SH SOLE 99,260 0 0 Tahoe Resources Inc. (pvt) 873868103 45,819 2,250,000 SH SOLE 2,250,000 0 0 Takata Corporation COM 7,703 428,150 SH SOLE 428,150 0 0 Talisman Energy Inc. 87425E103 240 18,000 SH SOLE 18,000 0 0 TAM Investment Funds - Multi C 35,462 29,781 SH SOLE 29,781 0 0 Tangoe Inc COM 87582Y108 345 26,300 SH SOLE 26,300 0 0 Teavana Holdings Inc COM 87819P102 248 19,000 SH SOLE 19,000 0 0 Tech Data Corp. COM 878237106 251 5,553 SH SOLE 5,553 0 0 Technology Select Sector SPDR COM 81369y803 629 20,410 SH SOLE 20,410 0 0 Teck Resources Ltd. - Class B COM 443 15,000 SH SOLE 15,000 0 0 Telecom Italia Adr 87927Y102 151 15,048 SH SOLE 15,048 0 0 Teleflex Inc. COM 879369106 12,396 180,075 SH SOLE 180,075 0 0 Telephone & Data Systems Pfd 6 879433845 268 9,750 SH SOLE 9,750 0 0 Television Broadcasts COM 9,985 1,351,245 SH SOLE 1,351,245 0 0 Telstra Corporation Limited AD 87969N204 215 10,625 SH SOLE 10,625 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Tempur-Pedic International Inc COM 88023U101 380 12,700 SH SOLE 12,700 0 0 Tennessee Valley Auth PARRS D 880591300 300 11,140 SH SOLE 11,140 0 0 Tennessee Valley Authority 5.6 880591409 265 10,000 SH SOLE 10,000 0 0 Teradata Corporation COM 88076W103 458 6,075 SH SOLE 6,075 0 0 Teradyne, Inc. COM 880770102 18,929 1,331,187 SH SOLE 1,331,187 0 0 Tesoro Corp COM 881609101 477 11,376 SH SOLE 11,376 0 0 Tessera Technologies Inc COM 88164L100 535 39,100 SH SOLE 39,100 0 0 Tetra Tech Inc. COM 88162g103 5,266 200,524 SH SOLE 200,524 0 0 Tetra Technologies COM 88162F105 3,123 516,267 SH SOLE 516,267 0 0 Texas Instruments Inc. COM 882508104 283 10,255 SH SOLE 10,255 0 0 The Boeing Company COM 097023105 21,675 311,447 SH SOLE 311,447 0 0 The Boston Beer Company, Inc. COM 100557107 370 3,300 SH SOLE 3,300 0 0 The Charles Schwab Corporation COM 808513105 3,057 239,135 SH SOLE 239,135 0 0 The Chubb Corporation COM 171232101 2,809 36,825 SH SOLE 36,825 0 0 The Delafield Fund 888894847 12,557 420,252 SH SOLE 420,252 0 0 The Dow Chemical Company COM 260543103 5,244 181,125 SH SOLE 181,125 0 0 The Fresh Market, Inc. COM 35804H106 4,714 78,655 SH SOLE 78,655 0 0 The Gap, Inc. COM 364760108 1,630 45,568 SH SOLE 45,568 0 0 The Goldman Sachs Group, Inc. COM 38141G104 479 4,215 SH SOLE 4,215 0 0 The Hain Celestial Group, Inc. COM 405217100 2,537 40,262 SH SOLE 40,262 0 0 The Home Depot, Inc. COM 437076102 3,268 54,138 SH SOLE 54,138 0 0 The JPMorgan Alerian MLP Index COM 46625H365 4,153 102,676 SH SOLE 102,676 0 0 The Manitowoc Company, Inc. COM 563571108 4,344 325,650 SH SOLE 325,650 0 0 The McGraw-Hill Companies, Inc COM 580645109 8,030 147,103 SH SOLE 147,103 0 0 The Mosaic Company COM 61945C103 2,682 46,550 SH SOLE 46,550 0 0 The Procter & Gamble Company COM 742718109 61,280 883,513 SH SOLE 883,513 0 0 The TJX Companies, Inc. COM 872540109 611 13,649 SH SOLE 13,649 0 0 The Tocqueville Fund 888894102 48,771 1,989,026 SH SOLE 1,989,026 0 0 The Tocqueville Gold Fund 888894862 28,168 376,628 SH SOLE 376,628 0 0 The Tocqueville International 888894300 115,718 9,949,989 SH SOLE 9,949,989 0 0 The Tocqueville Opportunity Fu 888894409 38,065 2,301,376 SH SOLE 2,301,376 0 0 The Toronto-Dominion Bank 891160509 204 2,450 SH SOLE 2,450 0 0 The Travelers Companies, Inc. COM 89417E109 1,435 21,017 SH SOLE 21,017 0 0 The Ultimate Software Group, I COM 90385D107 980 9,600 SH SOLE 9,600 0 0 The Walt Disney Company COM 254687106 5,025 96,126 SH SOLE 96,126 0 0 The Water Company, LLC 337 67,323 SH SOLE 67,323 0 0 The Williams Companies, Inc. COM 969457100 2,265 64,761 SH SOLE 64,761 0 0 Thermo Fisher Scientific Inc COM 883556102 25,625 435,576 SH SOLE 435,576 0 0 Thoratec Corporation COM 885175307 3,220 93,061 SH SOLE 93,061 0 0 Threshold Pharmaceuticals Inc. COM 885807206 217 30,000 SH SOLE 30,000 0 0 TIBCO Software Inc. COM 88632Q103 6,008 198,784 SH SOLE 198,784 0 0 Tiffany & Co. COM 886547108 2,790 45,090 SH SOLE 45,090 0 0 Timah Persero TBK PT COM 577 3,561,500 SH SOLE 3,561,500 0 0 Timken Company COM 887389104 23,790 640,200 SH SOLE 640,200 0 0 Timmins Gold Corp COM 88741P954 840 298,000 SH SOLE 298,000 0 0 TMS International Corporation COM 87261Q103 953 96,300 SH SOLE 96,300 0 0 Tocqueville Select Fund 888894839 13,384 1,154,790 SH SOLE 1,154,790 0 0 Torchmark Corporation COM 891027104 562 10,953 SH SOLE 10,953 0 0 Torex Gold Resources Inc. COM 891054108 57,980 26,886,910 SH SOLE 26,886,910 0 0 Torex Gold Resources Inc. (pvt 891054108 10,782 5,000,000 SH SOLE 5,000,000 0 0 Tornier NV COM N87237108 243 12,800 SH SOLE 12,800 0 0 Total System Services, Inc. COM 891906109 8,523 359,609 SH SOLE 359,609 0 0 Tour GCX Partners 50 125,000 SH SOLE 125,000 0 0 Tractor Supply Company COM 892356106 5,605 56,681 SH SOLE 56,681 0 0 TransDigm Group Inc. COM 893641100 647 4,563 SH SOLE 4,563 0 0 TriMas Corporation COM 896215209 3,982 165,158 SH SOLE 165,158 0 0 Trimble Navigation Ltd. COM 896239100 2,211 46,400 SH SOLE 46,400 0 0 Trinity Biotech plc - ADR 896438306 185 14,709 SH SOLE 14,709 0 0 Tripadvisor Inc COM 896945201 580 17,600 SH SOLE 17,600 0 0 Triumph Group, Inc. COM 896818101 264 4,216 SH SOLE 4,216 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Tronox Limited COM Q9235V101 211 9,300 SH SOLE 9,300 0 0 TrueBlue, Inc. COM 89785X101 33,701 2,143,833 SH SOLE 2,143,833 0 0 Tuesday Morning Corporation COM 899035505 127 19,265 SH SOLE 19,265 0 0 Tupperware Brands Corporation COM 899896104 390 7,275 SH SOLE 7,275 0 0 Turquoise Hill Resources Ltd COM 330 38,809 SH SOLE 38,809 0 0 Turquoise Hill Resources Ltd 900435108 41,640 4,910,372 SH SOLE 4,910,372 0 0 Turquoise Hill Resources Ltd ( 1,703 200,000 SH SOLE 200,000 0 0 Tyco International Ltd. COM H89128104 12,990 469,925 SH SOLE 469,925 0 0 Tyler Technologies, Inc. COM 902252105 667 15,147 SH SOLE 15,147 0 0 U.S. Bancorp COM 902973304 8,264 240,922 SH SOLE 240,922 0 0 Ulta Salon, Cosmetics & Fragra COM 90384S303 722 7,500 SH SOLE 7,500 0 0 Ultratech, Inc. COM 904034105 11,464 365,319 SH SOLE 365,319 0 0 Umicore COM 2,718 52,000 SH SOLE 52,000 0 0 Umpqua Holdings Corporation COM 904214103 4,044 313,484 SH SOLE 313,484 0 0 Under Armour Inc - Class A COM 904311107 307 5,500 SH SOLE 5,500 0 0 Unilever N.V. COM 904784709 22,507 634,358 SH SOLE 634,358 0 0 Unilever PLC - ADR 904767704 5,654 154,830 SH SOLE 154,830 0 0 Union Pacific Corporation COM 907818108 9,176 77,300 SH SOLE 77,300 0 0 Unit Corporation COM 909218109 3,172 76,444 SH SOLE 76,444 0 0 United Microelectronics - ADR 910873405 22 10,626 SH SOLE 10,626 0 0 United Online, Inc. COM 911268100 549 99,461 SH SOLE 99,461 0 0 United Parcel Service, Inc. COM 911312106 5,164 72,159 SH SOLE 72,159 0 0 United Technologies Corporatio COM 913017109 10,437 133,310 SH SOLE 133,310 0 0 United Therapeutics Corporatio COM 91307C102 738 13,200 SH SOLE 13,200 0 0 Universal Electronics COM 913483103 8,685 494,023 SH SOLE 494,023 0 0 Universal Stainless & Alloy COM 913837100 19,981 537,850 SH SOLE 537,850 0 0 Urban Outfitters, Inc. COM 917047102 435 11,578 SH SOLE 11,578 0 0 US Bancorp Pfd Ser B 902973155 1,557 64,800 SH SOLE 64,800 0 0 US Bancorp Preferred G 6% 902973817 3,075 109,905 SH SOLE 109,905 0 0 Utilities Select Sector SPDR F COM 81369Y886 5,756 158,175 SH SOLE 158,175 0 0 VAALCO Energy, Inc. COM 91851C201 2,196 256,872 SH SOLE 256,872 0 0 Valeant Pharmaceuticals Int'l COM 91911K102 8,824 159,645 SH SOLE 159,645 0 0 Valero Energy Corporation COM 91913Y100 592 18,700 SH SOLE 18,700 0 0 Valmont Ind Inc COM 920253101 434 3,300 SH SOLE 3,300 0 0 Vanguard Dividend Appreciation COM 921908844 427 7,150 SH SOLE 7,150 0 0 Vanguard Emergining Markets ET COM 922042858 1,641 39,344 SH SOLE 39,344 0 0 Vanguard Horizon Fund 922038500 298 3,887 SH SOLE 3,887 0 0 Vanguard S&P 500 ETF COM 922908413 550 8,350 SH SOLE 8,350 0 0 Vanguard Short-Term Corporate COM 92206C409 263 3,275 SH SOLE 3,275 0 0 VASCO Data Security Internatio COM 92230Y104 4,066 433,511 SH SOLE 433,511 0 0 Ventas Inc. COM 92276F100 999 16,047 SH SOLE 16,047 0 0 Veolia Environment - ADR 92334n103 185 17,100 SH SOLE 17,100 0 0 Verisign Inc. COM 92343E102 565 11,602 SH SOLE 11,602 0 0 Verizon Communications Inc. COM 92343V104 34,856 764,888 SH SOLE 764,888 0 0 Vertex Pharmaceuticals Inc. COM 92532F100 687 12,300 SH SOLE 12,300 0 0 VirtualScopics, Inc. COM 928269109 313 348,098 SH SOLE 348,098 0 0 Visa Inc. COM 92826C839 10,732 79,922 SH SOLE 79,922 0 0 Vivendi Universal SA COM 5,660 290,222 SH SOLE 290,222 0 0 VMware, Inc. COM 928563402 4,661 48,180 SH SOLE 48,180 0 0 Vodafone Group Plc - ADR 92857W209 32,459 1,138,907 SH SOLE 1,138,907 0 0 Volta Resources Inc COM 92870R955 933 1,310,000 SH SOLE 1,310,000 0 0 Vonage Holdings Corp COM 92886T201 74 32,499 SH SOLE 32,499 0 0 Vornado Realty Trust Series K 929042851 200 8,000 SH SOLE 8,000 0 0 W. R. Grace & Co. COM 38388F108 8,885 150,388 SH SOLE 150,388 0 0 Wabco Holdings Inc COM 92927K102 1,152 19,975 SH SOLE 19,975 0 0 Wabtec Inc. COM 929740108 329 4,100 SH SOLE 4,100 0 0 Wacker Neuson SE 5,994 428,710 SH SOLE 428,710 0 0 Walgreen Company COM 931422109 1,586 43,534 SH SOLE 43,534 0 0 Wal-Mart Stores, Inc. COM 931142103 52,064 705,472 SH SOLE 705,472 0 0 Waste Management, Inc. COM 94106L109 4,385 136,700 SH SOLE 136,700 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Waters Corporation COM 941848103 650 7,800 SH SOLE 7,800 0 0 Watsco Inc. Cl A COM 942622200 409 5,400 SH SOLE 5,400 0 0 Wayside Technology Group, Inc. COM 946760105 1,417 113,777 SH SOLE 113,777 0 0 WD-40 Company COM 929236107 596 11,326 SH SOLE 11,326 0 0 Weatherford International Ltd. COM H27013103 482 38,050 SH SOLE 38,050 0 0 Websense, Inc. COM 947684106 606 38,750 SH SOLE 38,750 0 0 Weingarten Realty Investment COM 948741103 450 16,000 SH SOLE 16,000 0 0 Wells Fargo & Company COM 949746101 9,058 262,333 SH SOLE 262,333 0 0 Wesco International Inc COM 95082P105 30,722 537,091 SH SOLE 537,091 0 0 Wesdome Gold Mines Ltd. COM 95083R100 1,719 1,469,700 SH SOLE 1,469,700 0 0 West African Minerals Corporat COM 9,059 10,200,000 SH SOLE 10,200,000 0 0 Westar Energy, Inc. COM 95709T100 258 8,700 SH SOLE 8,700 0 0 Western Gas Partners LP COM 958254104 1,031 20,450 SH SOLE 20,450 0 0 Weyerhaeuser Company COM 962166104 67,473 2,581,225 SH SOLE 2,581,225 0 0 WGL Holdings Inc. COM 92924F106 425 10,550 SH SOLE 10,550 0 0 White Securities Corporation ( COM whitesec9 3,576 2,180 SH SOLE 2,180 0 0 Whiting Petroleum Corporation COM 966387102 232 4,900 SH SOLE 4,900 0 0 Whole Foods Market Inc. COM 966837106 762 7,825 SH SOLE 7,825 0 0 Windstream Corporation COM 97381W104 1,707 169,204 SH SOLE 169,204 0 0 Witwatersrand Consolidated Gol COM S98297104 477 208,896 SH SOLE 208,896 0 0 WPX Energy Inc. COM 98212B103 332 20,000 SH SOLE 20,000 0 0 Wyndham Worldwide Corporation COM 98310w108 719 13,693 SH SOLE 13,693 0 0 Wynn Resorts Limited COM 983134107 2,695 23,345 SH SOLE 23,345 0 0 XDM Resources Inc (pvt) 1,343 1,100,000 SH SOLE 1,100,000 0 0 Xerox Corporation COM 984121103 17,836 2,430,000 SH SOLE 2,430,000 0 0 XL Group PLC COM G98290102 42,800 1,781,091 SH SOLE 1,781,091 0 0 XO Group, Inc COM 983772104 3,587 429,625 SH SOLE 429,625 0 0 Yamana Gold Inc. COM 103,843 5,435,983 SH SOLE 5,435,983 0 0 Yamana Gold Inc. 98462Y100 15,044 787,210 SH SOLE 787,210 0 0 Yum! Brands, Inc. COM 988498101 6,391 96,336 SH SOLE 96,336 0 0 Zena_Capital Corp WTS @CAD$0.7 - 1,000,000 SH SOLE 1,000,000 0 0 Zimmer Holdings, Inc. COM 98956P102 1,194 17,657 SH SOLE 17,657 0 0 Zions Bancorporation COM 989701107 5,587 270,420 SH SOLE 270,420 0 0