0000891092-12-006132.txt : 20121024 0000891092-12-006132.hdr.sgml : 20121024 20121024155320 ACCESSION NUMBER: 0000891092-12-006132 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121024 DATE AS OF CHANGE: 20121024 EFFECTIVENESS DATE: 20121024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREENHAVEN ASSOCIATES INC CENTRAL INDEX KEY: 0000846222 IRS NUMBER: 133436799 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02408 FILM NUMBER: 121158596 BUSINESS ADDRESS: STREET 1: THREE MANHATTANVILLE RD CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-253-9350 MAIL ADDRESS: STREET 1: 3 MANHATTANVILLE RD CITY: PURCHASE STATE: NY ZIP: 10577 13F-HR 1 e50428_13fhr.txt HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended SEPTEMBER 30, 2012 Check here if amendment [ ]; Amendment Number: __ This Amendment (Check only one): [ ] a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this report: Name: GREENHAVEN ASSOCIATES, INC. THREE MANHATTANVILLE ROAD PURCHASE, NY 10577 Form 13F File Number: 28-2408 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: CHRIS A. WACHENHEIM Title: EXECUTIVE VICE PRESIDENT Phone: 914-253-9374 Signature, Place, and Date of Signing: /s/ CHRIS A. WACHENHEIM PURCHASE, NY OCTOBER 24, 2012 ------------------------ ------------ ---------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported in this report, and all holdings are reported by other reporting manager(s). ) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). ) List of other Managers Reporting for this Manager: [If there are no entries in this list omit this section.] Form 13F File Number Name -------------------------- ------------------------------------------ [Repeat as necessary.] Greenhaven Associates, Inc. 13F Period Ending September 30, 2012

------------------------------------------------------------------------------------------------------------------------------------ COL 1 COL 2 COL 3 COL4 COL 5 COL 6 COL 7 ------------------------------------------------------------------------------------------------------------------------------------ TITLE OF VALUE PRINCIPAL SHARED ------------------------------------------------------------------------------------------------------------------------------------ CLASS CUSIP ($000) AMOUNT SOLE OTHER SOLE NONE ------------------------------------------------------------------------------------------------------------------------------------ Agilent Technologies, Inc. (A) COMMON 00846U101 132,396 3,443,338 330,200 3,113,138 330,200 3,113,138 ------------------------------------------------------------------------------------------------------------------------------------ Air Products & Chemicals (APD) COMMON 009158106 302,672 3,659,880 693,375 2,966,505 693,375 2,966,505 ------------------------------------------------------------------------------------------------------------------------------------ American Independence Corp (AMIC) COMMON 026760405 985 200,639 - 200,639 - 200,639 ------------------------------------------------------------------------------------------------------------------------------------ Baker Hughes Inc. (BHI) COMMON 057224107 284,075 6,280,674 1,215,050 5,065,624 1,215,050 5,065,624 ------------------------------------------------------------------------------------------------------------------------------------ Devon Energy Corp (DVN) COMMON 25179M103 281,948 4,660,298 735,340 3,924,958 735,340 3,924,958 ------------------------------------------------------------------------------------------------------------------------------------ EQT Corporation (EQT) COMMON 26884L109 190,281 3,225,095 681,400 2,543,695 681,400 2,543,695 ------------------------------------------------------------------------------------------------------------------------------------ FedEx Corp (FDX) COMMON 31428X106 388,992 4,596,926 1,205,371 3,391,555 1,205,371 3,391,555 ------------------------------------------------------------------------------------------------------------------------------------ Home Depot Inc. (HD) COMMON 437076102 118,822 1,968,234 - 1,968,234 - 1,968,234 ------------------------------------------------------------------------------------------------------------------------------------ Lennox International Inc. (LII) COMMON 526107107 20,350 420,800 - 420,800 - 420,800 ------------------------------------------------------------------------------------------------------------------------------------ Lowe's Companies, Inc. (LOW) COMMON 548661107 378,525 12,517,364 2,236,600 10,280,764 2,236,600 10,280,764 ------------------------------------------------------------------------------------------------------------------------------------ Mohawk Industries Inc. (MHK) COMMON 608190104 23,532 294,070 2,600 291,470 2,600 291,470 ------------------------------------------------------------------------------------------------------------------------------------ Molex Inc. (MOLX) COMMON 608554101 35,245 1,341,125 259,500 1,081,625 259,500 1,081,625 ------------------------------------------------------------------------------------------------------------------------------------ Molex Inc. - CL A (MOLXA) COMMON 608554200 2,606 120,000 36,500 83,500 36,500 83,500 ------------------------------------------------------------------------------------------------------------------------------------ Pall Corporation (PLL) COMMON 696429307 317 5,000 5,000 - 5,000 - ------------------------------------------------------------------------------------------------------------------------------------ Perkinelmer, Inc. (PKI) COMMON 714046109 49,384 1,675,740 7,000 1,668,740 7,000 1,668,740 ------------------------------------------------------------------------------------------------------------------------------------ Plains All Amer Pipeline LP (PAA) COMMON 726503105 3,660 41,500 1,500 40,000 1,500 40,000 ------------------------------------------------------------------------------------------------------------------------------------ Praxair Inc. (PX) COMMON 74005P104 46,968 452,132 2,060 450,072 2,060 450,072 ------------------------------------------------------------------------------------------------------------------------------------ RHJ International (RHJI) COMMON B06S4F0BE 9,009 1,883,798 1,435,373 448,425 1,435,373 448,425 ------------------------------------------------------------------------------------------------------------------------------------ Southwestern Energy Co (SWN) COMMON 845467109 60,512 1,739,840 100,900 1,638,940 100,900 1,638,940 ------------------------------------------------------------------------------------------------------------------------------------ Southwest Airlines (LUV) COMMON 844741108 32,001 3,648,920 15,000 3,633,920 15,000 3,633,920 ------------------------------------------------------------------------------------------------------------------------------------ TE Connectivity Ltd (TEL) COMMON H84989104 132,965 3,909,580 738,220 3,171,360 738,220 3,171,360 ------------------------------------------------------------------------------------------------------------------------------------ 3M Company (MMM) COMMON 88579Y101 288,481 3,121,414 463,560 2,657,854 463,560 2,657,854 ------------------------------------------------------------------------------------------------------------------------------------ Union Pacific Corp (UNP) COMMON 907818108 356 3,000 3,000 - 3,000 - ------------------------------------------------------------------------------------------------------------------------------------ United Parcel Service (UPS) COMMON 911312106 280,434 3,918,312 585,700 3,332,612 585,700 3,332,612 ------------------------------------------------------------------------------------------------------------------------------------ Whirlpool Corp (WHR) COMMON 963320106 178,900 2,157,766 373,000 1,784,766 373,000 1,784,766 ------------------------------------------------------------------------------------------------------------------------------------ 3,243,417