0001208646-12-000304.txt : 20121012 0001208646-12-000304.hdr.sgml : 20121012 20121012113352 ACCESSION NUMBER: 0001208646-12-000304 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121012 DATE AS OF CHANGE: 20121012 EFFECTIVENESS DATE: 20121012 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alliance Trust PLC CENTRAL INDEX KEY: 0001424606 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13036 FILM NUMBER: 121141393 BUSINESS ADDRESS: STREET 1: 8 WEST MARKETGAIT CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1QN BUSINESS PHONE: 44 1382 306062 MAIL ADDRESS: STREET 1: 8 WEST MARKETGAIT CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1QN 13F-HR 1 c107398.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 ----------------- Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Alliance Trust PLC Address: 8 West Marketgait Dundee, Scotland DD1 1QN United Kingdom Form 13F File Number: 28-13036 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ian Anderson Title: Assistant Secretary Phone: +44 1382 321238 Signature, Place, and Date of Signing: /s/ Ian Anderson Dundee, Scotland, United Kingdom October 12, 2012 ------------------------- -------------------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 36 Form 13F Information Table Value Total: $1,145,532 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. FORM 13F INFORMATION TABLE

------------------------------------------------------------------------------------------------------------------------------------ INVEST- TITLE MENT OF VALUE VALUE SHRS OR SH / PUT / DISCRE- OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$) (X$1000) PRN AMT PRN CALL TION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ AMER TOWER CORP COM NEW USD0.01 EQUITY B7FBFL2 53,749,140.00 53,749 753,000 SH SOLE NONE 753,000 AMGEN INC COM USD0.0001 EQUITY 2023607 34,478,700.00 34,479 409,000 SH SOLE NONE 409,000 APACHE CORP COM USD0.625 EQUITY 2043962 29,824,338.33 29,824 345,309 SH SOLE NONE 345,309 APPLE INC COM NPV EQUITY 2046251 60,161,239.50 60,161 90,190 SH SOLE NONE 90,190 BAIDU INC ADS EACH REP 0.10 ORD CLS'A EQUITY B0FXT17 18,210,679.00 18,211 155,900 SH SOLE NONE 155,900 BAXTER INTL INC COM USD1 EQUITY 2085102 12,155,919.50 12,156 201,758 SH SOLE NONE 201,758 B/E AEROSPACE INC COM USD0.01 EQUITY 2089427 22,307,700.00 22,308 530,000 SH SOLE NONE 530,000 BORG WARNER INC COM USD0.01 EQUITY 2111955 32,113,032.00 32,113 464,800 SH SOLE NONE 464,800 BPZ RESOURCES INC CONVER- 6.5% NTS 01/03/15 TIBLE USD BOND 2BTBMK3 9,867,979.11 9,868 12,448,000 SH SOLE NONE 12,448,000 CERNER CORP COM USD0.01 EQUITY 2185284 28,653,480.00 28,653 370,200 SH SOLE NONE 370,200 CLEAN HARBORS INC COM USD0.01 EQUITY 2202473 24,827,133.20 24,827 508,232 SH SOLE NONE 508,232 COACH INC COM USD0.01 EQUITY 2646015 21,625,461.00 21,625 386,100 SH SOLE NONE 386,100 CVS CAREMARK CORP COM STK USD0.01 EQUITY 2577609 39,967,296.00 39,967 825,600 SH SOLE NONE 825,600 DANAHER CORP COM USD0.01 EQUITY 2250870 35,531,285.00 35,531 644,500 SH SOLE NONE 644,500 DAVITA INC COM USD0.001 EQUITY 2898087 24,854,400.00 24,854 240,000 SH SOLE NONE 240,000 ENTERPRISE PRODS P COM UNITS REP LIM PART INT EQUITY 2285388 40,132,508.00 40,133 749,300 SH SOLE NONE 749,300 EXPRESS SCRIPTS HO COM USD0.01 EQUITY B7QQYV9 50,642,179.59 50,642 808,593 SH SOLE NONE 808,593 GOOGLE INC COM USD0.001 CL'A' EQUITY B020QX2 28,138,001.00 28,138 37,300 SH SOLE NONE 37,300 INTEROIL CORP COM NPV EQUITY B02SJF9 46,306,919.48 46,307 599,986 SH SOLE NONE 599,986 JOHNSON & JOHNSON COM USD1 EQUITY 2475833 21,487,440.00 21,487 312,000 SH SOLE NONE 312,000 MARSH & MCLENNAN COM USD1 EQUITY 2567741 13,564,000.00 13,564 400,000 SH SOLE NONE 400,000 MATTEL INC COM USD1 EQUITY 2572303 37,413,930.00 37,414 1,055,400 SH SOLE NONE 1,055,400 MICROSOFT CORP COM USD0.00000625 EQUITY 2588173 40,692,645.00 40,693 1,367,820 SH SOLE NONE 1,367,820 MONSANTO COM STK USD0.01 EQUITY 2654320 21,890,310.00 21,890 240,500 SH SOLE NONE 240,500 NATL OILWELL VARCO COM USD0.01 EQUITY 2624486 6,023,153.98 6,023 75,233 SH SOLE NONE 75,233 NETAPP INC COM USD0.001 EQUITY 2630643 15,203,993.40 15,204 462,690 SH SOLE NONE 462,690 NEW YORK COMMTY COM USD0.01 EQUITY 2711656 38,090,400.00 38,090 2,690,000 SH SOLE NONE 2,690,000 PFIZER INC COM USD0.05 EQUITY 2684703 68,613,048.00 68,613 2,762,200 SH SOLE NONE 2,762,200 PHILIP MORRIS INTL COM STK NPV EQUITY B2PKRQ3 35,972,000.00 35,972 400,000 SH SOLE NONE 400,000 PLUM CREEK TMBR CO COM USD0.01 EQUITY 2692397 22,771,855.04 22,772 519,431 SH SOLE NONE 519,431 QUALCOMM INC COM USD0.0001 EQUITY 2714923 51,084,100.00 51,084 818,000 SH SOLE NONE 818,000 ROSS STORES INC COM USD0.01 EQUITY 2746711 38,108,100.00 38,108 590,000 SH SOLE NONE 590,000 UNION PACIFIC CORP COM USD2.50 EQUITY 2914734 15,842,652.58 15,843 133,513 SH SOLE NONE 133,513 UTD TECHNOLOGIES COM USD1 EQUITY 2915500 45,441,792.00 45,442 580,800 SH SOLE NONE 580,800 VISA INC COM STK USD0.0001 EQUITY B2PZN04 32,818,917.18 32,819 244,443 SH SOLE NONE 244,443 WELLS FARGO & CO COM USD1 2/3 EQUITY 2649100 26,966,275.00 26,966 780,500 SH SOLE NONE 780,500 1,145,532