0001047469-12-008549.txt : 20120827 0001047469-12-008549.hdr.sgml : 20120827 20120827160945 ACCESSION NUMBER: 0001047469-12-008549 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20120827 DATE AS OF CHANGE: 20120827 EFFECTIVENESS DATE: 20120827 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD INVESTMENT MANAGEMENT INC. CENTRAL INDEX KEY: 0001273887 IRS NUMBER: 133519673 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13826 FILM NUMBER: 121057245 BUSINESS ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1010 BUSINESS PHONE: 2125498400 MAIL ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1010 FORMER COMPANY: FORMER CONFORMED NAME: Brookfield Investment Management Inc. DATE OF NAME CHANGE: 20091001 FORMER COMPANY: FORMER CONFORMED NAME: Hyperion Brookfield Asset Management, Inc. DATE OF NAME CHANGE: 20090716 FORMER COMPANY: FORMER CONFORMED NAME: HYPERION CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 20031218 13F-HR/A 1 a2210870z13f-hra.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F-HR FORM 13F-HR COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 ----------------------- Check Here if Amendment /X/; Amendment Number: 3 --------- This Amendment (Check only one.): / / is a restatement. /X/ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Brookfield Investment Management Inc. ------------------------------------- Address: Three World Financial Center ------------------------------------- 200 Vesey Street ------------------------------------- New York, NY 10281 ------------------------------------- Form 13F File Number: 028-13826 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Seth Gelman ------------------------------- Title: Chief Compliance Officer ------------------------------- Phone: 212-549-8415 ------------------------------- Signature, Place, and Date of Signing: /s/ Seth Gelman New York, NY August 27, 2012 ------------------------------- ----------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 -------------------- Form 13F Information Table Entry Total: 108 -------------------- Form 13F Information Table Value Total: 2,659,136 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name (1) 028-14349 Brookfield Asset Management Inc. ------ ----------------- --------------------------------- (2) 028-13827 AMP Capital Brookfield (US) LLC ------ ----------------- --------------------------------- Brookfield Investment Management FORM 13F 30-Jun-11

Voting Authority Value Shares/ Sh/ Put/ Invstmt Other ---------------- Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- --------- ------- --- ---- ------- -------- ------- -------- ------- Alerian MLP ETF ALERIAN MLP 00162Q866 1402 87400 SH Defined (1) 87400 Altria Group INC. COM 02209S103 532 20125 SH Defined (1) 20125 Apartment Investment & Managem CL A 03748R101 3424 134100 SH Defined (1)(2) 134100 AT&T COM 00206R102 830 26440 SH Defined (1) 26440 AvalonBay Communities Inc COM 053484101 82475 642332 SH Defined (1) 521832 120500 Avatar Holdings Inc COM 053494100 7339 482505 SH Defined (1)(2) 247400 235105 B&G Foods Inc. COM 05508R106 412 20000 SH Defined (1) 20000 Beazer Homes USA Inc COM 07556Q105 6618 1952127 SH Defined (1)(2) 1095500 856627 Boston Properties Inc COM 101121101 150709 1419639 SH Defined (1)(2) 1102639 317000 Brandywine Realty Trust SH BEN INT 105368203 84398 7281946 SH Defined (1)(2) 5883852 1398094 Breitburn Energy Partners LP COM UT LTD PTN 106776107 118 6075 SH Defined (1) 6075 Brookdale Senior Living Inc COM 112463104 104165 4295465 SH Defined (1)(2) 3360980 934485 Brookfield Properties Corp COM 112900105 715 37100 SH Defined (1) 37100 Brookfield Residential Propert COM 11283W104 7743 780518 SH Defined (1) 780518 Camden Property Trust SH BEN ITN 133131102 91399 1436638 SH Defined (1)(2) 1210538 226100 CBL & Associates Properties In COM 124830100 79560 4388330 SH Defined (1)(2) 3418830 969500 Cemig SA SP ADR N-V PFD 204409601 968 46900 SH Defined (1) 46900 CenterPoint Energy Inc COM 15189T107 11776 608580 SH Defined (1) 608580 CenturyLink Inc. COM 156700106 384 9500 SH Defined (1) 9500 Chesapeake Midstream Partners UNIT 16524K108 201 7000 SH Defined (1) 7000 China Real Estate Information ADR 16948Q103 3896 545600 SH Defined (1)(2) 277700 267900 CitiGroup Inc COM NEW 172967424 152 3653 SH Defined (1) 3653 CommonWealth REIT COM SH BEN INT 203233101 3607 139600 SH Defined (1)(2) 139600 Commonwealth REIT 6.50% PFD CUM CO 203233408 19491 875200 SH Defined (1)(2) 875200 Consolidated Edison Inc COM 209115104 532 10000 SH Defined (1) 10000 Coresite Realty Corp COM 21870Q105 16830 1026220 SH Defined (1)(2) 331320 694900 Corporate Office Properties Tr SH BEN INT 22002T108 76611 2462587 SH Defined (1)(2) 1921887 540700 Crown Castle International Cor COM 228227104 8433 206750 SH Defined (1) 206750 Digital Realty Trust Inc COM 253868103 104486 1691266 SH Defined (1)(2) 1430566 260700 Douglas Emmett Inc COM 25960P109 65897 3313077 SH Defined (1)(2) 2469177 843900 DR HORTON COM 23331A109 278 24100 SH Defined (1) 24100 Eastern Insurance Holdings COM 276534104 1638 123900 SH Defined (1) 123900 EastGroup Properties Inc COM 277276101 16439 386700 SH Defined (1)(2) 69900 316800 El Paso Pipeline Partners LP COM UNIT LPI 283702108 1497 43080 SH Defined (1) 43080 Emeritus Corp COM 291005106 14625 688237 SH Defined (1) 258800 429437 Empresas ICA SAB de CV SPONS ADR NEW 292448206 319 34600 SH Defined (1) 34600 Enbridge Inc COM 29250N105 14868 457092 SH Defined (1) 457092

Energy Transfer Equity LP COM UT LTD PTN 29273V100 638 14200 SH Defined (1) 14200 Enterprise Products Partners L COM 293792107 1000 23150 SH Defined (1) 23150 Entertainment PPTYS TR PFD C CNV 5.75% 29380T402 9759 489400 SH Defined (1) 489400 Equity Lifestyle Properties In COM 29472R108 75895 1215489 SH Defined (1)(2) 900189 315300 Equity One Inc COM 294752100 44642 2394968 SH Defined (1)(2) 2016677 378291 Essex Property Trust Inc COM 297178105 80822 597400 SH Defined (1)(2) 447500 149900 Ev Energy Partner LP COM UNITS 26926V107 283 5300 SH Defined (1) 5300 Excel Trust Inc COM 30068C109 6128 555600 SH Defined (1)(2) 240700 314900 Forest City Enterprises Inc CL A 345550107 57816 3096753 SH Defined (1)(2) 2860153 236600 Frontier Communications Corp CL A 35906A108 775 96075 SH Defined (1) 96075 General Growth Properties Inc COM 370023103 142773 8554408 SH Defined (1)(2) 7347830 1206578 General Motors Co. COM 37045V100 1266 41723 SH Defined (1) 41723 Grupo Aeroportuario del Surest SPON ADR SER B 40051E202 2923 49600 SH Defined (1) 49600 HCP INC COM 40414L109 486 13250 SH Defined (1) 13250 Health Care REIT Inc COM 42217K106 94207 1796814 SH Defined (1)(2) 1560914 235900 Highwoods Properties Inc COM 431284108 65636 1981172 SH Defined (1)(2) 1651472 329700 Hovnanian Enterprises Inc CL A 442487203 2501 1037900 SH Defined (1)(2) 524300 513600 ISHARES TR MSCI EMRG MKT 464287234 873 18359 SH Defined (1) 18359 ISHARES TR S&P SMLCP GROW 464287887 1544 19199 SH Defined (1) 19199 ISHARES TR S&P SMLCP VALU 464287879 1423 19167 SH Defined (1) 19167 ISHARES TR MSCI GRW IDX 464288885 140 2230 SH Defined (1) 2230 ISHARES TR MSCI EAFE 464287465 1310 21784 SH Defined (1) 21784 ISHARES TR MSCI VAL IDX 464288877 127 2428 SH Defined (1) 2428 ISHARES TR RUSSELL 1000 464287622 1373 18582 SH Defined (1) 18582 ISHARES TR S&P 500 INDEX 464287200 2067 15607 SH Defined (1) 15607 ISHARES TR S&P 500 GRW 464287309 837 12059 SH Defined (1) 12059 ISHARES TR S&P 500 VALUE 464287408 564 9103 SH Defined (1) 9103 ISHARES TR S&P MIDCAP 400 464287507 2680 27433 SH Defined (1) 27433 ITC Holdings Corp COM 465685105 5591 77900 SH Defined (1) 77900 KB Home COM 48666K109 9756 997500 SH Defined (1)(2) 480500 517000 Kinder Morgan Management LLC SHS 49455U100 2586 39430 SH Defined (1) 39430 Lennar Corp CL A 526057104 44637 2459362 SH Defined (1)(2) 2269062 190300 Lexington Rlty Trst Pref 6.50% PFD CONV SER C 529043309 460 10200 SH Defined (1) 10200 Liberty Property Trust SH BEN INT 531172104 31560 968700 SH Defined (1) 968700 MDC Holdings Inc COM 552676108 217 8800 SH Defined (1) 8800 Merck & Co INC COM 58933Y105 551 15625 SH Defined (1) 15625 National Grid PLC SPON ADR NEW 636274300 1160 23465 SH Defined (1) 23465 Niska Gas Storage Partners UNIT LTD LIABI 654678101 215 12500 SH Defined (1) 12500 NiSource Inc COM 65473P105 1255 62000 SH Defined (1) 62000 Northeast Utilities COM 664397106 440 12500 SH Defined (1) 12500 NorthWestern Corp COM NEW 668074305 2606 78700 SH Defined (1) 78700 Omega Healthcare Investors Inc COM 681936100 66082 3145253 SH Defined (1)(2) 2514162 631091 Parkway Properties Inc/Md COM 70159Q104 6885 403562 SH Defined (1)(2) 208000 195562 Pennsylvania Real Estate Inves SH BEN INT 709102107 32171 2049094 SH Defined (1)(2) 825759 1223335 Philip Morris INTL INC COM 718172109 540 8090 SH Defined (1) 8090 Progress Energy Inc COM 743263105 539 11225 SH Defined (1) 11225 ProLogis COM 74340W103 138423 3862255 SH Defined (1)(2) 3093555 768700 PS Business Parks Inc COM 69360J107 5973 108400 SH Defined (1)(2) 40200 68200 Public Storage COM 74460D109 230496 2021720 SH Defined (1)(2) 1695620 326100 Ramco0Gershenson Series D 7.25 PERP PFD-D CV 751452608 2147 43000 SH Defined (1) 43000 RYLAND GROUP INC COM 783764103 222 13400 SH Defined (1) 13400 SBA Communications Corp COM 78388J106 5889 154200 SH Defined (1) 154200 Sempra Energy COM 816851109 9809 185500 SH Defined (1) 185500 Sunstone Hotel INVS INC CV 8% CUM PFD-D 867892507 2492 104000 SH Defined (1) 104000 Simon Property Group Inc COM 828806109 258860 2227138 SH Defined (1)(2) 1809022 418116 SL Green Realty Corp COM 78440X101 946 11415 SH Defined (1) 11415 SPDR S&P MIDCAP 400 ETF TRUST UTSER1 S&PCRP 78467Y107 2775 15640 SH Defined (1) 15640 SPDR TRUST SERIES I TR UNIT 78462F103 2277 17252 SH Defined (1) 17252 Spectra Energy Corp COM 847560109 13015 474830 SH Defined (1) 474830 Starwood Hotels & Resorts Worl COM 85590A401 16218 289400 SH Defined (1)(2) 229900 59500 Supermedia INC COM 868447103 9 2350 SH Defined (1) 2350 Targa Resources Corp COM 87612G101 2955 88300 SH Defined (1) 88300 Tesoro Logistics LP COM UNIT LP 88160T107 609 25000 SH Defined (1) 25000 Toll Brothers Inc COM 889478103 74437 3589056 SH Defined (1)(2) 2862956 726100 TransCanada Corp COM 89353D107 18453 420088 SH Defined (1) 420088 Union Pacific Corp COM 907818108 282 2700 SH Defined (1) 2700 Ventas Inc COM 92276F100 502 9530 SH Defined (1) 9530 Verizon Communications INC COM 92343V104 804 21600 SH Defined (1) 21600 Vornado Realty Trust SH BEN INT 929042109 2453 26324 SH Defined (1) 26324 Weingarten Realty Investors SH BEN INT 948741103 75961 3019111 SH Defined (1)(2) 2607874 411237 Windstream Corp. COM 97381W104 622 48000 SH Defined (1) 48000 108 2,659,136