0001047469-12-008548.txt : 20120827 0001047469-12-008548.hdr.sgml : 20120827 20120827160845 ACCESSION NUMBER: 0001047469-12-008548 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20120827 DATE AS OF CHANGE: 20120827 EFFECTIVENESS DATE: 20120827 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD INVESTMENT MANAGEMENT INC. CENTRAL INDEX KEY: 0001273887 IRS NUMBER: 133519673 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13826 FILM NUMBER: 121057239 BUSINESS ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1010 BUSINESS PHONE: 2125498400 MAIL ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1010 FORMER COMPANY: FORMER CONFORMED NAME: Brookfield Investment Management Inc. DATE OF NAME CHANGE: 20091001 FORMER COMPANY: FORMER CONFORMED NAME: Hyperion Brookfield Asset Management, Inc. DATE OF NAME CHANGE: 20090716 FORMER COMPANY: FORMER CONFORMED NAME: HYPERION CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 20031218 13F-HR/A 1 a2210868z13f-hra.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F-HR FORM 13F-HR COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 ----------------------- Check Here if Amendment /X/; Amendment Number: I --------- This Amendment (Check only one.): / / is a restatement. /X/ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Brookfield Investment Management Inc. ------------------------------------- Address: Three World Financial Center ------------------------------------- 200 Vesey Street ------------------------------------- New York, NY 10281 ------------------------------------- Form 13F File Number: 028-13826 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Seth Gelman ------------------------------- Title: Chief Compliance Officer ------------------------------- Phone: 212-549-8415 ------------------------------- Signature, Place, and Date of Signing: /s/ Seth Gelman New York, NY August 27, 2012 ------------------------------- ----------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 -------------------- Form 13F Information Table Entry Total: 100 -------------------- Form 13F Information Table Value Total: 2,447,258 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name (1) 028-14349 Brookfield Asset Management Inc. ------ ----------------- --------------------------------- (2) 028-13827 AMP Capital Brookfield (US) LLC ------ ----------------- --------------------------------- Brookfield Investment Management FORM 13F 31-Mar-11

Voting Authority ---------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ --------------- --------- -------- ------- --- ---- ------- -------- ------- ------ ------- ALTRIA GROUP INC. COM 02209S103 524 20125 SH Defined (1) 20125 AMEREN CORP COM 023608102 3579 127500 SH Defined (1) 127500 Ashford Hospitality Trust Inc COM SHS 044103109 3615 328000 SH Defined (1) (2) 159800 168200 AT&T COM 00206R102 809 26440 SH Defined (1) 26440 AvalonBay Communities Inc COM 053484101 97845 814832 SH Defined (1) (2) 658032 156800 Avatar Holdings Inc COM 053494100 9137 461705 SH Defined (1) (2) 226600 235105 B&G FOODS INC COM 05508R106 375 20000 SH Defined (1) 20000 Beazer Homes USA Inc COM 07556Q105 7560 1654227 SH Defined (1) (2) 930000 724227 Boston Properties Inc COM 101121101 148008 1560439 SH Defined (1) (2) 1178239 382200 Brandywine Realty Trust SH BEN INT NEW 105368203 81386 6703964 SH Defined (1) (2) 5409670 1294294 BRISTOL-MYERS SQUIBB COMPANY COM 110122108 3445 130330 SH Defined (1) 130330 Brookdale Senior Living Inc COM 112463104 120154 4291206 SH Defined (1) (2) 3448321 842885 Brookfield Homes Corp COM 112723101 1631 173500 SH Defined (1) (2) 173500 Brookfield Properties Corp COM 112900105 797 45000 SH Defined (1) (2) 45000 Camden Property Trust SH BEN INT 133131102 93664 1648428 SH Defined (1) (2) 1410028 238400 CBL & Associates Properties In COM 124830100 62066 3562900 SH Defined (1) (2) 3089800 473100 CENTERPOINT ENERGY INC COM 15189T107 7704 438740 SH Defined (1) (2) 438740 China Real Estate Information ADR 16948Q103 4071 521200 SH Defined (1) (2) 253300 267900 CITIGROUP INC COM 172967101 161 36538 SH Defined (1) 36538 Commonwealth REIT 6.5% PFD CUM CO 203233408 21055 975200 SH Defined (1) (2) 975200 CONSOLIDATED EDISON INC COM 209115104 507 10000 SH Defined (1) 10000 Coresite Realty Corp COM 21870Q105 22051 1392100 SH Defined (1) (2) 525500 866600 Crown Castle International Cor COM 228227104 7265 170750 SH Defined (1) (2) 170750 Digital Realty Trust Inc COM 253868103 104354 1794866 SH Defined (1) (2) 1521466 273400

DOMINION RESOURCES INC VA COM 25746U109 3574 79950 SH Defined (1) 79950 Douglas Emmett Inc COM 25960P109 61798 3295877 SH Defined (1) (2) 2473477 822400 DR HORTON COM 23331A109 281 24100 SH Defined (1) 24100 Duke Realty Corp COM NEW 264411505 6921 494000 SH Defined (1) (2) 494000 EASTERN INSURANCE HOLDINGS COM 276534104 1603 123900 SH Defined (1) 123900 EastGroup Properties Inc COM 277276101 16366 372200 SH Defined (1) (2) 68600 303600 ELI LILLY & CO COM 532457108 3428 97470 SH Defined (1) 97470 Emeritus Corp COM 291005106 16941 665379 SH Defined (1) (2) 283700 381679 Empresas ICA SAB de CV SPON ADR NEW 292448206 316 34600 SH Defined (1) (2) 34600 Enbridge Inc COM 29250N105 10214 166696 SH Defined (1) (2) 166696 ENTERGY CORP COM 29364G103 3209 47750 SH Defined (1) 47750 Entertainment PPTYS TR PFD C CNV 5.75% 29380T402 9881 489400 SH Defined (1) (2) 489400 Equity One Inc COM 294752100 39642 2111968 SH Defined (1) (2) 1780677 331291 Essex Property Trust Inc COM 297178105 95294 768500 SH Defined (1) (2) 567500 201000 EXELON CORPORATION COM 30161N101 3460 83905 SH Defined (1) 83905 Forest City Enterprises Inc CL A 345550107 6813 361800 SH Defined (1) (2) 179000 182800 FRONTIER COMMUNICATIONS CORP COM 35906A108 790 96075 SH Defined (1) 96075 General Growth Properties Inc COM 370023103 61679 3984408 SH Defined (1) (2) 3458830 525578 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 3501 91151 SH Defined (1) 91151 Grupo Aeroportuario del Surest SPON ADR SER B 40051E202 1934 32900 SH Defined (1) (2) 32900 HCP INC COM 40414L109 4153 109450 SH Defined (1) 109450 Health Care REIT Inc COM 42217K106 104435 1991514 SH Defined (1) (2) 1755914 235600 Highwoods Properties Inc COM 431284108 66476 1898772 SH Defined (1) (2) 1606172 292600 Hovnanian Enterprises Inc CL A 442487203 5295 1500000 SH Defined (1) (2) 739500 760500 INTEL CORPORATION COM 458140100 3238 160477 SH Defined (1) 160477 ISHARES TR MSCI EAFE INDEX 464287465 1309 21784 SH Defined (1) 21784 ISHARES TR MSCI EMERG MKT 464287234 894 18359 SH Defined (1) 18359 ISHARES TR Russell 1000 464287622 1373 18582 SH Defined (1) 18582 ISHARES TR S&P 500 GRW 464287309 808 11764 SH Defined (1) 11764 ISHARES TR S&P 500 VALUE 464287408 556 8783 SH Defined (1) 8783 ISHARES TR S&P Mid Cap 400 464287507 2708 27433 SH Defined (1) 27433 ISHARES TR S&P SMLCP GROW 464287887 1517 19199 SH Defined (1) 19199 ISHARES TR S&P SMLCP VALU 464287879 1461 19167 SH Defined (1) 19167 ITC Holdings Corp COM 465685105 4145 59300 SH Defined (1) (2) 59300 JOHNSON & JOHNSON COM 478160104 3114 52558 SH Defined (1) 52558 KB Home COM 48666K109 11702 940700 SH Defined (1) (2) 423700 517000 Kinder Morgan Management LLC SHS 49455U100 1279 19500 SH Defined (1) (2) 19500 Lennar Corp CL A 526057104 43379 2393962 SH Defined (1) (2) 2203662 190300 Lexington Rlty Trst PFD CONV SER C 529043309 435 10200 SH Defined (1) (2) 10200 Liberty Property Trust SH BEN INT 531172104 31571 959600 SH Defined (1) (2) 959600 Macerich Co/The COM 554382101 3497 70611 SH Defined (1) (2) 1190 69421 MDC HOLDINGS INC COM 552676108 223 8800 SH Defined (1) 8800 MERCK & CO INC COM 58933Y105 3800 115115 SH Defined (1) 115115 MGM Resorts International COM 552953101 6572 499800 SH Defined (1) (2) 298000 201800 National Grid PLC SPON ADR NEW 636274300 1871 38941 SH Defined (1) (2) 38941 NEXTERA ENERGY INC COM 65339F101 3530 64034 SH Defined (1) 64034 NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABI 654678101 273 12500 SH Defined (1) 12500 Omega Healthcare Investors Inc COM 681936100 69629 3116806 SH Defined (1) (2) 2380406 736400 PAETEC HOLDING CORP COM 695459107 50 15000 SH Defined (1) 15000 Parkway Properties Inc/Md COM 70159Q104 6522 383662 SH Defined (1) (2) 188100 195562 Pennsylvania Real Estate Inves SH BEN INT 709102107 28611 2004994 SH Defined (1) (2) 809059 1195935 PHILIP MORRIS INTL INC COM 718172109 531 8090 SH Defined (1) 8090 PP&L CORPORATION COM 69351T106 3314 130975 SH Defined (1) 130975 PROGRESS ENERGY INC COM 743263105 518 11225 SH Defined (1) 11225 PS Business Parks Inc COM 69360J107 4091 70600 SH Defined (1) (2) 33300 37300 PUBLIC SERVICES ENTERPRISES COM 744573106 3452 109550 SH Defined (1) 109550 Public Storage COM 74460D109 234555 2114820 SH Defined (1) (2) 1763320 351500 RYLAND GROUP INC COM 783764103 213 13400 SH Defined (1) 13400 SBA Communications Corp COM 78388J106 4801 121000 SH Defined (1) (2) 121000 Sempra Energy COM 816851109 9357 174900 SH Defined (1) (2) 174900 Simon Property Group Inc COM 828806109 323702 3020738 SH Defined (1) (2) 2497522 523216 SL Green Realty Corp COM 78440X101 51868 689733 SH Defined (1) (2) 516933 172800 SOUTHERN COMPANY COM 842587107 3493 91650 SH Defined (1) 91650 Southern Union Co COM 844030106 6866 239900 SH Defined (1) (2) 239900 SPDR S&P MIDCAP 400 ETF TRUST UTSER1 S&PCRP 78467Y107 2808 15640 SH Defined (1) 15640 SPDR TRUST SERIES I TR UNIT 78462F103 2287 17252 SH Defined (1) 17252 Spectra Energy Corp COM 847560109 9030 332230 SH Defined (1) (2) 332230 Thomas Properties Group Inc COM 884453101 489 145909 SH Defined (1) (2) 145909 Toll Brothers Inc COM 889478103 70074 3544456 SH Defined (1) (2) 2797756 746700 TransCanada Corp COM 89353D107 13844 341529 SH Defined (1) (2) 341529 UDR Inc COM 902653104 53589 2198993 SH Defined (1) (2) 1817859 381134 Union Pacific Corp COM 907818108 265 2700 SH Defined (1) (2) 2700 VENTAS INC COM 92276F100 517 9530 SH Defined (1) 9530 VERIZON COMMUNICATIONS COM 92343V104 832 21600 SH Defined (1) 21600 Weingarten Realty Investors SH BEN INT 948741103 82309 3284476 SH Defined (1) (2) 2779776 504700 WINDSTREAM CORP COM 97381W104 618 48000 SH Defined (1) 48000 100 2447258