0001047469-12-008328.txt : 20120814 0001047469-12-008328.hdr.sgml : 20120814 20120814171200 ACCESSION NUMBER: 0001047469-12-008328 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120814 DATE AS OF CHANGE: 20120814 EFFECTIVENESS DATE: 20120814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP CENTRAL INDEX KEY: 0001177043 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10662 FILM NUMBER: 121034232 BUSINESS ADDRESS: STREET 1: 1117 CHEESE FACTORY ROAD CITY: HONEYOE FALLS STATE: NY ZIP: 14472 BUSINESS PHONE: 5852631307 13F-HR/A 1 a2210749z13f-hra.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 ----------------------- Check Here if Amendment /X/; Amendment Number: 1 --------- This Amendment (Check only one.): /X/ is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mendon Capital Advisors Corp. ------------------------------- Address: 150 Allens Creek Road ------------------------------- Rochester, NY 14618 ------------------------------- Form 13F File Number: 028-10662 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anton Schutz ------------------------------- Title: President ------------------------------- Phone: 585-770-1770 ------------------------------- Signature, Place, and Date of Signing: /s/ Anton Schutz Rochester, NY 14618 August 14, 2012 ------------------------------- ---------------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 -------------------- Form 13F Information Table Entry Total: 169 -------------------- Form 13F Information Table Value Total: $137,351 -------------------- (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 028-02744 Burnham Asset Management Corp. ------ --------------------- --------------------------------- 02 1st Time 13F Filer Anton V. Schutz

ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------------------------------------- -------- --------- ------- ---------------- -------- ------ --------------------- VOTING AUTHORITY TITLE OF VALUE SH/PRN SH/PUT/ INVSTMT OTHER ISSUER CLASS CUSIP (x1000) AMOUNT PRN CALL DISCRTN MGRS SOLE SHARED NONE ALLIANCE FINANCIAL COM 019205103 429 12500 SH-DEFINED 02 12500 0 ALLIANCE FINANCIAL COM 019205103 1288 37500 SH-DEFINED 01,02 37500 0 ASB BANCORP COM 00213T109 547 38400 SH-DEFINED 02 38400 0 ASB BANCORP COM 00213T109 547 38400 SH-DEFINED 01,02 38400 0 ASB BANCORP COM 00213T109 68 4787 SH-DEFINED 02 4787 0 AMERIS COM 03076K108 504 40000 SH-DEFINED 01,02 40000 0 ATLANTIC COAST FINANCIAL COM 048426100 101 73987 SH-DEFINED 02 73987 0 ATLANTIC COAST FINANCIAL COM 048426100 171 73987 SH-DEFINED 01,02 73987 0 BANCORP SOUTH COM 059692103 145 10000 SH-DEFINED 02 10000 0 BANCORP SOUTH COM 059692103 145 10000 SH-DEFINED 01,02 10000 0 BANK OF AMERICA COM 060505104 164 20000 SH-DEFINED 02 20000 0 BANK OF AMERICA COM 060505104 1023 125000 SH-DEFINED 01,02 125000 0 BANNER CORP COM 06652V208 133 6060 SH-DEFINED 02 6060 0 BEACON FEDERAL COM 073582108 1978 99747 SH-DEFINED 02 99747 0 BEACON FEDERAL COM 073582108 2773 139838 SH-DEFINED 01,02 139838 0 BENEFICIAL MUTUAL COM 08173R104 432 50000 SH-DEFINED 01,02 50000 0 CAPE BANCORP COM 139209100 656 78982 SH-DEFINED 02 78982 0 CAPE BANCORP COM 139209100 416 50000 SH-DEFINED 01,02 50000 0 CENTERSTATE BANKS COM 15201P109 1290 180421 SH-DEFINED 02 180421 0 CENTERSTATE BANKS COM 15201P109 3996 558870 SH-DEFINED 01,02 558870 0 CENTERSTATE BANKS COM 15201P109 72 10101 SH-DEFINED 02 10101 0 CHARTER FINANCIAL COM 16122M100 1574 162276 SH-DEFINED 02 162276 0 CHARTER FINANCIAL COM 16122M100 1434 147809 SH-DEFINED 01,02 147809 0 CHARTER FINANCIAL COM 16122M100 201 20724 SH-DEFINED 02 20724 0 CHEVIOT FINANCIAL COM 16677X105 427 50000 SH-DEFINED 02 50000 0 CHEVIOT FINANCIAL COM 16677X105 427 50000 SH-DEFINED 01,02 50000 0 CHEVIOT FINANCIAL COM 16677X105 52 6070 SH-DEFINED 02 6070 0 CITY HOLDING COM 177835105 163 4850 SH-DEFINED 02 4850 0 CITIGROUP COM 172967101 219 8000 SH-DEFINED 02 8000 0 CITIGROUP COM 172967101 2056 75000 SH-DEFINED 01,02 75000 0 CITIZENS REPUBLIC COM 174420109 415 24250 SH-DEFINED 02 24250 0 CITIZENS REPUBLIC COM 174420109 270 15750 SH-DEFINED 01,02 15750 0 CITIZENS REPUBLIC COM 174420109 170 9914 SH-DEFINED 02 9914 0 CITIZENS SOUTH COM 176682102 2307 340232 SH-DEFINED 02 340232 0 CITIZENS SOUTH COM 176682102 2513 370626 SH-DEFINED 01,02 370626 0 COBIZ FINANCIAL COM 190897108 626 100000 SH-DEFINED 01,02 100000 0 COMERICA COM 200340107 768 25000 SH-DEFINED 01,02 25000 0 COMERICA WARRANT 200340107 1536 50000 SH-DEFINED 01,02 50000 0 COMERICA COM 200340107 111 3615 SH-DEFINED 02 3615 0 COWEN HOLDINGS COM 223622101 1313 531660 SH-DEFINED 02 531660 0 COWEN HOLDINGS COM 223622101 5229 1965921 SH-DEFINED 01,02 1965921 0 EAST WEST BANCORP COM 27579R104 114 4850 SH-DEFINED 02 4850 0 FARMERS NATIONAL BANCORP COM 309627107 38 6065 SH-DEFINED 02 6065 0 FIFTH THIRD COM 316773100 670 50000 SH-DEFINED 01,02 50000 0 FINANCIAL INSTITUTIONS COM 317585404 253 15000 SH-DEFINED 02 15000 0 FINANCIAL INSTITUTIONS COM 317585404 755 44755 SH-DEFINED 01,02 44755 0 FINANCIAL INSTITUTIONS COM 317585404 195 11574 SH-DEFINED 02 11574 0 FIRST CALIFORNIA COM 319395109 1032 150000 SH-DEFINED 01,02 150000 0 FIRST CALIFORNIA COM 319395109 194 28256 SH-DEFINED 02 28256 0 FIRST COMMONWEALTH COM 319829107 291 43200 SH-DEFINED 02 43200 0 FIRST COMMONWEALTH COM 319829107 1086 161400 SH-DEFINED 01,02 161400 0 FIRST COMMONWEALTH COM 319829107 204 30270 SH-DEFINED 02 30270 0 FIRST HORIZON COM 320517105 216 25000 SH-DEFINED 02 25000 0

FIRST HORIZON COM 320517105 433 50000 SH-DEFINED 01,02 50000 0 FIRST MIDWEST COM 320867104 439 40000 SH-DEFINED 02 40000 0 FIRST MIDWEST COM 320867104 439 40000 SH-DEFINED 01,02 40000 0 FIRST MIDWEST COM 320867104 33 3000 SH-DEFINED 02 3000 0 FIRST NIAGARA COM 33582V108 765 100000 SH-DEFINED 01,02 100000 0 FIRST UNITED BANCORP COM 33740N105 2060 331761 SH-DEFINED 02 331761 0 FIRST UNITED BANCORP COM 33740N105 8486 1366415 SH-DEFINED 01,02 1366415 0 FIRST UNITED BANCORP COM 33740N105 272 43836 SH-DEFINED 02 43836 0 FIRST INTERSTATE BANCORP COM 32055Y201 86 6060 SH-DEFINED 02 6060 0 FIRST PACTRUST BANCORP COM 33589V101 57 4840 SH-DEFINED 02 4840 0 FOX CHASE BANCORP COM 35137T108 722 50000 SH-DEFINED 02 50000 0 FOX CHASE BANCORP COM 35137T108 362 25803 SH-DEFINED 01,02 25803 0 FOX CHASE BANCORP COM 35137T108 18 1235 SH-DEFINED 02 1235 0 FRANKLIN FINANCIAL COM 35353C102 823 50000 SH-DEFINED 02 50000 0 FRANKLIN FINANCIAL COM 35353C102 823 50000 SH-DEFINED 01,02 50000 0 FULTON FINANCIAL COM 360271100 60 6055 SH-DEFINED 02 6055 0 GLEACHER COM 377341102 2388 2985353 SH-DEFINED 02 2985353 0 GLEACHER COM 377341102 4668 5834996 SH-DEFINED 01,02 5834996 0 GOLDMAN SACHS COM 38141G104 1917 20000 SH-DEFINED 01,02 20000 0 GUARANTY BANCORP COM 40075T102 543 260023 SH-DEFINED 01,02 260023 0 HARTFORD FINANCIAL COM 416515104 2645 150000 SH-DEFINED 01,02 150000 0 HERITAGE FINANCIAL GROUP COM 42726X102 780 60598 SH-DEFINED 02 60598 0 HERITAGE FINANCIAL GROUP COM 42726X102 780 60597 SH-DEFINED 01,02 60597 0 HERITAGE FINANCIAL GROUP COM 42726X102 152 11848 SH-DEFINED 02 11848 0 HERITAGE FINL CORP COM 42722X106 366 25000 SH-DEFINED 01,02 25000 0 HERITAGE FINL CORP COM 42722X106 107 7300 SH-DEFINED 02 7300 0 HERITAGE OAKS BANCORP COM 42724R107 306 55000 SH-DEFINED 02 55000 0 HERITAGE OAKS BANCORP COM 42724R107 306 55000 SH-DEFINED 01,02 55000 0 HERITAGE OAKS BANCORP COM 42724R107 31 5600 SH-DEFINED 02 5600 0 HILLTOP HOLDINGS COM 432748101 309 30000 SH-DEFINED 02 30000 0 HILLTOP HOLDINGS COM 432748101 309 30000 SH-DEFINED 01,02 30000 0 HORIZON BANCORP COM 440407104 94 3570 SH-DEFINED 02 3570 0 HOME LOAN SERVICING COM G6648D109 335 25000 SH-DEFINED 02 25000 0 HOME LOAN SERVICING COM G6648D109 804 60000 SH-DEFINED 01,02 60000 0 HUDSON CITY SAVINGS COM 443683107 159 25000 SH-DEFINED 02 25000 0 HUDSON CITY SAVINGS COM 443683107 478 75000 SH-DEFINED 01,02 75000 0 HUNTINGTIN BANCSHARES COM 446150104 640 100000 SH-DEFINED 01,02 100000 0 INVESTORS BANCORP COM 46146P102 1207 80000 SH-DEFINED 02 80000 0 INVESTORS BANCORP COM 46146P102 5938 393500 SH-DEFINED 01,02 393500 0 JACKSONVILLE BANCORP COM 469249106 159 105518 SH-DEFINED 02 105518 0 JACKSONVILLE BANCORP COM 469249106 348 230807 SH-DEFINED 01,02 230807 0 JP MORGAN COM 46625H100 1787 50000 SH-DEFINED 01,02 50000 0 KEYCORP COM 493267108 425 50000 SH-DEFINED 01,02 50000 0 KEYCORP COM 493267108 40 4663 SH-DEFINED 02 4663 0 LAKELAND BANCORP COM 511637100 35 3360 SH-DEFINED 02 3360 0 MERIDIAN INTERSTATE COM 58964Q104 269 19310 SH-DEFINED 02 19310 0 MERIDIAN INTERSTATE COM 58964Q104 269 19310 SH-DEFINED 01,02 19310 0 MERIDIAN INTERSTATE COM 58964Q104 31 2250 SH-DEFINED 02 2250 0 METRO BANCORP COM 59161R101 211 17500 SH-DEFINED 02 17500 0 METRO BANCORP COM 59161R101 211 17500 SH-DEFINED 01,02 17500 0 METROCORP COM 591650106 427 40000 SH-DEFINED 02 40000 0 METROCORP COM 591650106 427 40000 SH-DEFINED 01,02 40000 0 METROCORP COM 591650106 85 8000 SH-DEFINED 02 8000 0 MORGAN STANLEY COM 617446448 1824 125000 SH-DEFINED 01,02 125000 0 NEW ENGLAND BANCSHARES COM 643863202 161 12000 SH-DEFINED 02 12000 0 NEW ENGLAND BANCSHARES COM 643863202 209 15606 SH-DEFINED 01,02 15606 0 NEW ENGLAND BANCSHARES COM 643863202 44 3250 SH-DEFINED 02 3250 0 NEWCASTLE INVESTMENT COM 65105M108 377 56250 SH-DEFINED 01,02 56250 0 NEWCASTLE INVESTMENT COM 65105M108 754 112500 SH-DEFINED 01,02 112500 0 NORTHWEST BANCORP COM 667340103 140 11963 SH-DEFINED 02 11963 0 OBA FINANCIAL COM 67424G101 297 20000 SH-DEFINED 02 20000 0 OBA FINANCIAL COM 67424G101 297 20000 SH-DEFINED 01,02 20000 0 OMNIAMERICAN BANCORP COM 68216R107 964 45000 SH-DEFINED 02 45000 0 OMNIAMERICAN BANCORP COM 68216R107 1607 75000 SH-DEFINED 01,02 75000 0 OCEAN FIRST COM 675234108 287 20000 SH-DEFINED 01,02 20000 0 OSAGE BANCSHARES COM 68764U106 58 7000 SH-DEFINED 02 7000 0 PACIFIC CONTINENTAL COM 69412V108 156 17558 SH-DEFINED 02 17558 0 PARK STERLING COM 70086Y105 470 99850 SH-DEFINED 02 99850 0 PARK STERLING COM 70086Y105 2118 449552 SH-DEFINED 01,02 449552 0 PEOPLES BANCORP COM 709789101 99 4490 SH-DEFINED 02 4490 0 PORTER BANCORP COM 736233107 290 191845 SH-DEFINED 02 191845 0 PORTER BANCORP COM 736233107 847 560977 SH-DEFINED 01,02 560977 0 PORTER BANCORP WARRANT 736233107 1 43478 SH-DEFINED 02 43478 0 PORTER BANCORP WARRANT 736233107 3 182607 SH-DEFINED 01,02 182607 0 REGIONS FINANCIAL COM 7591EP100 407 60250 SH-DEFINED 02 60250 0 REGIONS FINANCIAL COM 7591EP100 1826 270500 SH-DEFINED 01,02 270500 0 SOLAR SENIOR CAPITAL COM 83416M105 1549 91663 SH-DEFINED 02 91663 0 SOLAR SENIOR CAPITAL COM 83416M105 3965 234615 SH-DEFINED 01,02 234615 0 SEACOAST COM 811707306 425 285328 SH-DEFINED 02 285328 0 SEACOAST COM 811707306 1736 1165383 SH-DEFINED 01,02 1165383 0 SEACOAST COM 811707306 60 40000 SH-DEFINED 02 40000 0 SOUTHERN NATIONAL BANCORP OF VIRGINIA COM 843395104 107 15825 SH-DEFINED 02 15825 0 SOUTHERN NATIONAL BANCORP OF VIRGINIA COM 843395104 107 15825 SH-DEFINED 01,02 15825 0 STERLING BANCORP COM 859158107 998 100000 SH-DEFINED 01,02 100000 0 STERLING BANCORP COM 859158107 49 4940 SH-DEFINED 02 4940 0 STATE BANCORP COM 856190103 452 29800 SH-DEFINED 01,02 29800 0 STATE BANCORP COM 856190103 910 60000 SH-DEFINED 01,02 60000 0 STATE BANCORP COM 856190103 105 6934 SH-DEFINED 02 6934 0 STONEGATE BANK COM 861811107 328 20000 SH-DEFINED 02 20000 0 SUNTRUST BANKS COM 867914103 1212 50000 SH-DEFINED 01,02 50000 0 SUSQUEHANNA BANCSHARES COM 869099101 206 20000 SH-DEFINED 02 20000 0 SUSQUEHANNA BANCSHARES COM 869099101 2250 219040 SH-DEFINED 01,02 219040 0 SUSQUEHANNA BANCSHARES COM 869099101 205 19936 SH-DEFINED 02 19936 0 SYNOVUS COM 87161C105 1782 900000 SH-DEFINED 01,02 900000 0 TCP CAPITAL COM 87238Q103 1085 75000 SH-DEFINED 02 75000 0 TCP CAPITAL COM 87238Q103 3254 225000 SH-DEFINED 01,02 225000 0 TFS FINANCIAL COM 87240R107 1271 133100 SH-DEFINED 01,02 133100 0 TOMPKINS FINANCIAL COM 890110109 452 12000 SH-DEFINED 02 12000 0 TOMPKINS FINANCIAL COM 890110109 1100 29200 SH-DEFINED 01,02 29200 0 TOMPKINS FINANCIAL COM 890110109 75 2000 SH-DEFINED 02 2000 0 UNITED FINANCIAL COM 91030T109 651 45264 SH-DEFINED 01,02 45264 0 UNITED FINANCIAL COM 91030T109 1010 70266 SH-DEFINED 01,02 70266 0 UNITED FINANCIAL COM 91030T109 31 2135 SH-DEFINED 02 2135 0 VIEWPOINT FINANCIAL COM 92672A101 235 15000 SH-DEFINED 02 15000 0 VIEWPOINT FINANCIAL COM 92672A101 235 15000 SH-DEFINED 01,02 15000 0 VIEWPOINT FINANCIAL COM 92672A101 76 4840 SH-DEFINED 01,02 4840 0 WASHINGTON BANKING COM 937303105 278 20000 SH-DEFINED 01,02 20000 0 WEBSTER FINANCIAL COM 947890109 542 25000 SH-DEFINED 01,02 25000 0 WESBANCO COM 950810101 103 4845 SH-DEFINED 02 4845 0 WESTERN LIBERTY COM 961443108 1117 385294 SH-DEFINED 02 385294 0 WESTERN LIBERTY COM 961443108 4389 1513269 SH-DEFINED 01,02 1513269 0 WESTERN LIBERTY COM 961443108 21 7093 SH-DEFINED 02 7093 0 WINTRUST COM 97650W108 187 5275 SH-DEFINED 02 5275 0 WISDOM TREE COM 97717P104 246 37500 SH-DEFINED 02 37500 0 WISDOM TREE COM 97717P105 739 112500 SH-DEFINED 01,02 112500 0 ZIONS BANCORP COM 989701107 971 50000 SH-DEFINED 01,02 50000 0