0001011438-12-000287.txt : 20120814 0001011438-12-000287.hdr.sgml : 20120814 20120814164833 ACCESSION NUMBER: 0001011438-12-000287 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120814 DATE AS OF CHANGE: 20120814 EFFECTIVENESS DATE: 20120814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOROS FUND MANAGEMENT LLC CENTRAL INDEX KEY: 0001029160 IRS NUMBER: 133914976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06420 FILM NUMBER: 121033794 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: (212) 872-1054 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 13F-HR 1 form_13f-soros.txt --------------------------- [ OMB APPROVAL ] [-------------------------] [OMB Number: 3235-0006] [Expires: August 31, 2012] [Estimated average burden ] [hours per response...22.6] --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Soros Fund Management LLC Address: 888 Seventh Avenue New York, New York 10106 Form 13F File Number: 028-06420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jodye M. Anzalotta Title: Assistant General Counsel Phone: 212-320-5531 Signature, Place, and Date of Signing: /s/ Jodye M. Anzalotta New York, New York August 14, 2012 ----------------------- -------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT.(Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 ---------- Form 13F Information Table Entry Total: 168 ---------- Form 13F Information Table Value Total: $6,923,117 ---------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ------------------ 1. 028-10418 George Soros Soros Fund Management LLC Form 13F Information Table Quarter ended June 30, 2012

VOTING AUTHORITY CUSIP VALUE SHRS OR SH/ PUT/ INV. OTH ISSUER TITLE OF CLASS NUMBER (X$1000) PRN AMT PRN CALL DISC. MNG SOLE SHARED NONE ---------------------------- --------------- --------- ---------- ----------- --- ---- ---- --- ---- ------ ---- AMC NETWORKS INC CL A 00164V103 $ 1,724 48,505 SH SOLE 1 X ACACIA RESH CORP ACACIA TCH COM 003881307 $ 120,626 3,239,179 SH SOLE 1 X ADVANCE AUTO PARTS INC COM 00751Y106 $ 478 7,000 SH SOLE 1 X AMARIN CORP PLC SPONS ADR NEW 023111206 $ 4,338 300,000 SH SOLE 1 X AMYLIN PHARMACEUTICALS INC COM 032346108 $ 5,640 200,000 SH SOLE 1 X ANADARKO PETE CORP COM 032511107 $ 16,689 252,100 SH SOLE 1 X ANCESTRY COM INC COM 032803108 $ 19,271 700,000 SH SOLE 1 X APPLE INC COM 037833100 $ 20,440 35,000 SH SOLE 1 X ARTHROCARE CORP COM 043136100 $ 1,464 50,000 SH SOLE 1 X ASPEN TECHNOLOGY INC COM 045327103 $ 27,082 1,169,852 SH SOLE 1 X ATMEL CORP COM 049513104 $ 671 100,000 SH SOLE 1 X AUTOLIV INC COM 052800109 $ 1,017 18,600 SH SOLE 1 X AUTOZONE INC COM 053332102 $ 441 1,200 SH SOLE 1 X BIO RAD LABS INC CL A 090572207 $ 1,500 15,000 SH SOLE 1 X BLUEFLY INC COM NEW 096227301 $ 8,100 6,480,070 SH SOLE 1 X CF INDS HLDGS INC COM 125269100 $ 13,659 70,500 SH SOLE 1 X CME GROUP INC COM 12572Q105 $ 1,609 6,000 SH SOLE 1 X CADENCE DESIGN SYSTEM INC NOTE 1.500%12/1 127387AF5 $ 139,033 139,556,000 PRN SOLE 1 X CAESARS ENTMT CORP COM 127686103 $ 12,127 1,063,800 SH SOLE 1 X CARTER INC COM 146229109 $ 6,575 125,000 SH SOLE 1 X CERADYNE INC NOTE 2.875%12/1 156710AA3 $ 74,725 74,585,000 PRN SOLE 1 X CERES INC COM 156773103 $ 8,883 981,577 SH SOLE 1 X CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 $ 133,293 1,880,803 SH SOLE 1 X CHENIERE ENERGY INC COM NEW 16411R208 $ 7,373 500,200 SH SOLE 1 X CHURCHILL DOWNS INC COM 171484108 $ 24,216 411,912 SH SOLE 1 X CIENA CORP COM NEW 171779309 $ 11,460 700,000 SH SOLE 1 X CIENA CORP NOTE 0.250% 5/0 171779AB7 $ 205,500 206,377,000 PRN SOLE 1 X CIENA CORP NOTE 0.875% 6/1 171779AE1 $ 30,473 35,279,000 PRN SOLE 1 X CLOROX CO DEL COM 189054109 $ 48,961 675,692 SH SOLE 1 X COACH INC COM 189754104 $ 17,143 293,136 SH SOLE 1 X COMCAST CORP NEW CL A 20030N101 $ 4,538 141,954 SH SOLE 1 X COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 $ 91,820 15,776,666 SH SOLE 1 X CONCHO RES INC COM 20605P101 $ 1,558 18,300 SH SOLE 1 X CREE INC COM 225447101 $ 1,284 50,000 SH SOLE 1 X CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 $ 2,179 130,000 SH SOLE 1 X CYMER INC COM 232572107 $ 2,948 50,000 SH SOLE 1 X D R HORTON INC COM 23331A109 $ 12,076 657,000 SH SOLE 1 X DAVITA INC COM 23918K108 $ 12,080 123,000 SH SOLE 1 X DELTA AIR LINES INC DEL COM NEW 247361702 $ 5,475 500,000 SH SOLE 1 X DIGITAL RIV INC NOTE 1.250% 1/0 25388BAB0 $ 5,509 5,683,000 PRN SOLE 1 X DIGITAL RIV INC NOTE 2.000%11/0 25388BAD6 $ 218,574 233,146,000 PRN SOLE 1 X DISNEY WALT CO COM DISNEY 254687106 $ 51,507 1,062,000 SH SOLE 1 X DISCOVER FINL SVCS COM 254709108 $ 12,830 371,000 SH SOLE 1 X DISH NETWORK CORP CL A 25470M109 $ 126,769 4,440,251 SH SOLE 1 X DIRECTV COM CL A 25490A101 $ 21,991 450,453 SH SOLE 1 X E HOUSE CHINA HLDGS LTD ADR 26852W103 $ 11,779 2,141,705 SH SOLE 1 X EOG RES INC COM 26875P101 $ 16,459 182,656 SH SOLE 1 X EQT CORP COM 26884L109 $ 81,001 1,510,364 SH SOLE 1 X EASTMAN CHEM CO COM 277432100 $ 826 16,400 SH SOLE 1 X ECHOSTAR CORP CL A 278768106 $ 2,761 104,494 SH SOLE 1 X ELAN PLC ADR 284131208 $ 66,880 4,583,900 SH SOLE 1 X ELAN PLC ADR 284131208 $ 4,377 300,000 SH CALL SOLE 1 X EXAR CORP COM 300645108 $ 54,200 6,666,666 SH SOLE 1 X EXPRESS SCRIPTS HLDG CO COM 30219G108 $ 74,756 1,339,000 SH SOLE 1 X EXTREME NETWORKS INC COM 30226D106 $ 29,588 8,601,186 SH SOLE 1 X FACEBOOK INC CL A 30303M102 $ 10,603 341,000 SH SOLE 1 X FIDELITY NATIONAL FINANCIAL CL A 31620R105 $ 13,261 688,500 SH SOLE 1 X FINISAR CORP COM NEW 31787A507 $ 5,984 400,000 SH SOLE 1 X FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 $ 1,174 50,000 SH SOLE 1 X FREEPORT-MCMORAN COPPER & GO COM 35671D857 $ 13,117 385,000 SH SOLE 1 X GENERAL ELECTRIC CO COM 369604103 $ 178,745 8,577,000 SH SOLE 1 X GENERAL MTRS CO COM 37045V100 $ 19,864 1,007,300 SH SOLE 1 X GENERAL MTRS CO JR PFD CNV SRB 37045V209 $ 18,380 550,700 SH SOLE 1 X GILDAN ACTIVEWEAR INC COM 375916103 $ 6,158 223,800 SH SOLE 1 X GLOBAL EAGLE ACQUISITION COR UNIT 99/99/9999 37951D201 $ 2,014 200,000 SH SOLE 1 X GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 $ 3,528 800,000 SH CALL SOLE 1 X GREEN DOT CORP CL A 39304D102 $ 17,696 800,000 SH SOLE 1 X HOLOGIC INC COM 436440101 $ 3,608 200,000 SH SOLE 1 X HOLOGIC INC FRNT 2.000%12/1 436440AA9 $ 115,593 117,428,000 PRN SOLE 1 X HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 $ 5,212 230,000 SH SOLE 1 X HUNTINGTON INGALLS INDS INC COM 446413106 $ 4,052 100,700 SH SOLE 1 X INTUITIVE SURGICAL INC COM NEW 46120E602 $ 2,492 4,500 SH SOLE 1 X ISHARES INC MSCI BRAZIL 464286400 $ 2,590 50,000 SH CALL SOLE 1 X ISHARES TR FTSE CHINA25 IDX 464287184 $ 20,202 600,000 SH CALL SOLE 1 X ISHARES TR RUSSELL 2000 464287655 $ 10,355 130,000 SH PUT SOLE 1 X IVANHOE MINES LTD COM 46579N103 $ 6,340 655,000 SH SOLE 1 X JDS UNIPHASE CORP COM PAR $0.001 46612J507 $ 7,700 700,000 SH SOLE 1 X JDS UNIPHASE CORP NOTE 1.000% 5/1 46612JAD3 $ 243,312 245,770,000 PRN SOLE 1 X JDA SOFTWARE GROUP INC COM 46612K108 $ 1,935 65,186 SH SOLE 1 X JOHNSON & JOHNSON COM 478160104 $ 10,472 155,000 SH SOLE 1 X KRAFT FOODS INC CL A 50075N104 $ 13,942 361,000 SH SOLE 1 X KULICKE & SOFFA INDS INC COM 501242101 $ 977 109,500 SH SOLE 1 X LENNAR CORP CL A 526057104 $ 12,302 398,000 SH SOLE 1 X LIFE TECHNOLOGIES CORP COM 53217V109 $ 2,332 51,831 SH SOLE 1 X LORAL SPACE & COMMUNICATNS I COM 543881106 $ 25,911 384,724 SH SOLE 1 X LOWES COS INC COM 548661107 $ 26,933 947,000 SH SOLE 1 X LUCENT TECHNOLOGIES INC DBCV 2.875% 6/1 549463AH0 $ 384,856 389,728,000 PRN SOLE 1 X MBIA INC COM 55262C100 $ 8,648 800,000 SH SOLE 1 X MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 $ 503 15,106 SH SOLE 1 X MACYS INC COM 55616P104 $ 26,106 760,000 SH SOLE 1 X MADISON SQUARE GARDEN CO CL A 55826P100 $ 3,310 88,404 SH SOLE 1 X MARATHON PETE CORP COM 56585A102 $ 19,439 432,739 SH SOLE 1 X MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 $ 44,770 1,000,000 SH SOLE 1 X MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 $ 45,976 2,398,350 SH SOLE 1 X MERCURY COMPUTER SYS COM 589378108 $ 23,149 1,790,323 SH SOLE 1 X MICROSTRATEGY INC CL A NEW 594972408 $ 22,831 175,805 SH SOLE 1 X MICRON TECHNOLOGY INC COM 595112103 $ 1,262 200,000 SH SOLE 1 X MICRON TECHNOLOGY INC NOTE 1.875% 6/0 595112AH6 $ 804,608 816,115,000 PRN SOLE 1 X MONSTER WORLDWIDE INC COM 611742107 $ 17,000 2,000,000 SH SOLE 1 X MOSAIC CO NEW COM 61945C103 $ 36,663 669,519 SH SOLE 1 X MOTOROLA SOLUTIONS INC COM NEW 620076307 $ 115,616 2,403,161 SH SOLE 1 X MOTOROLA SOLUTIONS INC COM NEW 620076307 $ 6,894 143,300 SH CALL SOLE 1 X NATIONAL FUEL GAS CO N J COM 636180101 $ 6,685 142,294 SH SOLE 1 X NEOGEN CORP COM 640491106 $ 1,155 25,000 SH SOLE 1 X NETAPP INC COM 64110D104 $ 142,427 4,476,033 SH SOLE 1 X NETFLIX INC COM 64110L106 $ 13,697 200,000 SH SOLE 1 X NEWMONT MINING CORP COM 651639106 $ 6,064 125,000 SH SOLE 1 X NYMOX PHARMACEUTICAL CORP COM 67076P102 $ 251 38,400 SH SOLE 1 X O REILLY AUTOMOTIVE INC NEW COM 67103H107 $ 419 5,000 SH SOLE 1 X ORBITAL SCIENCES CORP NOTE 2.438% 1/1 685564AN6 $ 118,929 119,527,000 PRN SOLE 1 X OWENS CORNING NEW COM 690742101 $ 2,212 77,500 SH SOLE 1 X PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 $ 7,336 350,000 SH SOLE 1 X PEPSICO INC COM 713448108 $ 63,065 892,500 SH SOLE 1 X PFIZER INC COM 717081103 $ 12,385 538,457 SH SOLE 1 X PLAINS EXPL& PRODTN CO COM 726505100 $ 20,225 574,897 SH SOLE 1 X POTASH CORP SASK INC COM 73755L107 $ 10,486 240,000 SH SOLE 1 X POWERSHARES QQQ TRUST UNIT SER 1 73935A104 $ 12,832 200,000 SH PUT SOLE 1 X QUALCOMM INC COM 747525103 $ 33,686 605,000 SH SOLE 1 X QUANTUM CORP NOTE 3.500%11/1 747906AG0 $ 128,824 130,980,000 PRN SOLE 1 X RF MICRODEVICES INC NOTE 1.000% 4/1 749941AJ9 $ 33,535 33,810,000 PRN SOLE 1 X ROVI CORP NOTE 2.625% 2/1 779376AB8 $ 84,074 87,039,000 PRN SOLE 1 X SPDR S&P 500 ETF TR TR UNIT 78462F103 $ 4,683 34,369 SH SOLE 1 X SPDR S&P 500 ETF TR TR UNIT 78462F103 $ 32,705 240,000 SH CALL SOLE 1 X SPDR S&P 500 ETF TR TR UNIT 78462F103 $ 114,195 838,000 SH PUT SOLE 1 X SPDR GOLD TRUST GOLD SHS 78463V107 $ 137,251 884,400 SH SOLE 1 X SPDR SERIES TRUST S&P RETAIL ETF 78464A714 $ 11,806 200,000 SH PUT SOLE 1 X SPDR SERIES TRUST S&P METALS MNG 78464A755 $ 14,504 350,000 SH SOLE 1 X SPDR SERIES TRUST S&P BK ETF 78464A797 $ 3,306 150,000 SH SOLE 1 X SANDISK CORP NOTE 1.000% 5/1 80004CAC5 $ 262,654 266,232,000 PRN SOLE 1 X SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 $ 1,900 50,000 SH SOLE 1 X SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 $ 13,134 300,000 SH PUT SOLE 1 X SHUTTERFLY INC COM 82568P304 $ 77,531 2,526,272 SH SOLE 1 X SKULLCANDY INC COM 83083J104 $ 8,844 625,000 SH SOLE 1 X SOUTHWEST AIRLS CO COM 844741108 $ 10,280 1,115,000 SH SOLE 1 X SPREADTRUM COMMUNICATIONS IN ADR 849415203 $ 26,475 1,500,000 SH SOLE 1 X STEEL DYNAMICS INC COM 858119100 $ 4,297 366,680 SH SOLE 1 X SUNTRUST BKS INC COM 867914103 $ 57,304 2,365,000 SH SOLE 1 X TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 $ 7,840 828,804 SH SOLE 1 X TASMAN METALS ORD (CVE) COM 87652B103 $ 2,389 1,666,666 SH SOLE 1 X TEMPUR PEDIC INTL INC COM 88023U101 $ 3,251 139,000 SH SOLE 1 X TEVA PHARMACEUTICAL INDS LTD ADR 881624209 $ 986 25,000 SH SOLE 1 X THOMPSON CREEK METALS CO INC COM 884768102 $ 992 311,000 SH SOLE 1 X TIME WARNER CABLE INC COM 88732J207 $ 377 4,586 SH SOLE 1 X U S AIRWAYS GROUP INC COM 90341W108 $ 17,169 1,288,000 SH SOLE 1 X UNITED CONTL HLDGS INC COM 910047109 $ 6,083 250,000 SH SOLE 1 X UNITED STATES OIL FUND LP UNITS 91232N108 $ 21,638 680,000 SH CALL SOLE 1 X UNITEDHEALTH GROUP INC COM 91324P102 $ 2,925 50,000 SH SOLE 1 X UNWIRED PLANET INC NEW COM 91531F103 $ 13,800 6,000,000 SH SOLE 1 X VERTEX PHARMACEUTICALS INC COM 92532F100 $ 6,263 112,000 SH SOLE 1 X VIACOM INC NEW CL B 92553P201 $ 23,510 500,000 SH PUT SOLE 1 X VANCEINFO TECHNOLOGIES INC ADR 921564100 $ 1,437 150,000 SH SOLE 1 X VISTEON CORP COM NEW 92839U206 $ 15,722 419,250 SH SOLE 1 X VIVUS INC COM 928551100 $ 4,281 150,000 SH SOLE 1 X WAL-MART STORES INC COM 931142103 $ 336,873 4,831,800 SH SOLE 1 X WEBMD HEALTH CORP NOTE 2.250% 3/3 94770VAH5 $ 261,827 279,530,000 PRN SOLE 1 X WESTPORT INNOVATIONS INC COM NEW 960908309 $ 151,944 4,134,546 SH SOLE 1 X XYLEM INC COM 98419M100 $ 9,095 361,328 SH SOLE 1 X CREDICORP LTD COM G2519Y108 $ 6,458 51,300 SH SOLE 1 X DELPHI AUTOMOTIVE PLC SHS G27823106 $ 21,174 830,341 SH SOLE 1 X ENSCO PLC SHS CLASS A G3157S106 $ 10,968 233,500 SH SOLE 1 X GASLOG LTD COM G37585109 $ 860 84,758 SH SOLE 1 X ROWAN COMPANIES PLC SHS CL A G7665A101 $ 5,341 165,200 SH SOLE 1 X XYRATEX LTD COM G98268108 $ 510 45,100 SH SOLE 1 X ADECOAGRO S A COM L00849106 $ 232,787 25,385,678 SH SOLE 1 X CHECK POINT SOFTWARE TECH LT ORD M22465104 $ 7,439 150,000 SH SOLE 1 X CLICKSOFTWARE TECHNOLOGIES L ORD M25082104 $ 20,528 2,537,427 SH SOLE 1 X CORE LABORATORIES N V COM N22717107 $ 1,008 8,700 SH SOLE 1 X AVAGO TECHNOLOGIES LTD SHS Y0486S104 $ 1,795 50,000 SH SOLE 1 X Total Fair Market Value (in thousands) $6,923,117

The following investment managers that are required to file a report pursuant to Section 13 (f) of the Securities and Exchange Act of 1934 ("Section 13 (f)") exercise investment discretion with respect to certain securities held in accounts for which Soros Fund Management LLC ("SFM LLC") acts as principal investment manager, and certain limited partnerships in which such accounts are directly or indirectly partners, and such managers will report such positions on their reports: 028-12922 Algebris Investments (UK) LLP 028-14061 Bristol Investment Partners LLC 028-12212 Discovery Capital Management, LLC 028-11106 EAC Management LP 028-11685 Goodman & Company, Investment Counsel Ltd. 028-06256 Martin Currie Investment Management Ltd. 028-10804 RR Partners LP 028-05395 Select Equity Group, Inc.