0001193125-12-355199.txt : 20120814 0001193125-12-355199.hdr.sgml : 20120814 20120814144654 ACCESSION NUMBER: 0001193125-12-355199 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120814 DATE AS OF CHANGE: 20120814 EFFECTIVENESS DATE: 20120814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALYASNY ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001218710 IRS NUMBER: 364472709 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10402 FILM NUMBER: 121032034 BUSINESS ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3124992999 MAIL ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 13F-HR 1 d397279d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: JUNE, 2012 Check here if Amendment [_]; Amendment Number: ----------------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BALYASNY ASSET MANAGEMENT Address: 181 W. MADISON, SUITE 3600 CHICAGO, IL 6062 Form 13F File Number: 28-10402 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: SCOTT SCHROEDER Title: PARTNER Phone: 1 312 499 2974 Signature, Place, and Date of Signing: SCOTT SCHROEDER CHICAGO, ILLINOIS 8/14/2012 ------------------------- ------------------------- ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [if there are no entries in this list, omit this section.] Form I3F File Number Name 28- ------------------------- --------------------------------- [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 356 Form 13F Information Table Value Total: 3,432,638 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there arc no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- --- ------------------- ----------------- [Repeat as necessary.]

NAME OF TITLE OF INVESTMENT OTHER ISSUER CLASS CUSIP VALUE QUANTITY SH/PRN P/C DISCRETION MANAGERS SOLE SHARED NONE ---------------- ------------ --------- ------- --------- ------ ---- ---------- -------- --------- ------ ---- SPDR S&P 500 ETF Trust Option 78462F953 790,308 5,806,605 SH Put SOLE NONE 5,806,605 -- -- Shaw Group Inc/ The Common Stock 820280105 137,656 5,040,493 SH SOLE NONE 5,040,493 -- -- Schlumberger Ltd Common Stock 806857108 133,224 2,052,428 SH SOLE NONE 2,052,428 -- -- SM Energy Co Common Stock 78454L100 114,173 2,324,877 SH SOLE NONE 2,324,877 -- -- Western Refining Inc Common Stock 959319104 84,538 3,796,000 SH SOLE NONE 3,796,000 -- -- Tesoro Corp Common Stock 881609101 77,776 3,116,044 SH SOLE NONE 3,116,044 -- -- Weatherford International Ltd/ Switzerland Common Stock H27013103 77,695 6,151,557 SH SOLE NONE 6,151,557 -- -- Halliburton Co Common Stock 406216101 68,646 2,417,962 SH SOLE NONE 2,417,962 -- -- Apple Inc Common Stock 037833100 53,845 92,200 SH SOLE NONE 92,200 -- -- Sunoco Inc Option 86764P909 47,502 1,000,000 SH Call SOLE NONE 1,000,000 -- -- Martin Marietta Materials Inc Common Stock 573284106 46,126 585,200 SH SOLE NONE 585,200 -- -- International Game Technology Common Stock 459902102 45,579 2,893,821 SH SOLE NONE 2,893,821 -- -- Walter Energy Inc Common Stock 93317Q105 41,626 942,652 SH SOLE NONE 942,652 -- -- Transocean Ltd Common Stock H8817H100 36,815 823,080 SH SOLE NONE 823,080 -- -- Penn National Gaming Inc Common Stock 707569109 30,983 694,832 SH SOLE NONE 694,832 -- -- Seagate Technology PLC Option G7945M957 25,966 1,050,000 SH Put SOLE NONE 1,050,000 -- -- Fortinet Inc Common Stock 34959E109 25,890 1,115,000 SH SOLE NONE 1,115,000 -- -- United States Steel Corp Option 912909958 25,749 1,250,000 SH Put SOLE NONE 1,250,000 -- -- Johnson & Johnson Common Stock 478160104 25,674 380,000 SH SOLE NONE 380,000 -- -- Schlumberger Ltd Option 806857908 22,720 350,000 SH Call SOLE NONE 350,000 -- -- Jacobs Engineering Group Inc Option 469814957 22,720 600,000 SH Put SOLE NONE 600,000 -- -- Monsanto Co Common Stock 61166W101 22,351 270,000 SH SOLE NONE 270,000 -- -- Market Vectors Oil Service ETF Option 57060U901 22,199 622,900 SH Call SOLE NONE 622,900 -- -- BMC Software Inc Common Stock 055921100 22,176 519,600 SH SOLE NONE 519,600 -- -- Walter Energy Inc Option 93317Q905 22,080 500,000 SH Call SOLE NONE 500,000 -- -- Facebook Inc Option 30303M952 20,212 650,000 SH Put SOLE NONE 650,000 -- -- Mueller Water Products Inc Common Stock 624758108 20,075 5,801,969 SH SOLE NONE 5,801,969 -- -- HollyFrontier Corp Common Stock 436106108 18,751 529,204 SH SOLE NONE 529,204 -- -- SPDR S&P Retail ETF Option 78464A954 17,727 300,000 SH Put SOLE NONE 300,000 -- -- Shaw Group Inc/ The Option 820280905 16,375 599,700 SH Call SOLE NONE 599,700 -- -- Liberty Interactive Corp Common Stock 53071M104 15,998 900,000 SH SOLE NONE 900,000 -- -- Bunge Ltd Common Stock G16962105 15,685 250,000 SH SOLE NONE 250,000 -- -- SPDR Gold Shares Option 78463V907 15,518 100,000 SH Call SOLE NONE 100,000 -- -- Ctrip.com International Ltd ADR 22943F100 15,504 925,000 SH SOLE NONE 925,000 -- -- CommVault Systems Inc Common Stock 204166102 15,086 304,334 SH SOLE NONE 304,334 -- -- Teradata Corp Common Stock 88076W103 14,402 200,000 SH SOLE NONE 200,000 -- -- Equinix Inc Common Stock 29444U502 14,051 80,000 SH SOLE NONE 80,000 -- -- Citrix Systems Inc Common Stock 177376100 13,817 164,600 SH SOLE NONE 164,600 -- -- eBay Inc Common Stock 278642103 13,653 325,000 SH SOLE NONE 325,000 -- -- Honeywell International Inc Common Stock 438516106 13,394 239,856 SH SOLE NONE 239,856 -- -- Salesforce.com Inc Common Stock 79466L302 13,134 95,000 SH SOLE NONE 95,000 -- -- Melco Crown Entertainment Ltd ADR 585464100 13,087 1,136,000 SH SOLE NONE 1,136,000 -- --

NAME OF TITLE OF INVESTMENT OTHER ISSUER CLASS CUSIP VALUE QUANTITY SH/PRN P/C DISCRETION MANAGERS SOLE SHARED NONE ------------------ ------------ --------- ------ --------- ------ ---- ---------- -------- --------- ------ ---- Kinder Morgan Inc/Delaware Equity WRT 49456B119 12,562 5,815,266 SH Call SOLE NONE 5,815,266 -- -- Quanta Services Inc Common Stock 74762E102 12,329 512,225 SH SOLE NONE 512,225 -- -- Market Vectors Oil Service ETF ETF 57060U191 11,605 325,619 SH SOLE NONE 325,619 -- -- MICROS Systems Inc Option 594901900 11,519 225,000 SH Call SOLE NONE 225,000 -- -- Sourcefire Inc Common Stock 83616T108 11,319 220,200 SH SOLE NONE 220,200 -- -- Coinstar Inc Common Stock 19259P300 10,987 160,000 SH SOLE NONE 160,000 -- -- Consumer Discretionary Select Sector SPDR Fund ETF 81369Y407 10,945 250,000 SH SOLE NONE 250,000 -- -- US Airways Group Inc Common Stock 90341W108 10,876 815,940 SH SOLE NONE 815,940 -- -- United Rentals Inc Common Stock 911363109 10,800 317,261 SH SOLE NONE 317,261 -- -- Weyerhaeuser Co REIT 962166104 10,796 482,814 SH SOLE NONE 482,814 -- -- Industrial Select Sector SPDR Fund ETF 81369Y704 10,701 300,000 SH SOLE NONE 300,000 -- -- SemGroup Corp Common Stock 81663A105 10,655 333,700 SH SOLE NONE 333,700 -- -- Tesla Motors Inc Common Stock 88160R101 10,175 325,200 SH SOLE NONE 325,200 -- -- Lions Gate Entertainment Corp Common Stock 535919203 10,024 680,000 SH SOLE NONE 680,000 -- -- Carlisle Cos Inc Common Stock 142339100 9,997 188,550 SH SOLE NONE 188,550 -- -- Manitowoc Co Inc/The Common Stock 563571108 9,945 850,000 SH SOLE NONE 850,000 -- -- iShares Russell 2000 Index Fund Option 464287955 9,944 125,000 SH Put SOLE NONE 125,000 -- -- Seagate Technology PLC Option G7945M907 9,891 400,000 SH Call SOLE NONE 400,000 -- -- Rowan Cos Plc Common Stock G7665A101 9,698 300,000 SH SOLE NONE 300,000 -- -- Gaylord Entertainment Co Common Stock 367905106 9,683 251,100 SH SOLE NONE 251,100 -- -- Textron Inc Common Stock 883203101 9,599 386,000 SH SOLE NONE 386,000 -- -- SPDR S&P 500 ETF Trust Option 78462F903 9,528 70,000 SH Call SOLE NONE 70,000 -- -- Financial Select Sector SPDR Fund Option 81369Y955 9,513 650,000 SH Put SOLE NONE 650,000 -- -- Select Comfort Corp Common Stock 81616X103 9,473 452,800 SH SOLE NONE 452,800 -- -- Watson Pharmaceuticals Inc Common Stock 942683103 9,072 122,600 SH SOLE NONE 122,600 -- -- Consumer Discretionary Select Sector SPDR Fund Option 81369Y957 8,756 200,000 SH Put SOLE NONE 200,000 -- -- Responsys Inc Common Stock 761248103 8,741 721,200 SH SOLE NONE 721,200 -- -- Whiting Petroleum Corp Common Stock 966387102 8,640 210,100 SH SOLE NONE 210,100 -- -- Ingersoll-Rand PLC Common Stock G47791101 8,591 203,682 SH SOLE NONE 203,682 -- -- Flowserve Corp Common Stock 34354P105 8,560 74,605 SH SOLE NONE 74,605 -- -- Atwood Oceanics Inc Common Stock 050095108 8,514 225,000 SH SOLE NONE 225,000 -- -- Endeavour International Corp Common Stock 29259G200 8,400 1,000,000 SH SOLE NONE 1,000,000 -- -- Infoblox Inc Common Stock 45672H104 8,379 365,436 SH SOLE NONE 365,436 -- -- Aeropostale Inc Common Stock 007865108 8,210 460,478 SH SOLE NONE 460,478 -- -- PetroLogistics LP Unit 71672U101 8,085 751,300 SH SOLE NONE 751,300 -- -- Computer Sciences Corp Common Stock 205363104 8,067 325,000 SH SOLE NONE 325,000 -- -- Noble Corp Common Stock H5833N103 8,041 247,200 SH SOLE NONE 247,200 -- -- iShares Russell 2000 Index Fund Option 464287905 7,955 100,000 SH Call SOLE NONE 100,000 -- -- Kinder Morgan Energy Partners LP Option 494550956 7,803 99,300 SH Put SOLE NONE 99,300 -- -- Precision Castparts Corp Common Stock 740189105 7,801 47,424 SH SOLE NONE 47,424 -- -- QLIK Technologies Inc Common Stock 74733T105 7,742 350,000 SH SOLE NONE 350,000 -- --

TITLE OF INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP VALUE QUANTITY SH/PRN P/C DISCRETION MANAGERS SOLE SHARED NONE -------------------- ------------ --------- ----- -------- ------ ---- ---------- -------- ------- ------ ---- Linn Energy LLC Option 536020950 7,620 200,000 SH Put SOLE NONE 200,000 -- -- Medivation Inc Common Stock 58501N101 7,487 81,910 SH SOLE NONE 81,910 -- -- Joy Global Inc Common Stock 481165108 7,376 130,000 SH SOLE NONE 130,000 -- -- Industrial Select Sector SPDR Fund Option 81369Y954 7,134 200,000 SH Put SOLE NONE 200,000 -- -- Onyx Pharmaceuticals Inc Common Stock 683399109 7,021 105,670 SH SOLE NONE 105,670 -- -- Delta Air Lines Inc Common Stock 247361702 6,955 635,100 SH SOLE NONE 635,100 -- -- Energy Partners Ltd Common Stock 29270U303 6,727 398,000 SH SOLE NONE 398,000 -- -- United States Steel Corp Option 912909908 6,695 325,000 SH Call SOLE NONE 325,000 -- -- Mohawk Industries Inc Common Stock 608190104 6,530 93,514 SH SOLE NONE 93,514 -- -- CH Robinson Worldwide Inc Common Stock 12541W209 6,439 110,000 SH SOLE NONE 110,000 -- -- LeapFrog Enterprises Inc Common Stock 52186N106 6,349 618,717 SH SOLE NONE 618,717 -- -- Urban Outfitters Inc Common Stock 917047102 6,319 229,016 SH SOLE NONE 229,016 -- -- Plantronics Inc Option 727493908 6,179 185,000 SH Call SOLE NONE 185,000 -- -- Rock-Tenn Co Common Stock 772739207 6,088 111,600 SH SOLE NONE 111,600 -- -- TripAdvisor Inc Common Stock 896945201 6,033 135,000 SH SOLE NONE 135,000 -- -- Vulcan Materials Co Common Stock 929160109 5,958 150,000 SH SOLE NONE 150,000 -- -- Goldman Sachs Group Inc/The Common Stock 38141G104 5,944 62,000 SH SOLE NONE 62,000 -- -- Intuit Inc Option 461202903 5,935 100,000 SH Call SOLE NONE 100,000 -- -- Fluor Corp Common Stock 343412102 5,921 120,000 SH SOLE NONE 120,000 -- -- Hertz Global Holdings Inc Common Stock 42805T105 5,891 460,309 SH SOLE NONE 460,309 -- -- Spectra Energy Corp Option 847560909 5,812 200,000 SH Call SOLE NONE 200,000 -- -- Kennametal Inc Common Stock 489170100 5,801 175,000 SH SOLE NONE 175,000 -- -- Google Inc Option 38259P958 5,801 10,000 SH Put SOLE NONE 10,000 -- -- Wabtec Corp/DE Common Stock 929740108 5,523 70,800 SH SOLE NONE 70,800 -- -- Coinstar Inc Option 19259P900 5,493 80,000 SH Call SOLE NONE 80,000 -- -- Mosaic Co/The Common Stock 61945C103 5,477 100,000 SH SOLE NONE 100,000 -- -- Louisiana-Pacific Corp Common Stock 546347105 5,440 500,000 SH SOLE NONE 500,000 -- -- Dollar General Corp Option 256677955 5,439 100,000 SH Put SOLE NONE 100,000 -- -- Foster Wheeler AG Common Stock H27178104 5,380 311,600 SH SOLE NONE 311,600 -- -- ANSYS Inc Option 03662Q905 5,365 85,000 SH Call SOLE NONE 85,000 -- -- Panera Bread Co Common Stock 69840W108 5,353 38,387 SH SOLE NONE 38,387 -- -- Crown Holdings Inc Common Stock 228368106 5,346 155,000 SH SOLE NONE 155,000 -- -- NASDAQ OMX Group Inc/The Common Stock 631103108 5,341 235,631 SH SOLE NONE 235,631 -- -- Groupon Inc Option 399473907 5,315 500,000 SH Call SOLE NONE 500,000 -- -- Aruba Networks Inc Option 043176956 5,268 350,000 SH Put SOLE NONE 350,000 -- -- Financial Select Sector SPDR Fund Option 81369Y905 5,097 348,300 SH Call SOLE NONE 348,300 -- -- Freeport- McMoRan Copper & Gold Inc Common Stock 35671D857 5,087 149,300 SH SOLE NONE 149,300 -- -- iShares MSCI EAFE Index Fund Option 464287905 4,996 100,000 SH Call SOLE NONE 100,000 -- -- NiSource Inc Common Stock 65473P105 4,950 200,000 SH SOLE NONE 200,000 -- -- PPG Industries Inc Common Stock 693506107 4,899 46,171 SH SOLE NONE 46,171 -- -- Pandora Media Inc Common Stock 698354107 4,891 450,000 SH SOLE NONE 450,000 -- -- Ignite Restaurant Group Inc Common Stock 451730105 4,878 269,358 SH SOLE NONE 269,358 -- --

NAME OF TITLE OF INVESTMENT OTHER ISSUER CLASS CUSIP VALUE QUANTITY SH/PRN P/C DISCRETION MANAGERS SOLE SHARED NONE ----------------- ------------ --------- ----- --------- ------ ---- ---------- -------- --------- ------ ---- Zimmer Holdings Inc Common Stock 98956P102 4,840 75,200 SH SOLE NONE 75,200 -- -- Time Warner Inc Common Stock 887317303 4,813 125,000 SH SOLE NONE 125,000 -- -- Sunoco Inc Common Stock 86764P109 4,751 100,000 SH SOLE NONE 100,000 -- -- Rite Aid Corp Common Stock 767754104 4,550 3,249,910 SH SOLE NONE 3,249,910 -- -- Eastman Chemical Co Common Stock 277432100 4,533 90,000 SH SOLE NONE 90,000 -- -- Actuant Corp Common Stock 00508X203 4,524 166,600 SH SOLE NONE 166,600 -- -- TripAdvisor Inc Option 896945901 4,470 100,000 SH Call SOLE NONE 100,000 -- -- Dollar General Corp Common Stock 256677105 4,466 82,100 SH SOLE NONE 82,100 -- -- Teva Pharmaceutical Industries Ltd ADR 881624209 4,436 112,450 SH SOLE NONE 112,450 -- -- SolarWinds Inc Option 83416B909 4,356 100,000 SH Call SOLE NONE 100,000 -- -- Discover Financial Services Common Stock 254709108 4,305 124,500 SH SOLE NONE 124,500 -- -- Tesla Motors Inc Option 88160R951 4,224 135,000 SH Put SOLE NONE 135,000 -- -- Foot Locker Inc Common Stock 344849104 4,211 137,700 SH SOLE NONE 137,700 -- -- TJX Cos Inc Common Stock 872540109 4,078 95,000 SH SOLE NONE 95,000 -- -- WESCO International Inc Common Stock 95082P105 4,074 70,800 SH SOLE NONE 70,800 -- -- Research In Motion Ltd Option 760975952 4,066 550,000 SH Put SOLE NONE 550,000 -- -- American Axle & Manufacturing Holdings Inc Common Stock 024061103 4,055 386,600 SH SOLE NONE 386,600 -- -- Riverbed Technology Inc Option 768573907 4,038 250,000 SH Call SOLE NONE 250,000 -- -- ACCO Brands Corp Common Stock 00081T108 4,037 390,456 SH SOLE NONE 390,456 -- -- Informatica Corp Common Stock 45666Q102 4,024 95,000 SH SOLE NONE 95,000 -- -- KBR Inc Common Stock 48242W106 4,003 162,000 SH SOLE NONE 162,000 -- -- F5 Networks Inc Option 315616952 3,983 40,000 SH Put SOLE NONE 40,000 -- -- Harman International Industries Inc Option 413086909 3,960 100,000 SH Call SOLE NONE 100,000 -- -- FMC Corp Common Stock 302491303 3,952 73,897 SH SOLE NONE 73,897 -- -- SPDR Barclays Capital High Yield Bond ETF ETF 78464A417 3,946 100,000 SH SOLE NONE 100,000 -- -- Potlatch Corp REIT 737630103 3,942 123,396 SH SOLE NONE 123,396 -- -- Brinker International Inc Common Stock 109641100 3,891 122,100 SH SOLE NONE 122,100 -- -- Under Armour Inc Common Stock 904311107 3,880 41,068 SH SOLE NONE 41,068 -- -- Franklin Resources Inc Common Stock 354613101 3,873 34,900 SH SOLE NONE 34,900 -- -- Tesla Motors Inc Option 88160R901 3,861 123,400 SH Call SOLE NONE 123,400 -- -- KeyCorp Common Stock 493267108 3,861 498,900 SH SOLE NONE 498,900 -- -- Tyson Foods Inc Common Stock 902494103 3,767 200,000 SH SOLE NONE 200,000 -- -- SLM Corp Common Stock 78442P106 3,747 238,500 SH SOLE NONE 238,500 -- -- AMETEK Inc Common Stock 031100100 3,744 75,000 SH SOLE NONE 75,000 -- -- YPF SA Option 984245950 3,704 300,000 SH Put SOLE NONE 300,000 -- -- Coventry Health Care Inc Option 222862904 3,659 115,100 SH Call SOLE NONE 115,100 -- -- Valero Energy Corp Common Stock 91913Y100 3,623 150,000 SH SOLE NONE 150,000 -- -- Activision Blizzard Inc Option 00507V909 3,597 300,000 SH Call SOLE NONE 300,000 -- -- Atlas Energy LP Ltd Part 04930A104 3,573 117,100 SH SOLE NONE 117,100 -- -- Materials Select Sector SPDR Fund ETF 81369Y100 3,529 100,000 SH SOLE NONE 100,000 -- -- Packaging Corp of America Common Stock 695156109 3,519 124,600 SH SOLE NONE 124,600 -- --

TITLE OF INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP VALUE QUANTITY SH/PRN P/C DISCRETION MANAGERS SOLE SHARED NONE ------------------------- ------------ --------- ----- -------- ------ ---- ---------- -------- ------- ------ ---- Fortinet Inc Option 34959E959 3,483 150,000 SH Put SOLE NONE 150,000 -- -- Macy's Inc Common Stock 55616P104 3,459 100,700 SH SOLE NONE 100,700 -- -- Arch Coal Inc Common Stock 039380100 3,445 500,000 SH SOLE NONE 500,000 -- -- IntercontinentalExchange Inc Common Stock 45865V100 3,414 25,100 SH SOLE NONE 25,100 -- -- PepsiCo Inc Common Stock 713448108 3,399 48,107 SH SOLE NONE 48,107 -- -- BlackRock Inc Common Stock 09247X101 3,397 20,000 SH SOLE NONE 20,000 -- -- Thermo Fisher Scientific Inc Common Stock 883556102 3,375 65,000 SH SOLE NONE 65,000 -- -- MasTec Inc Common Stock 576323109 3,371 224,100 SH SOLE NONE 224,100 -- -- Huntsman Corp Common Stock 447011107 3,229 249,600 SH SOLE NONE 249,600 -- -- Shutterfly Inc Common Stock 82568P304 3,221 105,000 SH SOLE NONE 105,000 -- -- Polaris Industries Inc Common Stock 731068102 3,217 45,000 SH SOLE NONE 45,000 -- -- NetApp Inc Common Stock 64110D104 3,182 100,000 SH SOLE NONE 100,000 -- -- Legg Mason Inc Common Stock 524901105 3,160 119,800 SH SOLE NONE 119,800 -- -- Masco Corp Common Stock 574599106 3,148 227,000 SH SOLE NONE 227,000 -- -- American Eagle Outfitters Inc Common Stock 02553E106 3,139 159,100 SH SOLE NONE 159,100 -- -- Michael Kors Holdings Ltd Common Stock G60754901 3,138 75,000 SH SOLE NONE 75,000 -- -- Fusion-io Inc Option 36112J957 3,134 150,000 SH Put SOLE NONE 150,000 -- -- Ross Stores Inc Common Stock 778296103 3,123 50,000 SH SOLE NONE 50,000 -- -- Western Digital Corp Option 958102955 3,048 100,000 SH Put SOLE NONE 100,000 -- -- Cemex SAB de CV ADR 151290889 3,028 450,000 SH SOLE NONE 450,000 -- -- QLT Inc Common Stock 746927102 3,022 396,902 SH SOLE NONE 396,902 -- -- ADTRAN Inc Option 00738A906 3,018 100,000 SH Call SOLE NONE 100,000 -- -- TJX Cos Inc Option 872540959 3,005 70,000 SH Put SOLE NONE 70,000 -- -- TIBCO Software Inc Common Stock 88632Q103 2,992 100,000 SH SOLE NONE 100,000 -- -- Check Point Software Technologies Ltd Common Stock M22465104 2,975 60,000 SH SOLE NONE 60,000 -- -- Oracle Corp Common Stock 68389X105 2,970 100,000 SH SOLE NONE 100,000 -- -- iShares iBoxx Investment Grade Corporate Bond Fund ETF 464287242 2,940 25,000 SH SOLE NONE 25,000 -- -- Cubist Pharmaceuticals Inc Common Stock 229678107 2,920 77,000 SH SOLE NONE 77,000 -- -- DSW Inc Common Stock 23334L102 2,892 53,167 SH SOLE NONE 53,167 -- -- BreitBurn Energy Partners LP Ltd Part 106776107 2,889 174,200 SH SOLE NONE 174,200 -- -- Time Warner Cable Inc Common Stock 88732J207 2,873 35,000 SH SOLE NONE 35,000 -- -- Costco Wholesale Corp Common Stock 22160K105 2,861 30,100 SH SOLE NONE 30,100 -- -- Akamai Technologies Inc Option 00971T951 2,858 90,000 SH Put SOLE NONE 90,000 -- -- Owens Corning Common Stock 690742101 2,823 98,907 SH SOLE NONE 98,907 -- -- hhgregg Inc Common Stock 42833L108 2,817 249,011 SH SOLE NONE 249,011 -- -- American International Group Inc Common Stock 026874784 2,768 86,250 SH SOLE NONE 86,250 -- -- Ancestry.com Inc Option 032803958 2,755 100,000 SH Put SOLE NONE 100,000 -- -- Ancestry.com Inc Option 032803908 2,753 100,000 SH Call SOLE NONE 100,000 -- -- Manhattan Associates Inc Option 562750959 2,742 60,000 SH Put SOLE NONE 60,000 -- -- Wolverine World Wide Inc Common Stock 978097103 2,714 70,000 SH SOLE NONE 70,000 -- -- Wells Fargo & Co Common Stock 949746101 2,713 81,129 SH SOLE NONE 81,129 -- --

TITLE OF INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP VALUE QUANTITY SH/PRN P/C DISCRETION MANAGERS SOLE SHARED NONE -------------------- ------------ --------- ----- -------- ------ ---- ---------- -------- ------- ------ ---- Akamai Technologies Inc Common Stock 00971T101 2,699 85,000 SH SOLE NONE 85,000 -- -- Activision Blizzard Inc Common Stock 00507V109 2,697 225,000 SH SOLE NONE 225,000 -- -- Intel Corp Option 458140950 2,666 100,000 SH Put SOLE NONE 100,000 -- -- Commerce Bancshares Inc/ MO Common Stock 200525103 2,653 70,000 SH SOLE NONE 70,000 -- -- Equinix Inc Option 29444U902 2,635 15,000 SH Call SOLE NONE 15,000 -- -- SINA Corp/China Common Stock G81477104 2,591 50,000 SH SOLE NONE 50,000 -- -- SINA Corp/China Option G81477954 2,590 50,000 SH Put SOLE NONE 50,000 -- -- Charles Schwab Corp/The Common Stock 808513105 2,578 199,300 SH SOLE NONE 199,300 -- -- BioMarin Pharmaceutical Inc Common Stock 09061G101 2,577 65,100 SH SOLE NONE 65,100 -- -- Cree Inc Common Stock 225447101 2,567 100,000 SH SOLE NONE 100,000 -- -- Ross Stores Inc Option 778296953 2,499 40,000 SH Put SOLE NONE 40,000 -- -- Cliffs Natural Resources Inc Common Stock 18683K101 2,465 50,000 SH SOLE NONE 50,000 -- -- Grifols SA ADR 398438408 2,453 255,500 SH SOLE NONE 255,500 -- -- Dole Food Co Inc Common Stock 256603101 2,434 277,190 SH SOLE NONE 277,190 -- -- Actuate Corp Common Stock 00508B102 2,425 350,000 SH SOLE NONE 350,000 -- -- CME Group Inc Common Stock 12572Q105 2,413 9,000 SH SOLE NONE 9,000 -- -- Nuance Communications Inc Option 67020Y950 2,382 100,000 SH Put SOLE NONE 100,000 -- -- ViroPharma Inc Option 928241958 2,370 100,000 SH Put SOLE NONE 100,000 -- -- ViroPharma Inc Option 928241908 2,367 99,900 SH Call SOLE NONE 99,900 -- -- JC Penney Co Inc Option 708160906 2,331 100,000 SH Call SOLE NONE 100,000 -- -- Verizon Communications Inc Common Stock 92343V104 2,221 50,000 SH SOLE NONE 50,000 -- -- QLIK Technologies Inc Option 74733T905 2,212 100,000 SH Call SOLE NONE 100,000 -- -- ValueClick Inc Option 92046N902 2,178 132,900 SH Call SOLE NONE 132,900 -- -- Mastercard Inc Common Stock 57636Q104 2,150 5,000 SH SOLE NONE 5,000 -- -- ExactTarget Inc Common Stock 30064K105 2,144 98,112 SH SOLE NONE 98,112 -- -- Informatica Corp Option 45666Q902 2,114 49,900 SH Call SOLE NONE 49,900 -- -- Best Buy Co Inc Option 086516951 2,096 100,000 SH Put SOLE NONE 100,000 -- -- Fusion-io Inc Common Stock 36112J107 2,089 100,000 SH SOLE NONE 100,000 -- -- SunTrust Banks Inc Common Stock 867914103 2,066 85,300 SH SOLE NONE 85,300 -- -- TiVo Inc Option 888706908 2,029 245,700 SH Call SOLE NONE 245,700 -- -- Francesca's Holdings Corp Common Stock 351793104 2,026 75,000 SH SOLE NONE 75,000 -- -- Capital One Financial Corp Common Stock 14040H105 2,009 36,771 SH SOLE NONE 36,771 -- -- Celgene Corp Common Stock 151020104 1,999 31,150 SH SOLE NONE 31,150 -- -- Monolithic Power Systems Inc Option 609839955 1,985 100,000 SH Put SOLE NONE 100,000 -- -- Travelers Cos Inc/ The Common Stock 89417E109 1,982 31,050 SH SOLE NONE 31,050 -- -- Red Hat Inc Option 756577902 1,978 35,000 SH Call SOLE NONE 35,000 -- -- Maxim Integrated Products Inc Option 57772K901 1,923 75,000 SH Call SOLE NONE 75,000 -- -- Stryker Corp Common Stock 863667101 1,923 34,900 SH SOLE NONE 34,900 -- -- Och-Ziff Capital Management Group LLC Ltd Part 67551U105 1,905 251,252 SH SOLE NONE 251,252 -- -- Health Care Select Sector SPDR Fund Option 81369Y959 1,896 49,900 SH Put SOLE NONE 49,900 -- -- Kirby Corp Option 497266906 1,883 40,000 SH Call SOLE NONE 40,000 -- --

TITLE OF INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP VALUE QUANTITY SH/PRN P/C DISCRETION MANAGERS SOLE SHARED NONE ------------------- ------------ --------- ----- -------- ------ ---- ---------- -------- ------- ------ ---- Imperva Inc Common Stock 45321L100 1,873 65,000 SH SOLE NONE 65,000 -- -- Chesapeake Energy Corp Option 165167957 1,861 100,000 SH Put SOLE NONE 100,000 -- -- BB&T Corp Common Stock 054937107 1,851 60,000 SH SOLE NONE 60,000 -- -- Genesee & Wyoming Inc Common Stock 371559105 1,844 34,900 SH SOLE NONE 34,900 -- -- Community Health Systems Inc Common Stock 203668108 1,836 65,500 SH SOLE NONE 65,500 -- -- VMware Inc Common Stock 928563402 1,821 20,000 SH SOLE NONE 20,000 -- -- Marriott International Inc/DE Common Stock 571903202 1,802 45,999 SH SOLE NONE 45,999 -- -- OmniVision Technologies Inc Option 682128903 1,800 135,000 SH Call SOLE NONE 135,000 -- -- City National Corp/CA Common Stock 178566105 1,701 35,000 SH SOLE NONE 35,000 -- -- Ctrip.com International Ltd Option 22943F900 1,678 100,000 SH Call SOLE NONE 100,000 -- -- Plantronics Inc Option 727493958 1,670 50,000 SH Put SOLE NONE 50,000 -- -- TiVo Inc Common Stock 888706108 1,649 199,600 SH SOLE NONE 199,600 -- -- Ryder System Inc Common Stock 783549108 1,621 45,000 SH SOLE NONE 45,000 -- -- Cheesecake Factory Inc/The Common Stock 163072101 1,598 50,000 SH SOLE NONE 50,000 -- -- Hyatt Hotels Corp Common Stock 448579102 1,585 42,660 SH SOLE NONE 42,660 -- -- Bemis Co Inc Common Stock 081437105 1,567 50,000 SH SOLE NONE 50,000 -- -- Facebook Inc Option 30303M902 1,555 50,000 SH Call SOLE NONE 50,000 -- -- Whirlpool Corp Common Stock 963320106 1,528 25,000 SH SOLE NONE 25,000 -- -- Western Digital Corp Option 958102905 1,524 50,000 SH Call SOLE NONE 50,000 -- -- Accenture PLC Option G1151C901 1,502 25,000 SH Call SOLE NONE 25,000 -- -- TIBCO Software Inc Option 88632Q903 1,496 50,000 SH Call SOLE NONE 50,000 -- -- ATP Oil & Gas Corp/United States Option 00208J958 1,462 435,000 SH Put SOLE NONE 435,000 -- -- Invesco Ltd Common Stock G491BT108 1,447 64,000 SH SOLE NONE 64,000 -- -- Par Pharmaceutical Cos Inc Common Stock 69888P106 1,446 40,000 SH SOLE NONE 40,000 -- -- Joy Global Inc Option 481165958 1,418 25,000 SH Put SOLE NONE 25,000 -- -- Red Hat Inc Common Stock 756577102 1,412 25,000 SH SOLE NONE 25,000 -- -- MEMC Electronic Materials Inc Common Stock 552715104 1,411 650,000 SH SOLE NONE 650,000 -- -- Coca-Cola Enterprises Inc Common Stock 19122T109 1,402 50,000 SH SOLE NONE 50,000 -- -- Panera Bread Co Option 69840W958 1,394 10,000 SH Put SOLE NONE 10,000 -- -- NVIDIA Corp Common Stock 67066G104 1,382 100,000 SH SOLE NONE 100,000 -- -- SPDR S&P 500 ETF Trust ETF 78462F103 1,361 10,000 SH SOLE NONE 10,000 -- -- Jazz Pharmaceuticals Plc Common Stock G50871105 1,351 30,000 SH SOLE NONE 30,000 -- -- Sensata Technologies Holding NV Option N7902X956 1,340 50,000 SH Put SOLE NONE 50,000 -- -- PAA Natural Gas Storage LP Ltd Part 693139107 1,331 74,500 SH SOLE NONE 74,500 -- -- Family Dollar Stores Inc Option 307000909 1,330 20,000 SH Call SOLE NONE 20,000 -- -- Analog Devices Inc Common Stock 032654105 1,318 35,000 SH SOLE NONE 35,000 -- -- VCA Antech Inc Common Stock 918194101 1,318 60,000 SH SOLE NONE 60,000 -- -- Raymond James Financial Inc Common Stock 754730109 1,308 38,200 SH SOLE NONE 38,200 -- -- Westlake Chemical Corp Common Stock 960413102 1,307 25,000 SH SOLE NONE 25,000 -- -- PAREXEL International Corp Common Stock 699462107 1,277 45,200 SH SOLE NONE 45,200 -- -- NuVasive Inc Common Stock 670704105 1,268 50,000 SH SOLE NONE 50,000 -- -- Dynex Capital Inc REIT 26817Q506 1,260 121,400 SH SOLE NONE 121,400 -- -- Computer Sciences Corp Option 205363904 1,241 50,000 SH Call SOLE NONE 50,000 -- --

TITLE OF INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP VALUE QUANTITY SH/PRN P/C DISCRETION MANAGERS SOLE SHARED NONE -------------------- ------------ --------- ----- -------- ------ ---- ---------- -------- ------- ------ ---- United Therapeutics Corp Common Stock 91307C102 1,235 25,000 SH SOLE NONE 25,000 -- -- Titan International Inc Common Stock 88830M102 1,227 50,000 SH SOLE NONE 50,000 -- -- Procera Networks Inc Option 74269U903 1,215 50,000 SH Call SOLE NONE 50,000 -- -- Con-way Inc Common Stock 205944101 1,185 32,800 SH SOLE NONE 32,800 -- -- Demandware Inc Common Stock 24802Y105 1,185 50,000 SH SOLE NONE 50,000 -- -- Bazaarvoice Inc Common Stock 073271108 1,183 65,000 SH SOLE NONE 65,000 -- -- MB Financial Inc Common Stock 55264U108 1,170 54,300 SH SOLE NONE 54,300 -- -- NXP Semiconductor NV Option N6596X909 1,161 50,000 SH Call SOLE NONE 50,000 -- -- Domtar Corp Option 257559903 1,151 15,000 SH Call SOLE NONE 15,000 -- -- Baidu Inc ADR 056752108 1,148 10,000 SH SOLE NONE 10,000 -- -- Applied Materials Inc Common Stock 038222105 1,145 100,000 SH SOLE NONE 100,000 -- -- Scripps Networks Interactive Inc Common Stock 811065101 1,138 20,000 SH SOLE NONE 20,000 -- -- Cullen/Frost Bankers Inc Common Stock 229899109 1,126 19,600 SH SOLE NONE 19,600 -- -- Green Dot Corp Option 39304D952 1,107 50,000 SH Put SOLE NONE 50,000 -- -- JDS Uniphase Corp Option 46612J907 1,100 100,000 SH Call SOLE NONE 100,000 -- -- Morgan Stanley Common Stock 617446448 1,080 74,000 SH SOLE NONE 74,000 -- -- Regions Financial Corp Common Stock 7591EP100 1,061 157,200 SH SOLE NONE 157,200 -- -- TIBCO Software Inc Option 88632Q953 1,048 35,000 SH Put SOLE NONE 35,000 -- -- Cirrus Logic Inc Option 172755950 1,045 35,000 SH Put SOLE NONE 35,000 -- -- Dunkin' Brands Group Inc Common Stock 265504100 1,043 30,400 SH SOLE NONE 30,400 -- -- Lincare Holdings Inc Common Stock 532791100 1,021 30,000 SH SOLE NONE 30,000 -- -- Susquehanna Bancshares Inc Common Stock 869099101 1,002 97,500 SH SOLE NONE 97,500 -- -- Triangle Petroleum Corp Common Stock 89600B201 987 176,988 SH SOLE NONE 176,988 -- -- Yandex NV Common Stock N97284108 953 50,000 SH SOLE NONE 50,000 -- -- NXP Semiconductor NV Common Stock N6596X109 929 40,000 SH SOLE NONE 40,000 -- -- Cogent Communications Group Inc Common Stock 19239V302 913 47,500 SH SOLE NONE 47,500 -- -- Deckers Outdoor Corp Option 243537907 881 20,000 SH Call SOLE NONE 20,000 -- -- Vertex Pharmaceuticals Inc Common Stock 92532F100 863 15,400 SH SOLE NONE 15,400 -- -- VeriFone Systems Inc Option 92342Y909 827 25,000 SH Call SOLE NONE 25,000 -- -- Adobe Systems Inc Common Stock 00724F101 809 25,000 SH SOLE NONE 25,000 -- -- Linear Technology Corp Common Stock 535678106 783 25,000 SH SOLE NONE 25,000 -- -- Jamba Inc Common Stock 47023A101 778 399,300 SH SOLE NONE 399,300 -- -- HCA Holdings Inc Common Stock 40412C101 759 25,000 SH SOLE NONE 25,000 -- -- DENTSPLY International Inc Common Stock 249030107 756 20,000 SH SOLE NONE 20,000 -- -- JDA Software Group Inc Option 46612K958 742 25,000 SH Put SOLE NONE 25,000 -- -- Vantage Drilling Co Common Stock G93205113 733 488,300 SH SOLE NONE 488,300 -- -- First Cash Financial Services Inc Common Stock 31942D107 718 17,889 SH SOLE NONE 17,889 -- -- Pfizer Inc Common Stock 717081103 694 30,200 SH SOLE NONE 30,200 -- -- Rovi Corp Option 779376952 686 35,000 SH Put SOLE NONE 35,000 -- -- Concur Technologies Inc Common Stock 206708109 681 10,000 SH SOLE NONE 10,000 -- -- PharmAthene Inc Common Stock 71714G102 677 487,171 SH SOLE NONE 487,171 -- -- Sensata Technologies Holding NV Option N7902X906 670 25,000 SH Call SOLE NONE 25,000 -- -- YM Biosciences Inc Common Stock 984238105 663 333,120 SH SOLE NONE 333,120 -- --

TITLE OF INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP VALUE QUANTITY SH/PRN P/C DISCRETION MANAGERS SOLE SHARED NONE ------------------- ------------ --------- ----- -------- ------ ---- ---------- -------- ------- ------ ---- EMC Corp/MA Common Stock 268648102 641 25,000 SH SOLE NONE 25,000 -- -- Hudson City Bancorp Inc Common Stock 443683107 637 100,000 SH SOLE NONE 100,000 -- -- Fidelity National Financial Inc Common Stock 31620R105 577 30,000 SH SOLE NONE 30,000 -- -- Advanced Micro Devices Inc Option 007903907 573 100,000 SH Call SOLE NONE 100,000 -- -- MetroCorp Bancshares Inc Common Stock 591650106 564 52,898 SH SOLE NONE 52,898 -- -- QLogic Corp Common Stock 747277101 547 40,000 SH SOLE NONE 40,000 -- -- Synta Pharmaceuticals Corp Common Stock 87162T206 547 100,000 SH SOLE NONE 100,000 -- -- Zynga Inc Common Stock 98986T108 545 100,000 SH SOLE NONE 100,000 -- -- Groupon Inc Option 399473957 531 50,000 SH Put SOLE NONE 50,000 -- -- Pegasystems Inc Option 705573953 495 15,000 SH Put SOLE NONE 15,000 -- -- InterMune Inc Common Stock 45884X103 478 40,000 SH SOLE NONE 40,000 -- -- Cornerstone OnDemand Inc Common Stock 21925Y103 357 15,000 SH SOLE NONE 15,000 -- -- Ariad Pharmaceuticals Inc Common Stock 04033A100 344 20,000 SH SOLE NONE 20,000 -- -- Blackstone Group LP Ltd Part 09253U108 327 25,000 SH SOLE NONE 25,000 -- -- Sprint Nextel Corp Common Stock 852061100 326 100,000 SH SOLE NONE 100,000 -- -- eHealth Inc Common Stock 28238P109 322 20,000 SH SOLE NONE 20,000 -- -- AllianceBernstein Holding LP Common Stock 01881G106 317 25,000 SH SOLE NONE 25,000 -- -- United Financial Bancorp Inc Common Stock 91030T109 286 19,900 SH SOLE NONE 19,900 -- -- Oriental Financial Group Inc Common Stock 68618W100 277 25,000 SH SOLE NONE 25,000 -- -- Nordstrom Inc Common Stock 655664100 249 5,000 SH SOLE NONE 5,000 -- -- Warner Chilcott PLC Common Stock G94368100 181 10,100 SH SOLE NONE 10,100 -- -- Western Liberty Bancorp Common Stock 961443108 58 20,012 SH SOLE NONE 20,012 -- --