0000894189-12-004436.txt : 20120814 0000894189-12-004436.hdr.sgml : 20120814 20120814105840 ACCESSION NUMBER: 0000894189-12-004436 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120814 DATE AS OF CHANGE: 20120814 EFFECTIVENESS DATE: 20120814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rafferty Asset Management, LLC CENTRAL INDEX KEY: 0001389426 IRS NUMBER: 133946966 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12221 FILM NUMBER: 121030399 BUSINESS ADDRESS: STREET 1: 1301 AVENUE OF THE AMERICAS (6TH AVENUE) STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 646-572-3390 MAIL ADDRESS: STREET 1: 1301 AVENUE OF THE AMERICAS (6TH AVENUE) STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 ram_13f-hr.txt QUARTERLY HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ]: Amendment Number: [ ] This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Rafferty Asset Management, LLC Address: 1301 Avenue of the Americas (6th Ave.), 35th Floor New York, NY 10019 13F File Number: 28-12221 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Daniel O Neill Title: President Phone: 646-572-3391 Signature, Place, and Date of Signing /s/ Daniel O Neill New York, NY 8/2/12 ------------------ ------------ -------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13 F File Number Name 28-__________________ ___________________________ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 1 Form 13F Information Table Entry Total: 450 Form 13F Information Table Value Total: 1,142,897 List of Other Included Managers: No. Form 13F File Number Name 1 28-12656 FLEXIBLE PLAN INVESTMENTS, INC. - -------- -------------------------------

TITLE OF VALUE SHRS OR SH/ PUT INVESTMENT OTHER -------- --------- ---------- ---------- --- ---- ---------- ----- NAME OF ISSUER CLASS CUSIP (X$1,000) PRN AMT PRN CALL DISCRETION MGR SOLE SHARED NONE ------------------------ -------- --------- ---------- ---------- --- ---- ---------- ----- --------- ------ ---- ------------------------ ACE LTD SHS H0023R105 3,164 42,677 SH SOLE 42,677 ------------------------ -------- --------- ---------- ---------- --- ---------- --------- SHARED- ACETO CORP COM 004446100 205 22,709 SH DEFINED 1 22,709 ADVANCED MICRO DEVICES INC COM 007903107 912 159,245 SH SOLE 159,245 AFFILIATED MANAGERS GROUP COM 008252108 706 6,451 SH SOLE 6,451 AFLAC INC 001055102 2,686 63,056 SH SOLE 63,056 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 567 7,796 SH SOLE 7,796 ALLEGHANY CORP DEL COM 017175100 724 2,131 SH SOLE 2,131 ALLIANCE DATA SYSTEMS CORP 018581108 855 6,336 SH SOLE 6,336 ALLIANCEBERNSTEIN SHARED- GBL HGH IN COM 01879R106 250 16,699 SH DEFINED 1 16,699 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 363 4,564 SH SOLE 4,564 ALLSTATE CORP COM 020002101 2,183 62,205 SH SOLE 62,205 ALTERA CORP COM 021441100 1,214 35,874 SH SOLE 35,874 ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 210 19,274 SH SOLE 19,274 AMAZON COM INC COM 023135106 370 1,621 SH SOLE 1,621 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 559 21,450 SH SOLE 21,450 AMERICAN CAMPUS CMNTYS INC COM 024835100 422 9,380 SH SOLE 9,380 AMERICAN CAP LTD 02503Y103 421 41,772 SH SOLE 41,772 AMERICAN CAPITAL AGENCY CORP COM 02503X105 1,266 37,674 SH SOLE 37,674 AMERICAN EXPRESS CO COM 025816109 7,359 126,419 SH SOLE 126,419 AMERICAN FINL GROUP INC OHIO 025932104 483 12,303 SH SOLE 12,303 AMERICAN INTL GROUP INC 026874784 2,727 84,995 SH SOLE 84,995 AMERICAN TOWER CORP NEW COM 03027X100 3,469 49,614 SH SOLE 49,614 AMERIPRISE FINL INC COM 03076C106 1,522 29,130 SH SOLE 29,130 ANADARKO PETE CORP COM 032511107 391 5,905 SH SOLE 5,905 ANNALY CAP MGMT INC COM 035710409 2,054 122,393 SH SOLE 122,393 AON PLC SHS G0408V102 1,930 41,247 SH SOLE 41,247 APACHE CORP COM 037411105 399 4,545 SH SOLE 4,545 APARTMENT INVT & MGMT CO CL A 03748R101 452 16,739 SH SOLE 16,739 APPLE INC 037833100 270 463 SH SOLE 463 APPLIED MATLS INC 038222105 2,546 222,156 SH SOLE 222,156 ARCH CAP GROUP LTD ORD G0450A105 675 17,009 SH SOLE 17,009 ARES CAP CORP COM 04010L103 445 27,862 SH SOLE 27,862 ASPEN INSURANCE HOLDINGS LTD G05384105 260 8,981 SH SOLE 8,981 ASSOCIATED BANC CORP 045487105 305 23,094 SH SOLE 23,094 ASSURANT INC COM 04621X108 576 16,528 SH SOLE 16,528 ASSURED GUARANTY LTD G0585R106 285 20,248 SH SOLE 20,248 AVAGO TECHNOLOGIES LTD Y0486S104 1,297 36,117 SH SOLE 36,117 AVALONBAY CMNTYS INC 053484101 1,696 11,991 SH SOLE 11,991 AXIS CAPITAL HOLDINGS INV SHS G0692U109 447 13,748 SH SOLE 13,748 BAIDU INC ADR SPON REP A 056752108 622 5,408 SH SOLE 5,408 BANCO BRADESCO S A SP ADR 059460303 278 18,711 SH SOLE 18,711 BANK HAWAII CORP 062540109 263 5,717 SH SOLE 5,717 BANK OF AMERICA CORPORATION COM 060505104 11,108 1,357,894 SH SOLE 1,357,894 BANK OF NEW YORK MELLON CORP COM 064058100 3,311 150,833 SH SOLE 150,833 BARCLAYS BK PLC SHARED- IPATH DYNM VIX 06741L609 1,281 22,500 SH DEFINED 1 22,500 BARRETT BILL CORP COM 06846N104 448 20,923 SH SOLE 20,923 BB&T CORP COM 054937107 2,788 90,388 SH SOLE 90,388 BERKLEY W R CORP COM 084423102 542 13,932 SH SOLE 13,932 BERKSHIRE HATHAWAY INC DEL CL B 084670702 18,699 224,395 SH SOLE 224,395 BIOMED REALTY TRUST INC COM 09063H107 362 19,360 SH SOLE 19,360 BLACKROCK CORPOR SHARED- HI YLD FD V 09255P107 252 20,294 SH DEFINED 1 20,294 BLACKROCK CREDIT SHARED- ALL INC TR 09255H105 253 23,294 SH DEFINED 1 23,294 BLACKROCK FLOAT SHARED- RATE OME STR COM 09255X100 249 17,304 SH DEFINED 1 17,304 BLACKROCK INC COM 09247X101 2,732 16,088 SH SOLE 16,088 BOSTON PROPERTIES INC COM 101121101 2,046 18,879 SH SOLE 18,879 BRANDYWINE RLTY TR SH BEN INT 105368203 222 17,993 SH SOLE 17,993 BRE PROPERTIES INC 05564E106 482 9,632 SH SOLE 9,632 BROADCOM CORP 111320107 2,481 73,391 SH SOLE 73,391 BROADRIDGE FINL SOLUTIONS IN 11133T103 334 15,719 SH SOLE 15,719 BROWN & BROWN INC COM 115236101 400 14,683 SH SOLE 14,683 CABOT OIL & GAS CORP COM 127097103 438 11,105 SH SOLE 11,105 CAMDEN PPTY TR SH BEN 133131102 682 10,082 SH SOLE 10,082 CAPITAL ONE FINL CORP 14040H105 4,042 73,950 SH SOLE 73,950 CAPITALSOURCE INC COM 14055X102 196 29,140 SH SOLE 29,140 CAPITOL FED FINL INC COM 14057J101 245 20,597 SH SOLE 20,597 CBL & ASSOC PPTYS INC COM 124830100 365 18,662 SH SOLE 18,662 CBOE HLDGS INC 12503M108 304 10,981 SH SOLE 10,981 CBRE GROUP INC CL A 12504L109 675 41,252 SH SOLE 41,252 CENOVUS ENERGY INC COM 15135U109 365 11,474 SH SOLE 11,474 CHESAPEAKE ENERGY CORP COM 165167107 374 20,082 SH SOLE 20,082 CHIMERA INVT CORP 16934Q109 304 129,008 SH SOLE 129,008 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 713 18,052 SH SOLE 18,052 CHINA MOBILE LIMITED SPONSORED 16941M109 1,180 21,593 SH SOLE 21,593 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 581 6,515 SH SOLE 6,515 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 391 8,881 SH SOLE 8,881 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 372 29,615 SH SOLE 29,615 CHUBB CORP COM 171232101 2,477 34,017 SH SOLE 34,017 CIMAREX ENERGY CO COM 171798101 407 7,377 SH SOLE 7,377 CINCINNATI FINL CORP 172062101 699 18,363 SH SOLE 18,363 CIRRUS LOGIC INC 172755100 419 14,028 SH SOLE 14,028 CIT GROUP INC COM 125581801 899 25,221 SH SOLE 25,221 CITIGROUP INC COM 172967424 10,127 369,453 SH SOLE 369,453 CITY NATL CORP 178566105 286 5,894 SH SOLE 5,894 CME GROUP INC 12572Q105 2,258 8,422 SH SOLE 8,422 CNOOC LTD SPONSORED ADR 126132109 879 4,369 SH SOLE 4,369 COINSTAR SHARED- INC COM 19259P300 217 3,162 SH DEFINED 1 3,162 COMERICA INC COM 200340107 761 24,782 SH SOLE 24,782 COMMERCE BANCSHARES INC COM 200525103 360 9,496 SH SOLE 9,496 COMMONWEALTH REIT COM SH BEN INT 203233101 201 10,514 SH SOLE 10,514 COMPANHIA DE BEBIDAS DAS AME SPON ADR 20441W203 291 7,600 SH SOLE 7,600 COMSTOCK RES INC COM 205768203 413 25,147 SH SOLE 25,147 CORELOGIC INC COM 21871D103 246 13,445 SH SOLE 13,445 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 213 9,046 SH SOLE 9,046 COSTCO WHSL CORP NEW COM 22160K105 203 2,139 SH SOLE 2,139 CREE INC COM 225447101 651 25,366 SH SOLE 25,366 CTRIP COM INTL LTD AMERICAN DEP 22943F100 265 15,807 SH SOLE 15,807 CULLEN FROST BANKERS INC COM 229899109 385 6,691 SH SOLE 6,691 DDR CORP COM 23317H102 405 27,684 SH SOLE 27,684 DEVON ENERGY CORP NEW COM 25179M103 369 6,364 SH SOLE 6,364 DIGITAL RLTY TR INC COM 253868103 1,039 13,836 SH SOLE 13,836 DISCOVER FINL SVCS COM 254709108 2,399 69,367 SH SOLE 69,367 DOLLAR SHARED- TREE INC COM 256746108 204 3,793 SH DEFINED 1 3,793 DOUGLAS EMMETT INC COM 25960P109 405 17,536 SH SOLE 17,536 DUKE REALTY CORP COM 264411505 490 33,462 SH SOLE 33,462 DUN & BRADSTREET CORP DEL NE COM 26483E100 479 6,728 SH SOLE 6,728 E HOUSE CHINA HLDGS LTD ADR 26852W103 98 17,732 SH SOLE 17,732 E TRADE FINANCIAL CORP 269246401 290 36,120 SH SOLE 36,120 EAST WEST BANCORP INC COM 27579R104 429 18,276 SH SOLE 18,276 EATON VANCE CORP COM NON VTG 278265103 391 14,505 SH SOLE 14,505 E-COMMERCE CHINA ADS DANGDANG IN SPN COM A 26833A105 101 15,139 SH SOLE 15,139 ELLIS PERRY SHARED- INTL INC COM 288853104 203 9,803 SH DEFINED 1 9,803 ENCANA CORP COM 292505104 373 17,909 SH SOLE 17,909 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 209 5,449 SH SOLE 5,449 EOG RES INC COM 26875P101 359 3,987 SH SOLE 3,987 EQT CORP COM 26884L109 426 7,937 SH SOLE 7,937 EQUIFAX INC COM 294429105 705 15,139 SH SOLE 15,139 EQUITY LIFESTYLE PPTYS INC COM 29472R108 358 5,185 SH SOLE 5,185 EQUITY RESIDENTIAL SH BEN 29476L107 2,357 37,799 SH SOLE 37,799 ERIE INDTY CO CL A 29530P102 232 3,246 SH SOLE 3,246 ESSEX PPTY TR INC COM 297178105 681 4,422 SH SOLE 4,422 EVEREST RE GROUP LTD COM G3223R108 777 7,512 SH SOLE 7,512 EXCO RESOURCES INC COM 269279402 424 55,904 SH SOLE 55,904 EXTRA SPACE STORAGE INC COM 30225T102 399 13,041 SH SOLE 13,041 FACTSET RESH SYS INC COM 303075105 525 5,653 SH SOLE 5,653 FEDERAL REALTY INVT TR SH BEN INT 313747206 836 8,028 SH SOLE 8,028 FEDERATED INVS INC PA 314211103 252 11,540 SH SOLE 11,540 FIDELITY COMWLTH TR SHARED- NDQ CP IDX TRK 315912808 854 7,400 SH DEFINED 1 7,400 FIDELITY NATIONAL FINANCIAL CL A 31620R105 539 27,981 SH SOLE 27,981 FIDELITY NATL INFORMATION SV COM 31620M106 1,077 31,607 SH SOLE 31,607 FIFTH THIRD BANCORP COM 316773100 1,743 130,066 SH SOLE 130,066 FIRST HORIZON NATL CORP 320517105 277 31,974 SH SOLE 31,974 FIRST NIAGARA FINL GP INC 33582V108 341 44,577 SH SOLE 44,577 FIRST REP BK SAN FRANCISCO C COM 33616C100 430 12,808 SH SOLE 12,808 FIRST TR EXCHANGE TRADED FD NY ARCA SHARED- BIOTECH 33733E203 2,440 55,700 SH DEFINED 1 55,700 FIRST TR ISE WATER SHARED- INDEX FD COM 33733B100 752 33,400 SH DEFINED 1 33,400 FIRST TR NAS100 EQ SHARED- WEIGHTED SHS 337344105 1,065 42,600 SH DEFINED 1 42,600 FIRST TR S&P REIT SHARED- INDEX FD COM 33734G108 805 45,900 SH DEFINED 1 45,900 FIRST TRUST SPECIALTY SHARED- FINANC COM BEN INTR 33733G109 768 102,900 SH DEFINED 1 102,900 FISERV INC 337738108 1,279 17,714 SH SOLE 17,714 FLEETCOR TECHNOLOGIES INC COM 339041105 214 6,116 SH SOLE 6,116 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 242 10,292 SH SOLE 10,292 FORD MTR CO DEL COM PAR $0.01 345370860 176 18,319 SH SOLE 18,319 FOREST CITY ENTERPRISES INC 345550107 260 17,802 SH SOLE 17,802 FOREST OIL CORP COM PAR $0.01 346091705 338 46,172 SH SOLE 46,172 FRANKLIN FINL SHARED- CORP VA COM 35353C102 209 12,701 SH DEFINED 1 12,701 FRANKLIN RES INC COM 354613101 1,947 17,543 SH SOLE 17,543 FULTON FINL CORP PA 360271100 252 25,217 SH SOLE 25,217 FXCM COM SHARED- INC CL A 302693106 210 17,861 SH DEFINED 1 17,861 GALLAGHER ARTHUR J & CO COM 363576109 522 14,883 SH SOLE 14,883 GENERAL GROWTH PPTYS INC NEW 370023103 1,200 66,311 SH SOLE 66,311 GENWORTH COM FINL INC CL A 37247D106 395 69,865 SH SOLE 69,865 GIANT INTERACTIVE GROUP INC ADR 374511103 116 23,997 SH SOLE 23,997 GLOBAL PMTS INC COM 37940X102 427 9,888 SH SOLE 9,888 GOLDMAN SACHS GROUP INC 38141G104 5,942 61,982 SH SOLE 61,982 GP STRATEGIES SHARED- CORP COM 36225V104 221 11,966 SH DEFINED 1 11,966 HANOVER INS GROUP INC COM 410867105 221 5,658 SH SOLE 5,658 HARTFORD FINL SVCS GROUP INC COM 416515104 1,106 62,737 SH SOLE 62,737 HATTERAS FINL CORP COM 41902R103 351 12,279 SH SOLE 12,279 HCC INS HLDGS INC COM 404132102 399 12,710 SH SOLE 12,710 HCP INC COM 40414L109 2,343 53,074 SH SOLE 53,074 HEALTH CARE REIT INC COM 42217K106 1,568 26,887 SH SOLE 26,887 HEALTH MGMT ASSOC SHARED- INC NEW CL A 421933102 99 12,593 SH DEFINED 1 12,593 HENRY JACK & ASSOC INC 426281101 379 10,987 SH SOLE 10,987 HITTITE MICROWAVE CORP COM 43365Y104 352 6,877 SH SOLE 6,877 HOME DEPOT INC 437076102 326 6,149 SH SOLE 6,149 HOME PROPERTIES INC COM 437306103 375 6,112 SH SOLE 6,112 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 384 15,516 SH SOLE 15,516 HOST HOTELS & RESORTS INC 44107P104 1,430 90,422 SH SOLE 90,422 HOWARD HUGHES CORP COM 44267D107 212 3,445 SH SOLE 3,445 HUANENG PWR INTL INC SPON ADR H SHS 443304100 247 8,303 SH SOLE 8,303 HUDSON CITY BANCORP COM 443683107 423 66,406 SH SOLE 66,406 HUNTINGTON BANCSHARES INC COM 446150104 714 111,573 SH SOLE 111,573 INTEL CORP 458140100 2,485 93,240 SH SOLE 93,240 INTER- CONTINENTAL- EXCHANGE INC COM 45865V100 1,250 9,193 SH SOLE 9,193 INTERDIGITAL INC 45867G101 285 9,652 SH SOLE 9,652 INVESCO LTD G491BT108 1,282 56,717 SH SOLE 56,717 ISHARES DIVERSIFIED SHARED- ALTR TR SH BEN INT 464294107 471 9,700 SH DEFINED 1 9,700 ISHARES INC MSCI JAPAN 464286848 1,206 128,161 SH SOLE 128,161 ISHARES INC MSCI SHARED- MALAYSIA 464286830 218 15,300 SH DEFINED 1 15,300 ISHARES INC MSCI PAC J IDX 464286665 591 14,492 SH SOLE 14,492 ISHARES INC MSCI SHARED- TURKEY FD 464286715 325 6,200 SH DEFINED 1 6,200 ISHARES INC MSCI UTD KINGD 464286699 1,212 74,371 SH SOLE 74,371 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 549 18,023 SH SOLE 18,023 ISHARES TR SHARED- BARCLY 464287226 5,416 48,665 SH DEFINED 1 48,665 ISHARES TR BARCLYS SHARED- 10-20YR 464288653 3,375 24,700 SH DEFINED 1 24,700 ISHARES TR BARCLYS SHARED- 1-3 YR 464287457 5,075 60,154 SH DEFINED 1 60,154 ISHARES TR BARCLYS SHARED- 1-3YR CR 464288646 565 5,400 SH DEFINED 1 5,400 ISHARES TR BARCLYS 20+ YR 464287432 10,182 81,324 SH SOLE 81,324 ISHARES TR BARCLYS SHARED- 20+ YR 464287432 17,027 135,995 SH DEFINED 1 135,995 ISHARES TR BARCLYS SHARED- 3-7 YR 464288661 3,131 25,455 SH DEFINED 1 25,455 ISHARES TR BARCLYS SHARED- 7-10 YR 464287440 9,650 89,406 SH DEFINED 1 89,406 ISHARES TR BARCLYS SHARED- SH TREA 464288679 694 6,300 SH DEFINED 1 6,300 ISHARES TR BARCLYS TIPS BD 464287176 1,565 13,078 SH SOLE 13,078 ISHARES TR BARCLYS SHARED- TIPS BD 464287176 4,098 34,239 SH DEFINED 1 34,239 ISHARES TR CONS SHARED- SRVC IDX 464287580 942 11,600 SH DEFINED 1 11,600 ISHARES TR DJ SHARED- HEALTH CARE 464288828 566 8,700 SH DEFINED 1 8,700 ISHARES TR DJ SHARED- HOME CONSTN 464288752 628 37,400 SH DEFINED 1 37,400 ISHARES TR DJ SHARED- PHARMA INDX 464288836 225 2,600 SH DEFINED 1 2,600 ISHARES TR DJ SHARED- REGIONAL BK 464288778 1,269 53,000 SH DEFINED 1 53,000 ISHARES TR DJ SHARED- US FINL SEC 464287788 249 4,500 SH DEFINED 1 4,500 ISHARES TR DJ US SHARED- FINL SVC 464287770 1,303 25,100 SH DEFINED 1 25,100 ISHARES TR HIGH SHARED- YLD CORP 464288513 13,181 144,500 SH DEFINED 1 144,500 ISHARES TR HIGH YLD CORP 464288513 29,463 322,991 SH SOLE 322,991 ISHARES TR IBOXX INV CPBD 464287242 6,883 58,500 SH SOLE 58,500 ISHARES TR IBOXX SHARED- INV CPBD 464287242 7,836 66,600 SH DEFINED 1 66,600 ISHARES TR JP SHARED- MORGAN USD 464288281 10,761 93,800 SH DEFINED 1 93,800 ISHARES TR LRGE SHARED- GRW INDX 464287119 4,370 59,200 SH DEFINED 1 59,200 ISHARES TR MRTG SHARED- PLS CAP IDX 464288539 1,731 122,000 SH DEFINED 1 122,000 ISHARES TR MSCI EAFE INDEX 464287465 4,490 89,880 SH SOLE 89,880 ISHARES TR MSCI SHARED- EMERG MKT 464287234 201 5,139 SH DEFINED 1 5,139 ISHARES TR MSCI EMERG MKT 464287234 85,864 2,190,957 SH SOLE 2,190,957 ISHARES TR MSCI SHARED- PERU CAP 464289842 225 5,300 SH DEFINED 1 5,300 ISHARES TR NASDQ SHARED- BIO INDX 464287556 1,326 10,200 SH DEFINED 1 10,200 ISHARES TR RESIDENT SHARED- PLS CAP 464288562 342 7,100 SH DEFINED 1 7,100 ISHARES TR RSSL SHARED- MCRCP IDX 464288869 1,591 31,800 SH DEFINED 1 31,800 ISHARES TR RUSL 2000 GROW 464287648 466 5,099 SH SOLE 5,099 ISHARES TR RUSL 2000 VALU 464287630 469 6,668 SH SOLE 6,668 ISHARES TR RUSSELL 2000 464287655 94,943 1,191,998 SH SOLE 1,191,998 ISHARES TR S&P SHARED- 100 IDX FD 464287101 962 15,400 SH DEFINED 1 15,400 ISHARES TR S&P 500 SHARED- INDEX 464287200 1,354 9,900 SH DEFINED 1 9,900 ISHARES TR S&P EURO PLUS 464287861 1,195 35,470 SH SOLE 35,470 ISHARES TR S&P SHARED- GBL TELCM 464287275 294 5,100 SH DEFINED 1 5,100 ISHARES TR S&P SHARED- GLO INFRAS 464288372 228 6,700 SH DEFINED 1 6,700 ISHARES TR S&P LTN AM 40 464287390 10,812 260,652 SH SOLE 260,652 ISHARES TR S&P SHARED- NTL AMTFREE 464288414 2,843 25,828 SH DEFINED 1 25,828 ISHARES TR US SHARED- PFD STK IDX 464288687 223 5,700 SH DEFINED 1 5,700 ITAU UNIBANCO HLDG SA SPON ADR REP 465562106 307 22,080 SH SOLE 22,080 JANUS CAP GROUP INC COM 47102X105 186 23,822 SH SOLE 23,822 JEFFERIES GROUP INC NEW COM 472319102 232 17,887 SH SOLE 17,887 JETBLUE AIRWAYS CORP COM 477143101 82 15,412 SH SOLE 15,412 JONES LANG LASALLE INC COM 48020Q107 401 5,692 SH SOLE 5,692 JPMORGAN CHASE & CO COM 46625H100 17,137 479,634 SH SOLE 479,634 KEYCORP NEW COM 493267108 933 120,607 SH SOLE 120,607 KILROY RLTY CORP COM 49427F108 416 8,583 SH SOLE 8,583 KIMCO RLTY CORP COM 49446R109 980 51,491 SH SOLE 51,491 KLA-TENCOR CORP 482480100 1,301 26,426 SH SOLE 26,426 LAM RESEARCH CORP COM 512807108 1,027 27,225 SH SOLE 27,225 LAZARD LTD SHS A G54050102 373 14,358 SH SOLE 14,358 LEGG MASON INC COM 524901105 468 17,752 SH SOLE 17,752 LENDER PROCESSING SVCS INC 52602E102 270 10,679 SH SOLE 10,679 LEUCADIA NATL CORP COM 527288104 531 24,978 SH SOLE 24,978 LIBERTY PPTY TR SH BEN INT 531172104 479 13,010 SH SOLE 13,010 LINCOLN NATL CORP IND COM 534187109 871 39,811 SH SOLE 39,811 LINEAR TECHNOLOGY CORP 535678106 1,294 41,291 SH SOLE 41,291 LOEWS CORP COM 540424108 1,655 40,454 SH SOLE 40,454 M & T BK CORP 55261F104 1,331 16,115 SH SOLE 16,115 MACERICH CO COM 554382101 983 16,644 SH SOLE 16,644 MACK CALI RLTY CORP 554489104 321 11,028 SH SOLE 11,028 MAGNUM HUNTER RES CORP DEL COM 55973B102 365 87,350 SH SOLE 87,350 MARATHON PETE CORP COM 56585A102 215 4,792 SH SOLE 4,792 MARKEL CORP COM 570535104 535 1,211 SH SOLE 1,211 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 712 14,351 SH SOLE 14,351 MARKET VECTORS SHARED- ETF TR BIOTECH ETF 57060U183 640 13,570 SH DEFINED 1 13,570 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 80,545 1,799,082 SH SOLE 1,799,082 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 11,103 424,431 SH SOLE 424,431 MARSH & MCLENNAN COS INC COM 571748102 2,219 68,835 SH SOLE 68,835 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 1,080 95,748 SH SOLE 95,748 MASTERCARD INC 57636Q104 5,878 13,666 SH SOLE 13,666 MBIA INC COM 55262C100 192 17,768 SH SOLE 17,768 MELCO CROWN ENTMT LTD 585464100 225 19,539 SH SOLE 19,539 MELLANOX TECHNOLOGIES LTD SHS M51363113 625 8,822 SH SOLE 8,822 MEMC ELECTR MATLS INC COM 552715104 109 50,280 SH SOLE 50,280 METLIFE INC COM 59156R108 3,478 112,723 SH SOLE 112,723 MFA FINANCIAL INC COM 55272X102 354 44,826 SH SOLE 44,826 MFS CHARTER SHARED- INCOME TR SH BEN 552727109 321 32,728 SH DEFINED 1 32,728 MFS GOVT MKTS SHARED- INCOME TR SH BEN 552939100 322 46,437 SH DEFINED 1 46,437 MFS INTER INCOME SHARED- TR SH BEN INT 55273C107 250 38,453 SH DEFINED 1 38,453 MICRON TECHNOLOGY INC 595112103 1,295 205,249 SH SOLE 205,249 MID-AMER APT CMNTYS INC COM 59522J103 351 5,141 SH SOLE 5,141 MINDRAY MEDICAL INTL LTD SPON 602675100 252 8,336 SH SOLE 8,336 MKS INSTRUMENT INC 55306N104 331 11,431 SH SOLE 11,431 MOODYS CORP COM 615369105 903 24,719 SH SOLE 24,719 MORGAN STANLEY COM 617446448 2,973 203,786 SH SOLE 203,786 MSCI INC COM 55354G100 519 15,267 SH SOLE 15,267 NABORS INDUSTRIES LTD SHS G6359F103 158 10,942 SH SOLE 10,942 NASDAQ OMX GROUP INC 631103108 334 14,747 SH SOLE 14,747 NATIONAL RETAIL PPTYS INC COM 637417106 380 13,438 SH SOLE 13,438 NETEASE INC SPONSORED 64110W102 317 5,382 SH SOLE 5,382 NEW ORIENTAL ED & TECH GRP I SPON 647581107 268 10,931 SH SOLE 10,931 NEW YORK CMNTY BANCORP INC COM 649445103 695 55,495 SH SOLE 55,495 NEWFIELD EXPL CO COM 651290108 438 14,941 SH SOLE 14,941 NOBLE ENERGY INC COM 655044105 370 4,357 SH SOLE 4,357 NORTHERN TR CORP COM 665859104 1,251 27,179 SH SOLE 27,179 NVIDIA CORP 67066G104 1,350 97,666 SH SOLE 97,666 NXP SEMI- CONDUCTORS N V N6596X109 1,273 54,773 SH SOLE 54,773 NYSE EURONEXT COM 629491101 898 35,116 SH SOLE 35,116 OLD REP INTL CORP 680223104 270 32,580 SH SOLE 32,580 PARTNERRE LTD COM G6852T105 613 8,106 SH SOLE 8,106 PENN VA CORP COM 707882106 495 67,453 SH SOLE 67,453 PEOPLES UNITED FINANCIAL INC COM 712704105 521 44,850 SH SOLE 44,850 PETROCHINA CO LTD SPONSORED ADR 71646E100 785 6,079 SH SOLE 6,079 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 379 20,871 SH SOLE 20,871 PETROQUEST ENERGY INC COM 716748108 351 70,150 SH SOLE 70,150 PIEDMONT OFFICE COM REALTY TR IN CL A 720190206 373 21,692 SH SOLE 21,692 PIMCO ETF TR SHARED- TOTL RETN ETF 72201R775 2,944 27,900 SH DEFINED 1 27,900 PLUM CREEK TIMBER CO INC COM 729251108 808 20,348 SH SOLE 20,348 PNC FINL SVCS GROUP INC 693475105 4,072 66,627 SH SOLE 66,627 POPULAR INC COM NEW 733174700 214 12,899 SH SOLE 12,899 POST PPTYS INC 737464107 333 6,795 SH SOLE 6,795 POWER INTE- GRATIONS INC COM 739276103 230 6,175 SH SOLE 6,175 POWERSHARES ETF SHARED- TR II S&P500 LOW VOL 73937B779 259 9,380 SH DEFINED 1 9,380 POWERSHARES ETF SHARED- TRUST DWA TECH LDRS 73935X153 5,291 200,400 SH DEFINED 1 200,400 POWERSHARES ETF SHARED- TRUST DYN FD & BEV 73935X849 225 11,200 SH DEFINED 1 11,200 POWERSHARES ETF SHARED- TRUST DYN LSR & ENT 73935X757 640 29,500 SH DEFINED 1 29,500 POWERSHARES ETF SHARED- TRUST DYN MEDIA PORT 73935X823 167 11,400 SH DEFINED 1 11,400 POWERSHARES ETF SHARED- TRUST DYN PHRMA PORT 73935X799 560 16,900 SH DEFINED 1 16,900 POWERSHARES ETF SHARED- TRUST DYNAMIC MKT PT 73935X104 3,027 66,000 SH DEFINED 1 66,000 POWERSHARES ETF SHARED- TRUST DYNM LRG CP GR 73935X609 3,529 196,300 SH DEFINED 1 196,300 POWERSHARES ETF SHARED- TRUST FINL PFD PTFL 73935X229 1,080 60,000 SH DEFINED 1 60,000 POWERSHARES ETF SHARED- TRUST WATER RESOURCE 73935X575 476 26,200 SH DEFINED 1 26,200 POWERSHARES GLOBAL SHARED- ETF TRUST AGG PFD PORT 73936T565 205 14,100 SH DEFINED 1 14,100 POWERSHARES GLOBAL ETF TRUST SHARED- SOVEREIGN DEBT 73936T573 10,803 374,700 SH DEFINED 1 374,700 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 7,674 443,056 SH SOLE 443,056 POWERSHARES QQQ SHARED- TRUST UNIT SER 1 73935A104 4,421 68,900 SH DEFINED 1 68,900 PRICE T ROWE GROUP INC COM 74144T108 2,026 32,179 SH SOLE 32,179 PRINCIPAL FINL GROUP INC COM 74251V102 1,011 38,538 SH SOLE 38,538 PROASSURANCE CORP 74267C106 343 3,849 SH SOLE 3,849 PROGRESSIVE CORP OHIO COM 743315103 1,604 77,016 SH SOLE 77,016 PROLOGIS INC COM 74340W103 1,924 57,891 SH SOLE 57,891 PROSHARES TR PSHS SHARED- SEMICONDUCT 74347X245 281 7,200 SH DEFINED 1 7,200 PROTECTIVE LIFE CORP 743674103 299 10,173 SH SOLE 10,173 PRUDENTIAL FINL INC COM 744320102 2,859 59,033 SH SOLE 59,033 PUBLIC STORAGE 74460D109 2,596 17,978 SH SOLE 17,978 PUTNAM PREMIER SHARED- INCOME TR SH BEN INT 746853100 245 45,810 SH DEFINED 1 45,810 QEP RES INC COM 74733V100 415 13,850 SH SOLE 13,850 QUESTAR CORP COM 748356102 374 17,945 SH SOLE 17,945 QUICKSILVER RESOURCES INC COM 74837R104 550 101,502 SH SOLE 101,502 RANGE RES CORP COM 75281A109 401 6,489 SH SOLE 6,489 RAYMOND JAMES FINANCIAL INC COM 754730109 489 14,280 SH SOLE 14,280 RAYONIER INC COM 754907103 690 15,377 SH SOLE 15,377 REALTY INCOME CORP COM 756109104 700 16,755 SH SOLE 16,755 REGENCY CTRS CORP COM 758849103 537 11,293 SH SOLE 11,293 REGIONS FINANCIAL CORP NEW COM 7591EP100 1,257 186,200 SH SOLE 186,200 REINSURANCE GROUP AMER INC COM 759351604 493 9,257 SH SOLE 9,257 RENAISSANCERE HOLDINGS LTD COM G7496G103 494 6,499 SH SOLE 6,499 RENREN INC SPONSORED ADR 759892102 125 27,625 SH SOLE 27,625 RESEARCH IN SHARED- MOTION LTD COM 760975102 76 10,291 SH DEFINED 1 10,291 RETAIL PPTYS AMER INC CL A 76131V202 104 10,683 SH SOLE 10,683 RYDEX ETF TRUST SHARED- GUG RUSS TOP 50 78355W205 3,880 38,600 SH DEFINED 1 38,600 SANDISK CORP 80004C101 1,334 36,567 SH SOLE 36,567 SANDRIDGE ENERGY INC COM 80007P307 383 57,315 SH SOLE 57,315 SCHWAB CHARLES CORP NEW COM 808513105 1,747 135,098 SH SOLE 135,098 SCHWAB STRATEGIC SHARED- TR US REIT ETF 808524847 527 17,300 SH DEFINED 1 17,300 SEI INVESTMENTS CO 784117103 343 17,238 SH SOLE 17,238 SELECT SECTOR SHARED- SPDR TR SBI CONS STPLS 81369Y308 615 17,700 SH DEFINED 1 17,700 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1,102 29,000 SH SOLE 29,000 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 115,046 1,733,398 SH SOLE 1,733,398 SELECT SECTOR SHARED- SPDR TR SBI INT-FINL 81369Y605 871 59,600 SH DEFINED 1 59,600 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 713 20,218 SH SOLE 20,218 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 53,663 1,866,540 SH SOLE 1,866,540 SEMICONDUCTOR MFG INTL CORP SPONSORED ADR 81663N206 120 73,401 SH SOLE 73,401 SENIOR HSG PPTYS TR SH BEN INT 81721M109 456 20,426 SH SOLE 20,426 SHANDA ADR GAMES RE- LTD SP PTGA 81941U105 87 21,637 SH SOLE 21,637 SIGNATURE BK NEW YORK N Y COM 82669G104 372 6,105 SH SOLE 6,105 SIMON PPTY GROUP INC NEW 828806109 5,947 38,206 SH SOLE 38,206 SIRIUS XM RADIO INC COM 82967N108 36 19,602 SH SOLE 19,602 SL GREEN RLTY CORP COM 78440X101 903 11,255 SH SOLE 11,255 SLM CORP COM 78442P106 1,169 74,389 SH SOLE 74,389 SM ENERGY CO COM 78454L100 365 7,425 SH SOLE 7,425 SOUTHWESTERN ENERGY CO COM 845467109 433 13,565 SH SOLE 13,565 SPDR INDEX SHS SHARED- FDS ASIA PACIF 78463X301 266 3,858 SH DEFINED 1 3,858 SPDR INDEX SHS SHARED- FDS DJ INTL RL ETF 78463X863 228 6,200 SH DEFINED 1 6,200 SPDR INDEX SHS SHARED- FDS MACQU GLBIN100 78463X855 778 19,600 SH DEFINED 1 19,600 SPDR INDEX SHS SHARED- FDS S&P INTL 78463X772 268 6,026 SH DEFINED 1 6,026 SPDR S&P 500 ETF TR TR UNIT 78462F103 10,259 75,285 SH SOLE 75,285 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 9,678 56,500 SH SOLE 56,500 SPDR SERIES TRUST SHARED- BRCLYS 1-3MT ETF 78464A680 582 12,700 SH DEFINED 1 12,700 SPDR SERIES TRUST BRCLYS INTL 78464A516 620 10,479 SH SOLE 10,479 SPDR SERIES TRUST SHARED- BRCLYS INTL ETF 78464A516 710 12,000 SH DEFINED 1 12,000 SPDR SERIES TRUST SHARED- BRCLYS YLD ETF 78464A417 2,158 54,700 SH DEFINED 1 54,700 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 30,370 769,641 SH SOLE 769,641 SPDR SERIES TRUST DJ REIT 78464A607 328 4,495 SH SOLE 4,495 SPDR SERIES TRUST SHARED- DJ REIT ETF 78464A607 2,179 29,900 SH DEFINED 1 29,900 SPDR SERIES TRUST SHARED- S&P BIOTECH 78464A870 1,566 17,700 SH DEFINED 1 17,700 SPDR SERIES TRUST SHARED- S&P RETAIL ETF 78464A714 460 7,800 SH DEFINED 1 7,800 SPDR SERIES TRUST SHARED- WELLS FG PFD ETF 78464A292 344 7,600 SH DEFINED 1 7,600 SPREADTRUM COMMUNICATIONS IN 849415203 285 16,164 SH SOLE 16,164 STANCORP FINL GROUP INC COM 852891100 207 5,572 SH SOLE 5,572 STATE STR CORP COM 857477103 2,748 61,564 SH SOLE 61,564 STATOIL ASA SPONSORED ADR 85771P102 381 15,966 SH SOLE 15,966 STMICROELECTRONICS N V NY REGISTRY 861012102 106 19,445 SH SOLE 19,445 STONE ENERGY CORP COM 861642106 390 15,377 SH SOLE 15,377 SUNTRUST BKS INC COM 867914103 1,697 70,034 SH SOLE 70,034 SUPERVALU SHARED- INC COM 868536103 98 18,956 SH DEFINED 1 18,956 SVB FINL GROUP 78486Q101 326 5,553 SH SOLE 5,553 SYNOVUS FINL CORP COM 87161C105 196 98,777 SH SOLE 98,777 TAIWAN SEMI- CONDUCTOR MFG LTD SPONSORED ADR 874039100 2,359 168,951 SH SOLE 168,951 TALISMAN ENERGY INC COM 87425E103 395 34,476 SH SOLE 34,476 TANGER FACTORY OUTLET CTRS I COM 875465106 373 11,635 SH SOLE 11,635 TAUBMAN CTRS INC COM 876664103 569 7,379 SH SOLE 7,379 TAYLOR CAP SHARED- GROUP INC COM 876851106 219 13,367 SH DEFINED 1 13,367 TCF FINL CORP COM 872275102 235 20,490 SH SOLE 20,490 TD AMERITRADE HLDG CORP COM 87236Y108 495 29,130 SH SOLE 29,130 TECHTARGET SHARED- INC COM 87874R100 208 41,330 SH DEFINED 1 41,330 TEJON RANCH SHARED- CO COM 879080109 218 7,600 SH DEFINED 1 7,600 TEMPLETON SHARED- EMERG MKTS INCOME 880192109 251 15,976 SH DEFINED 1 15,976 TERADYNE INC COM 880770102 652 46,358 SH SOLE 46,358 TESORO CORP COM 881609101 210 8,410 SH SOLE 8,410 TEXAS INSTRS INC 882508104 2,389 83,259 SH SOLE 83,259 TFS FINL CORP COM 87240R107 96 10,085 SH SOLE 10,085 THOMSON REUTERS CORP 884903105 1,326 46,622 SH SOLE 46,622 TORCHMARK CORP COM 891027104 627 12,407 SH SOLE 12,407 TOTAL SYS SVCS INC COM 891906109 489 20,417 SH SOLE 20,417 TRAVELERS COMPANIES INC COM 89417E109 3,123 48,916 SH SOLE 48,916 TRINA SOLAR LIMITED SPON ADR 89628E104 109 17,192 SH SOLE 17,192 UDR INC COM 902653104 803 31,062 SH SOLE 31,062 ULTRA PETROLEUM CORP COM 903914109 450 19,494 SH SOLE 19,494 UNITED ONLINE SHARED- INC COM 911268100 102 24,058 SH DEFINED 1 24,058 UNUM GROUP COM 91529Y106 689 36,022 SH SOLE 36,022 US BANCORP DEL COM 902973304 7,691 239,135 SH SOLE 239,135 VAALCO ENERGY SHARED- INC COM 91851C201 114 13,240 SH DEFINED 1 13,240 VALE S A ADR REPSTG PFD 91912E204 405 20,733 SH SOLE 20,733 VALIDUS HOLDINGS LTD COM SHS G9319H102 400 12,473 SH SOLE 12,473 VALLEY NATL BANCORP 919794107 263 24,768 SH SOLE 24,768 VANCEINFO TECHNOLOGIES INC ADR 921564100 96 10,040 SH SOLE 10,040 VANGUARD BD INDEX FD INC LONG SHARED- TERM BOND 921937793 5,108 53,800 SH DEFINED 1 53,800 VANGUARD BD INDEX SHARED- FD INC TOTAL BND MRKT 921937835 15,773 186,925 SH DEFINED 1 186,925 VANGUARD INDEX SHARED- FDS REIT ETF 922908553 1,125 17,200 SH DEFINED 1 17,200 VANGUARD INDEX FDS REIT ETF 922908553 14,342 219,198 SH SOLE 219,198 VANGUARD INTL EQUITY SHARED- INDEX F GLB EX US ETF 922042676 224 4,700 SH DEFINED 1 4,700 VANGUARD SCOTTSDALE SHARED- FDS LG-TERM COR BD 92206C813 8,915 100,000 SH DEFINED 1 100,000 VANGUARD SCOTTSDALE SHARED- FDS LONG-TERM GOV 92206C847 1,269 16,400 SH DEFINED 1 16,400 VANGUARD WORLD FD SHARED- EXTENDED DUR 921910709 2,507 19,700 SH DEFINED 1 19,700 VANGUARD WORLD SHARED- FD MEGA GRWTH IND 921910816 1,453 27,300 SH DEFINED 1 27,300 VANGUARD WORLD SHARED- FDS CONSUM DIS ETF 92204A108 347 5,000 SH DEFINED 1 5,000 VANGUARD WORLD SHARED- FDS CONSUM STP ETF 92204A207 609 6,900 SH DEFINED 1 6,900 VANGUARD WORLD SHARED- FDS TELCOMM ETF 92204A884 712 10,500 SH DEFINED 1 10,500 VEECO INSTRS INC DEL 922417100 292 8,484 SH SOLE 8,484 VENTAS INC COM 92276F100 2,294 36,343 SH SOLE 36,343 VISA COM INC CL A 92826C839 8,140 65,840 SH SOLE 65,840 VORNADO RLTY TR SH BEN INT 929042109 1,960 23,341 SH SOLE 23,341 WADDELL & REED FINL INC 930059100 328 10,843 SH SOLE 10,843 WAL-MART STORES INC COM 931142103 488 7,001 SH SOLE 7,001 WASHINGTON FED INC COM 938824109 228 13,507 SH SOLE 13,507 WEINGARTEN RLTY INVS SH BEN INT 948741103 401 15,218 SH SOLE 15,218 WELLS FARGO & CO NEW COM 949746101 20,649 617,507 SH SOLE 617,507 WELLS FARGO SHARED- ADVANTAGE MULTI COM 94987D101 254 16,657 SH DEFINED 1 16,657 WESTERN ASSET SHARED- CLYM INFL OPP COM 95766R104 248 19,042 SH DEFINED 1 19,042 WESTERN ASSET SHARED- EMRG MKT DEBT COM 95766A101 256 12,390 SH DEFINED 1 12,390 WESTERN ASSET SHARED- HIGH INCM FD I 95766J102 254 25,299 SH DEFINED 1 25,299 WESTERN UN CO 959802109 1,301 77,242 SH SOLE 77,242 WEYERHAEUSER CO COM 962166104 1,521 68,008 SH SOLE 68,008 WHITE MTNS INS GROUP LTD COM G9618E107 390 747 SH SOLE 747 WRIGHT MED SHARED- GROUP INC COM 98235T107 214 10,037 SH DEFINED 1 10,037 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 156 11,057 SH SOLE 11,057 XILINX INC COM 983919101 1,260 37,519 SH SOLE 37,519 XL GROUP PLC G98290102 863 40,996 SH SOLE 40,996 YANZHOU COAL MNG CO LTD SPON ADR H 984846105 270 17,619 SH SOLE 17,619 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 86 30,924 SH SOLE 30,924 ZIONS BANCORPORATION COM 989701107 453 23,305 SH SOLE 23,305 1,142,897 28,775,392