0001164691-12-000051.txt : 20120813 0001164691-12-000051.hdr.sgml : 20120813 20120813153031 ACCESSION NUMBER: 0001164691-12-000051 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120813 DATE AS OF CHANGE: 20120813 EFFECTIVENESS DATE: 20120813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alyeska Investment Group, L.P. CENTRAL INDEX KEY: 0001453072 IRS NUMBER: 261919051 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13284 FILM NUMBER: 121027461 BUSINESS ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-899-7902 MAIL ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR 1 alsk13fhr06302012.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended June 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.) [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Alyeska Investment Group, L.P. Address: 77 West Wacker Drive 7th Floor Chicago, IL 60601 Form 13F File Number: 028-13284 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jason Bragg Title: CFO Phone: (312) 899-7902 Signature, Place, and Date of Signing: /s/ Jason Bragg Chicago, IL August 13, 2012 ----------------------------- ----------------- ------------------ [Signature] [City, State] [Date] Report type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 List of 13(f) Securities used for this report: Second Quarter of 2012 Form 13F Information Table Entry Total: 260 Form 13F Information Table Value Total: $4,605,583 (thousands) Confidential information has been omitted from this public Form 13F report and filed separately with the Commission. List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ---- 1 028-13417 Alyeska Master Fund, L.P. FORM 13F INFORMATION TABLE

Column Column Column Column Column Column Column Column 1 2 3 4 5 6 7 8 ------------------- --------- --------- ------- --------------------------- ------ ------- ------------- NAME TITLE SH OF OF VALUE OR PRN SH/ PUT/ INVST OTR VTNG ISSUER CLS CUSIP x$1000 AMT PRN CALL DSCRTN MGR AUTHORITY ------------------- --------- --------- ------- ------ ------ ---- ------ ------ --------- ACACIA RESH CORP ACACIA TCH COM 003881307 $9,485 254,709 SH SOLE 1 254,709 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 $1,588,359 26,433 SH SOLE 1 26,433 ADOBE SYS INC COM 00724F101 $7,885 243,600 SH SOLE 1 243,600 AERCAP HOLDINGS NV SHS N00985106 $7,896 700,000 SH SOLE 1 700,000 AEROFLEX HLDG CORP COM 007767106 $2,569 424,642 SH SOLE 1 424,642 AFFILIATED MANAGERS GROUP COM 008252108 $26,596 243,000 SH SOLE 1 243,000 ALBEMARLE CORP COM 012653101 $8,946 150,000 SH SOLE 1 150,000 ALEXANDER & BALDWIN HLDGS IN COM 014481105 $501 19,900 SH SOLE 1 19,900 ALLEGHENY TECHNOLOGIES INC COM 01741R102 $6,237 195,590 SH SOLE 1 195,590 ALLERGAN INC COM 018490102 $23,143 250,000 SH SOLE 1 250,000 ALTRIA GROUP INC COM 02209S103 $23,701 686,000 SH SOLE 1 686,000 AMERICAN AXLE & MFG HLDGS IN COM 024061103 $5,455 520,000 SH SOLE 1 520,000 AMERICAN CAP LTD COM 02503Y103 $13,078 1,300,000 SH SOLE 1 1,300,000 AMERICAN EXPRESS CO COM 025816109 $10,478 180,000 SH SOLE 1 180,000 AMERICAN INTL GROUP INC COM NEW 026874784 $11,232 350,000 SH PUT SOLE 1 350,000 AMERICAN INTL GROUP INC COM NEW 026874784 $4,011 125,000 SH SOLE 1 125,000 AMERICAN RLTY CAP TR INC COM 02917L101 $10,374 950,000 SH SOLE 1 950,000 ANADARKO PETE CORP COM 032511107 $6,620 100,000 SH CALL SOLE 1 100,000 ANADARKO PETE CORP COM 032511107 $3,785 57,180 SH SOLE 1 57,180 APACHE CORP COM 037411105 $1,582 18,000 SH SOLE 1 18,000 APOLLO RESIDENTIAL MTG INC COM 03763V102 $4,359 226,069 SH SOLE 1 226,069 APPLE INC COM 037833100 $2,920 5,000 SH CALL SOLE 1 5,000 ARENA PHARMACEUTICALS INC COM 040047102 $1,454 145,800 SH SOLE 1 145,800 ARIBA INC COM NEW 04033V203 $9,847 220,000 SH SOLE 1 220,000 ARUBA NETWORKS INC COM 043176106 $2,499 166,054 SH SOLE 1 166,054 ATLANTIC PWR CORP COM NEW 04878Q863 $1,312 102,389 SH SOLE 1 102,389 BAKER HUGHES INC COM 057224107 $9,515 231,498 SH SOLE 1 231,498 BANK OF AMERICA CORPORATION COM 060505104 $9,703 1,186,150 SH SOLE 1 1,186,150 BARD C R INC COM 067383109 $16,116 150,000 SH SOLE 1 150,000 BE AEROSPACE INC COM 073302101 $8,732 200,000 SH SOLE 1 200,000 BED BATH & BEYOND INC COM 075896100 $14,115 228,400 SH CALL SOLE 1 228,400 BED BATH & BEYOND INC COM 075896100 $13,596 220,000 SH PUT SOLE 1 220,000 BED BATH & BEYOND INC COM 075896100 $19,948 322,785 SH SOLE 1 322,785 BIOGEN IDEC INC COM 09062X103 $21,657 150,000 SH SOLE 1 150,000 BLOCK H & R INC COM 093671105 $18,377 1,150,000 SH SOLE 1 1,150,000 BP PLC SPONSORED ADR 055622104 $3,041 75,000 SH SOLE 1 75,000 BRIGHTCOVE INC COM 10921T101 $2,888 188,639 SH SOLE 1 188,639 BROWN & BROWN INC COM 115236101 $20,453 750,000 SH SOLE 1 750,000 CADENCE DESIGN SYSTEM INC COM 127387108 $8,632 785,400 SH SOLE 1 785,400 CAMPBELL SOUP CO COM 134429109 $5,007 150,000 SH CALL SOLE 1 150,000 CAMPBELL SOUP CO COM 134429109 $1,669 50,000 SH PUT SOLE 1 50,000 CAMPUS CREST CMNTYS INC COM 13466Y105 $1,674 161,152 SH SOLE 1 161,152 CEMEX SAB DE CV SPON ADR NEW 151290889 $9,239 1,372,800 SH PUT SOLE 1 1,372,800 CEMEX SAB DE CV NOTE 4.875% 3/1 151290AV5 $1,789 2,021,000 PRN SOLE 1 2,021,000 CEMEX SAB DE CV SPON ADR NEW 151290889 $990 147,089 SH SOLE 1 147,089 CENOVUS ENERGY INC COM 15135U109 $7,844 246,660 SH SOLE 1 246,660 CERES INC COM 156773103 $548 60,561 SH SOLE 1 60,561 CF INDS HLDGS INC COM 125269100 $14,531 75,000 SH SOLE 1 75,000 CHENIERE ENERGY INC COM NEW 16411R208 $3,347 227,066 SH SOLE 1 227,066 CHESAPEAKE ENERGY CORP NOTE 2.750%11/1 165167BW6 $4,724 5,150,000 PRN SOLE 1 5,150,000 CHESAPEAKE ENERGY CORP COM 165167107 $629 33,843 SH SOLE 1 33,843 CHILDRENS PL RETAIL STORES I COM 168905107 $9,068 181,985 SH SOLE 1 181,985 CHURCH & DWIGHT INC COM 171340102 $19,415 350,000 SH SOLE 1 350,000 CIENA CORP COM NEW 171779309 $3,274 200,000 SH PUT SOLE 1 200,000 CIENA CORP COM NEW 171779309 $7,067 431,684 SH SOLE 1 431,684 CITIGROUP INC COM NEW 172967424 $4,112 150,000 SH CALL SOLE 1 150,000 CITIGROUP INC COM NEW 172967424 $5,057 184,500 SH PUT SOLE 1 184,500 CITIGROUP INC UNIT 99/99/9999 172967416 $15,488 181,400 SH SOLE 1 181,400 CITRIX SYS INC COM 177376100 $6,715 80,000 SH SOLE 1 80,000 CLEARWIRE CORP NEW CL A 18538Q105 $22,116 19,746,696 SH SOLE 1 19,746,696 COMPUWARE CORP COM 205638109 $7,135 767,220 SH SOLE 1 767,220 CONAGRA FOODS INC COM 205887102 $10,372 400,000 SH SOLE 1 400,000 CONCHO RES INC COM 20605P101 $9,014 105,898 SH SOLE 1 105,898 CONOCOPHILLIPS COM 20825C104 $1,062 19,000 SH CALL SOLE 1 19,000 CONOCOPHILLIPS COM 20825C104 $3,096 55,400 SH PUT SOLE 1 55,400 CONTINENTAL RESOURCES INC COM 212015101 $7,521 112,901 SH SOLE 1 112,901 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 $736 25,000 SH SOLE 1 25,000 COVENTRY HEALTH CARE INC COM 222862104 $12,187 383,368 SH SOLE 1 383,368 CUMMINS INC COM 231021106 $969 10,000 SH SOLE 1 10,000 CYTOKINETICS INC COM 23282W100 $421 657,895 SH SOLE 1 657,895 DANAHER CORP DEL COM 235851102 $39,060 750,000 SH SOLE 1 750,000 DELL INC COM 24702R101 $1,501 120,000 SH CALL SOLE 1 120,000 DELL INC COM 24702R101 $1,501 120,000 SH PUT SOLE 1 120,000 DELL INC COM 24702R101 $1,501 120,000 SH SOLE 1 120,000 DELTA AIR LINES INC DEL COM NEW 247361702 $16,973 1,550,000 SH SOLE 1 1,550,000 DEVELOPERS DIVERSIFIED RLTY NOTE 1.750%11/1 251591AX1 $21,378 19,850,000 PRN SOLE 1 19,850,000 DEX ONE CORP COM 25212W100 $2,029 2,193,773 SH SOLE 1 2,193,773 DICKS SPORTING GOODS INC COM 253393102 $17,477 364,109 SH SOLE 1 364,109 DIGITAL RLTY TR INC COM 253868103 $23,208 309,146 SH SOLE 1 309,146 DISCOVER FINL SVCS COM 254709108 $39,767 1,150,000 SH SOLE 1 1,150,000 DISCOVERY LABORATORIES INC N COM NEW 254668403 $327 141,157 SH SOLE 1 141,157 DISH NETWORK CORP CL A 25470M109 $10,706 375,000 SH CALL SOLE 1 375,000 DOLLAR GEN CORP NEW COM 256677105 $20,215 371,669 SH SOLE 1 371,669 DOLLAR TREE INC COM 256746108 $22,223 413,074 SH SOLE 1 413,074 DR PEPPER SNAPPLE GROUP INC COM 26138E109 $21,796 498,200 SH SOLE 1 498,200 EDWARDS LIFESCIENCES CORP COM 28176E108 $20,144 195,000 SH SOLE 1 195,000 ELSTER GROUP SE SPONSORED ADR 290348101 $9,003 443,497 SH SOLE 1 443,497 ENCANA CORP COM 292505104 $4,583 220,000 SH CALL SOLE 1 220,000 ENCANA CORP COM 292505104 $14,344 688,600 SH PUT SOLE 1 688,600 EOG RES INC COM 26875P101 $13,643 151,400 SH SOLE 1 151,400 EXA CORP COM 300614500 $2,719 256,300 SH SOLE 1 256,300 EXELON CORP COM 30161N101 $12,377 329,000 SH CALL SOLE 1 329,000 EXPRESS INC COM 30219E103 $14,918 821,000 SH SOLE 1 821,000 EXPRESS SCRIPTS HLDG CO COM 30219G108 $837 15,000 SH CALL SOLE 1 15,000 EXPRESS SCRIPTS HLDG CO COM 30219G108 $19,541 350,000 SH SOLE 1 250,000 FACEBOOK INC CL A 30303M102 $9,018 290,000 SH CALL SOLE 1 290,000 FACEBOOK INC CL A 30303M102 $9,018 290,000 SH PUT SOLE 1 290,000 FACEBOOK INC CL A 30303M102 $28,360 912,050 SH SOLE 1 912,050 FEDEX CORP COM 31428X106 $3,664 40,000 SH PUT SOLE 1 40,000 FIFTH THIRD BANCORP COM 316773100 $18,760 1,400,000 SH SOLE 1 1,400,000 FIRST NIAGARA FINL GP INC COM 33582V108 $14,344 1,875,000 SH SOLE 1 1,875,000 FMC TECHNOLOGIES INC COM 30249U101 $5,614 143,096 SH SOLE 1 143,096 FORD MTR CO DEL COM PAR $0.01 345370860 $2,307 240,556 SH SOLE 1 240,556 FORTINET INC COM 34959E109 $8,515 366,700 SH SOLE 1 366,700 FORUM ENERGY TECHNOLOGIES IN COM 34984V100 $2,289 116,260 SH SOLE 1 116,260 FRESH MKT INC COM 35804H106 $4,021 74,971 SH SOLE 1 74,971 FUELCELL ENERGY INC COM 35952H106 $1,519 1,511,667 SH SOLE 1 1,511,667 GASLOG LTD SHS G37585109 $19,464 1,917,681 SH SOLE 1 1,917,681 GAYLORD ENTMT CO NEW COM 367905106 $964 25,000 SH SOLE 1 25,000 GENERAL ELECTRIC CO COM 369604103 $3,334 160,000 SH CALL SOLE 1 160,000 GENERAL ELECTRIC CO COM 369604103 $8,336 400,000 SH PUT SOLE 1 400,000 GENERAL MTRS CO COM 37045V100 $967 49,016 SH SOLE 1 49,016 GENMARK DIAGNOSTICS INC COM 372309104 $7,243 1,668,992 SH SOLE 1 1,668,992 GEVO INC COM 374396109 $5,770 1,160,920 SH SOLE 1 1,160,920 GILEAD SCIENCES INC NOTE 0.625% 5/0 375558AH6 $20,554 15,000,000 PRN SOLE 1 15,000,000 GOLAR LNG LTD BERMUDA SHS G9456A100 $4,948 131,252 SH SOLE 1 131,252 GOLDCORP INC NEW COM 380956409 $1,980 52,700 SH CALL SOLE 1 52,700 GOLDCORP INC NEW COM 380956409 $2,634 70,100 SH SOLE 1 70,100 GOODRICH CORP COM 382388106 $98,219 773,985 SH SOLE 1 773,985 GUIDEWIRE SOFTWARE INC COM 40171V100 $7,817 278,004 SH SOLE 1 278,004 HALLIBURTON CO COM 406216101 $13,080 460,733 SH SOLE 1 460,733 HARTFORD FINL SVCS GROUP INC COM 416515104 $18,900 1,072,047 SH SOLE 1 1,072,047 HERBALIFE LTD COM USD SHS G4412G101 $1,933 40,000 SH SOLE 1 40,000 HERSHEY CO COM 427866108 $24,905 345,754 SH SOLE 1 345,754 HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 $13,354 8,000,000 PRN SOLE 1 8,000,000 HOME DEPOT INC COM 437076102 $25,700 485,000 SH SOLE 1 485,000 HONEYWELL INTL INC COM 438516106 $44,672 800,000 SH SOLE 1 800,000 HOST HOTELS & RESORTS INC COM 44107P104 $1,237 78,200 SH SOLE 1 78,200 HUBBELL INC CL B 443510201 $47,301 606,884 SH SOLE 1 606,884 HUGHES TELEMATICS INC COM 444486104 $19,419 1,625,000 SH SOLE 1 1,625,000 HUMAN GENOME SCIENCES INC COM 444903108 $2,626 200,000 SH SOLE 1 200,000 IAC INTERACTIVECORP COM PAR $.001 44919P508 $6,384 140,000 SH SOLE 1 140,000 ILLUMINA INC COM 452327109 $14,137 350,000 SH SOLE 1 350,000 INCYTE CORP COM 45337C102 $7,870 346,700 SH SOLE 1 346,700 INTERXION HOLDING N.V SHS N47279109 $2,312 127,689 SH SOLE 1 127,689 INTUIT COM 461202103 $7,296 122,932 SH SOLE 1 122,932 INTUITIVE SURGICAL INC COM NEW 46120E602 $4,153 7,500 SH CALL SOLE 1 7,500 INTUITIVE SURGICAL INC COM NEW 46120E602 $6,922 12,500 SH PUT SOLE 1 12,500 INTUITIVE SURGICAL INC COM NEW 46120E602 $21,459 38,750 SH SOLE 1 38,750 JETBLUE AIRWAYS CORP DBCV 5.500%10/1 477143AF8 $18,566 14,250,000 PRN SOLE 1 14,250,000 JETBLUE AIRWAYS CORP DBCV 6.750%10/1 477143AG6 $8,978 6,630,000 PRN SOLE 1 6,630,000 KIMBERLY CLARK CORP COM 494368103 $30,157 360,000 SH SOLE 1 360,000 LEVEL 3 COMMUNICATIONS INC NOTE 15.000%1/1 52729NBM1 $9,957 8,961,000 PRN SOLE 1 8,961,000 LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 $19,551 16,000,000 PRN SOLE 1 16,000,000 LILLY ELI & CO COM 532457108 $12,873 300,000 SH SOLE 1 300,000 LUFKIN INDS INC COM 549764108 $8,311 153,000 SH SOLE 1 153,000 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 $2,083 218,585 SH SOLE 1 218,585 MAIN STREET CAPITAL CORP COM 56035L104 $1,865 77,063 SH SOLE 1 77,063 MASSEY ENERGY CO NOTE 3.250% 8/0 576203AJ2 $9,063 10,500,000 PRN SOLE 1 10,500,000 MATSON INC COM 57686G105 $564 20,100 SH SOLE 1 20,100 MCKESSON CORP COM 58155Q103 $11,719 125,000 SH SOLE 1 125,000 MEDLEY CAP CORP COM 58503F106 $9,772 811,640 SH SOLE 1 811,640 MERCK & CO INC NEW COM 58933Y105 $20,875 500,000 SH SOLE 1 500,000 MERITOR INC COM 59001K100 $251 48,100 SH SOLE 1 48,100 MGIC INVT CORP WIS NOTE 5.000% 5/0 552848AD5 $5,371 8,000,000 PRN SOLE 1 8,000,000 MGM RESORTS INTERNATIONAL NOTE 4.250% 4/1 55303QAE0 $7,616 7,500,000 PRN SOLE 1 7,500,000 MICROCHIP TECHNOLOGY INC COM 595017104 $9,424 284,900 SH SOLE 1 284,900 MICROSOFT CORP COM 594918104 $3,977 130,000 SH CALL SOLE 1 130,000 MICROSOFT CORP COM 594918104 $7,342 240,000 SH PUT SOLE 1 240,000 MICROSOFT CORP COM 594918104 $15,851 518,174 SH SOLE 1 518,174 MILLENNIAL MEDIA INC COM 60040N105 $3,940 298,700 SH SOLE 1 298,700 MOLEX INC COM 608554101 $2,636 110,110 SH SOLE 1 110,110 MOLSON COORS BREWING CO CL B 60871R209 $15,760 378,750 SH SOLE 1 378,750 NATIONSTAR MTG HLDGS INC COM 63861C109 $5,402 251,000 SH SOLE 1 251,000 NETAPP INC COM 64110D104 $2,469 77,600 SH SOLE 1 77,600 NEWELL RUBBERMAID INC COM 651229106 $19,950 1,099,774 SH SOLE 1 1,099,774 NEWFIELD EXPL CO COM 651290108 $5,299 180,803 SH SOLE 1 180,803 NOBLE ENERGY INC COM 655044105 $8,906 105,000 SH SOLE 1 105,000 NORTHSTAR RLTY FIN CORP COM 66704R100 $18,718 3,585,772 SH SOLE 1 3,585,772 NQ MOBILE INC ADR REPSTG CL A 64118U108 $2,898 353,845 SH SOLE 1 353,845 NRG ENERGY INC COM NEW 629377508 $10,503 605,000 SH SOLE 1 605,000 OCH ZIFF CAP MGMT GROUP CL A 67551U105 $8,717 1,150,000 SH SOLE 1 1,150,000 OMEROS CORP COM 682143102 $1,010 100,980 SH SOLE 1 100,980 OMNICARE INC DBCV 3.250%12/1 681904AL2 $13,621 14,300,000 PRN SOLE 1 14,300,000 OWENS CORNING NEW COM 690742101 $16,928 593,129 SH SOLE 1 593,129 PANERA BREAD CO CL A 69840W108 $12,034 86,300 SH SOLE 1 86,300 PATTERSON UTI ENERGY INC COM 703481101 $3,616 248,332 SH SOLE 1 248,332 PETSMART INC COM 716768106 $2,216 32,500 SH SOLE 1 32,500 PHH CORP NOTE 4.000% 9/0 693320AN3 $4,999 5,000,000 PRN SOLE 1 5,000,000 PHH CORP COM NEW 693320202 $16,284 931,600 SH SOLE 1 931,600 PHILLIPS 66 COM 718546104 $376 11,300 SH CALL SOLE 1 11,300 PHILLIPS 66 COM 718546104 $1,097 33,000 SH PUT SOLE 1 33,000 PHILLIPS 66 COM 718546104 $499 15,000 SH SOLE 1 15,000 PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH0 $32,691 22,000,000 PRN SOLE 1 22,000,000 POPULAR INC COM NEW 733174700 $10,797 650,000 SH SOLE 1 650,000 PPG INDS INC COM 693506107 $15,918 150,000 SH SOLE 1 150,000 PRICELINE COM INC COM NEW 741503403 $19,936 30,000 SH CALL SOLE 1 30,000 PRICELINE COM INC COM NEW 741503403 $16,613 25,000 SH PUT SOLE 1 25,000 PRICELINE COM INC COM NEW 741503403 $11,961 18,000 SH SOLE 1 18,000 PRINCIPAL FINL GROUP INC COM 74251V102 $12,459 475,000 SH SOLE 1 475,000 PROGRESS ENERGY INC COM 743263105 $126,357 2,100,000 SH SOLE 1 2,100,000 PROTO LABS INC COM 743713109 $4,314 150,000 SH SOLE 1 150,000 QUALCOMM INC COM 747525103 $2,227 40,000 SH CALL SOLE 1 40,000 QUALCOMM INC COM 747525103 $1,392 25,000 SH PUT SOLE 1 25,000 QUALCOMM INC COM 747525103 $4,454 80,000 SH SOLE 1 80,000 QUIDEL CORP COM 74838J101 $11,560 737,247 SH SOLE 1 737,247 RANGE RES CORP COM 75281A109 $10,095 163,164 SH SOLE 1 163,164 REGAL ENTMT GROUP CL A 758766109 $3,837 278,856 SH SOLE 1 278,856 REGIONS FINANCIAL CORP NEW COM 7591EP100 $17,550 2,600,000 SH SOLE 1 2,600,000 ROCKWELL AUTOMATION INC COM 773903109 $26,675 403,800 SH SOLE 1 403,800 ROSS STORES INC COM 778296103 $9,771 156,405 SH SOLE 1 156,405 ROUNDYS INC COM 779268101 $630 61,687 SH SOLE 1 61,687 SALESFORCE COM INC COM 79466L302 $8,296 60,000 SH SOLE 1 60,000 SANOFI RIGHT 12/31/202080105N113 $1,717 1,217,567 SH SOLE 1 1,217,567 SCHEIN HENRY INC COM 806407102 $19,623 250,000 SH SOLE 1 250,000 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 $7,318 500,000 SH CALL SOLE 1 500,000 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 $9,696 662,500 SH PUT SOLE 1 662,500 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 $3,073 210,000 SH SOLE 1 210,000 SERVICENOW INC COM 81762P102 $4,260 173,163 SH SOLE 1 173,163 SIGNATURE BK NEW YORK N Y COM 82669G104 $8,231 135,000 SH SOLE 1 135,000 SKULLCANDY INC COM 83083J104 $2,830 200,000 SH SOLE 1 200,000 SMITHFIELD FOODS INC NOTE 4.000% 6/3 832248AR9 $11,701 10,500,000 PRN SOLE 1 10,500,000 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 $26,557 648,200 SH CALL SOLE 1 648,200 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 $31,555 770,200 SH SOLE 1 770,200 SOLUTIA INC COM NEW 834376501 $58,907 2,100,069 SH SOLE 1 2,100,069 SOUTHWESTERN ENERGY CO COM 845467109 $9,924 310,795 SH SOLE 1 310,795 SPDR S&P 500 ETF TR TR UNIT 78462F103 $119,772 880,000 SH PUT SOLE 1 880,000 SPX CORP COM 784635104 $22,862 350,000 SH SOLE 1 350,000 STAPLES INC COM 855030102 $13,050 1,000,000 SH CALL SOLE 1 1,000,000 STAPLES INC COM 855030102 $16,965 1,300,000 SH PUT SOLE 1 1,300,000 STAPLES INC COM 855030102 $1,012 77,512 SH SOLE 1 77,512 STRYKER CORP COM 863667101 $2,493 45,242 SH SOLE 1 45,242 SUNCOKE ENERGY INC COM 86722A103 $1,758 120,000 SH SOLE 1 120,000 SUNOCO INC COM 86764P109 $19,713 415,000 SH SOLE 1 415,000 SYNOPSYS INC COM 871607107 $7,461 253,500 SH SOLE 1 253,500 TALBOTS INC COM 874161102 $3,298 1,308,751 SH SOLE 1 1,308,751 TEAM HEALTH HOLDINGS INC COM 87817A107 $14,454 600,000 SH SOLE 1 600,000 TESARO INC COM 881569107 $2,099 150,000 SH SOLE 1 150,000 TEXTRON INC NOTE 4.500% 5/0 883203BN0 $31,031 16,100,000 PRN SOLE 1 16,100,000 TIBCO SOFTWARE INC COM 88632Q103 $5,995 200,363 SH SOLE 1 200,363 TIFFANY & CO NEW COM 886547108 $7,662 144,700 SH CALL SOLE 1 144,700 TIFFANY & CO NEW COM 886547108 $8,668 163,700 SH PUT SOLE 1 163,700 TIFFANY & CO NEW COM 886547108 $1,456 27,500 SH SOLE 1 27,500 TILLYS INC CL A 886885102 $195 12,163 SH SOLE 1 12,163 TIME WARNER CABLE INC COM 88732J207 $6,979 85,000 SH PUT SOLE 1 85,000 TIME WARNER CABLE INC COM 88732J207 $3,346 40,750 SH SOLE 1 40,750 TJX COS INC NEW COM 872540109 $10,303 240,000 SH SOLE 1 240,000 TREEHOUSE FOODS INC COM 89469A104 $9,427 151,337 SH SOLE 1 151,337 TRIUS THERAPEUTICS INC COM 89685K100 $1,310 227,500 SH SOLE 1 227,500 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 $10,503 285,731 SH SOLE 1 285,731 TRW AUTOMOTIVE INC NOTE 3.500%12/0 87264MAH2 $14,918 10,237,000 PRN SOLE 1 10,237,000 TYCO INTERNATIONAL LTD SHS H89128104 $29,622 560,499 SH SOLE 1 560,499 TYSON FOODS INC NOTE 3.250%10/1 902494AP8 $7,873 6,500,000 PRN SOLE 1 6,500,000 U S AIRWAYS GROUP INC COM 90341W108 $13,330 1,000,000 SH SOLE 1 1,000,000 UNITED TECHNOLOGIES CORP COM 913017109 $11,330 150,000 SH CALL SOLE 1 150,000 UNITED TECHNOLOGIES CORP COM 913017109 $11,330 150,000 SH PUT SOLE 1 150,000 VALIDUS HOLDINGS LTD COM SHS G9319H102 $21,620 675,000 SH SOLE 1 675,000 VANTIV INC CL A 92210H105 $9,782 420,000 SH SOLE 1 420,000 VERASTEM INC COM 92337C104 $718 74,095 SH SOLE 1 74,095 WATSON PHARMACEUTICALS INC COM 942683103 $18,726 253,092 SH SOLE 1 253,092 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 $10,706 847,666 SH SOLE 1 847,666 WELLPOINT INC COM 94973V107 $34,801 545,559 SH SOLE 1 545,559 WELLS FARGO & CO NEW COM 949746101 $30,096 900,000 SH SOLE 1 900,000 WESTERN ASSET MTG CAP CORP COM 95790D105 $242 12,400 SH SOLE 1 12,400 WHITING PETE CORP NEW COM 966387102 $4,699 114,286 SH SOLE 1 114,286 WHOLE FOODS MKT INC COM 966837106 $15,728 165,000 SH CALL SOLE 1 165,000 WHOLE FOODS MKT INC COM 966837106 $19,541 205,000 SH PUT SOLE 1 205,000 WNS HOLDINGS LTD SPON ADR 92932M101 $6,933 712,577 SH SOLE 1 712,577 YANDEX N V SHS CLASS A N97284108 $3,810 200,000 SH SOLE 1 200,000 ZIMMER HLDGS INC COM 98956P102 $22,867 355,298 SH SOLE 1 355,298