0001105907-12-000010.txt : 20120810
0001105907-12-000010.hdr.sgml : 20120810
20120810155139
ACCESSION NUMBER: 0001105907-12-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120810
DATE AS OF CHANGE: 20120810
EFFECTIVENESS DATE: 20120810
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARD ASSOCIATES INC
CENTRAL INDEX KEY: 0001105907
IRS NUMBER: 363452497
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11597
FILM NUMBER: 121024557
BUSINESS ADDRESS:
STREET 1: 135 S. LASALLE ST.
STREET 2: SUITE 3700
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3127829600
MAIL ADDRESS:
STREET 1: 135 S. LASALLE STREET
STREET 2: SUITE 3700
CITY: CHICAGO
STATE: IL
ZIP: 60603
13F-HR
1
r13f06302012.txt
JUNE 30TH HOLDINGS
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: JUNE 30, 2012
Check here if Amendment [ ]; Amendment Number: 1
This Amendment (Check only one.): [ ]is a restatement.
[ ]adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Bard Associates Inc.
Address: 135 South LaSalle Street, Suite 3700
Chicago, IL 60603
Form 13F File Number: 28-11597
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the
report is authorized to submit it, that all information contained herein
is true, correct and complete and that it is understood that all
required items, statements, schedules, lists and tables are
considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Tim Johnson
Title: President
Phone: 312-782-9600
Signature, Place, and Date of Signing:
/s/ Tim Johnson Chicago, IL AUGUST 10,2012
[Signature] [City, State] [Date]
Report Type (Check only one.):
[x]13F HOLDINGS REPORT
[ ]13F NOTICE
[ ]13F COMBINATION REPORT
List of Other managers Reporting for this Manager:
None
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 185
Form 13F Information Table Value Total: $ 197,948
(thousands)
List of Other Included Managers:
None
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 6/30/2012
VOTING VOTING VOTING
NAME TITLE FAIR SHARES OR INVESTMENT AUTH AUTH AUTH
OF OF CUSIP MARKET PRINCIPAL DISCRETION OTH (SHRS) (SHRS) (SHRS)
ISSUER CLASS NUMBER VALUE AMOUNT SOLE SHARED MGR SOLE SHARED NONE
ABAXIS INC ABAX COMMON 002567105 1,328 35,887 X 3,000 32,887
ACACIA RESH CORP ACTG COMMON 003881307 1,039 27,900 X 1,500 26,400
ACME UTD CORP ACU COMMON 004816104 1,817 178,268 X 4,000 174,268
ADVANTAGE OIL & GAS COMMON 00765F101 298 100,360 X 0 100,360
ALLIANCE RESOURCES COMMON 01877R108 253 4,510 X 0 4,510
ARLINGTON ASSET INVT REAL ES 041356205 605 27,875 X 0 27,875
ASHFORD 8.45% D AHT-P PREFERR 044103406 848 33,975 X 0 33,975
ASPENBIO PHARMA INC A COMMON 045346301 590 314,083 X 20,500 293,583
ASTROTECH CORP ASTC COMMON 046484101 699 647,537 X 60,000 587,537
ASURE SOFTWARE INC AS COMMON 04649U102 507 122,235 X 10,000 112,235
ATLAS ENERGY COMMON 049298102 911 29,852 X 0 29,852
ATLAS PIPELINE COMMON 049392103 1,868 59,915 X 0 59,915
AUTOMATED BENEFITS CO COMMON 05280P104 19 50,000 X 0 50,000
BAJA MINING CORP BAJ. COMMON 05709R103 183 913,850 X 60,000 853,850
BALCHEM CORP BCPC COMMON 057665200 2,880 88,327 X 5,062 83,265
BERKSHIRE HATHAWAY BR COMMON 084670702 1,219 14,626 X 0 14,626
BOSTON BEER INC SAM COMMON 100557107 558 4,615 X 0 4,615
BOWL AMER INC BWL COMMON 102565108 637 50,740 X 0 50,740
BREITBURN ENERGY COMMON 106776107 1,514 91,285 X 0 91,285
BRIDGELINE SOFTWARE B COMMON 10807Q205 435 287,750 X 30,000 257,750
BURCON NUTRASCIENCE B COMMON 120831102 507 85,675 X 8,000 77,675
CAMDEN PPTY TR CPT REAL ES 133131102 218 3,222 X 0 3,222
CAMPUS CREST 8.00% PREFERR 13466Y204 988 37,700 X 0 37,700
CAPITAL LEASING FDG REAL ES 140288101 175 42,135 X 0 42,135
CAPITAL PROD PTNRS COMMON Y11082107 1,319 174,442 X 0 174,442
CARRIAGE SVCS 7.00% C PREFERR 14444T309 2,000 46,775 X 0 46,775
CARRIAGE SVCS INC CSV COMMON 143905107 2,014 242,125 X 6,000 236,125
CASUAL MALE RETAIL GR COMMON 148711302 481 132,417 X 15,000 117,417
CE FRANKLIN LTD CFK COMMON 125151100 697 55,835 X 0 55,835
CEDAR FAIR COMMON 150185106 1,656 55,245 X 0 55,245
CELADON GROUP INC CGI COMMON 150838100 850 51,879 X 6,000 45,879
CGX ENERGY INC CGXEF COMMON 125405100 316 620,500 X 30,000 590,500
CLEARSIGN COMBUSTION COMMON 185064102 411 60,550 X 5,000 55,550
COMMONWEALTH 7.000% C PREFERR 203233309 284 10,990 X 0 10,990
COMMONWEALTH CWH REAL ES 203233101 1,236 64,658 X 0 64,658
CORPORATE OFF PPTYS T REAL ES 22002T108 700 29,775 X 0 29,775
CPFL ENERGIA S A CPL FOREIGN 126153105 203 8,115 X 0 8,115
CRIMSON EXPLORATION C COMMON 22662K207 1,241 270,475 X 10,000 260,475
CUMBERLAND PHARMACEUT COMMON 230770109 584 90,340 X 0 90,340
CURRENCYSHS JAPAN YEN MUTUAL 23130A102 394 3,203 X 0 3,203
DAKTRONICS DAKT COMMON 234264109 1,228 177,670 X 9,700 167,970
DHX MEDIA LTD COMMON 252406103 1,404 1,288,950 X 60,000 1,228,950
DORCHESTER MINERALS COMMON 25820R105 1,961 89,320 X 0 89,320
DOUBLE EAGLE 9.25% A PREFERR 258570407 1,264 49,280 X 0 49,280
DYNAMICS RESH CORP DR COMMON 268057106 122 21,060 X 0 21,060
DYNAVOX INC DVOX COMMON 26817F104 166 147,787 X 4,000 143,787
ENSIGN GROUP INC ENSG COMMON 29358P101 2,521 89,180 X 5,625 83,555
ENVIROSTAR INC EVI COMMON 29414M100 630 488,679 X 35,000 453,679
EQUITY LIFESTL 8.034% PREFERR 29472R207 1,415 54,225 X 0 54,225
ERICKSON AIR-CRANE IN COMMON 29482P100 948 137,755 X 4,000 133,755
EVOLUT PETRO 8.50% A PREFERR 30049A206 1,280 47,600 X 0 47,600
EVOLUTION PETROLEUM E COMMON 30049A107 4,316 517,469 X 30,400 487,069
EXCEL MARITIME CARRIE COMMON V3267N107 18 32,098 X 0 32,098
FID/CLAY MLP FMO COMMON 31647Q106 389 17,524 X 0 17,524
FID/CLAY PFD FFC PREFERR 338478100 880 47,075 X 0 47,075
FIRST MAJESTIC SILVER COMMON 32076V103 3,278 226,850 X 13,650 213,200
FIRST POTOMAC 7.75% A PREFERR 33610F307 1,093 43,225 X 0 43,225
FIRST POTOMAC RLTY TR REAL ES 3 3610F109 699 59,405 X 0 59,405
FLEXIBLE SOLUTIONS FS COMMON 33938T104 774 545,275 X 10,000 535,275
FRANCO NEVADA CORP CO COMMON 351858105 721 15,959 X 1,046 14,913
GASTAR EXPLOR 8.620% PREFERR 36729P207 923 47,945 X 0 47,945
GENERAL FINANCE CORP COMMON 369822101 684 212,550 X 10,000 202,550
GLACIER WATER 9.06% A PREFERR 376398202 761 30,015 X 0 30,015
GLADSTONE CAPITAL COR REAL ES 376535100 103 13,075 X 0 13,075
GLADSTONE COML CORP G REAL ES 376536108 1,390 83,414 X 0 83,414
GLOBAL AIRCRAFT SOL G COMMON 378964100 0 60,650 X 0 60,650
GMX BONDS 18.75 4.50% CONVERT 38011MAJ7 299 666,000 X 0 666,000
GMX BONDS 32.50 5.00% CONVERT 38011MAB4 503 652,000 X 0 652,000
GOLDCORP INC NEW GG COMMON 380956409 1,789 47,596 X 4,300 43,296
GP STRATEGIES CORP GP COMMON 36225V104 219 11,875 X 0 11,875
GRACE ACQUI 8.750% P PREFERR 982568206 85 26,080 X 0 26,080
GRAMERCY 8.125% A GKK PREFERR 384871307 653 23,600 X 0 23,600
GRAN TIERRA ENERGY IN COMMON 38500T101 243 49,478 X 0 49,478
GSE SYS INC GVP COMMON 36227K106 1,038 451,515 X 30,000 421,515
H & Q LIFE SCIENCES H MUTUAL 404053100 756 50,893 X 0 50,893
HAIN CELESTIAL GROUP COMMON 405217100 1,361 24,724 X 2,000 22,724
HALLADOR ENERGY HNRG COMMON 40609P105 1,723 203,140 X 0 203,140
HARVARD BIOSCIENCE HB COMMON 416906105 1,584 420,225 X 10,000 410,225
HEALTH CARE REIT INC REAL ES 42217K106 1,987 34,077 X 0 34,077
HENRY JACK & ASSOC JK COMMON 426281101 617 17,870 X 0 17,870
HUDSON TECHNOLOGIES I COMMON 444144109 2,353 571,000 X 20,000 551,000
ICON PUB LTD CO ICLR COMMON 45103T107 275 12,200 X 0 12,200
IDEX CORP IEX COMMON 45167R104 737 18,917 X 0 18,917
II-VI INC IIVI COMMON 902104108 4,269 256,084 X 7,800 248,284
IMAGE SENSING SYS INC COMMON 45244C104 400 78,385 X 3,000 75,385
INERGY COMMON 456615103 204 10,935 X 0 10,935
INTEST CORP INTT COMMON 461147100 1,426 420,560 X 15,000 405,560
INVENTURE FOODS INC S COMMON 461212102 163 25,900 X 0 25,900
ISHARES SILVER TRUST MUTUAL 46428Q109 1,057 39,670 X 0 39,670
ITERIS INC ITI COMMON 46564T107 16 12,100 X 0 12,100
J ALEXANDER CORP JAX COMMON 466096104 1,588 139,787 X 12,500 127,287
JAPAN SMALLER CAPTL J FOREIGN 47109U104 292 39,559 X 0 39,559
KAYNE ANDERSON MLP MUTUAL 486606106 1,016 33,035 X 0 33,035
KAYNE MIDSTREAM FUND MUTUAL 48661E106 213 8,005 X 0 8,005
KIMCO PFD H 7.90% H K PREFERR 49446R828 975 35,200 X 0 35,200
KMG CHEMICALS INC KMG COMMON 482564101 2,677 138,860 X 5,000 133,860
KRATOS DEFENSE & SEC COMMON 50077B207 1,061 181,702 X 7,000 174,702
LASALLE HOTEL 7.50% H PREFERR 517942702 1,350 52,025 X 0 52,025
LASALLE HOTEL PPTY LH REAL ES 517942108 437 15,000 X 0 15,000
LAYNE CHRISTENSEN CO COMMON 521050104 708 34,205 X 2,100 32,105
LEXINGTON PPTYS LXP REAL ES 529043101 477 56,336 X 0 56,336
LIME ENERGY CO LIME COMMON 53261U205 288 126,903 X 5,000 121,903
LINN ENERGY LLC LINE COMMON 536020100 526 13,815 X 0 13,815
LITTLEFIELD CORP LTF COMMON 537590101 10 38,270 X 0 38,270
LUMINA COPPER LCC.V COMMON 55025N104 3,952 429,725 X 30,000 399,725
MAC-GRAY CORP TUC COMMON 554153106 860 61,045 X 6,000 55,045
MAGNUM HUN RE 10.25% PREFERR 55973B201 1,085 42,270 X 0 42,270
MAGNUM HUNTER MHR COMMON 55973B102 938 224,475 X 7,964 216,511
MARTEN TRANS LTD MRTN COMMON 573075108 777 36,525 X 0 36,525
MARTIN MIDSTREAM COMMON 573331105 1,320 40,315 X 0 40,315
MEDICAL PPTYS TRUST I REAL ES 58463J304 1,219 126,665 X 0 126,665
MEDICIS PHARMACEUTICA COMMON 584690309 1,416 41,460 X 0 41,460
MERGE HEALTHCARE INC COMMON 589499102 315 110,124 X 12,000 98,124
MILLER INDS INC TENN COMMON 600551204 985 61,860 X 0 61,860
MOCON INC MOCO COMMON 607494101 1,817 117,992 X 5,000 112,992
MONMOUTH PFD-B MNR-PB PREFERR 609720305 780 29,500 X 0 29,500
MONMOUTH REAL ESTATE REAL ES 609720107 2,166 184,805 X 0 184,805
MPG OFFICE 7.625% A M PREFERR 553274200 396 26,660 X 0 26,660
MV GOLD STX ETF GDX MUTUAL 57060U100 510 11,390 X 0 11,390
MV JR GOLD MINERS MUTUAL 57060U589 615 32,015 X 0 32,015
NEOGENOMICS INC NGNM COMMON 64049M209 957 562,750 X 50,000 512,750
NEWMONT MNG CORP NEM COMMON 651639106 393 8,100 X 1,600 6,500
NGP CAP RES CO NGPC MUTUAL 62912R107 312 44,090 X 0 44,090
NORTHERN OIL & GAS COMMON 665531109 1,443 90,500 X 3,000 87,500
NOVELOS THERAPEUTICS COMMON 67000M209 736 618,248 X 50,000 568,248
OCULUS INNOVATIVE SCI COMMON 67575P108 595 803,900 X 25,000 778,900
PARAMOUNT GOLD & SILV COMMON 69924P102 1,015 422,850 X 20,000 402,850
PICO HLDGS INC PICO COMMON 693366205 2,917 130,186 X 5,000 125,186
POWERSHS DB AG DBA MUTUAL 73936B408 716 25,382 X 0 25,382
POWERSHS SMCAP UTIL COMMON 73937B837 2,135 70,255 X 0 70,255
PREFERRED APT COMM AP REAL ES 74039L103 959 135,970 X 0 135,970
PRIVATEBANC 10.00% A PREFERR 74272L208 1,114 42,505 X 0 42,505
PS AGRI LG ETN AGF MUTUAL 25154H533 782 41,150 X 0 41,150
PSIVIDA CORP PSDV COMMON 74440J101 197 85,284 X 20,000 65,284
PURE TECHNOLOGIES LTD COMMON 745915108 1,660 372,575 X 20,000 352,575
PURECYCLE CORP PCYO COMMON 746228303 274 127,575 X 0 127,575
QR ENERGY COMMON 74734R108 1,282 77,515 X 0 77,515
QUADRANT 4 SYSTEMS COMMON 74735A104 475 1,900,319 X 35,000 1,865,319
QUAKER CHEM CORP KWR COMMON 747316107 1,797 38,890 X 2,000 36,890
QUALSTAR CORP QBAK COMMON 74758R109 523 275,460 X 20,000 255,460
RAND LOGISTICS CORP COMMON 752182105 2,007 236,126 X 20,000 216,126
RCM TECHNOLOGIES INC COMMON 749360400 545 98,385 X 10,000 88,385
ROYAL GOLD INC RGLD COMMON 780287108 1,690 21,550 X 1,500 20,050
ROYCE MICRO TRUST COMMON 780915104 2,391 267,996 X 0 267,996
SPDR GOLD TRUST COMMON 78463V107 375 2,416 X 0 2,416
S&W SEED CO SANW COMMON 785135104 1,462 276,400 X 14,250 262,150
SAN JUAN COMMON 798241105 1,404 93,650 X 0 93,650
SARATOGA RES INC TEX COMMON 803521103 1,222 207,800 X 7,400 200,400
SAUL CENTERS 8.00% A PREFERR 804095200 893 34,560 X 0 34,560
SCIENTIFIC LEARNING S COMMON 808760102 772 473,702 X 25,250 448,452
SEABRIDGE GOLD INC SA COMMON 811916105 897 61,920 X 0 61,920
SEASPAN CORP SSW COMMON Y75638109 614 35,361 X 3,000 32,361
SENIOR HSG PPTYS SNH REAL ES 81721M109 481 21,565 X 0 21,565
SILVER WHEATON CORP S COMMON 828336107 2,211 82,363 X 1,850 80,513
SL GREEN RLTY SLG REAL ES 78440X101 205 2,550 X 0 2,550
SMARTPROS LTD SPRO COMMON 83171G103 317 161,900 X 5,000 156,900
SPARTON CORP SPA COMMON 847235108 1,842 186,075 X 7,000 179,075
SPECTRUM PHARMA SPPI COMMON 84763A108 4,232 271,970 X 9,500 262,470
STANDARD PARKING CORP COMMON 853790103 2,359 109,610 X 4,000 105,610
STAR BUFFET INC STRZ COMMON 855086104 43 62,610 X 0 62,610
STERICYCLE INC SRCL COMMON 858912108 4,767 52,000 X 3,200 48,800
STORM CAT ENERGY CORP COMMON 862168101 0 195,200 X 0 195,200
STRATEGIC HTL 8.25% C PREFERR 86272T502 878 36,825 X 0 36,825
SUNOPTA INC STKL COMMON 8676EP108 1,080 192,477 X 10,000 182,477
SYNTHETIC BIOLOGICS COMMON 87164U102 27 13,399 X 6,899 6,500
TEAM INC TISI COMMON 878155100 3,158 101,270 X 6,000 95,270
TORTOISE CAP RES TTO MUTUAL 89147N304 1,979 221,335 X 4,000 217,335
TORTOISE MLP FD NTG MUTUAL 89148B101 2,417 96,697 X 0 96,697
T3 H WARR $3.00 5/13 WARRANT 89853X116 4 176,400 X 0 176,400
T3 I WARR $3.50 5/13 WARRANT 89853X124 11 176,400 X 0 176,400
T3 MOTION INC TTTM COMMON 89853X306 220 295,900 X 43,800 252,100
TARGA RESOURCES COMMON 87611X105 2,162 60,650 X 0 60,650
TRIANGLE PETROLEUM TP COMMON 89600B201 2,830 507,127 X 19,000 488,127
TSAKOS ENERGY NAVIGAT COMMON G9108L108 50 10,285 X 0 10,285
TYLER TECHNOLOGIES TY COMMON 902252105 3,714 92,050 X 3,000 89,050
U M H PROPERTIES UMH REAL ES 903002103 771 71,850 X 0 71,850
U S PHYSICAL THERAPY COMMON 90337L108 2,502 98,373 X 4,000 94,373
UROPLASTY INC UPI COMMON 917277204 1,497 326,122 X 15,000 311,122
VANGUARD NAT RES COMMON 92205F106 1,779 68,520 X 0 68,520
VASCO DATA SEC INTL I COMMON 92230Y104 85 10,410 X 2,500 7,910
WAVE SYSTEMS CORP WAV COMMON 943526301 254 368,625 X 20,000 348,625
WESDOME GOLD MINES WD COMMON 95083R100 436 560,900 X 21,700 539,200
WILLDAN GROUP INC WLD COMMON 96924N100 474 314,044 X 15,000 299,044
WINTHROP RLTY 9.18% D PREFERR 976391508 1,544 59,925 X 0 59,925
WORLDWIDE ENERGY WEMU COMMON 98158R104 0 230,875 X 0 230,875
YAMANA GOLD INC AUY COMMON 98462Y100 1,094 71,040 X 4,470 66,570
197,948