0001105907-12-000010.txt : 20120810 0001105907-12-000010.hdr.sgml : 20120810 20120810155139 ACCESSION NUMBER: 0001105907-12-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120810 DATE AS OF CHANGE: 20120810 EFFECTIVENESS DATE: 20120810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARD ASSOCIATES INC CENTRAL INDEX KEY: 0001105907 IRS NUMBER: 363452497 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11597 FILM NUMBER: 121024557 BUSINESS ADDRESS: STREET 1: 135 S. LASALLE ST. STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3127829600 MAIL ADDRESS: STREET 1: 135 S. LASALLE STREET STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 r13f06302012.txt JUNE 30TH HOLDINGS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: JUNE 30, 2012 Check here if Amendment [ ]; Amendment Number: 1 This Amendment (Check only one.): [ ]is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Bard Associates Inc. Address: 135 South LaSalle Street, Suite 3700 Chicago, IL 60603 Form 13F File Number: 28-11597 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete and that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tim Johnson Title: President Phone: 312-782-9600 Signature, Place, and Date of Signing: /s/ Tim Johnson Chicago, IL AUGUST 10,2012 [Signature] [City, State] [Date] Report Type (Check only one.): [x]13F HOLDINGS REPORT [ ]13F NOTICE [ ]13F COMBINATION REPORT List of Other managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 185 Form 13F Information Table Value Total: $ 197,948 (thousands) List of Other Included Managers: None DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 6/30/2012 VOTING VOTING VOTING NAME TITLE FAIR SHARES OR INVESTMENT AUTH AUTH AUTH OF OF CUSIP MARKET PRINCIPAL DISCRETION OTH (SHRS) (SHRS) (SHRS) ISSUER CLASS NUMBER VALUE AMOUNT SOLE SHARED MGR SOLE SHARED NONE ABAXIS INC ABAX COMMON 002567105 1,328 35,887 X 3,000 32,887 ACACIA RESH CORP ACTG COMMON 003881307 1,039 27,900 X 1,500 26,400 ACME UTD CORP ACU COMMON 004816104 1,817 178,268 X 4,000 174,268 ADVANTAGE OIL & GAS COMMON 00765F101 298 100,360 X 0 100,360 ALLIANCE RESOURCES COMMON 01877R108 253 4,510 X 0 4,510 ARLINGTON ASSET INVT REAL ES 041356205 605 27,875 X 0 27,875 ASHFORD 8.45% D AHT-P PREFERR 044103406 848 33,975 X 0 33,975 ASPENBIO PHARMA INC A COMMON 045346301 590 314,083 X 20,500 293,583 ASTROTECH CORP ASTC COMMON 046484101 699 647,537 X 60,000 587,537 ASURE SOFTWARE INC AS COMMON 04649U102 507 122,235 X 10,000 112,235 ATLAS ENERGY COMMON 049298102 911 29,852 X 0 29,852 ATLAS PIPELINE COMMON 049392103 1,868 59,915 X 0 59,915 AUTOMATED BENEFITS CO COMMON 05280P104 19 50,000 X 0 50,000 BAJA MINING CORP BAJ. COMMON 05709R103 183 913,850 X 60,000 853,850 BALCHEM CORP BCPC COMMON 057665200 2,880 88,327 X 5,062 83,265 BERKSHIRE HATHAWAY BR COMMON 084670702 1,219 14,626 X 0 14,626 BOSTON BEER INC SAM COMMON 100557107 558 4,615 X 0 4,615 BOWL AMER INC BWL COMMON 102565108 637 50,740 X 0 50,740 BREITBURN ENERGY COMMON 106776107 1,514 91,285 X 0 91,285 BRIDGELINE SOFTWARE B COMMON 10807Q205 435 287,750 X 30,000 257,750 BURCON NUTRASCIENCE B COMMON 120831102 507 85,675 X 8,000 77,675 CAMDEN PPTY TR CPT REAL ES 133131102 218 3,222 X 0 3,222 CAMPUS CREST 8.00% PREFERR 13466Y204 988 37,700 X 0 37,700 CAPITAL LEASING FDG REAL ES 140288101 175 42,135 X 0 42,135 CAPITAL PROD PTNRS COMMON Y11082107 1,319 174,442 X 0 174,442 CARRIAGE SVCS 7.00% C PREFERR 14444T309 2,000 46,775 X 0 46,775 CARRIAGE SVCS INC CSV COMMON 143905107 2,014 242,125 X 6,000 236,125 CASUAL MALE RETAIL GR COMMON 148711302 481 132,417 X 15,000 117,417 CE FRANKLIN LTD CFK COMMON 125151100 697 55,835 X 0 55,835 CEDAR FAIR COMMON 150185106 1,656 55,245 X 0 55,245 CELADON GROUP INC CGI COMMON 150838100 850 51,879 X 6,000 45,879 CGX ENERGY INC CGXEF COMMON 125405100 316 620,500 X 30,000 590,500 CLEARSIGN COMBUSTION COMMON 185064102 411 60,550 X 5,000 55,550 COMMONWEALTH 7.000% C PREFERR 203233309 284 10,990 X 0 10,990 COMMONWEALTH CWH REAL ES 203233101 1,236 64,658 X 0 64,658 CORPORATE OFF PPTYS T REAL ES 22002T108 700 29,775 X 0 29,775 CPFL ENERGIA S A CPL FOREIGN 126153105 203 8,115 X 0 8,115 CRIMSON EXPLORATION C COMMON 22662K207 1,241 270,475 X 10,000 260,475 CUMBERLAND PHARMACEUT COMMON 230770109 584 90,340 X 0 90,340 CURRENCYSHS JAPAN YEN MUTUAL 23130A102 394 3,203 X 0 3,203 DAKTRONICS DAKT COMMON 234264109 1,228 177,670 X 9,700 167,970 DHX MEDIA LTD COMMON 252406103 1,404 1,288,950 X 60,000 1,228,950 DORCHESTER MINERALS COMMON 25820R105 1,961 89,320 X 0 89,320 DOUBLE EAGLE 9.25% A PREFERR 258570407 1,264 49,280 X 0 49,280 DYNAMICS RESH CORP DR COMMON 268057106 122 21,060 X 0 21,060 DYNAVOX INC DVOX COMMON 26817F104 166 147,787 X 4,000 143,787 ENSIGN GROUP INC ENSG COMMON 29358P101 2,521 89,180 X 5,625 83,555 ENVIROSTAR INC EVI COMMON 29414M100 630 488,679 X 35,000 453,679 EQUITY LIFESTL 8.034% PREFERR 29472R207 1,415 54,225 X 0 54,225 ERICKSON AIR-CRANE IN COMMON 29482P100 948 137,755 X 4,000 133,755 EVOLUT PETRO 8.50% A PREFERR 30049A206 1,280 47,600 X 0 47,600 EVOLUTION PETROLEUM E COMMON 30049A107 4,316 517,469 X 30,400 487,069 EXCEL MARITIME CARRIE COMMON V3267N107 18 32,098 X 0 32,098 FID/CLAY MLP FMO COMMON 31647Q106 389 17,524 X 0 17,524 FID/CLAY PFD FFC PREFERR 338478100 880 47,075 X 0 47,075 FIRST MAJESTIC SILVER COMMON 32076V103 3,278 226,850 X 13,650 213,200 FIRST POTOMAC 7.75% A PREFERR 33610F307 1,093 43,225 X 0 43,225 FIRST POTOMAC RLTY TR REAL ES 3 3610F109 699 59,405 X 0 59,405 FLEXIBLE SOLUTIONS FS COMMON 33938T104 774 545,275 X 10,000 535,275 FRANCO NEVADA CORP CO COMMON 351858105 721 15,959 X 1,046 14,913 GASTAR EXPLOR 8.620% PREFERR 36729P207 923 47,945 X 0 47,945 GENERAL FINANCE CORP COMMON 369822101 684 212,550 X 10,000 202,550 GLACIER WATER 9.06% A PREFERR 376398202 761 30,015 X 0 30,015 GLADSTONE CAPITAL COR REAL ES 376535100 103 13,075 X 0 13,075 GLADSTONE COML CORP G REAL ES 376536108 1,390 83,414 X 0 83,414 GLOBAL AIRCRAFT SOL G COMMON 378964100 0 60,650 X 0 60,650 GMX BONDS 18.75 4.50% CONVERT 38011MAJ7 299 666,000 X 0 666,000 GMX BONDS 32.50 5.00% CONVERT 38011MAB4 503 652,000 X 0 652,000 GOLDCORP INC NEW GG COMMON 380956409 1,789 47,596 X 4,300 43,296 GP STRATEGIES CORP GP COMMON 36225V104 219 11,875 X 0 11,875 GRACE ACQUI 8.750% P PREFERR 982568206 85 26,080 X 0 26,080 GRAMERCY 8.125% A GKK PREFERR 384871307 653 23,600 X 0 23,600 GRAN TIERRA ENERGY IN COMMON 38500T101 243 49,478 X 0 49,478 GSE SYS INC GVP COMMON 36227K106 1,038 451,515 X 30,000 421,515 H & Q LIFE SCIENCES H MUTUAL 404053100 756 50,893 X 0 50,893 HAIN CELESTIAL GROUP COMMON 405217100 1,361 24,724 X 2,000 22,724 HALLADOR ENERGY HNRG COMMON 40609P105 1,723 203,140 X 0 203,140 HARVARD BIOSCIENCE HB COMMON 416906105 1,584 420,225 X 10,000 410,225 HEALTH CARE REIT INC REAL ES 42217K106 1,987 34,077 X 0 34,077 HENRY JACK & ASSOC JK COMMON 426281101 617 17,870 X 0 17,870 HUDSON TECHNOLOGIES I COMMON 444144109 2,353 571,000 X 20,000 551,000 ICON PUB LTD CO ICLR COMMON 45103T107 275 12,200 X 0 12,200 IDEX CORP IEX COMMON 45167R104 737 18,917 X 0 18,917 II-VI INC IIVI COMMON 902104108 4,269 256,084 X 7,800 248,284 IMAGE SENSING SYS INC COMMON 45244C104 400 78,385 X 3,000 75,385 INERGY COMMON 456615103 204 10,935 X 0 10,935 INTEST CORP INTT COMMON 461147100 1,426 420,560 X 15,000 405,560 INVENTURE FOODS INC S COMMON 461212102 163 25,900 X 0 25,900 ISHARES SILVER TRUST MUTUAL 46428Q109 1,057 39,670 X 0 39,670 ITERIS INC ITI COMMON 46564T107 16 12,100 X 0 12,100 J ALEXANDER CORP JAX COMMON 466096104 1,588 139,787 X 12,500 127,287 JAPAN SMALLER CAPTL J FOREIGN 47109U104 292 39,559 X 0 39,559 KAYNE ANDERSON MLP MUTUAL 486606106 1,016 33,035 X 0 33,035 KAYNE MIDSTREAM FUND MUTUAL 48661E106 213 8,005 X 0 8,005 KIMCO PFD H 7.90% H K PREFERR 49446R828 975 35,200 X 0 35,200 KMG CHEMICALS INC KMG COMMON 482564101 2,677 138,860 X 5,000 133,860 KRATOS DEFENSE & SEC COMMON 50077B207 1,061 181,702 X 7,000 174,702 LASALLE HOTEL 7.50% H PREFERR 517942702 1,350 52,025 X 0 52,025 LASALLE HOTEL PPTY LH REAL ES 517942108 437 15,000 X 0 15,000 LAYNE CHRISTENSEN CO COMMON 521050104 708 34,205 X 2,100 32,105 LEXINGTON PPTYS LXP REAL ES 529043101 477 56,336 X 0 56,336 LIME ENERGY CO LIME COMMON 53261U205 288 126,903 X 5,000 121,903 LINN ENERGY LLC LINE COMMON 536020100 526 13,815 X 0 13,815 LITTLEFIELD CORP LTF COMMON 537590101 10 38,270 X 0 38,270 LUMINA COPPER LCC.V COMMON 55025N104 3,952 429,725 X 30,000 399,725 MAC-GRAY CORP TUC COMMON 554153106 860 61,045 X 6,000 55,045 MAGNUM HUN RE 10.25% PREFERR 55973B201 1,085 42,270 X 0 42,270 MAGNUM HUNTER MHR COMMON 55973B102 938 224,475 X 7,964 216,511 MARTEN TRANS LTD MRTN COMMON 573075108 777 36,525 X 0 36,525 MARTIN MIDSTREAM COMMON 573331105 1,320 40,315 X 0 40,315 MEDICAL PPTYS TRUST I REAL ES 58463J304 1,219 126,665 X 0 126,665 MEDICIS PHARMACEUTICA COMMON 584690309 1,416 41,460 X 0 41,460 MERGE HEALTHCARE INC COMMON 589499102 315 110,124 X 12,000 98,124 MILLER INDS INC TENN COMMON 600551204 985 61,860 X 0 61,860 MOCON INC MOCO COMMON 607494101 1,817 117,992 X 5,000 112,992 MONMOUTH PFD-B MNR-PB PREFERR 609720305 780 29,500 X 0 29,500 MONMOUTH REAL ESTATE REAL ES 609720107 2,166 184,805 X 0 184,805 MPG OFFICE 7.625% A M PREFERR 553274200 396 26,660 X 0 26,660 MV GOLD STX ETF GDX MUTUAL 57060U100 510 11,390 X 0 11,390 MV JR GOLD MINERS MUTUAL 57060U589 615 32,015 X 0 32,015 NEOGENOMICS INC NGNM COMMON 64049M209 957 562,750 X 50,000 512,750 NEWMONT MNG CORP NEM COMMON 651639106 393 8,100 X 1,600 6,500 NGP CAP RES CO NGPC MUTUAL 62912R107 312 44,090 X 0 44,090 NORTHERN OIL & GAS COMMON 665531109 1,443 90,500 X 3,000 87,500 NOVELOS THERAPEUTICS COMMON 67000M209 736 618,248 X 50,000 568,248 OCULUS INNOVATIVE SCI COMMON 67575P108 595 803,900 X 25,000 778,900 PARAMOUNT GOLD & SILV COMMON 69924P102 1,015 422,850 X 20,000 402,850 PICO HLDGS INC PICO COMMON 693366205 2,917 130,186 X 5,000 125,186 POWERSHS DB AG DBA MUTUAL 73936B408 716 25,382 X 0 25,382 POWERSHS SMCAP UTIL COMMON 73937B837 2,135 70,255 X 0 70,255 PREFERRED APT COMM AP REAL ES 74039L103 959 135,970 X 0 135,970 PRIVATEBANC 10.00% A PREFERR 74272L208 1,114 42,505 X 0 42,505 PS AGRI LG ETN AGF MUTUAL 25154H533 782 41,150 X 0 41,150 PSIVIDA CORP PSDV COMMON 74440J101 197 85,284 X 20,000 65,284 PURE TECHNOLOGIES LTD COMMON 745915108 1,660 372,575 X 20,000 352,575 PURECYCLE CORP PCYO COMMON 746228303 274 127,575 X 0 127,575 QR ENERGY COMMON 74734R108 1,282 77,515 X 0 77,515 QUADRANT 4 SYSTEMS COMMON 74735A104 475 1,900,319 X 35,000 1,865,319 QUAKER CHEM CORP KWR COMMON 747316107 1,797 38,890 X 2,000 36,890 QUALSTAR CORP QBAK COMMON 74758R109 523 275,460 X 20,000 255,460 RAND LOGISTICS CORP COMMON 752182105 2,007 236,126 X 20,000 216,126 RCM TECHNOLOGIES INC COMMON 749360400 545 98,385 X 10,000 88,385 ROYAL GOLD INC RGLD COMMON 780287108 1,690 21,550 X 1,500 20,050 ROYCE MICRO TRUST COMMON 780915104 2,391 267,996 X 0 267,996 SPDR GOLD TRUST COMMON 78463V107 375 2,416 X 0 2,416 S&W SEED CO SANW COMMON 785135104 1,462 276,400 X 14,250 262,150 SAN JUAN COMMON 798241105 1,404 93,650 X 0 93,650 SARATOGA RES INC TEX COMMON 803521103 1,222 207,800 X 7,400 200,400 SAUL CENTERS 8.00% A PREFERR 804095200 893 34,560 X 0 34,560 SCIENTIFIC LEARNING S COMMON 808760102 772 473,702 X 25,250 448,452 SEABRIDGE GOLD INC SA COMMON 811916105 897 61,920 X 0 61,920 SEASPAN CORP SSW COMMON Y75638109 614 35,361 X 3,000 32,361 SENIOR HSG PPTYS SNH REAL ES 81721M109 481 21,565 X 0 21,565 SILVER WHEATON CORP S COMMON 828336107 2,211 82,363 X 1,850 80,513 SL GREEN RLTY SLG REAL ES 78440X101 205 2,550 X 0 2,550 SMARTPROS LTD SPRO COMMON 83171G103 317 161,900 X 5,000 156,900 SPARTON CORP SPA COMMON 847235108 1,842 186,075 X 7,000 179,075 SPECTRUM PHARMA SPPI COMMON 84763A108 4,232 271,970 X 9,500 262,470 STANDARD PARKING CORP COMMON 853790103 2,359 109,610 X 4,000 105,610 STAR BUFFET INC STRZ COMMON 855086104 43 62,610 X 0 62,610 STERICYCLE INC SRCL COMMON 858912108 4,767 52,000 X 3,200 48,800 STORM CAT ENERGY CORP COMMON 862168101 0 195,200 X 0 195,200 STRATEGIC HTL 8.25% C PREFERR 86272T502 878 36,825 X 0 36,825 SUNOPTA INC STKL COMMON 8676EP108 1,080 192,477 X 10,000 182,477 SYNTHETIC BIOLOGICS COMMON 87164U102 27 13,399 X 6,899 6,500 TEAM INC TISI COMMON 878155100 3,158 101,270 X 6,000 95,270 TORTOISE CAP RES TTO MUTUAL 89147N304 1,979 221,335 X 4,000 217,335 TORTOISE MLP FD NTG MUTUAL 89148B101 2,417 96,697 X 0 96,697 T3 H WARR $3.00 5/13 WARRANT 89853X116 4 176,400 X 0 176,400 T3 I WARR $3.50 5/13 WARRANT 89853X124 11 176,400 X 0 176,400 T3 MOTION INC TTTM COMMON 89853X306 220 295,900 X 43,800 252,100 TARGA RESOURCES COMMON 87611X105 2,162 60,650 X 0 60,650 TRIANGLE PETROLEUM TP COMMON 89600B201 2,830 507,127 X 19,000 488,127 TSAKOS ENERGY NAVIGAT COMMON G9108L108 50 10,285 X 0 10,285 TYLER TECHNOLOGIES TY COMMON 902252105 3,714 92,050 X 3,000 89,050 U M H PROPERTIES UMH REAL ES 903002103 771 71,850 X 0 71,850 U S PHYSICAL THERAPY COMMON 90337L108 2,502 98,373 X 4,000 94,373 UROPLASTY INC UPI COMMON 917277204 1,497 326,122 X 15,000 311,122 VANGUARD NAT RES COMMON 92205F106 1,779 68,520 X 0 68,520 VASCO DATA SEC INTL I COMMON 92230Y104 85 10,410 X 2,500 7,910 WAVE SYSTEMS CORP WAV COMMON 943526301 254 368,625 X 20,000 348,625 WESDOME GOLD MINES WD COMMON 95083R100 436 560,900 X 21,700 539,200 WILLDAN GROUP INC WLD COMMON 96924N100 474 314,044 X 15,000 299,044 WINTHROP RLTY 9.18% D PREFERR 976391508 1,544 59,925 X 0 59,925 WORLDWIDE ENERGY WEMU COMMON 98158R104 0 230,875 X 0 230,875 YAMANA GOLD INC AUY COMMON 98462Y100 1,094 71,040 X 4,470 66,570 197,948