0001051042-12-000042.txt : 20120810
0001051042-12-000042.hdr.sgml : 20120810
20120810102718
ACCESSION NUMBER: 0001051042-12-000042
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120810
DATE AS OF CHANGE: 20120810
EFFECTIVENESS DATE: 20120810
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD
CENTRAL INDEX KEY: 0001051042
IRS NUMBER: 382562340
STATE OF INCORPORATION: MI
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06648
FILM NUMBER: 121022992
BUSINESS ADDRESS:
STREET 1: 111 CASS STREET
CITY: TRAVERSE CITY
STATE: MI
ZIP: 49684
BUSINESS PHONE: 2319294500
MAIL ADDRESS:
STREET 1: 111 CASS STREET
CITY: TRAVERSE CITY
STATE: MI
ZIP: 49684
13F-HR
1
fimg13f063012.txt
FINANCIAL & INVESTMENT MANAGEMENT GROUP
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calender Year or Quarter End: June 30, 2012
Check here if Amendment { }; Amendment Number:
This Amendment (Check only one): { } is a restatement
{ } adds new holding entries
Institutional Investment Manager Filing this Report
Name: Financial & Investment Management Group, Ltd.
Address: 111 Cass St
Traverse City, MI 49684
13F File Number: 28-6648
The institutional investment manager
filing this report and the person by whom
it is signed hereby represent that the
person signing the report is authorized
to submit it, that all information contained
herein is true, correct, and
complete, and that it is understood
that all required items, statements,
schedules, lists, and tables, are considered
integral parts of this form
Person Signing this Report on Behalf of Reporting Manager:
Name: Matthew Bohrer
Title: Chief Compliance Officer
Phone: 231-929-4500
Signature, Place, and Date of Signing:
Matthew Bohrer, Traverse City, MI, 49684, August 10, 2012
Report Type ( Check only one):
[x] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager: None
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT
OF 1934
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 67
FORM 13F INFORMATION TABLE VALUE TOTAL: $204,235,425.90
LIST OF OTHER MANAGERS REPORTING FOR THIS REPORT: NONE
FORM 13F INFORMATION TABLE
NAME OF ISSUER TITLE OF SH/P VOTING AUTHORITY
CLASS CUSIP VALUE AMOUNT S/P/CINV DISMANAGER SOLE SHARED
A T & T INC NEW COM 00206r1024694283.15 131640.02SH SHARED 01 131640.02
ALLIANCE BERNSTEIN INC FUND COM 01881E10111547822.51387959.43SH SHARED 01 1387959.4
BARRICK GOLD CORP F COM 0679011085774584.14 153702SH SHARED 01 153702
BERKSHIRE HATHAWAY B NEW CLASS CL B NEW 084670702 646390.81 7757SH SHARED 01 7757
CISCO SYSTEMS INC COM 17275R1022193154.06 127731.74SH SHARED 01 127731.74
COLGATE-PALMOLIVE CO COM 194162103 1271165.1 12211SH SHARED 01 12211
EXXON MOBIL CORPORATION COM 30231G102 378256.2 4420.43SH SHARED 01 4420.43
FASTENAL CO COM 3119001043925906.03 97392.86SH SHARED 01 97392.86
INTEL CORP COM 4581401002941351.09 110369.65SH SHARED 01 110369.65
MERCK & CO INC NEW COM 58933y105 252149.67 6039.51SH SHARED 01 6039.51
MICROSOFT CORP COM 594918104 430250.52 14065.07SH SHARED 01 14065.07
NUVEEN MULTI STRAT INCM COM SHS 67073d1027707899.32 849823.52SH SHARED 01 849823.52
PFIZER INCORPORATED COM 717081103 376004 16348SH SHARED 01 16348
PROCTER & GAMBLE COM 742718109 810092.5 13226SH SHARED 01 13226
ROYCE MICRO-CAP TRUST COM 780915104 564649.67 63301.53SH SHARED 01 63301.53
VODAFONE GROUP NEW ADR F SPONS SPONS ADR NEW 92857w2096426494.03 228051.6SH SHARED 01 228051.6
AGNICO-EAGLE MINES LTD COM 008474108 4463547.2 110320SH SHARED 01 110320
NORTHEAST UTILITIES COM 6643971061138607.78 29338SH SHARED 01 29338
PUTNAM MASTER INTER INCOME TR SH BEN INT 746909100 261237.76 51023SH SHARED 01 51023
GAIAM INC CL A 36268q103 7404891 1898690SH SHARED 01 1898690
REAL GOODS SOLAR, INC. CL A CL A 75601N1041904283.74 1685356SH SHARED 01 1685356
U S GLOBAL INVESTORS A CLASS A CL A 9029521005998387.83 1372629SH SHARED 01 1372629
UNITED PARCEL SERVICE B CLASS CL B 911312106 249511.68 3168SH SHARED 01 3168
AMERICAN STRATEGIC INCOME III COM 03009t101 4230230.4 600885SH SHARED 01 600885
APACHE CORP COM 037411105 216560.96 2464SH SHARED 01 2464
BLACKROCK CREDIT ALLOCATION FU COM 09255H10511572295.4 1066571SH SHARED 01 1066571
BLACKROCK INCOME TR INC COM 09247f100 399170.2 53365SH SHARED 01 53365
BLKROCK CREDIT ALL INC (Pfd E COM 09250810012653813.5 955005SH SHARED 01 955005
BOULDER TOTAL RETURN FD COM 1015411001535509.44 92724SH SHARED 01 92724
CALAMOS GLOBAL INCOME FD COM 12811l107 286760.26 34098SH SHARED 01 34098
DENALI FUND INC COM 24823a102 274474.9 19154SH SHARED 01 19154
DIVIDEND & INCOME FUND COM 25538A1057202007.55 2149853SH SHARED 01 2149853
FIFTH THIRD BANCORP COM 316773100 268000 20000SH SHARED 01 20000
FIRST FED N MICHIGAN BA COM 32021x105 863884 246824SH SHARED 01 246824
HAWAIIAN TELCOM HOLDCO COM 4200311061183769.25 60675SH SHARED 01 60675
JAPAN SMALLER CAP FUND COM 47109u104 243803.16 32991SH SHARED 01 32991
LAZARD WORLD DIV & INCM COM 5210761091064071.14 94837SH SHARED 01 94837
LIFEWAY FOODS, INC. COM 5319141091945297.93 187589SH SHARED 01 187589
MADISON CLAYMORE CVRD FD COM 556582104 2313034.5 303150SH SHARED 01 303150
MARKET LEADER INC COM 57056r103 3351225.2 659690SH SHARED 01 659690
MONTGOMERY ST INCOME SEC COM 6141151034148816.67 259042SH SHARED 01 259042
NEWMONT MINING CORP COM 6516391065179655.25 106775SH SHARED 01 106775
NUVEEN GLOBAL GOVERNMENT COM 67073C104 336530.25 23225SH SHARED 01 23225
NUVEEN PFD & CONV INCOME FD COM 67073B106 228052.65 25255SH SHARED 01 25255
RADIOSHACK CORP COM 7504381033710758.41 966343SH SHARED 01 966343
STRATEGIC GLOBAL INCM FD COM 8627191011141382.29 106373SH SHARED 01 106373
TOFUTTI BRANDS INC COM 88906b105 226996.49 135125SH SHARED 01 135125
UNITED ONLINE INC COM 9112681007678097.07 1819454SH SHARED 01 1819454
WESTERN ASSET CLAYMORE COM 95766r10414374444.5 1101490SH SHARED 01 1101490
WESTRN ASSET WRLDWD INCM COM 9576681061160382.55 79207SH SHARED 01 79207
ZWEIG TOTAL RETURN FUND, INC. COM 98983710915023096.3 1222384SH SHARED 01 1222384
DOVER SADDLERY INC COM 260412101 1410750 337500SH SHARED 01 337500
VIRTUS TOTAL RETURN FUND COM 92829a1031934875.02 525210SH SHARED 01 525210
ARTIO GLOBAL INVESTORS, INC. COM CL A 04315b107 5602520 1600720SH SHARED 01 1600720
KINROSS GOLD CORP COM NO PAR 4969024044963204.93 608982SH SHARED 01 608982
VIASYSTEMS GROUP INC NEW COM PAR$.01 92553h803 190230 11190SH SHARED 01 11190
CALAMOS STRGC TOT RET FD COM SH BEN INT 128125101 214538.24 22232SH SHARED 01 22232
WESTN ASSET CLAYMORE FD COM SH BEN INT 95766q106 1203527 92579SH SHARED 01 92579
BLACKROCK LTD DURATION INCOME COM SHS 09249w1011215462.42 68554SH SHARED 01 68554
Intel Corp SDCV 2.950%12/1458140AD2 18084 16000SH SHARED 01 16000
FRANKLIN UNIV TR S B I SH BEN SH BEN INT 355145103 227840 32000SH SHARED 01 32000
MFS INTERMARKET INCM TR SH BEN INT 59318r103 1823613.7 216581SH SHARED 01 216581
MFS MULTI MKT INC TRUST SH BEN SH BEN INT 552737108 100429.5 14145SH SHARED 01 14145
NOKIA CORP SPON ADR F 1 ADR RE SPONSORED ADR 6549022043133563.33 1513799SH SHARED 01 1513799
S K TELECOM LTD ADR F SPONSORE SPONSORED ADR 78440p108 4643356.9 383749SH SHARED 01 383749
SANOFI ADR (n/c 5/11) SPONSORED ADR 80105n1052811489.22 74417SH SHARED 01 74417
SIEMENS A G ADR F1 ADR REP 1 O SPONSORED ADR 826197501 568901.69 6767SH SHARED 01 6767