0001518195-12-000003.txt : 20120809
0001518195-12-000003.hdr.sgml : 20120809
20120809154545
ACCESSION NUMBER: 0001518195-12-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120809
DATE AS OF CHANGE: 20120809
EFFECTIVENESS DATE: 20120809
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: American National Registered Investment Advisor, Inc.
CENTRAL INDEX KEY: 0001518195
IRS NUMBER: 273841963
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1211
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14457
FILM NUMBER: 121020267
BUSINESS ADDRESS:
STREET 1: ONE MOODY PLAZA
CITY: GALVESTON
STATE: TX
ZIP: 77550
BUSINESS PHONE: 281-521-3472
MAIL ADDRESS:
STREET 1: ONE MOODY PLAZA
CITY: GALVESTON
STATE: TX
ZIP: 77550
13F-HR
1
a13f0612anria.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2012
Check here if Amendment [ ]; Amendment Number: ________
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: American National Registered Investment Advisor, Inc.
Address: One Moody Plaza Galveston, TX 77550
Form 13F File Number: 28-14457
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts
of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gordon D. Dixon
Title: President/ Chief Executive Officer
Phone: (281) 521-3482
Signature, Place, and Date of Signing:
_____________________________ League City, TX __June 30, 2012
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: ______________1__________
Form 13F Information Table Entry Total: ___________192_________
Form 13F Information Table Value Total: ________ 151_________
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of
all institutional investment managers with respect to which this report
is filed, other than the manager filing this report.
Form 13F File Number Name
28- 04382 American National Insurance Company
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL
DISCRETION MANAGERS SOLE SHARED NONE
[Repeat as necessary]
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
Abbott Labs. COM 002824100 1034 16035.00000 SH Defined 1 16035.00000
Adobe Systems COM 00724f101 672 20755.00000 SH Defined 1 20755.00000
Aecom Technology Corp COM 00766T100 169 10290.00000 SH Defined 1 10290.00000
AGL Resources Inc. COM 001204106 508 13100.00000 SH Defined 1 13100.00000
Akamai Technologies Inc. COM 00971t101 312 9825.00000 SH Defined 1 9825.00000
Alcoa Inc. COM 013817101 287 32780.00000 SH Defined 1 32780.00000
Altria Group, Inc. COM 02209s103 2384 69010.00000 SH Defined 1 69010.00000
Amdocs Ltd COM G02602103 206 6940.00000 SH Defined 1 6940.00000
Ameren Corp. COM 023608102 210 6275.00000 SH Defined 1 6275.00000
American Express COM 025816109 884 15185.00000 SH Defined 1 15185.00000
Anadarko Petroleum Corp. COM 032511107 782 11810.00000 SH Defined 1 11810.00000
Anheuser-Busch COM 03524a108 1063 13345.00000 SH Defined 1 13345.00000
Apple Inc COM 037833100 5066 8675.00000 SH Defined 1 8675.00000
Arch Coal Inc COM 039380100 311 45100.00000 SH Defined 1 45100.00000
Arthur J. Gallagher & Co. COM 363576109 688 19625.00000 SH Defined 1 19625.00000
AT&T Inc. COM 00206R102 3012 84463.00000 SH Defined 1 84463.00000
Atmos Energy Corp. COM 049560105 485 13825.00000 SH Defined 1 13825.00000
Avalonbay Communities, Inc. COM 053484101 649 4587.00002 SH Defined 1 4587.00002
Baker Hughes COM 057224107 439 10670.00000 SH Defined 1 10670.00000
Bank of New York Mellon Corp. COM 064058100 546 24855.00000 SH Defined 1 24855.00000
Baxter International, Inc. COM 071813109 519 9765.00000 SH Defined 1 9765.00000
Bed Bath & Beyond Inc. COM 075896100 668 10815.00000 SH Defined 1 10815.00000
Blackstone Group LP COM 09253u108 223 17100.00000 SH Defined 1 17100.00000
Block H&R COM 093671105 526 32940.00000 SH Defined 1 32940.00000
Boardwalk Pipeline Partners L. COM 096627104 334 12100.00000 SH Defined 1 12100.00000
Boeing Company COM 097023105 1467 19745.00000 SH Defined 1 19745.00000
Boston Properties Inc COM 101121101 604 5575.00000 SH Defined 1 5575.00000
BP plc ADR COM 055622104 546 13464.00000 SH Defined 1 13464.00000
BRE Properties COM 05564E106 390 7800.00000 SH Defined 1 7800.00000
Broadcom Corp COM 111320107 479 14200.00000 SH Defined 1 14200.00000
Cameron International Corp COM 13342B105 362 8465.00000 SH Defined 1 8465.00000
Capital One Financial COM cof 548 10025.00000 SH Defined 1 10025.00000
Carefusion Corp. COM 14170T101 272 10605.00000 SH Defined 1 10605.00000
Caterpillar Inc. COM 149123101 520 6125.00000 SH Defined 1 6125.00000
CBS Corp. COM 124857202 648 19757.00000 SH Defined 1 19757.00000
Celgene Corp. COM 151020104 803 12520.00000 SH Defined 1 12520.00000
Charles Schwab Corp. COM 808513105 550 42570.00000 SH Defined 1 42570.00000
Chesapeake Energy Corp COM 165167107 258 13875.00000 SH Defined 1 13875.00000
Chevron Corp. COM 166764100 2488 23582.00000 SH Defined 1 23582.00000
Church & Dwight Co. COM 171340102 823 14845.00000 SH Defined 1 14845.00000
Cinemark Holdings Inc. COM 17243v102 446 19500.00000 SH Defined 1 19500.00000
Cisco Systems COM 17275R102 1010 58845.00000 SH Defined 1 58845.00000
Coca-Cola COM 191216100 1746 22333.00000 SH Defined 1 22333.00000
ConAgra Foods, Inc. COM 205887102 426 16425.00000 SH Defined 1 16425.00000
Consolidated Edison COM 209115104 938 15075.00000 SH Defined 1 15075.00000
Corning Inc. COM 219350105 252 19470.00000 SH Defined 1 19470.00000
Covidien PLC COM G2554f113 383 7152.00000 SH Defined 1 7152.00000
Cummins Inc COM 231021106 499 5150.00000 SH Defined 1 5150.00000
CVS Caremark Corp. COM 126650100 1148 24575.00000 SH Defined 1 24575.00000
Danaher Corp. COM 235851102 771 14805.00000 SH Defined 1 14805.00000
Darden Restaurants Inc. COM 237194105 824 16275.00000 SH Defined 1 16275.00000
Davita Inc COM 23918K108 427 4345.00000 SH Defined 1 4345.00000
Diamond Offshore Drilling COM 25271c102 823 13925.00000 SH Defined 1 13925.00000
Diebold Inc COM 253651103 391 10600.00000 SH Defined 1 10600.00000
Du Pont (E.I.) De Nemours & Co COM 263534109 709 14030.00000 SH Defined 1 14030.00000
Duke Energy Corp. COM 26441C204 1101 47749.00000 SH Defined 1 47749.00000
Duke Realty Corp. COM 264411505 195 13300.00000 SH Defined 1 13300.00000
Eaton Corp. COM 278058102 339 8550.00000 SH Defined 1 8550.00000
EMC Corp. COM 268648102 903 35215.00000 SH Defined 1 35215.00000
Energizer Holdings Inc COM 29266R108 511 6795.00000 SH Defined 1 6795.00000
Enterprise Products Partners L COM 293792107 725 14150.00000 SH Defined 1 14150.00000
EOG Resources COM 26875p101 496 5505.00000 SH Defined 1 5505.00000
Equity Residential Properties COM 29476l107 711 11400.00000 SH Defined 1 11400.00000
Express COM 30219e103 275 15150.00000 SH Defined 1 15150.00000
Express Scripts Holding Compan COM 30219g108 583 10450.00000 SH Defined 1 10450.00000
Exxon Mobil Corp. COM 30231g102 3629 42405.00000 SH Defined 1 42405.00000
Fedex Corp. COM 31428x106 517 5640.00000 SH Defined 1 5640.00000
Finisar Corp COM 31787a507 282 18850.00000 SH Defined 1 18850.00000
FirstEnergy Corp. COM 337932107 576 11703.00000 SH Defined 1 11703.00000
Flowserve Corp. COM 34354P105 445 3875.00000 SH Defined 1 3875.00000
FMC Technologies Inc COM 30249U101 414 10555.00000 SH Defined 1 10555.00000
Foot Locker Inc. COM 344849104 495 16200.00000 SH Defined 1 16200.00000
Freeport-McMoRan Copper & Gold COM 35671d857 865 25400.00000 SH Defined 1 25400.00000
Frontier Communications Corp COM 35906a108 180 47040.00000 SH Defined 1 47040.00000
General Electric Co. COM 369604103 2861 137270.00000 SH Defined 1 137270.00000
Genuine Parts Co. COM 372460105 401 6650.00000 SH Defined 1 6650.00000
Gilead Science Inc. COM 375558103 443 8630.00000 SH Defined 1 8630.00000
Goldman Sachs Group COM 38141g104 756 7890.00000 SH Defined 1 7890.00000
Goodyear Tire & Rubber Company COM 382550101 294 24925.00000 SH Defined 1 24925.00000
Google Inc. Cl A COM 38259P508 1520 2620.00000 SH Defined 1 2620.00000
Halliburton Co. COM 406216101 458 16140.00000 SH Defined 1 16140.00000
Harris Corp. COM 413875105 474 11320.00000 SH Defined 1 11320.00000
HCP Inc COM 40414L109 530 12000.00000 SH Defined 1 12000.00000
Health Care REIT, Inc. COM 42217k106 383 6575.00000 SH Defined 1 6575.00000
Heinz (H.J.) COM 423074103 957 17595.00000 SH Defined 1 17595.00000
Hewlett-Packard Co. COM 428236103 450 22395.00000 SH Defined 1 22395.00000
Hologic Inc COM 436440101 205 11390.00000 SH Defined 1 11390.00000
Home Depot, Inc. COM 437076102 1725 32550.00000 SH Defined 1 32550.00000
Honeywell International, Inc. COM 438516106 1144 20490.00000 SH Defined 1 20490.00000
Intel Corp. COM 458140100 2179 81775.00000 SH Defined 1 81775.00000
International Business Machine COM 459200101 2970 15185.00000 SH Defined 1 15185.00000
Invesco Ltd COM g491bt108 568 25125.00000 SH Defined 1 25125.00000
Itron, Inc. COM 465741106 218 5285.00000 SH Defined 1 5285.00000
Johnson & Johnson COM 478160104 2336 34570.00000 SH Defined 1 34570.00000
Johnson Controls, Inc. COM 478366107 468 16875.00000 SH Defined 1 16875.00000
Joy Global Inc. COM 481165108 291 5135.00000 SH Defined 1 5135.00000
JPMorgan Chase & Co. COM 46625h100 1863 52142.26295 SH Defined 1 52142.26295
Kimco Realty Corp. COM 49446r109 362 19000.00000 SH Defined 1 19000.00000
Kinder Morgan Inc. COM 49456b101 625 19411.00000 SH Defined 1 19411.00000
Kohl's Corp. COM 500255104 504 11075.00000 SH Defined 1 11075.00000
Kraft Foods Inc. COM 50075N104 955 24735.00000 SH Defined 1 24735.00000
Liberty Property Trust COM 531172104 353 9575.00000 SH Defined 1 9575.00000
Lilly (Eli) & Co. COM 532457108 1124 26205.00000 SH Defined 1 26205.00000
Limited Brands Inc. COM 532716107 523 12300.00000 SH Defined 1 12300.00000
Linear Technology Corp. COM 535678106 611 19510.00000 SH Defined 1 19510.00000
Lowe's Co. COM 548661107 937 32935.00000 SH Defined 1 32935.00000
Macerich Co. COM 554382101 445 7543.00000 SH Defined 1 7543.00000
Mack-Cali Realty Corp. COM 554489104 270 9300.00000 SH Defined 1 9300.00000
Marsh & McLennan Companies, In COM 571748102 852 26450.00000 SH Defined 1 26450.00000
Mattel Inc. COM 577081102 784 24180.00000 SH Defined 1 24180.00000
Maxim Integrated Products, Inc COM 57772k101 659 25700.00000 SH Defined 1 25700.00000
McCormick & Co. COM 579780206 526 8665.00000 SH Defined 1 8665.00000
McDonald's Corp. COM 580135101 1448 16355.00000 SH Defined 1 16355.00000
Merck & Co., Inc. COM 58933y105 1590 38085.00000 SH Defined 1 38085.00000
Metlife Inc COM 59156R108 550 17840.00000 SH Defined 1 17840.00000
Microsoft Corp COM 594918104 2826 92375.00000 SH Defined 1 92375.00000
Mitsubishi UFJ Financial Group COM 606822104 104 21800.00000 SH Defined 1 21800.00000
Molson Coors Brewing Company COM 60871r209 594 14275.00000 SH Defined 1 14275.00000
Monsanto Co. COM 61166w101 430 5190.00000 SH Defined 1 5190.00000
Morgan Stanley, Dean Witter, D COM 617446448 680 46590.00000 SH Defined 1 46590.00000
Mylan Inc. COM 628530107 369 17250.00000 SH Defined 1 17250.00000
National Fuel Gas Co. COM 636180101 653 13900.00000 SH Defined 1 13900.00000
National Oilwell Varco Inc COM 637071101 507 7870.00000 SH Defined 1 7870.00000
New York Community Bancorp COM 649445103 177 14100.00000 SH Defined 1 14100.00000
NextEra Energy Inc COM 65339f101 641 9310.00000 SH Defined 1 9310.00000
Nisource Inc. COM 65473P105 716 28925.00000 SH Defined 1 28925.00000
Northrop Grumman Corp. COM 666807102 704 11035.00000 SH Defined 1 11035.00000
Occidental Petroleum COM 674599105 766 8930.00000 SH Defined 1 8930.00000
Oracle Corp. COM 68389x105 1024 34490.00000 SH Defined 1 34490.00000
PepsiCo, Inc. COM 713448108 1501 21240.00000 SH Defined 1 21240.00000
Pfizer, Inc. COM 717081103 2305 100209.00000 SH Defined 1 100209.00000
Philip Morris International In COM 718172109 554 6350.00000 SH Defined 1 6350.00000
Pinnacle West Capital COM 723484101 272 5250.00000 SH Defined 1 5250.00000
Plains All American Pipeline L COM 726503105 382 4725.00000 SH Defined 1 4725.00000
Plum Creek Timber Co., Inc. COM 729251108 461 11600.00000 SH Defined 1 11600.00000
PNC Financial Services Group COM 693475105 1229 20106.00000 SH Defined 1 20106.00000
PPG Industries, Inc. COM 693506107 1163 10955.00000 SH Defined 1 10955.00000
PPL Corp. COM 69351t106 430 15445.00000 SH Defined 1 15445.00000
Praxair, Inc. COM 74005P104 551 5070.00000 SH Defined 1 5070.00000
Principal Financial Group COM 74251V102 819 31235.00000 SH Defined 1 31235.00000
Procter & Gamble, Inc. COM 742718109 2013 32860.00000 SH Defined 1 32860.00000
Prologis Trust COM 74340w103 266 7990.00000 SH Defined 1 7990.00000
Prudential Financial, Inc. COM 744320102 1289 26610.00000 SH Defined 1 26610.00000
Public Service Enterprise Grou COM 744573106 348 10700.00000 SH Defined 1 10700.00000
Public Storage COM 74460d109 1148 7950.00000 SH Defined 1 7950.00000
Qualcomm Inc. COM 747525103 1143 20525.00000 SH Defined 1 20525.00000
Quest Diagnostics Inc COM 74834L100 302 5050.00000 SH Defined 1 5050.00000
Regal Entertainment Group - A COM 758766109 338 24600.00000 SH Defined 1 24600.00000
Regions Financial Corp. COM 7591EP100 95 14137.00000 SH Defined 1 14137.00000
Rockwell Collins Inc. COM 774341101 414 8390.00000 SH Defined 1 8390.00000
Royal Dutch Shell PLC COM 780259206 565 8375.00000 SH Defined 1 8375.00000
Sauer Danfoss Inc COM 804137107 243 6950.00000 SH Defined 1 6950.00000
Schlumberger Ltd. COM 806857108 1041 16040.00000 SH Defined 1 16040.00000
Seaspan Corp COM Y75638109 366 21100.00000 SH Defined 1 21100.00000
Simon Property Group, Inc. COM 828806109 967 6212.00000 SH Defined 1 6212.00000
Southern Co. COM 842587107 1660 35850.00000 SH Defined 1 35850.00000
Spectra Energy Corp COM 847560109 870 29947.00000 SH Defined 1 29947.00000
Staples Inc. COM 855030102 304 23315.00000 SH Defined 1 23315.00000
Starwood Hotels & Resorts Inc. COM 85590A401 561 10570.00000 SH Defined 1 10570.00000
State Street Corp. COM 857477103 654 14650.00000 SH Defined 1 14650.00000
Symantec Corp. COM 871503108 238 16295.00000 SH Defined 1 16295.00000
Taiwan Semiconductor Manufactu COM 874039100 420 30064.00000 SH Defined 1 30064.00000
Target Corp. COM 87612e106 1415 24320.00000 SH Defined 1 24320.00000
TE Connectivity Ltd COM h84989104 674 21125.00000 SH Defined 1 21125.00000
Teco Energy Inc. COM 872375100 592 32775.00000 SH Defined 1 32775.00000
Tessera Technologies Inc. COM 88164L100 256 16675.00000 SH Defined 1 16675.00000
Texas Instruments COM 882508104 1103 38445.00000 SH Defined 1 38445.00000
The Travelers Companies, Inc. COM 89417E109 1119 17523.00000 SH Defined 1 17523.00000
Thermo Fisher Scientific Inc COM 883556102 523 10080.00000 SH Defined 1 10080.00000
Toyota Motor Corp. ADR COM 892331307 221 2750.00000 SH Defined 1 2750.00000
Transcanada Pipelines Ltd COM 89353d107 712 17000.00000 SH Defined 1 17000.00000
Transocean Ltd COM H8817H100 281 6274.00000 SH Defined 1 6274.00000
Tupperware Brands Corp COM 899896104 509 9300.00000 SH Defined 1 9300.00000
Tyco International Ltd. COM h89128104 309 5840.00000 SH Defined 1 5840.00000
U.S. Bancorp COM 902973304 1240 38555.00000 SH Defined 1 38555.00000
UDR Inc COM 902653104 461 17831.00000 SH Defined 1 17831.00000
Union Pacific COM 907818108 801 6715.00000 SH Defined 1 6715.00000
United Health Group Inc. COM 91324P102 588 10050.00000 SH Defined 1 10050.00000
United Parcel Services Cl B COM 911312106 1118 14195.00000 SH Defined 1 14195.00000
United Technologies COM 913017109 852 11280.00000 SH Defined 1 11280.00000
Varian Medical Systems Inc COM 92220P105 464 7630.00000 SH Defined 1 7630.00000
Verizon Communications Inc. COM 92343v104 1939 43630.00000 SH Defined 1 43630.00000
Wal-Mart COM 931142103 1827 26200.00000 SH Defined 1 26200.00000
Walgreen Co. COM 931422109 399 13490.00000 SH Defined 1 13490.00000
Walt Disney Co. COM 254687106 1514 31210.00000 SH Defined 1 31210.00000
Weingarten Realty Investors COM 948741103 262 9950.00000 SH Defined 1 9950.00000
WellPoint, Inc. COM 94973V107 447 7005.00000 SH Defined 1 7005.00000
Wells Fargo Co. COM 949746101 1729 51705.00000 SH Defined 1 51705.00000
Westpac Banking Corp. Ltd ADR COM 961214301 261 2400.00000 SH Defined 1 2400.00000
Whirlpool Corp. COM 963320106 757 12375.00000 SH Defined 1 12375.00000
Windstream Corporation COM 97381W104 494 51152.00000 SH Defined 1 51152.00000
Kinder Morgan Inc Del Warrant 49456b119 64 29538.55 SH Defined 1 29538.55