0000846797-12-000003.txt : 20120809 0000846797-12-000003.hdr.sgml : 20120809 20120809104703 ACCESSION NUMBER: 0000846797-12-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120809 DATE AS OF CHANGE: 20120809 EFFECTIVENESS DATE: 20120809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN INVESTMENT ASSOCIATES, LLC CENTRAL INDEX KEY: 0000846797 IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 121018982 BUSINESS ADDRESS: STREET 1: 3500 PENTAGON BLVD, SUITE 200 CITY: BEAVERCREEK STATE: OH ZIP: 45431 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 3500 PENTAGON BLVD, SUITE 200 CITY: BEAVERCREEK STATE: OH ZIP: 45431 FORMER COMPANY: FORMER CONFORMED NAME: DEAN C H & ASSOCIATES INC DATE OF NAME CHANGE: 19990319 13F-HR 1 frm13f0363012.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dean Investment Associates, LLC Address: 3500 Pentagon Tower, Suite 200 Beavercreek, OH 45431 13F File Number: 028-02462 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Debra E. Rindler Title: Chief Compliance Officer Phone: (800) 327-3656 Signature, Place, and Date of Signing: August 9, 2012 Debra E. Rindler Beavercreek, OH August 9, 2012 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number Other Included Manager: 1 Form 13F Information Table Entry Total: 200 Form 13F Information Table Value Total: 271222 List of Other Included Manager: No. Form 13F File Number Name 02 028-13367 Dean Capital Management, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co CS 88579Y101 1246 13907.07 SH Defined 02 10302.07 3605.00 Aflac Inc CS 001055102 4315 101304.08 SH Defined 02 84204.08 17100.00 AGL Resources Inc CS 001204106 258 6669.00 SH Defined 02 6279.00 390.00 Albemarle Corp CS 012653101 281 4719.00 SH Defined 02 4459.00 260.00 Alliant Techsystems Inc CS 018804104 1207 23864.00 SH Defined 02 23864.00 American Equity Investment Lif CS 025676206 1140 103563.00 SH Defined 02 103563.00 American Greetings Corp Cl A CS 026375105 803 54916.00 SH Defined 02 54916.00 Ameriprise Finl Inc CS 03076C106 240 4592.00 SH Defined 02 4327.00 265.00 Amkor Technology Inc CS 031652100 548 112320.00 SH Defined 02 112320.00 Amtrust Financial Services CS 032359309 937 31540.00 SH Defined 02 31540.00 Apache Corp CS 037411105 3804 43285.02 SH Defined 02 36534.02 6751.00 Arrow Electrs Inc CS 042735100 319 9721.00 SH Defined 02 9161.00 560.00 Assured Guaranty Ltd CS G0585R106 310 21952.00 SH Defined 02 21952.00 Autoliv Inc CS 052800109 1914 35016.63 SH Defined 02 31211.63 3805.00 Baker Hughes Inc CS 057224107 4375 106446.74 SH Defined 02 91048.05 15398.69 Bank of NY Mellon CS 064058100 3720 169461.19 SH Defined 02 141101.19 28360.00 BBCN Bancorp Inc CS 073295107 573 52613.00 SH Defined 02 52613.00 Berkshire Hathaway Inc Cl B CS 084670702 1336 16032.00 SH Defined 02 11897.00 4135.00 Berry Pete Co CS 085789105 325 8185.00 SH Defined 02 8185.00 Best Buy Inc CS 086516101 2433 116078.15 SH Defined 02 98343.15 17735.00 Bill Barrett CS 06846n104 308 14370.00 SH Defined 02 14370.00 Biomed Realty Trust Inc CS 09063H107 245 13114.00 SH Defined 02 12359.00 755.00 Blackrock Inc CS 09247X101 3572 21032.44 SH Defined 02 17637.44 3395.00 Body Central Corp CS 09689U102 294 32660.00 SH Defined 02 32660.00 Brinks Co CS 109696104 258 11125.00 SH Defined 02 11125.00 Bryn Mawr Bank Corp CS 117665109 853 40491.00 SH Defined 02 40491.00 CACI Intl Inc CS 127190304 3817 69381.00 SH Defined 02 64311.00 5070.00 Cal Maine Foods Inc CS 128030202 1165 29790.00 SH Defined 02 29790.00 Chevron Corp CS 166764100 5097 48308.46 SH Defined 02 40521.46 7787.00 Cisco Sys Inc CS 17275R102 3846 223991.16 SH Defined 02 188221.16 35770.00 Cloud Peak Energy Inc CS 18911Q102 1239 73257.00 SH Defined 02 73257.00 Commercial Metals Co CS 201723103 2772 219341.84 SH Defined 02 203446.84 15895.00 ConocoPhillips CS 20825C104 4882 87358.70 SH Defined 02 73643.70 13715.00 Contango Oil & Gas Co CS 21075N204 997 16848.00 SH Defined 02 16848.00 Convergys Corp Com CS 212485106 618 41835.00 SH Defined 02 41835.00 CR Bard CS 067383109 356 3318.00 SH Defined 02 3133.00 185.00 Crane Co CS 224399105 700 19255.00 SH Defined 02 19255.00 CSX Corp CS 126408103 247 11065.00 SH Defined 02 10430.00 635.00 Curtiss Wright Corp CS 231561101 676 21782.00 SH Defined 02 21782.00 CVS Caremark Corp CS 126650100 4455 95329.07 SH Defined 02 80299.07 15030.00 Dana Holding Corp CS 235825205 815 63591.00 SH Defined 02 63591.00 Darden Restaurants Inc CS 237194105 464 9172.64 SH Defined 02 8217.64 955.00 Darling Intl Inc CS 237266101 280 17010.00 SH Defined 02 17010.00 Datalink Corp CS 237934104 920 96359.00 SH Defined 02 96359.00 Devon Energy Corp CS 25179M103 824 14216.13 SH Defined 02 10500.04 3716.10 Diamond Hill Investment Grp CS 25264R207 710 9067.00 SH Defined 02 9067.00 Digital Rlty Trust Inc CS 253868103 3371 44898.41 SH Defined 02 40288.41 4610.00 Discover Finl Svcs CS 254709108 264 7629.00 SH Defined 02 7184.00 445.00 Dover Corp CS 260003108 1072 19993.00 SH Defined 02 14793.00 5200.00 Dr Pepper Snapple Group Inc CS 26138E109 257 5864.00 SH Defined 02 5519.00 345.00 Dynamic Matls Corp CS 267888105 727 41965.00 SH Defined 02 41965.00 EMCOR Group Inc CS 29084Q100 546 19613.00 SH Defined 02 19613.00 Emerson Elec Co CS 291011104 1294 27784.86 SH Defined 02 20829.86 6955.00 Energizer Hldgs Inc Com CS 29266R108 249 3305.00 SH Defined 02 3120.00 185.00 Enstar Group Ltd CS G3075P101 568 5740.00 SH Defined 02 5740.00 Exco Resources Inc CS 269279402 350 46080.00 SH Defined 02 46080.00 Exxon Mobil Corp CS 30231G102 5195 60715.11 SH Defined 02 50519.11 10196.00 Ezcorp Inc Cl A Non Vtg CS 302301106 679 28935.00 SH Defined 02 28935.00 Fifth Street Finance Corp CS 31678A103 175 17573.16 SH Defined 02 14123.16 3450.00 First Finl Bancorp CS 320209109 168 10491.00 SH Defined 02 8406.00 2085.00 Flowserve Corp CS 34354P105 309 2691.00 SH Defined 02 2541.00 150.00 FMC Corp CS 302491303 317 5931.00 SH Defined 02 5591.00 340.00 Foster Wheeler CS H27178104 540 31293.00 SH Defined 02 31293.00 Freeport-McMoRan Copper & Gold CS 35671D857 3003 88137.12 SH Defined 02 73702.12 14435.00 Gardner Denver Inc Com CS 365558105 507 9585.00 SH Defined 02 9335.00 250.00 General Cable Corp CS 369300108 2015 77667.00 SH Defined 02 69672.00 7995.00 General Dynamics Corp CS 369550108 2101 31848.00 SH Defined 02 28468.00 3380.00 General Electric Co CS 369604103 5860 281176.01 SH Defined 02 238191.01 42985.00 Geoeye Inc CS 37250W108 673 43453.00 SH Defined 02 43453.00 Greif Inc Cl A CS 397624107 2235 54516.00 SH Defined 02 49001.00 5515.00 Halliburton Co CS 406216101 1439 50674.05 SH Defined 02 37509.05 13165.00 Hanesbrands Inc CS 410345102 538 19418.00 SH Defined 02 19418.00 Harsco Corp CS 415864107 579 28410.00 SH Defined 02 28410.00 Health Mgmt Assoc Inc New Cl A CS 421933102 661 84220.00 SH Defined 02 84220.00 Healthsouth Corp CS 421924309 2626 112889.00 SH Defined 02 101979.00 10910.00 Helen Of Troy Ltd CS G4388N106 1145 33778.00 SH Defined 02 33778.00 Hewlett Packard Co CS 428236103 2593 128964.00 SH Defined 02 105549.00 23415.00 Hologic Inc CS 436440101 270 14944.00 SH Defined 02 14089.00 855.00 Home Bancshares Inc CS 436893200 283 9245.00 SH Defined 02 9245.00 Horizon Bancorp Indiana CS 440407104 1154 43860.00 SH Defined 02 43860.00 Hospitality Properties Trust CS 44106M102 1006 40633.00 SH Defined 02 40633.00 Host Hotels & Resorts CS 44107P104 242 15269.00 SH Defined 02 14384.00 885.00 Illinois Tool Wks Inc CS 452308109 1222 23105.06 SH Defined 02 17055.06 6050.00 Ingersoll-Rand CS G47791101 244 5775.00 SH Defined 02 5440.00 335.00 Ingram Micro Inc CS 457153104 1109 63462.00 SH Defined 02 63462.00 Ingredion Inc CS 457187102 300 6056.00 SH Defined 02 5711.00 345.00 Intel Corp CS 458140100 4631 173768.65 SH Defined 02 144023.65 29745.00 Interpublic Group Cos CS 460690100 298 27476.00 SH Defined 02 25896.00 1580.00 Intl Fcstone Inc CS 46116V105 535 27659.00 SH Defined 02 27659.00 Intl Game Technology CS 459902102 242 15351.00 SH Defined 02 14466.00 885.00 Invesco Ltd CS G491BT108 333 14742.00 SH Defined 02 13897.00 845.00 Jarden Corp CS 471109108 902 21472.00 SH Defined 02 21472.00 JM Smucker Co CS 832696405 237 3138.00 SH Defined 02 2958.00 180.00 John Bean Technologies CS 477839104 236 17405.00 SH Defined 02 17405.00 Johnson & Johnson CS 478160104 3433 50820.63 SH Defined 02 42121.63 8699.00 Johnson Ctls Inc Com CS 478366107 1082 39039.00 SH Defined 02 28664.00 10375.00 JPMorgan Chase & Co CS 46625H100 4766 133396.60 SH Defined 02 111863.00 21533.59 Kennametal Inc Com CS 489170100 574 17305.00 SH Defined 02 17305.00 Keycorp CS 493267108 267 34488.00 SH Defined 02 32493.00 1995.00 Kimberly Clark Corp CS 494368103 205 2442.60 SH Defined 02 1972.60 470.00 Kohls Corp Com CS 500255104 236 5195.00 SH Defined 02 4895.00 300.00 Kraton Performance Polymers In CS 50077C106 939 42855.00 SH Defined 02 42855.00 Lexmark Intl CS 529771107 532 20015.00 SH Defined 02 20015.00 Lincare Hldgs Inc CS 532791100 3115 91569.00 SH Defined 02 84359.00 7210.00 Linear Technology Corp CS 535678106 287 9161.00 SH Defined 02 8631.00 530.00 Lockheed Martin Corp CS 539830109 216 2480.50 SH Defined 02 1990.50 490.00 M&T Bank Corp CS 55261F104 231 2802.00 SH Defined 02 2642.00 160.00 Macquarie Infrastructure Co CS 55608B105 649 19490.00 SH Defined 02 19490.00 Macys Inc CS 55616P104 292 8511.00 SH Defined 02 8016.00 495.00 Magellan Health Svcs Inc CS 559079207 1160 25592.00 SH Defined 02 25592.00 Manpowergroup CS 56418H100 2236 61008.00 SH Defined 02 54473.00 6535.00 Mantech Intl Corp CS 564563104 707 30147.00 SH Defined 02 30147.00 McDonalds Corp CS 580135101 1599 18062.85 SH Defined 02 13567.85 4495.00 Meadwestvaco Corp CS 583334107 280 9747.00 SH Defined 02 9187.00 560.00 Mednax Inc CS 58502B106 255 3720.00 SH Defined 02 3505.00 215.00 Medtronic Inc CS 585055106 4454 115008.13 SH Defined 02 95825.13 19183.00 Meredith Corp CS 589433101 272 8527.00 SH Defined 02 8527.00 Mesa Laboratories Inc CS 59064R109 1293 27805.00 SH Defined 02 27805.00 Metlife Inc CS 59156R108 3674 119089.07 SH Defined 02 101382.00 17707.07 Microsoft Corp CS 594918104 4092 133767.81 SH Defined 02 113026.14 20741.67 Molex Inc CS 608554101 273 11406.00 SH Defined 02 10746.00 660.00 Mosaic Co CS 61945c103 1137 20757.14 SH Defined 02 15452.03 5305.12 MRC Global Inc CS 55345K103 245 11535.00 SH Defined 02 10875.00 660.00 Murphy Oil Corp CS 626717102 3636 72294.07 SH Defined 02 61306.06 10988.01 National Fuel Gas Co CS 636180101 287 6118.00 SH Defined 02 5773.00 345.00 National Presto Inds Inc CS 637215104 248 3550.00 SH Defined 02 3550.00 Navistar Intl Corp CS 63934E108 278 9800.00 SH Defined 02 9800.00 New York Cmnty Bancorp Inc CS 649445103 186 14883.39 SH Defined 02 11963.39 2920.00 Newfield Expl Co CS 651290108 1619 55227.00 SH Defined 02 49357.00 5870.00 Noble Energy Inc CS 655044105 373 4400.00 SH Defined 02 4150.00 250.00 Nucor Corp CS 670346105 1043 27509.15 SH Defined 02 20359.15 7150.00 Oshkosh Corp CS 688239201 565 26952.00 SH Defined 02 26952.00 Parker Drilling Co CS 701081101 863 191421.00 SH Defined 02 191421.00 Parker Hannifin Corp CS 701094104 2338 30410.00 SH Defined 02 27280.00 3130.00 PepsiCo Inc CS 713448108 4105 58093.08 SH Defined 02 49133.08 8960.00 Pfizer Inc CS 717081103 1777 77243.45 SH Defined 02 58513.45 18730.00 Philip Morris Intl Inc CS 718172109 208 2385.52 SH Defined 02 1915.52 470.00 Phillips 66 CS 718546104 929 27945.00 SH Defined 02 24986.00 2959.00 Pioneer Nat Res Co CS 723787107 226 2561.00 SH Defined 02 2411.00 150.00 PNC Finl Svcs Group Inc CS 693475105 3301 54010.06 SH Defined 02 45590.06 8420.00 Primerica Inc CS 74164M108 887 33197.00 SH Defined 02 33197.00 PVH Corporation CS 693656100 224 2875.00 SH Defined 02 2710.00 165.00 Qep Res Inc Com CS 74733V100 208 6930.00 SH Defined 02 6535.00 395.00 QLogic Corp CS 747277101 521 38070.00 SH Defined 02 38070.00 Rand Logistics Inc CS 752182105 1052 123804.00 SH Defined 02 123804.00 Reinsurance Group Of America CS 759351604 318 5983.00 SH Defined 02 5648.00 335.00 Roundy's Inc CS 779268101 1015 99374.00 SH Defined 02 99374.00 RPC Inc CS 749660106 657 55261.50 SH Defined 02 55261.50 RR Donnelley & Sons CS 257867101 143 12149.37 SH Defined 02 9754.37 2395.00 Schnitzer Steel Industries CS 806882106 3754 133972.00 SH Defined 02 124997.00 8975.00 Sinclair Broadcast Group Inc CS 829226109 1351 149081.00 SH Defined 02 133106.00 15975.00 Snap On Inc CS 833034101 288 4630.00 SH Defined 02 4370.00 260.00 Southside Bancshares Inc CS 84470p109 930 41373.00 SH Defined 02 41373.00 Spectrum Brands Holdings Inc CS 84763R101 803 24650.00 SH Defined 02 24650.00 SPX Corp CS 784635104 241 3691.00 SH Defined 02 3486.00 205.00 Stancorp Finl Group Inc CS 852891100 962 25893.00 SH Defined 02 25893.00 Staples Inc CS 855030102 2283 174943.00 SH Defined 02 157348.00 17595.00 State Bank Financial Corp CS 856190103 604 39839.00 SH Defined 02 39839.00 State Street CS 857477103 4428 99187.11 SH Defined 02 83347.11 15840.00 Steiner Leisure Ltd Ord CS P8744Y102 568 12240.00 SH Defined 02 12240.00 Stryker Corp CS 863667101 3240 58803.95 SH Defined 02 49433.04 9370.91 Synopsys Inc CS 871607107 374 12694.00 SH Defined 02 11964.00 730.00 Sysco Corp CS 871829107 3454 115867.37 SH Defined 02 96885.37 18982.00 TAL International Group Inc CS 874083108 999 29844.00 SH Defined 02 28819.00 1025.00 Tech Data Corp CS 878237106 940 19508.00 SH Defined 02 19508.00 Tempur Pedic Intl Inc CS 88023U101 293 12535.00 SH Defined 02 12535.00 Tenneco Inc CS 880349105 2620 97675.00 SH Defined 02 91220.00 6455.00 TNS Inc CS 872960109 824 45954.00 SH Defined 02 45954.00 Torchmark Corp CS 891027104 2920 57763.00 SH Defined 02 51952.00 5811.00 Towers Watson & Co CS 891894107 242 4042.00 SH Defined 02 3807.00 235.00 Triumph Group Inc CS 896818101 974 17303.00 SH Defined 02 17303.00 Tupperware Brands Corp Com CS 899896104 288 5255.00 SH Defined 02 5255.00 Ultra Petroleum Corp Com CS 903914109 338 14660.00 SH Defined 02 14660.00 UnitedHealth Group Inc CS 91324P102 1404 23994.51 SH Defined 02 17746.05 6248.46 Unum Group CS 91529Y106 268 14025.00 SH Defined 02 13225.00 800.00 US Bancorp CS 902973304 3867 120247.36 SH Defined 02 102338.09 17909.27 Valassis Commns Inc CS 918866104 577 26522.00 SH Defined 02 26522.00 Valley National Bancorp CS 919794107 192 18088.11 SH Defined 02 14528.11 3560.00 Vishay Intertechnology Inc CS 928298108 875 92741.00 SH Defined 02 92741.00 Wal Mart Stores Inc CS 931142103 3890 55793.06 SH Defined 02 46798.06 8995.00 Warnaco Group Inc CS 934390402 524 12295.00 SH Defined 02 12295.00 Weingarten Realty Investors CS 948741103 286 10860.00 SH Defined 02 10225.00 635.00 WellPoint Inc CS 94973V107 1164 18247.04 SH Defined 02 13552.04 4695.00 Wells Fargo & Co CS 949746101 3483 104145.14 SH Defined 02 87940.14 16205.00 Whirlpool Corp CS 963320106 2857 46715.00 SH Defined 02 42320.00 4395.00 Willis Group Hldgs Ltd CS g96666105 293 8018.00 SH Defined 02 7553.00 465.00 Wilshire Bancorp Inc CS 97186T108 756 138299.00 SH Defined 02 138299.00 World Accep Corp Del CS 981419104 311 4725.00 SH Defined 02 4725.00 WR Berkley Corp CS 084423102 237 6092.00 SH Defined 02 5732.00 360.00 Zimmer Hldgs Inc CS 98956P102 254 3951.00 SH Defined 02 3726.00 225.00 Zions Bancorporation CS 989701107 295 15174.00 SH Defined 02 14299.00 875.00 Arcelormittal Sa Luxembourg Ny AD 03938l104 944 61824 SH Defined 02 45919 15905 Calamos Conv & High Income Fd EF 12811P108 974 77490.0000 SH Defined 02 77490.0000 Cohen & Steers Reit & Pfd Incm EF 19247X100 1176 71510.0000 SH Defined 02 71510.0000 iShares S&P Natl AMT-Free Muni EF 464288414 1671 15182.0000 SH Defined 02 11642.0000 3540.0000 LMP Corp Loan Fund Inc EF 50208B100 7234 599306.0000 SH Defined 02 514540.0000 84766.0000 ProShares Russell 2000 EF 74347R826 4340 163400.0000 SH Defined 02 163400.0000 Proshares Tr Pshs Shrt S&P500 EF 74347R503 2522 69170.0000 SH Defined 02 69170.0000 SPDR S&P 500 ETF Tr Tr Unit EF 78462F103 311 2282.3863 SH Sole 2282.3863 Tortoise Energy Capital Corp EF 89147U100 5502 211435.0921 SH Defined 02 175678.3177 35756.7744